Xia (), known in historiography as Hu Xia (胡夏), Northern Xia (北夏), Helian Xia (赫連夏) or the Great Xia (大夏), was a dynastic state of China ruled by the Helian clan of Tiefu-Xiongnu ethnicity during the
Sixteen Kingdoms
The Sixteen Kingdoms (), less commonly the Sixteen States, was a chaotic period in Chinese history from AD 304 to 439 when northern China fragmented into a series of short-lived dynastic states. The majority of these states were founded b ...
period. Prior to establishing the Xia, the imperial clan existed as a tribal entity known as the Tiefu ().
All rulers of the Xia declared themselves "
emperors
The word ''emperor'' (from , via ) can mean the male ruler of an empire. ''Empress'', the female equivalent, may indicate an emperor's wife ( empress consort), mother/grandmother (empress dowager/ grand empress dowager), or a woman who rule ...
". Both the Tiefu and Xia were based in the
Ordos Desert
The Ordos Desert () is a desert/ steppe region in Northwest China, administered under the prefecture of Ordos City in the Inner Mongolian Autonomous Region (centered ca. ). It extends over an area of approximately , and comprises two sub-de ...
, and during the reign of Helian Bobo, they constructed their capital of Tongwan, a heavily fortified and state-of-the-art city that served as a frontier garrison until the
Song dynasty
The Song dynasty ( ) was an Dynasties of China, imperial dynasty of China that ruled from 960 to 1279. The dynasty was founded by Emperor Taizu of Song, who usurped the throne of the Later Zhou dynasty and went on to conquer the rest of the Fiv ...
. Its ruins were discovered during the
Qing dynasty
The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
and can still be seen in present-day
Inner Mongolia
Inner Mongolia, officially the Inner Mongolia Autonomous Region, is an Autonomous regions of China, autonomous region of China. Its border includes two-thirds of the length of China's China–Mongolia border, border with the country of Mongolia. ...
. At its peak, the Xia also controlled the
Guanzhong
Guanzhong (, formerly romanization of Chinese, romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben str ...
region in modern-day central
Shaanxi
Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
. Due to their mix Xiongnu and
Xianbei
The Xianbei (; ) were an ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. The Xianbei were likely not of a single ethnicity, but rather a multiling ...
ethnicity, the Tiefu were initially known as a group of
hu''" or "''zahu''" (雜胡). It was not until Helian Bobo came to power that they fully affirm their Xiongnu lineage in a bid for legitimacy by claiming descent from the ancient
Xia dynasty
The Xia dynasty (; ) is the first dynasty in traditional Chinese historiography. According to tradition, it was established by the legendary figure Yu the Great, after Emperor Shun, Shun, the last of the Three Sovereigns and Five Emperors, Fiv ...
.
History
Tiefu tribe
The rulers of Xia came from the Tiefu tribe, who descended from the Southern Xiongnu leader, Qubei. Qubei was a member of the ruling- Luandi clan as the brother of the
chanyu
Chanyu () or Shanyu (), short for Chengli Gutu Chanyu (), was the title used by the supreme rulers of Inner Asian nomads for eight centuries until superseded by the title "''Khagan''" in 402 AD. The title was most famously used by the ruling L ...
, Qiangqu, although a later and more dubious account alleged that he was the descendant of a
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
prince-turned-Xiongnu noble, Liu Jinbo (劉進伯) instead. In 196, he assisted the warlord,
Cao Cao
Cao Cao (; ; ; 15 March 220), courtesy name Mengde, was a Chinese statesman, warlord, and poet who rose to power during the end of the Han dynasty (), ultimately taking effective control of the Han central government. He laid the foundation f ...
in escorting
Emperor Xian of Han
Emperor Xian of Han (2 April 181 – 21 April 234), personal name Liu Xie (劉協), courtesy name Bohe, was the 14th and last Emperor of China, emperor of the Han dynasty#Eastern Han (25–220 AD), Eastern Han dynasty of China. He reigned from ...
to
Xuchang
Xuchang ( zh, s=, t= ; postal: Hsuchang) is a prefecture-level city in central Henan province in Central China. It is bordered by the provincial capital of Zhengzhou to the northwest, Kaifeng to the northeast, Zhoukou to the east, Luohe ...
, and in 216, Cao Cao appointed him to supervise the Five Divisions of the Southern Xiongnu in
Shanxi
Shanxi; Chinese postal romanization, formerly romanised as Shansi is a Provinces of China, province in North China. Its capital and largest city of the province is Taiyuan, while its next most populated prefecture-level cities are Changzhi a ...
. As the Xiongnu imperial family claimed descent from the
Han dynasty
The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
through their ''
heqin
''Heqin'', also known as marriage alliance, refers to the historical practice of Chinese monarchs marrying princesses—usually members of minor branches of the ruling family—to rulers of neighboring states. It was often adopted as an appeasem ...
'' marriages with Han princesses, Qubei's family adopted the "Liu" (劉) surname.
In 309, Qubei's grandson, Liu Hu succeeded his father, Liu Gaoshengyuan, as chieftain and named his tribe “Tiefu”. The word "Tiefu" referred to people with Xiongnu fathers and Xianbei mothers, indicating that the tribe had intermingled with the Xianbei. The Tiefu were also known as
Western Jin dynasty
Western may refer to:
Places
*Western, Nebraska, a village in the US
* Western, New York, a town in the US
* Western Creek, Tasmania, a locality in Australia
* Western Junction, Tasmania, a locality in Australia
*Western world, countries that ...
in
Shanxi
Shanxi; Chinese postal romanization, formerly romanised as Shansi is a Provinces of China, province in North China. Its capital and largest city of the province is Taiyuan, while its next most populated prefecture-level cities are Changzhi a ...
. The
Tuoba
The Tuoba (Chinese language, Chinese) or Tabgatch (, ''Tabγač''), also known by #Names, other names, was an influential Xianbei clan in early imperial China. During the Sixteen Kingdoms after the fall of Han and the Three Kingdoms, the Tuoba e ...
-Xianbei tribe allied with Jin and quelled his rebellion, and were rewarded with their fiefdom of Dai. Liu Hu fled west to Shuofang Commandery, where the
Han-Zhao
The Han-Zhao ( zh, s=汉赵, t=漢趙, p=Hàn Zhào; 304–329 AD), or Former Zhao ( zh, s=前赵, t=前趙, p=Qián Zhào), was a dynastic state of China ruled by the Liu ( Luandi) clan of Chuge-Xiongnu ethnicity during the Sixteen Kingdoms per ...
emperor, Liu Cong, gave him the title of Duke of Loufan.
The Tiefu resided in Shuofang for many years. Liu Hu waged war with Dai but was repeatedly defeated and at one point had to flee the
Great Wall
The Great Wall of China (, literally "ten thousand Li (unit), ''li'' long wall") is a series of fortifications in China. They were built across the historical northern borders of ancient Chinese states and Imperial China as protection agains ...
. His son, Liu Wuhuan succeeded him in 341 and immediately entered a marriage alliance with Dai. On the other hand, he also submitted to the Jie-led Later Zhao dynasty. His brother Liu Eloutou succeeded him in 356, but was ousted by Wuhuan's son, Liu Xiwuqi in 358. After Xiwuqi died in 359, his brother, Liu Weichen, killed his son and took power.
Weichen vacillated between Dai and the Di-led Former Qin. In 376, after multiple defeats to Dai, he convinced Qin to launch a campaign against them, with him acting as a guide. Qin conquered Dai that same year, but when dividing up their territory, Weichen was unhappy that Qin deferred more control to his cousin, Liu Kuren of the Dugu tribe, prompting him to rebel. He was defeated and forced to cross the
Yellow River
The Yellow River, also known as Huanghe, is the second-longest river in China and the List of rivers by length, sixth-longest river system on Earth, with an estimated length of and a Drainage basin, watershed of . Beginning in the Bayan H ...
west of the Ordos, where he resubmitted to Qin.
As the Former Qin collapsed following the
Battle of Fei River
The Battle of Fei River, also known as the Battle of Feishui (), took place in the autumn of 383 AD in China, where forces of the Di (Five Barbarians), Di-led Former Qin, Former Qin dynasty were decisively defeated by the outnumbered army of the ...
, Weichen re-occupied Shuofang in 386. Around the same time, the Tuoba had also revived their state, now known as the
Northern Wei
Wei (), known in historiography as the Northern Wei ( zh, c=北魏, p=Běi Wèi), Tuoba Wei ( zh, c=拓跋魏, p=Tuòbá Wèi), Yuan Wei ( zh, c=元魏, p=Yuán Wèi) and Later Wei ( zh, t=後魏, p=Hòu Wèi), was an Dynasties of China, impe ...
. The Tiefu initially posed a threat to Wei, but in 392, Weichen was killed and the tribe’s power base was destroyed after a Wei counteroffensive. A son of Weichen, Liu Bobo, went into exile and found protection under the Xianbei, Moyigan (沒弈干) of the Poduoluo tribe (破多羅部) at Gaoping (高平; in present-day Guyuan,
Ningxia
Ningxia, officially the Ningxia Hui Autonomous Region, is an autonomous region in Northwestern China. Formerly a province, Ningxia was incorporated into Gansu in 1954 but was later separated from Gansu in 1958 and reconstituted as an autonomous ...
).
In 402, Moyigan and Liu Bobo fled to the Qiang-led Later Qin under pressure from Wei. During his time in Qin, Bobo caught the attention of its ruler, Yao Xing. Impressed by his appearance and talents, Yao Xing made Bobo a general and assigned him to defend Shuofang, despite warnings from his officials regarding his violent behaviour. In 407, Bobo was angered by peace talks between Qin and Wei, leading him to rebel. After ceasing 8,000 tribute horses from the
Rouran
The Rouran Khaganate ( Chinese: zh, c=, p=Róurán, label=no), also known as Ruanruan or Juan-juan ( zh, c=, p=Ruǎnruǎn, label=no) (or variously ''Jou-jan'', ''Ruruan'', ''Ju-juan'', ''Ruru'', ''Ruirui'', ''Rouru'', ''Rouruan'' or ''Tantan'') ...
, he went to Gaoping and killed Moyigan, taking over his forces.
Reign of Helian Bobo
As the Xiongnu alleged that they descended from
Yu the Great
Yu the Great or Yu the Engineer was a legendary king in ancient China who was credited with "the first successful state efforts at flood control", his establishment of the Xia dynasty, which inaugurated Dynasties in Chinese history, dynastic ru ...
, Liu Bobo claimed descent from the
Xia dynasty
The Xia dynasty (; ) is the first dynasty in traditional Chinese historiography. According to tradition, it was established by the legendary figure Yu the Great, after Emperor Shun, Shun, the last of the Three Sovereigns and Five Emperors, Fiv ...
and founded his state of Great Xia, claiming the titles of Heavenly King and Grand Chanyu. The same year, he led his forces to subjugate the tribes in Shuofang. He briefly fought with the Southern Liang after they rejected a marriage alliance, dealing them a heavy defeat. Despite his grudge against Northern Wei, Bobo mainly concentrated his military efforts on the Later Qin. He refused to establish a capital in his early reign, instead choosing to lead a roving army and attacking Qin’s northern borders when least expected.
In 413, Bobo, believing that it was inappropriate to claim lineage of the Han dynasty through his maternal line, changed his family name from Liu to the prestigious-sounding name of Helian. He also built his capital city of Tongwancheng at the southern edge of the Mu Us Desert. Construction of the city was reportedly brutal, with around 100,000
Han Chinese
The Han Chinese, alternatively the Han people, are an East Asian people, East Asian ethnic group native to Greater China. With a global population of over 1.4 billion, the Han Chinese are the list of contemporary ethnic groups, world's la ...
and tribal people being drafted to build the city. Remains of the city can still be seen today at Jingbian County,
Shaanxi
Shaanxi is a Provinces of China, province in north Northwestern China. It borders the province-level divisions of Inner Mongolia to the north; Shanxi and Henan to the east; Hubei, Chongqing, and Sichuan to the south; and Gansu and Ningxia to t ...
. In 414, Helian Bobo entered into an alliance with the Northern Yan in
Liaoning
)
, image_skyline =
, image_alt =
, image_caption = Clockwise: Mukden Palace in Shenyang, Xinghai Square in Dalian, Dalian coast, Yalu River at Dandong
, image_map = Liaoning in China (+all claims hatched).svg
, ...
, and in 415, with the
Northern Liang
The Northern Liang (; 397–439) was a Dynasties in Chinese history, dynastic state of China and one of the Sixteen Kingdoms in Chinese history. It was ruled by the Juqu (沮渠) family of Lushuihu ethnicity, though they are sometimes categorized ...
in
Gansu
Gansu is a provinces of China, province in Northwestern China. Its capital and largest city is Lanzhou, in the southeastern part of the province. The seventh-largest administrative district by area at , Gansu lies between the Tibetan Plateau, Ti ...
.
The war with Xia greatly drained the Qin economy and military, with many of their key generals being killed in battle. In 417, the Eastern Jin commander, Liu Yu, conquered Qin, but the situation back at the Jin capital forced him to return and leave behind his generals to defend the
Guanzhong
Guanzhong (, formerly romanization of Chinese, romanised as Kwanchung) region, also known as the Guanzhong Basin, Wei River Basin, or uncommonly as the Shaanzhong region, is a historical region of China corresponding to the crescentic graben str ...
region. In 418, Bobo invaded the Guanzhong, and due to violent infighting among the Jin generals, he inflicted them a catastrophic defeat and captured the region.
In 419, Helian Bobo elevated himself to Emperor of Xia. Although the ancient capital, Chang’an, was under his control, he merely set up a Southern Administration there and remained with Tongwancheng as his capital out of concern that the Northern Wei would invade the Ordos in his absence. Throughout his reign, Bobo is described in records as an extremely cruel ruler who often killed his subjects on impulse. In 424, a civil war broke out among his sons, which ended in him appointing Helian Chang as his new Crown Prince.
Decline and fall
After Helian Bobo’s death in 425, the Northern Wei intensified their pressure on the Xia. While Helian Chang was away campaigning against the Western Qin, Wei carried out a surprise attack on Xia, capturing many cities in Guanzhong including Chang’an. In 427, as Xia attempted to recapture Chang’an, Wei launched a second attack and captured their capital at the Battle of Tongwancheng. Chang relocated to Shanggui, but after several more defeats, he was finally captured in battle in 428.
Helian Chang’s brother, Helian Ding, declared himself the new emperor at
Pingliang
Pingliang ( zh, s=平凉 , t=平涼 , p=Píngliàng , l="Pacify Liang") is a inner land prefecture-level city in eastern Gansu province, China, bordering Shaanxi province to the south and east and the Ningxia Hui Autonomous Region to the north. T ...
. In 431, as Wei continued their encroachment, he made a last-ditch effort to expand westwards. He conquered the weakened Western Qin, but on his way to invade Northern Liang, he was ambushed and captured by the
Tuyuhun
Tuyuhun (; LHC: *''tʰɑʔ-jok-guən''; Wade-Giles: ''T'u-yühun''), also known as Henan () and Azha (; ), was a dynastic monarchy established by the nomadic peoples related to the Xianbei in the Qilian Mountains and upper Yellow River valley, ...
. Helian Ding’s capture marked the end of the Xia, and in 432, he was turned over to Wei and executed. In 434, Helian Chang tried to escape west from Pingcheng but was intercepted and killed.
Relations with the Dugu
Liu Hu's uncle was Liu Meng, who in 272 was killed by the Jin dynasty after he rebelled the previous year. While Hu's father Liu Gaoshengyuan took over their people, Meng's son, Liu Fulun (劉副崙) fled to the
Tuoba
The Tuoba (Chinese language, Chinese) or Tabgatch (, ''Tabγač''), also known by #Names, other names, was an influential Xianbei clan in early imperial China. During the Sixteen Kingdoms after the fall of Han and the Three Kingdoms, the Tuoba e ...
tribe. In 318, Fulun's son, Liu Lugu (劉路孤) also surrendered to the Tuoba and was given a daughter by Tuoba Yulü to marry. Fulun's branch became known as the Dugu tribe (獨孤), and like the Tiefu, they were known as Wuhuan people due to their mixed ethnicity.
Yao Weiyuan (姚薇元) suggested in the past that 'Dugu' was an alternate form of 'Tuge' (屠各), the Xiongnu aristocratic clan that had adopted the
Han Chinese
The Han Chinese, alternatively the Han people, are an East Asian people, East Asian ethnic group native to Greater China. With a global population of over 1.4 billion, the Han Chinese are the list of contemporary ethnic groups, world's la ...
surname of Liu (劉), members of which also ruled the Former Zhao state. This writer further suggests that 'Tuge' is an alternate form of 'Tuhe' (徒河), which is the branch of the
Xianbei
The Xianbei (; ) were an ancient nomadic people that once resided in the eastern Eurasian steppes in what is today Mongolia, Inner Mongolia, and Northeastern China. The Xianbei were likely not of a single ethnicity, but rather a multiling ...
from which the
Murong
Murong (; Eastern Han Chinese, LHC: *''mɑC-joŋ''; Middle Chinese, EMC: *''mɔh-juawŋ'') or Muren refers to an ethnic Xianbei tribe who are attested from the time of Tanshihuai (reigned 156–181). Different strands of evidence exist linking ...
(慕容) were descended.
Chieftains of the Tiefu and rulers of the Xia
Rulers family tree
See also
*
Xiongnu
The Xiongnu (, ) were a tribal confederation of Nomad, nomadic peoples who, according to ancient Chinese historiography, Chinese sources, inhabited the eastern Eurasian Steppe from the 3rd century BC to the late 1st century AD. Modu Chanyu, t ...
Xia dynasty
The Xia dynasty (; ) is the first dynasty in traditional Chinese historiography. According to tradition, it was established by the legendary figure Yu the Great, after Emperor Shun, Shun, the last of the Three Sovereigns and Five Emperors, Fiv ...
*
Western Xia
The Western Xia or the Xi Xia ( zh, c=, w=Hsi1 Hsia4, p=Xī Xià), officially the Great Xia ( zh, c=大夏, w=Ta4 Hsia4, p=Dà Xià, labels=no), also known as the Tangut Empire, and known as Stein (1972), pp. 70–71. to the Tanguts ...
*
Monarchy of China
China was a monarchy from prehistoric times up to 1912, when a republic was established. The succession of legendary monarchs of China were non-hereditary. Dynastic rule began when Yu the Great established the Xia dynasty, and monarchy lasted u ...