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The Lord of the Nazgûl, also called the Witch-king of Angmar, the Pale King, or Black Captain, is a fictional character in
J. R. R. Tolkien John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''. From 1925 to 1945, Tolkien was the Rawlinson ...
's fantasy novel ''
The Lord of the Rings ''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
''. He is one of the Nine
Men A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy. Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the fa ...
that became
Nazgûl The Nazgûl (from Black Speech 'ring', and 'wraith, spirit')introduced as Black Riders and also called Ringwraiths, Dark Riders, the Nine Riders, or simply the Nineare fictional characters in J. R. R. Tolkien's Middle-earth. They were ni ...
(Ringwraiths) after receiving
Rings of Power The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel ''The Lord of the Rings''. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy nov ...
from the dark lord
Sauron Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
. His ring gives him great power, but enslaves him to Sauron and makes him invisible. As a wraith, he had once established himself King of Angmar in the north of Eriador. In the events of ''the Lord of the Rings'', he stabs the bearer of the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
, the Hobbit
Frodo Baggins Frodo Baggins ( Westron: ''Maura Labingi'') is a fictional character in J. R. R. Tolkien's writings and one of the protagonists in ''The Lord of the Rings''. Frodo is a hobbit of the Shire who inherits the One Ring from his cousin Bilbo Bag ...
, with a Morgul-knife which would reduce its victim to a wraith. Much later, in his final battle, the Lord of the Nazgûl attacks
Éowyn Éowyn ( or , Appendix E, "Note") is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. She is a noblewoman of Rohan who describes herself as a shieldmaiden. With the hobbit Merry Brandybuck, she rides into battle an ...
with a mace. The Hobbit Merry Brandybuck stabs him with an ancient enchanted Númenórean blade, allowing Éowyn to kill him with her sword. In early drafts, Tolkien had called him the "Wizard King", and considered making him either a renegade member of the Istari, or an immortal
Maia Maia (; Ancient Greek: Μαῖα; also spelled Maie, ; ), in ancient Greek religion and mythology, is one of the Pleiades and the mother of Hermes, one of the major Greek gods, by Zeus, the king of Olympus. Family Maia is the daughter of A ...
, before settling on having him as a mortal Man, corrupted by a Ring of Power given to him by Sauron. Commentators have written that the Lord of the Nazgûl functions at the level of myth when, his own name forgotten, he calls himself Death and bursts the gates of Minas Tirith with a battering-ram engraved with magical spells. At a theological level, he embodies a vision of evil similar to
Karl Barth Karl Barth (; ; – ) was a Swiss Reformed theologian. Barth is best known for his commentary '' The Epistle to the Romans'', his involvement in the Confessing Church, including his authorship (except for a single phrase) of the Barmen Decl ...
's description of evil as , an active and powerful force that turns out to be empty. The
prophecy In religion, mythology, and fiction, a prophecy is a message that has been communicated to a person (typically called a ''prophet'') by a supernatural entity. Prophecies are a feature of many cultures and belief systems and usually contain di ...
that the Lord of the Nazgûl would not die by the hand of Man echoes that made of the title character in
William Shakespeare William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's nation ...
's ''
Macbeth ''The Tragedy of Macbeth'', often shortened to ''Macbeth'' (), is a tragedy by William Shakespeare, estimated to have been first performed in 1606. It dramatises the physically violent and damaging psychological effects of political ambiti ...
''.


Fictional history

The Witch-king first appears in the
Second Age In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainu (Middle-earth), Ainur entered Arda (Middle-earth), Arda, following the creation events in the Ainulindalë and long ages of l ...
of
Middle-earth Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
. The Dark Lord
Sauron Sauron () is the title character and the main antagonist of J. R. R. Tolkien's ''The Lord of the Rings'', where he rules the land of Mordor. He has the ambition of ruling the whole of Middle-earth, using the power of the One Ring, which he ...
gave
Rings of Power The Rings of Power are magical artefacts in J. R. R. Tolkien's legendarium, most prominently in his high fantasy novel ''The Lord of the Rings''. The One Ring first appeared as a plot device, a magic ring in Tolkien's children's fantasy nov ...
to powerful Men, including kings of countries in Middle-earth. These confer magical power, but also enslave their wearers to the owner of the
One Ring The One Ring, also called the Ruling Ring and Isildur's Bane, is a central plot element in J. R. R. Tolkien's ''The Lord of the Rings'' (1954–55). It first appeared in the earlier story '' The Hobbit'' (1937) as a magic ring that grants the ...
, Sauron himself., "The Akallabêth", p. 267. "Yet Sauron was ever guileful, and it is said that among those whom he ensnared with the Nine Rings three were great lords of Númenórean race.", 4. "The Hunt for the Ring" i. "Of the Journey of the Black Riders" The Lord of the
Nazgûl The Nazgûl (from Black Speech 'ring', and 'wraith, spirit')introduced as Black Riders and also called Ringwraiths, Dark Riders, the Nine Riders, or simply the Nineare fictional characters in J. R. R. Tolkien's Middle-earth. They were ni ...
appears as the Witch-king of Angmar during the
Third Age In J. R. R. Tolkien's legendarium, the history of Arda, also called the history of Middle-earth, began when the Ainur entered Arda, following the creation events in the Ainulindalë and long ages of labour throughout Eä, the fictional un ...
and is instrumental in the destruction of the Northern kingdom of Arnor., Appendix A, 1 "The Numenorean Kings" In his notes for translators, Tolkien suggested that the Witch-king of Angmar, ruler of a Northern kingdom with its capital at Carn Dûm, was of Númenórean origin.Tolkien writes: "the name and origin of the Witch-king is not recorded, but he was probably of Númenórean descent." Hammond, Wayne G. & Scull, Christina, '' The Lord of the Rings: A Reader's Companion'', p. 20. Tolkien later removed the passage; it does not appear in the version in
Jared Lobdell Jared Charles Lobdell (29 November 1937 – 22 March 2019) was an American author and one of the first Tolkien scholars. He is best known for some thirty academic books on American history and the Inklings including J. R. R. Tolkien, C. S. Lewi ...
's '' A Tolkien Compass''.
Nothing is heard of him when Sauron is overthrown by the Last Alliance of Elves and Men late in the Second Age, but his survival is assured by the power of the One Ring., Appendix B, "The Tale of Years", entries in "The Second Age" Over a thousand years later in the Third Age, the Lord of the Nazgûl leads Sauron's forces against the successor kingdoms of Arnor: Rhudaur, Cardolan, and Arthedain. He destroys all of these, but is eventually defeated by the Elf-lord Glorfindel, who puts him to flight, and makes the prophecy that "not by the hand of Man will he fall"., Appendix A, I, iv "Gondor and the heirs of Anarion" He escapes, and returns to
Mordor In J. R. R. Tolkien's fictional continent of Middle-earth, Mordor (; from Sindarin ''Black Land'' and Quenya ''Land of Shadow'') is a dark realm. It lay to the east of Gondor and the great river Anduin, and to the south of Mirkwood. Mount ...
. There, he gathers the other Nazgûl to prepare for Sauron's return., Appendix B, "The Tale of Years", entries in "The Third Age" Towards the end of the Third Age, Sauron sends the Witch-king, leading the other Nazgûl, to
the Shire The Shire is a region of J. R. R. Tolkien's fictional Middle-earth, described in ''The Lord of the Rings'' and other works. The Shire is an inland area settled exclusively by hobbits, the Shire-folk, largely sheltered from the goings-on in the ...
to find and recover the One Ring. He is cloaked and hooded in black; his face cannot be seen; he rides a black horse., book 1, ch. 2 "
The Shadow of the Past "The Shadow of the Past" is the second chapter of J. R. R. Tolkien's bestselling fantasy work, ''The Lord of the Rings'', which was published in 1954–1955. Tolkien called it "the crucial chapter"; the Tolkien scholar Tom Shippey labelled it "t ...
"
, book 2, ch. 2 " The Council of Elrond" book 1, ch. 3 "Three is Company" book 1, ch. 4 "A Short Cut to Mushrooms" At Weathertop, the Witch-king stabs Frodo, the bearer of the One Ring, in the shoulder with the Morgul-knife, breaking off a piece of it in the
Hobbit Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
's flesh. book 1, ch. 11 "A Knife in the Dark" Frodo is able to see that the Witch-king is taller than the other Nazgûl, with "long and gleaming" hair and a crown on his helmet. He is swept away by the waters of the river Bruinen and his horse is drowned. He returns to Mordor. book 1, ch. 12 "Flight to the Ford" He reappears mounted on a hideous flying beast., book 5, ch. 6, "The Battle of the Pelennor Fields" During the Battle of the Pelennor Fields, the Witch-king commands Grond, a battering-ram engraved with evil spells, to successfully break the gates of Minas Tirith. Being forced to leave the broken gates he retreats to lead the besieging army against the new threat of the Rohirrim, where he is faced by a single warrior, Dernhelm, actually a disguised
Éowyn Éowyn ( or , Appendix E, "Note") is a fictional character in J. R. R. Tolkien's ''The Lord of the Rings''. She is a noblewoman of Rohan who describes herself as a shieldmaiden. With the hobbit Merry Brandybuck, she rides into battle an ...
, a noblewoman of Rohan; and not far away, Merry, a hobbit of the Fellowship. Éowyn boldly calls the Nazgûl a "dwimmerlaik", telling him to go if he was not deathless. He casts back his hood to reveal a crown, but the head that wears it is invisible. Merry's surreptitious stroke with an enchanted Barrow-blade brings the Nazgûl to his knees, allowing Éowyn, the niece of Théoden, to drive her sword between his crown and mantle. Thus the Witch-king is destroyed by a woman and a Hobbit, fulfilling Glorfindel's prophecy. Both weapons that pierced him disintegrate, and both assailants are stricken by the Black Breath, which causes a cold paralysis, terror, and often death.


Analysis


From Wizard to Witch-king

Megan N. Fontenot, on ''
Tor.com ''Reactor'', formerly ''Tor.com'', is an online science fiction and fantasy magazine published by Tor Books, a division of Macmillan Publishers. The magazine publishes articles, reviews, original short fiction, re-reads and commentary on specul ...
'', writes that in early drafts, Tolkien names him "the Wizard King", so powerful in wizardry that his opponent
Gandalf Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
is unable to counter him unaided. In early drafts of " The Council of Elrond", Gandalf explains that his enemy was "of old the greatest of all the wizards of Men". In a later draft, Tolkien adds that the Wizard King was also "a great king of old" and the "fell captain of the Nine iders; Fontenot glosses "fell" as implying "ravenous cruelty" and "ruthless ... savagery"., pp. 9, 116, 132, 149 Later, in a draft of "The Siege of Gondor", Tolkien makes the Wizard King "a renegade of andalf'sown order" from Númenor. In the manuscript of his notes for translators, Tolkien suggested that the Witch-king of Angmar was most likely of Númenórean origin. Fontenot comments that this could make him both a
Maia Maia (; Ancient Greek: Μαῖα; also spelled Maie, ; ), in ancient Greek religion and mythology, is one of the Pleiades and the mother of Hermes, one of the major Greek gods, by Zeus, the king of Olympus. Family Maia is the daughter of A ...
rather than a
Man A man is an adult male human. Before adulthood, a male child or adolescent is referred to as a boy. Like most other male mammals, a man's genome usually inherits an X chromosome from the mother and a Y chromosome from the f ...
, and originally one of the Istari, or, as she states, "something decidedly other". But Tolkien then reduces the Wizard King's power, so that Gandalf is able to tell Pippin as they wait for the attack on Gondor that "In him I am not overmatched", and that the Wizard King's main power is to inspire fear at a distance (with the Black Breath). At some stage, too, he renames the enemy the Witch-king; Fontenot suggests this was to distinguish more clearly between him and the Wizards like Gandalf and Saruman. Tolkien had thus explored making him a wizard (Istari or otherwise) or an immortal Maia, before settling on a "a human king whose lust for power got the better of his good judgment." She wonders what he might have been like before he accepted a Ring of Power from Sauron, noting that he was seemingly filled with "possessiveness, greed, lust, and a desire for dominance", all markers of evil in Tolkien's scheme of things., pp. 326, 331


Evil, the absence of good

The Tolkien scholar
Tom Shippey Thomas Alan Shippey (born 9 September 1943) is a British medievalist, a retired scholar of Middle and Old English literature as well as of modern fantasy and science fiction. He is considered one of the world's leading academic experts on the ...
writes that the Lord of the Nazgûl hovers close to being an abstraction, "a vast menace of despair ... a huge shadow",, book 5, ch. 4, "The Siege of Gondor" actually calling himself Death: "Old fool! This is my hour. Do you not know Death when you see it?" The scene forms, too, a picture of the "unexistence of evil", based on the Boethian philosophy that God is all-powerful, so evil is not the equal and opposite of good, but simply its absence: he forms "a huge shadow". The theologian George Hunsinger compares Tolkien's depiction of the Witch-king to the theologian
Karl Barth Karl Barth (; ; – ) was a Swiss Reformed theologian. Barth is best known for his commentary '' The Epistle to the Romans'', his involvement in the Confessing Church, including his authorship (except for a single phrase) of the Barmen Decl ...
's analysis of evil. Barth's conception is embodied in his term , "nothingness", which Hunsinger glosses as "something dynamic and sinister ... an active cosmic power, a power of destruction, a power of chaos, negation, and ruin." The power of is both "outwardly repulsive" and in Barth's words "intrinsically evil"; it can be described but not explained, and is defeated by God; it is wholly evil and serves no good purpose. It is both fearful and empty. Hunsinger states that Tolkien's account of the Witch-king as he confronts Gandalf at the gate of Minas Tirith "captures something of Barth's notion of ." He finds it especially relevant that the Witch-king is "above all ... actual and yet empty at the same time", and comments that Tolkiens "dead but undead Black Rider is as good a symbol as any ... for Barth's impossible possibility." Similarly, Hunsinger finds Tolkien's description of how Éowyn kills the Witch-king "an image for the paradox of evil as something powerful and yet hollow at the same time." He notes that her sword shatters with her final stroke, but of her defeated foe, "nothing is left" in the empty mantle and hauberk. The Episcopal priest and theologian Fleming Rutledge writes that whereas the "pale king", the invisible Witch-king of Angmar, is striving to kill Frodo, the real king,
Aragorn Aragorn () is a fictional character and a protagonist in J. R. R. Tolkien's ''The Lord of the Rings''. Aragorn is a Ranger of the North, first introduced with the name Strider and later revealed to be the heir of Isildur, an ancient King of ...
, who has been out of sight, in disguise as a Ranger, is doing all he can to heal him: the two kings are opposites. She writes also that while the enemy visible to Gondor is the Men of
Harad In J. R. R. Tolkien's high fantasy ''The Lord of the Rings'', Harad is the immense land south of Gondor and Mordor. Its main port is Umbar, the base of the Corsairs of Umbar whose ships serve as the Dark Lord Sauron's fleet. Its people are the ...
and the Easterlings, the real enemy is personified by the Witch-king.


Prophecy both true and false

Julaire Andelin, in '' The J. R. R. Tolkien Encyclopedia'', writes that prophecy in Middle-earth depended on characters' understanding of the Music of the Ainur, the divine plan for Arda, and was often ambiguous. Thus, Glorfindel's prophecy "not by the hand of Man will he Lord of the Nazgûlfall" did not lead the Lord of the Nazgûl to suppose that he would die at the hands of a woman and a hobbit. Shippey states that the prophecy, and the Witch-king's surprise at finding Dernhelm to be a woman, parallel the witches' statement to
Macbeth ''The Tragedy of Macbeth'', often shortened to ''Macbeth'' (), is a tragedy by William Shakespeare, estimated to have been first performed in 1606. It dramatises the physically violent and damaging psychological effects of political ambiti ...
in
Shakespeare William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
's play of that name that he may "laugh to scorn / The power of man, for none of woman born / Shall harm Macbeth" (Act 4, scene 1), and Macbeth's shock at learning that Macduff "was from his mother's womb / Untimely ripp'd" (Act 5, scene 8), as Macduff was born by
Caesarean section Caesarean section, also known as C-section, cesarean, or caesarean delivery, is the Surgery, surgical procedure by which one or more babies are Childbirth, delivered through an incision in the mother's abdomen. It is often performed because va ...
. Thus, Shippey notes, despite Tolkien's stated dislike of
Shakespeare William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
's treatment of myth, he read ''
Macbeth ''The Tragedy of Macbeth'', often shortened to ''Macbeth'' (), is a tragedy by William Shakespeare, estimated to have been first performed in 1606. It dramatises the physically violent and damaging psychological effects of political ambiti ...
'' closely. The Tolkien scholar Michael Drout identifies a further parallel with Shakespeare, one of several allusions to ''
King Lear ''The Tragedy of King Lear'', often shortened to ''King Lear'', is a Shakespearean tragedy, tragedy written by William Shakespeare. It is loosely based on the mythological Leir of Britain. King Lear, in preparation for his old age, divides his ...
'' in ''The Lord of the Rings''. The Witch-king says "Come not between the Nazgûl and his prey", as the mad Lear says "Come not between the dragon and his wrath".


Adaptations

In
Peter Jackson Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
's 2001–2003 ''The Lord of the Rings'' film trilogy, during the siege of Minas Tirith, the Witch-king wears a distinctive helmet over his hood resembling a mask and a crown, rather than the crown worn underneath his hood in the book. The Witch-king's mount is largely responsible for the death of Théoden and his horse Snowmane, a departure from the book. As confirmed in the films'
audio commentary An audio commentary is an additional audio track, usually digital, consisting of a lecture or comments by one or more speakers, that plays in real time with a video. Commentaries can be serious or entertaining in nature, and can add informatio ...
, the design of the monsters was based largely on illustrations by John Howe.See also In the first film of Jackson's 2012–2014 ''The Hobbit'' film trilogy, the Wizard
Radagast Radagast the Brown is a fictional character in J. R. R. Tolkien's Tolkien's legendarium, legendarium. A Wizard (Middle-earth), wizard and associate of Gandalf, he appears briefly in ''The Hobbit'', ''The Lord of the Rings'', ''The Silmarillion ...
briefly encounters the Witch-king while investigating the forest fortress of Dol Guldur. Péter Kristóf Makai, in '' A Companion to J. R. R. Tolkien'', writes that the 1976 board game ''Middle Earth'' provided the Witch-king with a choice of nine spells, against Gandalf's eleven. Some of these were shared, such as the ability to project a defensive lightning-bolt.


Notes


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Sources

* * * * * * * * {{lotr Middle-earth Men Fictional undead The Lord of the Rings characters Ring-bearers Fictional kings