Transylvania Colony
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The Transylvania Colony, also referred to as the Transylvania Purchase or the Henderson Purchase, was a short-lived, extra-legal colony founded in early 1775 by North Carolina land speculator Richard Henderson, who formed and controlled the Transylvania Company. Henderson and his investors had reached an agreement to purchase a vast tract of
Cherokee The Cherokee (; , or ) people are one of the Indigenous peoples of the Southeastern Woodlands of the United States. Prior to the 18th century, they were concentrated in their homelands, in towns along river valleys of what is now southwestern ...
lands west of the southern and central
Appalachian Mountains The Appalachian Mountains, often called the Appalachians, are a mountain range in eastern to northeastern North America. The term "Appalachian" refers to several different regions associated with the mountain range, and its surrounding terrain ...
through the acceptance of the Treaty of Sycamore Shoals with most leading Cherokee chieftains then controlling these lands. In exchange for the land the tribes received goods worth, according to the estimates of some scholars, about 10,000 British pounds ($1.5 million U.S. in 2016). To further complicate matters, this frontier land was also claimed by the
Virginia Colony The Colony of Virginia was a British colonial settlement in North America from 1606 to 1776. The first effort to create an English settlement in the area was chartered in 1584 and established in 1585; the resulting Roanoke Colony lasted for t ...
(particularly following
Lord Dunmore's War Lord Dunmore's War, also known as Dunmore's War, was a brief conflict in the fall of 1774 between the British Colony of Virginia and the Shawnee and Mingo in the trans-Appalachia region of the colony south of the Ohio River. Broadly, the war incl ...
) and a southern portion by
Province of North Carolina The Province of North Carolina, originally known as the Albemarle Settlements, was a proprietary colony and later royal colony of Great Britain that existed in North America from 1712 to 1776.(p. 80) It was one of the five Southern col ...
. The Transylvania Colony was located in what is now the central and western parts of
Kentucky Kentucky (, ), officially the Commonwealth of Kentucky, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. It borders Illinois, Indiana, and Ohio to the north, West Virginia to the ...
, and a chunk of north central Tennessee. The American pioneer and frontier explorer
Daniel Boone Daniel Boone (, 1734September 26, 1820) was an American pioneer and frontiersman whose exploits made him one of the first folk heroes of the United States. He became famous for his exploration and settlement of Kentucky, which was then beyo ...
was hired by Henderson to establish the
Wilderness Road The Wilderness Road was one of two principal routes used by colonial and early national era settlers to reach Kentucky from the East. Although this road goes through the Cumberland Gap into southern Kentucky and northern Tennessee, the other ...
going through the
Cumberland Gap The Cumberland Gap is a Mountain pass, pass in the Eastern United States, eastern United States through the long ridge of the Cumberland Mountains, within the Appalachian Mountains and near the tripoint of Kentucky, Virginia, and Tennessee. At&n ...
and into southeastern Kentucky to facilitate settlement. A governmental compact was concluded by the settlers in May 1775. Most settlement was forestalled by the Revolutionary War, except around established towns. Henderson's Transylvania claim in Kentucky was invalidated by the Virginia General Assembly in 1778, and the remaining Tennessee portion was invalidated by North Carolina in 1783. Henderson was compensated with a land grant along the Ohio River in western Kentucky and the current town of Henderson was founded there.


Background

The
Royal Proclamation of 1763 The Royal Proclamation of 1763 was issued by British King George III on 7 October 1763. It followed the Treaty of Paris (1763), which formally ended the Seven Years' War and transferred French territory in North America to Great Britain. The ...
that ended the
French and Indian War The French and Indian War, 1754 to 1763, was a colonial conflict in North America between Kingdom of Great Britain, Great Britain and Kingdom of France, France, along with their respective Native Americans in the United States, Native American ...
declared lands west of the Appalachians as "
Indian Territory Indian Territory and the Indian Territories are terms that generally described an evolving land area set aside by the Federal government of the United States, United States government for the relocation of Native Americans in the United States, ...
" forbidden to colonial settlement. Continued provocations by colonial explorers, traders and trappers necessitated some concessions by the Indians to concede lands for settlement in exchange for peace. In the 1768
Treaty of Fort Stanwix The Treaty of Fort Stanwix was a treaty signed between representatives from the Iroquois and Great Britain (accompanied by negotiators from New Jersey, Virginia and Province of Pennsylvania, Pennsylvania) in 1768 at Fort Stanwix. It was negotia ...
, the
Iroquois The Iroquois ( ), also known as the Five Nations, and later as the Six Nations from 1722 onwards; alternatively referred to by the Endonym and exonym, endonym Haudenosaunee ( ; ) are an Iroquoian languages, Iroquoian-speaking Confederation#Ind ...
ceded their claims on lands south of the
Ohio River The Ohio River () is a river in the United States. It is located at the boundary of the Midwestern and Southern United States, flowing in a southwesterly direction from Pittsburgh, Pennsylvania, to its river mouth, mouth on the Mississippi Riv ...
to the
British Empire The British Empire comprised the dominions, Crown colony, colonies, protectorates, League of Nations mandate, mandates, and other Dependent territory, territories ruled or administered by the United Kingdom and its predecessor states. It bega ...
. Although they claimed sovereignty over much of what is now Kentucky, the Iroquois did not actually reside there, as did their nominal vassal, the
Shawnee The Shawnee ( ) are a Native American people of the Northeastern Woodlands. Their language, Shawnee, is an Algonquian language. Their precontact homeland was likely centered in southern Ohio. In the 17th century, they dispersed through Ohi ...
. In addition, the Cherokee to the south and southeast used much of the area as their historical hunting grounds. Neither of these peoples had been consulted regarding the Stanwix treaty, although a series of borders was worked out with the Cherokee at the Treaty of Hard Labour (1768), the Treaty of Lochaber (1770), and once more in 1771 when they agreed to extend the Lochaber cession into present-day northeast Kentucky. The Shawnee, however, had not conducted a boundary agreement with the colonies since 1758 at the
Treaty of Easton The Treaty of Easton was a colonial agreement in North America signed in October 1758 during the French and Indian War (Seven Years' War) between British colonials and the chiefs of 13 Native American nations, representing tribes of the Iroquois, ...
, giving them a claim to everything west of the Alleghenies. Consequently, they began to attack frontier settlers moving into the region. This led to Lord Dunmore's War, fought in 1774, primarily between the Shawnee and Virginia Colony. The Shawnee lost this brief war and their chief
Cornstalk "Corn stalk" or "Cornstalk" may refer to: * The stem of a maize plant * ''Dracaena fragrans'' or cornstalk dracaena, a flowering plant * Cornstalk (Shawnee leader), a Shawnee Indian chief during the American Revolution (1720–1777) * Cornstalk, We ...
ceded all their claims south of the Ohio River, including Kentucky. Also, through much of the second half of the 17th century, a state of war had existed between the "northern tribes" (particularly the Iroquois, and the Lenape and Shawnee who were then tributary to them) and the "southern tribes" of the Cherokee and Catawba, the shared hunting grounds of Kentucky remained a contentious neutral zone.


The Transylvania Company

On 27 August 1774, Richard Henderson, a judge from North Carolina, organized a
land speculation In finance, speculation is the purchase of an asset (a commodity, goods, or real estate) with the hope that it will become more valuable in a brief amount of time. It can also refer to short sales in which the speculator hopes for a decline ...
company with a number of other prominent North Carolinians. Originally called Richard Henderson and Company, the company name was first changed to the Louisa Company, and finally to the Transylvania Company on January 6, 1775. The Transylvania Company investors hoped to establish a British
proprietary colony Proprietary colonies were a type of colony in English America which existed during the early modern period. In English overseas possessions established from the 17th century onwards, all land in the colonies belonged to the Crown, which held ul ...
by purchasing the Kentucky lands from the Cherokee who had earlier settled much of the south and southeastern Kentucky areas and still claimed hunting rights in the abandoned Shawnee lands.


Treaty of Sycamore Shoals (a.k.a. Watauga Treaties)

In March 1775, Richard Henderson and Daniel Boone met with more than 1,200 Cherokee at
Sycamore Shoals The Sycamore Shoals of the Watauga River, usually shortened to Sycamore Shoals, is a rocky stretch of river rapids along the Watauga River in Elizabethton, Tennessee. Archeological excavations have found Native Americans lived near the shoals ...
(present day Elizabethton in northeastern Tennessee). Present were Cherokee leaders such as Attakullakulla and Oconostota. With five grant deeds that constituted the Treaty of Sycamore Shoals, Henderson purchased all the land lying between the
Cumberland River The Cumberland River is a major waterway of the Southern United States. The U.S. Geological Survey. National Hydrography Dataset high-resolution flowline dataThe National Map, accessed June 8, 2011 river drains almost of southern Kentucky and ...
, the
Cumberland Mountains The Cumberland Mountains are a mountain range in the southeastern section of the Appalachian Mountains. They are located in western Virginia, southwestern West Virginia, the eastern edges of Kentucky, and eastern middle Tennessee, including the ...
, and the
Kentucky River The Kentucky River is a tributary of the Ohio River in Kentucky, United States. The river and its tributaries drain much of eastern and central Kentucky, passing through the Eastern Coalfield, the Cumberland Mountains, and the Bluegrass re ...
, and situated south of the
Ohio River The Ohio River () is a river in the United States. It is located at the boundary of the Midwestern and Southern United States, flowing in a southwesterly direction from Pittsburgh, Pennsylvania, to its river mouth, mouth on the Mississippi Riv ...
on March 14, 1775. Some adjacent land to the southeast, in Virginia and North Carolina, was also purchased. The land thus delineated, 20 million acres (81,000 km2), encompassed an area half the size of present-day Kentucky. Henderson and his partners probably believed that a recent British legal opinion, the
Pratt–Yorke opinion The Pratt-York opinion, also known as the Camden-Yorke opinion, was a 1757 official legal opinion that was issued jointly by Charles Pratt, 1st Earl Camden, the Attorney General for England and Wales, and Charles Yorke, the Solicitor General fo ...
, had made such purchases legal. In fact, the Transylvania Company's purchase was in violation of both Virginia and North Carolina law, as well as the
Royal Proclamation of 1763 The Royal Proclamation of 1763 was issued by British King George III on 7 October 1763. It followed the Treaty of Paris (1763), which formally ended the Seven Years' War and transferred French territory in North America to Great Britain. The ...
, which prohibited private purchase of American Indian land and the establishment of any non-
Crown A crown is a traditional form of head adornment, or hat, worn by monarchs as a symbol of their power and dignity. A crown is often, by extension, a symbol of the monarch's government or items endorsed by it. The word itself is used, parti ...
sanctioned colony. The Treaty was disavowed by some of the chiefs. A dissident Cherokee chief,
Dragging Canoe Dragging Canoe (ᏥᏳ ᎦᏅᏏᏂ, pronounced ''Tsiyu Gansini'', – February 29, 1792) was a Cherokee red (or war) chief who led a band of Cherokee warriors who resisted colonists and United States settlers in the Upper South. During the Ame ...
, refused to sign, endorse, or obey the Treaty of Sycamore Shoals, declaring that "it is bloody ground, and will be dark and difficult to settle". It would prove to be prophetic, and subsequently Kentucky came to be referred to by the sardonic phrase, ''dark and bloody ground''. Dragging Canoe left the Sycamore Shoals treaty grounds and took those who were loyal to him and his way of thinking into southeastern Tennessee, near present-day Chattanooga. This group came to be called the " Chickamauga" after the nearby creek of the same name. Dragging Canoe and this group went on to become the chief protagonists of the Cherokee-American wars.


Settlement

Prior to the signing of the Sycamore Shoals Treaty, Henderson had hired
Daniel Boone Daniel Boone (, 1734September 26, 1820) was an American pioneer and frontiersman whose exploits made him one of the first folk heroes of the United States. He became famous for his exploration and settlement of Kentucky, which was then beyo ...
, an experienced hunter, to travel to the Cherokee towns and to inform them of the upcoming negotiations. Boone had been in southeast Kentucky long before the founding of any Kentucky settlements. Afterward, Boone was hired to blaze what became known as the
Wilderness Road The Wilderness Road was one of two principal routes used by colonial and early national era settlers to reach Kentucky from the East. Although this road goes through the Cumberland Gap into southern Kentucky and northern Tennessee, the other ...
, which went from southwestern Virginia north through the Cumberland Gap and into central Kentucky. During this trail-blazing expedition, Boone and his party suffered several Indian attacks. Along with a party of about thirty workers, Boone cleared a path from the Cumberland Gap to the
Kentucky River The Kentucky River is a tributary of the Ohio River in Kentucky, United States. The river and its tributaries drain much of eastern and central Kentucky, passing through the Eastern Coalfield, the Cumberland Mountains, and the Bluegrass re ...
, where he established Boone's Station (today Boonesborough) which was intended to be the capital of Transylvania. Unknown to Boone, Henderson led another expedition following in Boone's tracks, widening the path so travellers could bring through wagons. In addition to Boone's Station, other settlements, including Harrod's Town,
Logan's Fort Stanford is a home rule-class city in Lincoln County, Kentucky, United States. It is one of the oldest settlements in Kentucky, having been founded in 1775. Its population was 3,487 at the 2010 census and an estimated 3,686 in 2018. It is the ...
(formerly St. Asaph), Lexington and Kenton's Station (also called Limestone) were established at this time. Many of these settlers had come to Kentucky on their own initiative, and some of them refused to recognize Transylvania's authority. When Henderson arrived at Boonesborough fewer than a hundred people resided there. This population and a few other settlements in the area constituted the sparse concentration of white settlers in the isolated western wilderness. The settlers recognized their precarious situation. They not only faced significant Indian hostilities, but lacked adequate supplies and shelter. Notwithstanding these circumstances, Henderson urged settlers in the area to hold a constitutional convention. Henderson's plan involved the various settlements scattered across Transylvania sending delegates to Boonesborough, acting in the name of the people they represented and whose consent would justify the convention. Representatives from Harrod's Town, Boiling Spring (adjacent to Harrod's Town), Logan's Fort and Boone's Station attended. In May 1775, under the shade of a huge elm tree, a three-day convention met. In addition to passing nine bills dealing with immediate matters of governance, delegates drafted a compact that organized a frame of government, known as the Transylvania Compact. This plan included executive, legislative, and judicial branches.Christian G. Fritz
''American Sovereigns: The People and America's Constitutional Tradition Before the Civil War''
(Cambridge University Press, 2008), pp. 55–60


Demise

After concluding the compact, Henderson returned to North Carolina. On behalf of his fellow investors in the land scheme he petitioned the
Continental Congress The Continental Congress was a series of legislature, legislative bodies, with some executive function, for the Thirteen Colonies of British America, Great Britain in North America, and the newly declared United States before, during, and after ...
, seeking to make Transylvania a legally recognized colony. Despite those efforts, the Congress declined to act without the consent of Virginia and North Carolina, both of whom claimed jurisdiction over the region in question. In June 1776 the Virginia General Assembly prohibited the Transylvania Land Company from making any demands on settlers in the region. In December 1778, Virginia's Assembly finally declared the Transylvania claim void. In compensation, Henderson and his partners received a grant of 200,000 acres (312 square miles) on the Ohio River below the mouth of Green River. An early settlement there was named Red Banks, and became the city of Henderson in 1797. Henderson pressed on with his remaining modest claim in Tennessee, and it was finally invalidated by North Carolina in 1783. Henderson was similarly compensated there with a land grant of 200,000 acres in Powell Valley.


See also

* Vandalia Colony, which would have abutted Transylvania along the Kentucky River *
Isaac Shelby Isaac Shelby (December 11, 1750 – July 18, 1826) was an American politician and military officer who was the List of governors of Kentucky, first and fifth Governor of Kentucky and served in the state legislatures of Virginia and North Ca ...
, surveyor for the Transylvania Company and future KY governor *
Transylvania University Transylvania University is a private university in Lexington, Kentucky, United States. It was founded in 1780 and is the oldest university in Kentucky. It offers 46 major programs, as well as dual-degree engineering programs, and is Higher educ ...
namesake, but unrelated to the Transylvania Purchase * Henderson County, Kentucky, the namesake county whose seat was Henderson


References


Further reading

*Abernethy, Thomas Perkins. ''Western Lands and the American Revolution''. New York: Russell & Russell, 1959.


External links


"Transylvania Purchase"
entry from the ''Tennessee Encyclopedia of History and Culture'' {{DEFAULTSORT:Transylvania (Colony) Early American land companies Colonial settlements in North America Former regions and territories of the United States Pre-statehood history of Tennessee Pre-statehood history of Kentucky 1776 disestablishments States and territories established in 1775 1775 establishments in the British Empire Land speculation in the United States