The Vaught conjecture is a
conjecture
In mathematics, a conjecture is a conclusion or a proposition that is proffered on a tentative basis without proof. Some conjectures, such as the Riemann hypothesis or Fermat's conjecture (now a theorem, proven in 1995 by Andrew Wiles), ha ...
in the
mathematical
Mathematics is a field of study that discovers and organizes methods, Mathematical theory, theories and theorems that are developed and Mathematical proof, proved for the needs of empirical sciences and mathematics itself. There are many ar ...
field of
model theory
In mathematical logic, model theory is the study of the relationship between theory (mathematical logic), formal theories (a collection of Sentence (mathematical logic), sentences in a formal language expressing statements about a Structure (mat ...
originally proposed by
Robert Lawson Vaught in 1961. It states that the number of
countable
In mathematics, a Set (mathematics), set is countable if either it is finite set, finite or it can be made in one to one correspondence with the set of natural numbers. Equivalently, a set is ''countable'' if there exists an injective function fro ...
model
A model is an informative representation of an object, person, or system. The term originally denoted the plans of a building in late 16th-century English, and derived via French and Italian ultimately from Latin , .
Models can be divided in ...
s of a
first-order complete theory in a countable language is finite or ℵ
0 or 2.
Morley showed that the number of countable models is finite or ℵ
0 or ℵ
1 or 2, which solves the conjecture except for the case of ℵ
1 models when the
continuum hypothesis
In mathematics, specifically set theory, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states:
Or equivalently:
In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this ...
fails. For this remaining case, has announced a counterexample to the Vaught conjecture and the
topological Vaught conjecture. As of 2021, the counterexample has not been verified.
Statement of the conjecture
Let
be a first-order, countable, complete theory with infinite models. Let
denote the number of models of ''T'' of cardinality
up to isomorphism—the
spectrum
A spectrum (: spectra or spectrums) is a set of related ideas, objects, or properties whose features overlap such that they blend to form a continuum. The word ''spectrum'' was first used scientifically in optics to describe the rainbow of co ...
of the theory
. Morley
proved that if ''I''(''T'', ℵ
0) is infinite then it must be ℵ
0 or ℵ
1 or the
cardinality of the continuum
In set theory, the cardinality of the continuum is the cardinality or "size" of the set of real numbers \mathbb R, sometimes called the continuum. It is an infinite cardinal number and is denoted by \bold\mathfrak c (lowercase Fraktur "c") or \ ...
. The Vaught conjecture is the statement that it is not possible for
. The conjecture is a trivial consequence of the
continuum hypothesis
In mathematics, specifically set theory, the continuum hypothesis (abbreviated CH) is a hypothesis about the possible sizes of infinite sets. It states:
Or equivalently:
In Zermelo–Fraenkel set theory with the axiom of choice (ZFC), this ...
; so this axiom is often excluded in work on the conjecture. Alternatively, there is a sharper form of the conjecture that states that any countable complete ''T'' with uncountably many countable models will have a perfect set of uncountable models (as pointed out by
John Steel, in "On Vaught's conjecture".
Cabal Seminar 76–77 (Proc. Caltech-UCLA Logic Sem., 1976–77), pp. 193–208, Lecture Notes in Math., 689, Springer, Berlin, 1978, this form of the Vaught conjecture is equiprovable with the original).
Original formulation
The original formulation by Vaught was not stated as a conjecture, but as a problem: ''Can it be proved, without the use of the continuum hypothesis, that there exists a complete theory having exactly'' ℵ
1 ''non-isomorphic denumerable models?'' By the result by Morley mentioned at the beginning, a positive solution to the conjecture essentially corresponds to a negative answer to Vaught's problem as originally stated.
Vaught's theorem
Vaught proved that the number of countable models of a complete theory cannot be 2. It can be any finite number other than 2, for example:
*Any complete theory with a finite model has no countably infinite models.
*The theories with just one countable model are the
ω-categorical theories. There are many examples of these, such as the theory of an infinite set, or the theory of a
dense
Density (volumetric mass density or specific mass) is the ratio of a substance's mass to its volume. The symbol most often used for density is ''ρ'' (the lower case Greek letter rho), although the Latin letter ''D'' (or ''d'') can also be use ...
unbounded
total order
In mathematics, a total order or linear order is a partial order in which any two elements are comparable. That is, a total order is a binary relation \leq on some set X, which satisfies the following for all a, b and c in X:
# a \leq a ( re ...
.
*
Ehrenfeucht gave the following example of a theory with 3 countable models: the language has a relation ≥ and a countable number of constants ''c''
0, ''c''
1, ... with axioms stating that ≥ is a dense unbounded total order, and ''c''
0 < ''c''
1 < ''c''
2 < ... The three models differ according to whether this
sequence
In mathematics, a sequence is an enumerated collection of objects in which repetitions are allowed and order matters. Like a set, it contains members (also called ''elements'', or ''terms''). The number of elements (possibly infinite) is cal ...
is unbounded, or
converges, or is bounded but does not converge.
*Ehrenfeucht's example can be modified to give a theory with any finite number ''n'' ≥ 3 of models by adding ''n'' − 2 unary relations ''P''
''i'' to the language, with axioms stating that for every ''x'' exactly one of the ''P''
''i'' is true, the values of ''y'' for which ''P''
''i''(''y'') is true are dense, and ''P''
1 is true for all ''c''
''i''. Then the models for which the sequence of elements ''c''
''i'' converge to a limit ''c'' split into ''n'' − 2 cases depending on for which ''i'' the relation ''P''
''i''(''c'') is true.
The idea of the proof of Vaught's theorem is as follows. If there are at most countably many countable models, then there is a smallest one: the
atomic model, and a largest one, the
saturated model
In mathematical logic, and particularly in its subfield model theory, a saturated model ''M'' is one that realizes as many complete types as may be "reasonably expected" given its size. For example, an ultrapower model of the hyperreals is \al ...
, which are different if there is more than one model. If they are different, the saturated model must realize some
''n''-type omitted by the atomic model. Then one can show that an atomic model of the theory of structures realizing this ''n''-type (in a language expanded by finitely many constants) is a third model, not isomorphic to either the atomic or the saturated model. In the example above with 3 models, the atomic model is the one where the sequence is unbounded, the saturated model is the one where the sequence converges, and an example of a type not realized by the atomic model is an element greater than all elements of the sequence.
Topological Vaught conjecture
The topological Vaught conjecture is the statement that whenever a
Polish group acts continuously on a
Polish space
In the mathematical discipline of general topology, a Polish space is a separable space, separable Completely metrizable space, completely metrizable topological space; that is, a space homeomorphic to a Complete space, complete metric space that h ...
, there are either countably many
orbits
In celestial mechanics, an orbit (also known as orbital revolution) is the curved trajectory of an physical body, object such as the trajectory of a planet around a star, or of a natural satellite around a planet, or of an satellite, artificia ...
or continuum many orbits. The topological Vaught conjecture is more general than the original Vaught conjecture: Given a countable language we can form the space of all structures on the
natural number
In mathematics, the natural numbers are the numbers 0, 1, 2, 3, and so on, possibly excluding 0. Some start counting with 0, defining the natural numbers as the non-negative integers , while others start with 1, defining them as the positive in ...
s for that language. If we equip this with the
topology
Topology (from the Greek language, Greek words , and ) is the branch of mathematics concerned with the properties of a Mathematical object, geometric object that are preserved under Continuous function, continuous Deformation theory, deformat ...
generated by first-order formulas, then it is known from
A. Gregorczyk,
A. Mostowski,
C. Ryll-Nardzewski, "Definability of sets of models of axiomatic theories" (''Bulletin of the Polish Academy of Sciences (series Mathematics, Astronomy, Physics)'', vol. 9 (1961), pp. 163–7) that the resulting space is Polish. There is a continuous action of the infinite
symmetric group
In abstract algebra, the symmetric group defined over any set is the group whose elements are all the bijections from the set to itself, and whose group operation is the composition of functions. In particular, the finite symmetric grou ...
(the collection of all permutations of the natural numbers with the topology of point-wise convergence) that gives rise to the
equivalence relation
In mathematics, an equivalence relation is a binary relation that is reflexive, symmetric, and transitive. The equipollence relation between line segments in geometry is a common example of an equivalence relation. A simpler example is equ ...
of isomorphism. Given a complete first-order theory ''T'', the set of structures satisfying ''T'' is a minimal,
closed invariant set, and hence Polish in its own right.
See also
*
Spectrum of a theory
*
Morley's categoricity theorem
In mathematical logic, a theory is categorical if it has exactly one model ( up to isomorphism). Such a theory can be viewed as ''defining'' its model, uniquely characterizing the model's structure.
In first-order logic, only theories with a fi ...
References
*
*
* R. Vaught, "Denumerable models of complete theories", Infinitistic Methods (Proc. Symp. Foundations Math., Warsaw, 1959) Warsaw/Pergamon Press (1961) pp. 303–321
*
*
{{DEFAULTSORT:Vaught Conjecture
Conjectures
Unsolved problems in mathematics
Model theory