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The term () is used in German surnames either as a
nobiliary particle A nobiliary particle is a type of onomastic particle used in a surname or family name in many Western cultures to signal the nobility of a family. The particle used varies depending on the country, language and period of time. In some languages, it ...
indicating a noble
patrilineality Patrilineality, also known as the male line, the spear side or agnatic kinship, is a common kinship system in which an individual's family membership derives from and is recorded through their father's lineage. It generally involves the inheritanc ...
, or as a simple
preposition Adpositions are a part of speech, class of words used to express spatial or temporal relations (''in, under, towards, behind, ago'', etc.) or mark various thematic relations, semantic roles (''of, for''). The most common adpositions are prepositi ...
used by commoners that means or . Nobility directories like the often abbreviate the noble term to ''v.'' In medieval or early modern names, the particle was at times added to commoners' names; thus, meant . This meaning is preserved in Swiss
toponymic surname A toponymic surname or habitational surname or byname is a surname or byname derived from a place name,
s and in the Dutch , which is a
cognate In historical linguistics, cognates or lexical cognates are sets of words that have been inherited in direct descent from an etymological ancestor in a common parent language. Because language change can have radical effects on both the s ...
of but also does not necessarily indicate nobility.


Usage


Germany and Austria

The abolition of the
monarchies A monarchy is a form of government in which a person, the monarch, reigns as head of state for the rest of their life, or until abdication. The extent of the authority of the monarch may vary from restricted and largely symbolic (constitutio ...
in
Germany Germany, officially the Federal Republic of Germany, is a country in Central Europe. It lies between the Baltic Sea and the North Sea to the north and the Alps to the south. Its sixteen States of Germany, constituent states have a total popu ...
and
Austria Austria, formally the Republic of Austria, is a landlocked country in Central Europe, lying in the Eastern Alps. It is a federation of nine Federal states of Austria, states, of which the capital Vienna is the List of largest cities in Aust ...
in 1919 meant that neither state has a privileged nobility, and both have exclusively
republic A republic, based on the Latin phrase ''res publica'' ('public affair' or 'people's affair'), is a State (polity), state in which Power (social and political), political power rests with the public (people), typically through their Representat ...
an governments. In Germany, this means that legally ''von'' simply became an ordinary part of the surnames of the people who used it. There are no longer any legal privileges or constraints associated with this naming convention. According to German alphabetical sorting, people with ''von'' in their surnames – of noble or non-noble descent alike – are listed in telephone books and other files under the rest of their names (e.g., the economist
Ludwig von Mises Ludwig Heinrich Edler von Mises (; ; September 29, 1881 – October 10, 1973) was an Austrian-American political economist and philosopher of the Austrian school. Mises wrote and lectured extensively on the social contributions of classical l ...
would have been found under ''M'' in the phone book rather than ''V''). In Austria, in contrast, not only were the privileges of the nobility abolished, their
title A title is one or more words used before or after a person's name, in certain contexts. It may signify their generation, official position, military rank, professional or academic qualification, or nobility. In some languages, titles may be ins ...
s and prepositions were abolished as well in 1919. Thus, for example, ''Friedrich von Hayek'' became simply
Friedrich Hayek Friedrich August von Hayek (8 May 1899 – 23 March 1992) was an Austrian-born British academic and philosopher. He is known for his contributions to political economy, political philosophy and intellectual history. Hayek shared the 1974 Nobe ...
. (See also
Austrian nobility The Austrian nobility () is a status group that was officially abolished in 1919 after the fall of Austria-Hungary. Austria's system of nobility was very similar to that of Germany (see German nobility), as both countries were previously part of ...
on this issue.) In contrast to the peerage of the United Kingdom, the aristocracies of the German-speaking countries were held to include untitled nobility, although the names of nearly all the families falling into this category did include ''von'', '' zu'', ''von und zu'', ''von der'', ''von dem'', ''zum'', ''vom und zum'' or ''zur''.


Non-noble use

The preposition originated among German speakers during the
Middle Ages In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of global history. It began with the fall of the Western Roman Empire and ...
and was commonly used to signify a person's origins, appending the name of the place they originated from (see
toponymic surname A toponymic surname or habitational surname or byname is a surname or byname derived from a place name,
), or the name of their parents, as the concept of a surname did not start to come into common usage until later on. Nevertheless, it was mostly aristocrats and other land owners who acquired a surname consisting of ''von'', ''zu'' or ''zur'' and a
toponym Toponymy, toponymics, or toponomastics is the study of ''wikt:toponym, toponyms'' (proper names of places, also known as place names and geographic names), including their origins, meanings, usage, and types. ''Toponym'' is the general term for ...
. When families were raised to nobility later on, the prefix was added in front of their existing name whatever its source, e.g. '' von Goethe''. In some cases, even an existing non-noble ''von'' became noble, or vice versa, therefore the same surname sometimes would be shared by noble and non-noble individuals. Especially in the Northwest (Bremen, Hamburg, Holstein, Lower Saxony, Schleswig, Westphalia) and in German-speaking Switzerland, ''von'' is a frequent element in non-noble surnames."Adelszeichen und Adel: Kennzeichnet das 'von' in jedem Fall eine Adelsfamilie?"
obiliary particle and nobility: Does the "von" indicate a noble family in every case? Institut Deutsche Adelsforschung nstitute of German Nobility Research retrieved on 8 January 2013.
About 200 to 300 known non-noble surnames contain the element ''von''. On the other hand, especially in Lower Saxony, several prominent noble surnames do not contain the particle ''von'', e.g. ', ' or '' Vincke''."Nichtadeliges 'von
on-noble "von" adelsrecht.de, retrieved on 8 January 2013.
In order to distinguish the noble ''von'' from the non-noble one, the Prussian military abbreviated it to ''v.'' in noble names, often without a space following it, whereas the non-noble ''von'' was always spelled in full. In the 19th century in Austria and Bavaria, non-noble surnames containing ''von'' were widely altered by compounding it with the main surname element, such as ''von Werden → Vonwerden''. "Untitled" and "non-noble" are not synonyms in the German-speaking world. However, most German nobles used ''von'' and most users of ''von'' were noble. Nonetheless, desiring to add cachet to their perceived lineages in the era since titles of nobility were abolished, some individuals of no titled descent chose to add the particle to their name, such as movie directors
Josef von Sternberg Josef von Sternberg (; born Jonas Sternberg; May 29, 1894 – December 22, 1969) was an American filmmaker whose career successfully spanned the transition from the Silent film, silent to the Sound film, sound era, during which he worked with mos ...
,
Erich von Stroheim Erich Oswald Hans Carl Maria von Stroheim (born Erich Oswald Stroheim, ; September 22, 1885 – May 12, 1957) was an Austrian-American director, screenwriter, actor, and producer, most noted as a film star and avant-garde, visionary director of ...
, and
Lars von Trier Lars von Trier (né Trier; born 30 April 1956) is a Danish film director and screenwriter. Beginning in the late-1960s as a child actor working on Danish television series ''Secret Summer'', von Trier's career has spanned more than five decad ...
.


Ancient nobility

Some very old noble families, usually members of the ''
Uradel (, German: "ancient nobility"; adjective or ) is a genealogical term introduced in late 18th-century Germany to distinguish those families whose noble rank can be traced to the 14th century or earlier. The word stands opposed to '' Briefadel'' ...
'', bear surnames without the rather young nobiliary particle ''von'' but are nevertheless still noble. Also, a very few German families were elevated to the nobility without use of the preposition ''von''. This was the case of the
Riedesel The Riedesel family is an ancient German nobility, German noble family that began to appear in legal documents in the early 13th century. They were of the knightly class, though not all had the official status of ''Ritter'' or knight. History ...
''Freiherren zu Eisenbach'' who received baronial dignity in 1680. In order to distinguish themselves from bearers of regionally frequent non-noble surnames containing ''von'', nobles in Northern Germany continue the royal Prussian military practice of abbreviating the noble ''von'' to ''v.'' but spelling the non-noble ''von'' in full.


Russia

Generally, the growth of the
Tsardom of Russia The Tsardom of Russia, also known as the Tsardom of Moscow, was the centralized Russian state from the assumption of the title of tsar by Ivan the Terrible, Ivan IV in 1547 until the foundation of the Russian Empire by Peter the Great in 1721. ...
into the
Russian Empire The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
was accompanied by the inflow of German surnames. Two main channels of such migration were the absorption of territories where Germans constituted a part of local nobility, such as
Finland Finland, officially the Republic of Finland, is a Nordic country in Northern Europe. It borders Sweden to the northwest, Norway to the north, and Russia to the east, with the Gulf of Bothnia to the west and the Gulf of Finland to the south, ...
,
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
, and the
Baltic region The Baltic Sea Region, alternatively the Baltic Rim countries (or simply the Baltic Rim), and the Baltic Sea countries/states, refers to the general area surrounding the Baltic Sea, including parts of Northern, Central and Eastern Europe. Un ...
, and the state-supported immigration of Germans into Russia, such as the ''
Volga Germans The Volga Germans (, ; ) are ethnic Germans who settled and historically lived along the Volga River in the region of southeastern European Russia around Saratov and close to Ukraine nearer to the south. Recruited as immigrants to Russia in the ...
''. As a rule, the members of the local nobility who found themselves in Russia as a result of geopolitical shifts preserved their privileges in the Empire. Their surnames were listed in the State Register of Noble Families as soon as the required documents were provided. The particle ''von'' was preserved as well; once
hyphen The hyphen is a punctuation mark used to join words and to separate syllables of a single word. The use of hyphens is called hyphenation. The hyphen is sometimes confused with dashes (en dash , em dash and others), which are wider, or with t ...
s came into common use in the 18th and 19th centuries, it was used to connect the ''von'' with the following part of the surname (e.g. , von-Wiesen). However, since the twentieth century the particle has been written separately, as in the German origin. In the Baltic region, the German language continued to be used alongside Russian, so the language environment was friendly enough there to keep these surnames from localisation. Meanwhile, some of those whose ancestors individually entered the Russian service from abroad, and who settled themselves in Moscow or the core Russian provinces, sooner or later found it easier to adjust their surnames to the local speaking mode. However, unlike immigrants to English-speaking countries during the 18th to 20th centuries, who usually lost their nobility particles and often simplified and
anglicised Anglicisation or anglicization is a form of cultural assimilation whereby something non-English becomes assimilated into or influenced by the culture of England. It can be sociocultural, in which a non-English place adopts the English language ...
the remaining parts of their surnames, immigrants to the Tsarist and Imperial Russia did not lose their noble particles, although some of their core surnames may have experienced some minor changes. At the end of the 16th century, after the
Livonian War The Livonian War (1558–1583) concerned control of Terra Mariana, Old Livonia (in the territory of present-day Estonia and Latvia). The Tsardom of Russia faced a varying coalition of the Denmark–Norway, Dano-Norwegian Realm, the Kingdom ...
,
Ivan IV of Russia Ivan IV Vasilyevich (; – ), commonly known as Ivan the Terrible,; ; monastic name: Jonah. was Grand Prince of Moscow and all Russia from 1533 to 1547, and the first Tsar and Grand Prince of all Russia from 1547 until his death in 1584. ...
invited Baron Berndt von Wiesen () from the
Livonian Brothers of the Sword The Livonian Brothers of the Sword (; ) was a Catholic Church, Catholic Military order (monastic society), military order established in 1202 during the Livonian Crusade by Albert of Riga, Albert, the third bishop of Riga (or possibly by Theode ...
into Russian service and granted him some
landed property In real estate, a landed property or landed estate is a property that generates income for the owner (typically a member of the gentry) without the owner having to do the actual work of the estate. In medieval Western Europe, there were two compe ...
. In the 17th century his descendants wrote their surnames as (which preserved the German spelling rather than the ). one of them added''-ov'' (, ), yet in the 18th century this suffix was lost, and the middle consonant changed again ''s''→''z'' (, which preserves the German pronunciation rather than spelling: ). Finally, in the 18th century Ivan Fonvizin decided to merge the particle ''von'' with the core, thus giving a start to a new Russian family of German origin. His son, Denis Fonvizin (, ) became a playwright whose plays are staged today.


Nordic countries

In the
Nordic countries The Nordic countries (also known as the Nordics or ''Norden''; ) are a geographical and cultural region in Northern Europe, as well as the Arctic Ocean, Arctic and Atlantic Ocean, North Atlantic oceans. It includes the sovereign states of Denm ...
, ''von'' is common but not universal in the surnames of noble families of German origin and has occasionally been used as a part of names of ennobled families of native or foreign (but non-German) extraction, as with the family of the philosopher Georg Henrik von Wright, which is of Scottish origin, or as with the family of the painter
Carl Frederik von Breda Carl Frederik von Breda (16 August 1759 – 1 December 1818) was a Swedish painter who studied in and spent much of his career in Britain before becoming painter to the Swedish court. He was born in Stockholm in 1759, and moved to Britain where ...
, who was of Dutch ancestry. In
Denmark Denmark is a Nordic countries, Nordic country in Northern Europe. It is the metropole and most populous constituent of the Kingdom of Denmark,, . also known as the Danish Realm, a constitutionally unitary state that includes the Autonomous a ...
, from the 1770s it became standard practice for every Danish
military officer An officer is a person who holds a position of authority as a member of an armed force or uniformed service. Broadly speaking, "officer" means a commissioned officer, a non-commissioned officer (NCO), or a warrant officer. However, absent c ...
to put "von" in front of his surname. "Von" in this context can be said to be a characteristic of the nobility of the sword – a class that was not otherwise represented in Denmark. This practice was inspired by the Prussian military, where most officers belonged to the
landed gentry The landed gentry, or the gentry (sometimes collectively known as the squirearchy), is a largely historical Irish and British social class of landowners who could live entirely from rental income, or at least had a country estate. It is t ...
. The use of von became so widespread that government authorities used it in official letters, but it never received any real recognition.


Capitalization


In German

The German dictionary ''
Duden The Duden () is a dictionary of the Standard High German language, first published by Konrad Duden in 1880, and later by Bibliographisches Institut GmbH, which was merged into Cornelsen Verlag in 2022. The Duden is updated regularly with ...
'' recommends capitalizing the prefix ''von'' at the beginning of the sentence, but not in its abbreviated form, in order to avoid confusion with an abbreviated first name. However the Swiss ''
Neue Zürcher Zeitung The (''NZZ''; "New Newspaper of Zurich") is German language daily newspaper, published by NZZ Mediengruppe in Zurich. The paper was founded in 1780. It has a reputation as a high-quality newspaper, as the German Swiss newspaper of record ...
''
style guide A style guide is a set of standards for the writing, formatting, and design of documents. A book-length style guide is often called a style manual or a manual of style. A short style guide, typically ranging from several to several dozen page ...
recommends omitting the ''von'' completely at the beginning of the sentence. Examples, meaning "Von Humboldt came later.": * ''Duden'' styles: "''Von Humboldt kam später''." and "''v. Humboldt kam später.''" * ''Neue Zürcher Zeitung'' style: "''Humboldt kam später.''"


References

{{reflist German words and phrases Prepositions