
The classical rocket equation, or ideal rocket equation is a mathematical equation that describes the motion of vehicles that follow the basic principle of a
rocket
A rocket (from , and so named for its shape) is a vehicle that uses jet propulsion to accelerate without using any surrounding air. A rocket engine produces thrust by reaction to exhaust expelled at high speed. Rocket engines work entirely ...
: a device that can apply acceleration to itself using
thrust
Thrust is a reaction force described quantitatively by Newton's third law. When a system expels or accelerates mass in one direction, the accelerated mass will cause a force of equal magnitude but opposite direction to be applied to that ...
by expelling part of its mass with high
velocity
Velocity is a measurement of speed in a certain direction of motion. It is a fundamental concept in kinematics, the branch of classical mechanics that describes the motion of physical objects. Velocity is a vector (geometry), vector Physical q ...
and can thereby move due to the
conservation of momentum
In Newtonian mechanics, momentum (: momenta or momentums; more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. ...
.
It is credited to
Konstantin Tsiolkovsky
Konstantin Eduardovich Tsiolkovsky (; rus, Константин Эдуардович Циолковский, p=kənstɐnʲˈtʲin ɪdʊˈardəvʲɪtɕ tsɨɐlˈkofskʲɪj, a=Ru-Konstantin Tsiolkovsky.oga; – 19 September 1935) was a Russi ...
, who independently derived it and published it in 1903,
[К. Ціолковскій, Изслѣдованіе мировыхъ пространствъ реактивными приборами, 1903 (available onlin]
here
in a RARed PDF) although it had been independently derived and published by
William Moore in 1810,
and later published in a separate book in 1813.
Robert Goddard
Robert Hutchings Goddard (October 5, 1882 – August 10, 1945) was an American engineer, professor, physicist, and inventor who is credited with creating and building the world's first liquid-fueled rocket, which was successfully lau ...
also developed it independently in 1912, and
Hermann Oberth
Hermann Julius Oberth (; 25 June 1894 – 28 December 1989) was an Austria-Hungary, Austro-Hungarian-born German physicist and rocket pioneer of Transylvanian Saxons, Transylvanian Saxon descent. Oberth supported Nazi Germany's war effort and re ...
derived it independently about 1920.
The maximum change of
velocity
Velocity is a measurement of speed in a certain direction of motion. It is a fundamental concept in kinematics, the branch of classical mechanics that describes the motion of physical objects. Velocity is a vector (geometry), vector Physical q ...
of the vehicle,
(with no external forces acting) is:
where:
*
is the
effective exhaust velocity
Specific impulse (usually abbreviated ) is a measure of how efficiently a reaction mass engine, such as a rocket using propellant or a jet engine using fuel, generates thrust. In general, this is a ratio of the '' impulse'', i.e. change in moment ...
;
**
is the
specific impulse
Specific impulse (usually abbreviated ) is a measure of how efficiently a reaction mass engine, such as a rocket engine, rocket using propellant or a jet engine using fuel, generates thrust. In general, this is a ratio of the ''Impulse (physics), ...
in dimension of time;
**
is
standard gravity
The standard acceleration of gravity or standard acceleration of free fall, often called simply standard gravity and denoted by or , is the nominal gravitational acceleration of an object in a vacuum near the surface of the Earth. It is a constant ...
;
*
is the
natural logarithm
The natural logarithm of a number is its logarithm to the base of a logarithm, base of the e (mathematical constant), mathematical constant , which is an Irrational number, irrational and Transcendental number, transcendental number approxima ...
function;
*
is the initial total mass, including
propellant
A propellant (or propellent) is a mass that is expelled or expanded in such a way as to create a thrust or another motive force in accordance with Newton's third law of motion, and "propel" a vehicle, projectile, or fluid payload. In vehicle ...
, a.k.a. wet mass;
*
is the final total mass without propellant, a.k.a. dry mass.
Given the effective exhaust velocity determined by the rocket motor's design, the desired delta-v (e.g.,
orbital speed
In gravitationally bound systems, the orbital speed of an astronomical body or object (e.g. planet, moon, artificial satellite, spacecraft, or star) is the speed at which it orbits around either the barycenter (the combined center of mass) or ...
or
escape velocity
In celestial mechanics, escape velocity or escape speed is the minimum speed needed for an object to escape from contact with or orbit of a primary body, assuming:
* Ballistic trajectory – no other forces are acting on the object, such as ...
), and a given dry mass
, the equation can be solved for the required wet mass
:
The required propellant mass is then
The necessary wet mass grows exponentially with the desired delta-v.
History
The equation is named after Russian scientist
Konstantin Tsiolkovsky
Konstantin Eduardovich Tsiolkovsky (; rus, Константин Эдуардович Циолковский, p=kənstɐnʲˈtʲin ɪdʊˈardəvʲɪtɕ tsɨɐlˈkofskʲɪj, a=Ru-Konstantin Tsiolkovsky.oga; – 19 September 1935) was a Russi ...
who independently derived it and published it in his 1903 work.
The equation had been derived earlier by the British mathematician
William Moore in 1810,
and later published in a separate book in 1813.
American
Robert Goddard
Robert Hutchings Goddard (October 5, 1882 – August 10, 1945) was an American engineer, professor, physicist, and inventor who is credited with creating and building the world's first liquid-fueled rocket, which was successfully lau ...
independently developed the equation in 1912 when he began his research to improve rocket engines for possible space flight. German engineer
Hermann Oberth
Hermann Julius Oberth (; 25 June 1894 – 28 December 1989) was an Austria-Hungary, Austro-Hungarian-born German physicist and rocket pioneer of Transylvanian Saxons, Transylvanian Saxon descent. Oberth supported Nazi Germany's war effort and re ...
independently derived the equation about 1920 as he studied the feasibility of space travel.
While the derivation of the rocket equation is a straightforward
calculus
Calculus is the mathematics, mathematical study of continuous change, in the same way that geometry is the study of shape, and algebra is the study of generalizations of arithmetic operations.
Originally called infinitesimal calculus or "the ...
exercise, Tsiolkovsky is honored as being the first to apply it to the question of whether rockets could achieve speeds necessary for
space travel.
Experiment of the boat
In order to understand the principle of rocket propulsion, Konstantin Tsiolkovsky proposed the famous experiment of "the boat". A person is in a boat away from the shore without oars. They want to reach this shore. They notice that the boat is loaded with a certain quantity of stones and have the idea of quickly and repeatedly throwing the stones in succession in the opposite direction. Effectively, the quantity of movement of the stones thrown in one direction corresponds to an equal quantity of movement for the boat in the other direction (ignoring friction / drag).
Derivation
Most popular derivation
Consider the following system:
In the following derivation, "the rocket" is taken to mean "the rocket and all of its unexpended propellant".
Newton's second law of motion
Newton's laws of motion are three physical laws that describe the relationship between the motion of an object and the forces acting on it. These laws, which provide the basis for Newtonian mechanics, can be paraphrased as follows:
# A body re ...
relates external forces (
) to the change in linear momentum of the whole system (including rocket and exhaust) as follows:
where
is the momentum of the rocket at time
:
and
is the momentum of the rocket and exhausted mass at time
:
and where, with respect to the observer:
*
is the velocity of the rocket at time
*
is the velocity of the rocket at time
*
is the velocity of the mass added to the exhaust (and lost by the rocket) during time
*
is the mass of the rocket at time
*
is the mass of the rocket at time
The velocity of the exhaust
in the observer frame is related to the velocity of the exhaust in the rocket frame
by:
thus,
Solving this yields:
If
and
are opposite,
have the same direction as
,
are negligible (since
), and using
(since ejecting a positive
results in a decrease in rocket mass in time),
If there are no external forces then
(
conservation of linear momentum) and
Assuming that
is constant (known as
Tsiolkovsky's hypothesis), so it is not subject to integration, then the above equation may be integrated as follows:
This then yields
or equivalently
or
or
where
is the initial total mass including propellant,
the final mass, and
the velocity of the rocket exhaust with respect to the rocket (the
specific impulse
Specific impulse (usually abbreviated ) is a measure of how efficiently a reaction mass engine, such as a rocket engine, rocket using propellant or a jet engine using fuel, generates thrust. In general, this is a ratio of the ''Impulse (physics), ...
, or, if measured in time, that multiplied by
gravity
In physics, gravity (), also known as gravitation or a gravitational interaction, is a fundamental interaction, a mutual attraction between all massive particles. On Earth, gravity takes a slightly different meaning: the observed force b ...
-on-Earth acceleration). If
is NOT constant, we might not have rocket equations that are as simple as the above forms. Many rocket dynamics researches were based on the Tsiolkovsky's constant
hypothesis.
The value
is the total
working mass of propellant expended.
(
delta-v
Delta-''v'' (also known as "change in velocity"), symbolized as and pronounced , as used in spacecraft flight dynamics, is a measure of the impulse per unit of spacecraft mass that is needed to perform a maneuver such as launching from or l ...
) is the integration over time of the magnitude of the acceleration produced by using the rocket engine (what would be the actual acceleration if external forces were absent). In free space, for the case of acceleration in the direction of the velocity, this is the increase of the speed. In the case of an acceleration in opposite direction (deceleration) it is the decrease of the speed. Of course gravity and drag also accelerate the vehicle, and they can add or subtract to the change in velocity experienced by the vehicle. Hence delta-v may not always be the actual change in speed or velocity of the vehicle.
Other derivations
Impulse-based
The equation can also be derived from the basic integral of acceleration in the form of force (thrust) over mass.
By representing the delta-v equation as the following:
where T is thrust,
is the initial (wet) mass and
is the initial mass minus the final (dry) mass,
and realising that the integral of a resultant force over time is total impulse, assuming thrust is the only force involved,
The integral is found to be:
Realising that impulse over the change in mass is equivalent to force over propellant mass flow rate (p), which is itself equivalent to exhaust velocity,
the integral can be equated to
Acceleration-based
Imagine a rocket at rest in space with no forces exerted on it (
Newton's first law of motion). From the moment its engine is started (clock set to 0) the rocket expels gas mass at a ''constant mass flow rate R'' (kg/s) and at ''exhaust velocity relative to the rocket v
e'' (m/s). This creates a constant force ''F'' propelling the rocket that is equal to ''R'' × ''v
e''. The rocket is subject to a constant force, but its total mass is decreasing steadily because it is expelling gas. According to
Newton's second law of motion
Newton's laws of motion are three physical laws that describe the relationship between the motion of an object and the forces acting on it. These laws, which provide the basis for Newtonian mechanics, can be paraphrased as follows:
# A body re ...
, its acceleration at any time ''t'' is its propelling force ''F'' divided by its current mass ''m'':
Now, the mass of fuel the rocket initially has on board is equal to ''m''
0 – ''m
f''. For the constant mass flow rate ''R'' it will therefore take a time ''T'' = (''m''
0 – ''m
f'')/''R'' to burn all this fuel. Integrating both sides of the equation with respect to time from ''0'' to ''T'' (and noting that ''R = dm/dt'' allows a substitution on the right) obtains:
Limit of finite mass "pellet" expulsion
The rocket equation can also be derived as the limiting case of the speed change for a rocket that expels its fuel in the form of
pellets consecutively, as
, with an effective exhaust speed
such that the mechanical energy gained per unit fuel mass is given by
.
In the rocket's center-of-mass frame, if a pellet of mass
is ejected at speed
and the remaining mass of the rocket is
, the amount of energy converted to increase the rocket's and pellet's kinetic energy is
Using momentum conservation in the rocket's frame just prior to ejection,
, from which we find
Let
be the initial fuel mass fraction on board and
the initial fueled-up mass of the rocket. Divide the total mass of fuel
into
discrete pellets each of mass
. The remaining mass of the rocket after ejecting
pellets is then
. The overall speed change after ejecting
pellets is the sum
Notice that for large
the last term in the denominator
and can be neglected to give
where
and
.
As
this
Riemann sum
In mathematics, a Riemann sum is a certain kind of approximation of an integral by a finite sum. It is named after nineteenth century German mathematician Bernhard Riemann. One very common application is in numerical integration, i.e., approxima ...
becomes the definite integral
since the final remaining mass of the rocket is
.
Special relativity
If
special relativity
In physics, the special theory of relativity, or special relativity for short, is a scientific theory of the relationship between Spacetime, space and time. In Albert Einstein's 1905 paper, Annus Mirabilis papers#Special relativity,
"On the Ele ...
is taken into account, the following equation can be derived for a
relativistic rocket, with
again standing for the rocket's final velocity (after expelling all its reaction mass and being reduced to a rest mass of
) in the
inertial frame of reference
In classical physics and special relativity, an inertial frame of reference (also called an inertial space or a Galilean reference frame) is a frame of reference in which objects exhibit inertia: they remain at rest or in uniform motion relative ...
where the rocket started at rest (with the rest mass including fuel being
initially), and
standing for the
speed of light
The speed of light in vacuum, commonly denoted , is a universal physical constant exactly equal to ). It is exact because, by international agreement, a metre is defined as the length of the path travelled by light in vacuum during a time i ...
in vacuum:
Writing
as
allows this equation to be rearranged as
Then, using the
identity