
In
fluid dynamics
In physics and engineering, fluid dynamics is a subdiscipline of fluid mechanics that describes the flow of fluids—liquids and gases. It has several subdisciplines, including '' aerodynamics'' (the study of air and other gases in motion) ...
, a Stokes wave is a
nonlinear
In mathematics and science, a nonlinear system is a system in which the change of the output is not proportional to the change of the input. Nonlinear problems are of interest to engineers, biologists, physicists, mathematicians, and many other ...
and
periodic surface wave
In physics, a surface wave is a mechanical wave that propagates along the Interface (chemistry), interface between differing media. A common example is gravity waves along the surface of liquids, such as ocean waves. Gravity waves can also occu ...
on an
inviscid fluid
In fluid dynamics, inviscid flow is the flow of an inviscid (zero-viscosity) fluid, also known as a superfluid. The Reynolds number of inviscid flow approaches infinity as the viscosity approaches zero. When viscous forces are neglected, such ...
layer of constant mean depth.
This type of modelling has its origins in the mid 19th century when
Sir George Stokes – using a
perturbation series approach, now known as the Stokes expansion – obtained approximate solutions for nonlinear wave motion.
Stokes's wave theory is of direct practical use for waves on intermediate and deep water. It is used in the design of
coastal
The coast, also known as the coastline or seashore, is defined as the area where land meets the ocean, or as a line that forms the boundary between the land and the coastline. The Earth has around of coastline. Coasts are important zones in n ...
and
offshore structures, in order to determine the wave
kinematics (
free surface elevation and
flow velocities). The wave kinematics are subsequently needed in the
design process to determine the
wave load
Marine engineering is the engineering of boats, ships, submarines, and any other marine vessel. Here it is also taken to include the engineering of other ocean systems and structures – referred to in certain academic and professional circl ...
s on a structure. For long waves (as compared to depth) – and using only a few terms in the Stokes expansion – its applicability is limited to waves of small
amplitude
The amplitude of a periodic variable is a measure of its change in a single period (such as time or spatial period). The amplitude of a non-periodic signal is its magnitude compared with a reference value. There are various definitions of a ...
. In such shallow water, a
cnoidal wave theory often provides better periodic-wave approximations.
While, in the strict sense, ''Stokes wave'' refers to progressive periodic waves of permanent form, the term is also used in connection with
standing wave
In physics, a standing wave, also known as a stationary wave, is a wave that oscillates in time but whose peak amplitude profile does not move in space. The peak amplitude of the wave oscillations at any point in space is constant with respect ...
s and even for
random waves.
Examples
The examples below describe Stokes waves under the action of gravity (without
surface tension effects) in case of pure wave motion, so without an ambient mean current.
Third-order Stokes wave on deep water

According to Stokes's third-order theory, the
free surface elevation ''η'', the
velocity potential Φ, the
phase speed (or celerity) ''c'' and the wave
phase ''θ'' are, for a
progressive
Progressive may refer to:
Politics
* Progressivism, a political philosophy in support of social reform
** Progressivism in the United States, the political philosophy in the American context
* Progressive realism, an American foreign policy par ...
surface gravity wave
In fluid dynamics, gravity waves are waves generated in a fluid medium or at the interface between two media when the force of gravity or buoyancy tries to restore equilibrium. An example of such an interface is that between the atmosphere ...
on deep water – i.e. the fluid layer has infinite depth:
where
* ''x'' is the horizontal coordinate;
* ''z'' is the vertical coordinate, with the positive ''z''-direction upward – opposing to the direction of the
Earth's gravity
The gravity of Earth, denoted by , is the net acceleration that is imparted to objects due to the combined effect of gravitation (from mass distribution within Earth) and the centrifugal force (from the Earth's rotation).
It is a vector quantit ...
– and ''z'' = 0 corresponding with the
mean
There are several kinds of mean in mathematics, especially in statistics. Each mean serves to summarize a given group of data, often to better understand the overall value ( magnitude and sign) of a given data set.
For a data set, the '' ari ...
surface elevation;
* ''t'' is time;
* ''a'' is the first-order wave
amplitude
The amplitude of a periodic variable is a measure of its change in a single period (such as time or spatial period). The amplitude of a non-periodic signal is its magnitude compared with a reference value. There are various definitions of a ...
;
* ''k'' is the
angular wavenumber, with ''λ'' being the
wavelength
In physics, the wavelength is the spatial period of a periodic wave—the distance over which the wave's shape repeats.
It is the distance between consecutive corresponding points of the same phase on the wave, such as two adjacent crests, tr ...
;
* ''ω'' is the
angular frequency
In physics, angular frequency "''ω''" (also referred to by the terms angular speed, circular frequency, orbital frequency, radian frequency, and pulsatance) is a scalar measure of rotation rate. It refers to the angular displacement per unit ti ...
, where ''τ'' is the
period, and
* ''g'' is the
strength of the Earth's gravity, a
constant in this approximation.
The expansion parameter ''ka'' is known as the wave steepness. The phase speed increases with increasing nonlinearity ''ka'' of the waves. The
wave height
In fluid dynamics, the wave height of a ocean surface wave, surface wave is the difference between the elevations of a crest (physics), crest and a neighboring trough (physics), trough. ''Wave height'' is a term used by sailor, mariners, as well ...
''H'', being the difference between the surface elevation ''η'' at a
crest and a
trough, is:
Note that the second- and third-order terms in the velocity potential Φ are zero. Only at fourth order do contributions deviating from first-order theory – i.e.
Airy wave theory – appear.
Up to third order the orbital velocity
field ''u'' = ∇Φ consists of a circular motion of the velocity vector at each position (''x'',''z''). As a result, the surface elevation of deep-water waves is to a good approximation
trochoidal, as already noted by .
Stokes further observed, that although (in this
Eulerian description) the third-order orbital velocity field consists of a circular motion at each point, the
Lagrangian
Lagrangian may refer to:
Mathematics
* Lagrangian function, used to solve constrained minimization problems in optimization theory; see Lagrange multiplier
** Lagrangian relaxation, the method of approximating a difficult constrained problem with ...
paths of
fluid parcel In fluid dynamics, within the framework of continuum mechanics, a fluid parcel is a very small amount of fluid, identifiable throughout its dynamic history while moving with the fluid flow. As it moves, the mass of a fluid parcel remains constant, ...
s are not closed circles. This is due to the reduction of the velocity amplitude at increasing depth below the surface. This Lagrangian drift of the fluid parcels is known as the
Stokes drift.
Second-order Stokes wave on arbitrary depth

The surface elevation ''η'' and the velocity potential Φ are, according to Stokes's second-order theory of surface gravity waves on a fluid layer of
mean
There are several kinds of mean in mathematics, especially in statistics. Each mean serves to summarize a given group of data, often to better understand the overall value ( magnitude and sign) of a given data set.
For a data set, the '' ari ...
depth ''h'':
Observe that for finite depth the velocity potential Φ contains a linear drift in time, independent of position (''x'' and ''z''). Both this temporal drift and the double-frequency term (containing sin 2θ) in Φ vanish for deep-water waves.
Stokes and Ursell parameters
The ratio ' of the free-surface amplitudes at second order and first order – according to Stokes's second-order theory – is:
In deep water, for large ''kh'' the ratio ' has the
asymptote
In analytic geometry, an asymptote () of a curve is a line such that the distance between the curve and the line approaches zero as one or both of the ''x'' or ''y'' coordinates tends to infinity. In projective geometry and related contexts, ...
For long waves, i.e. small ''kh'', the ratio ' behaves as
or, in terms of the wave height and wavelength :
with
Here ' is the
Ursell parameter (or Stokes parameter). For long waves () of small height ''H'', i.e. , second-order Stokes theory is applicable. Otherwise, for fairly long waves () of appreciable height ''H'' a
cnoidal wave description is more appropriate.
According to Hedges, fifth-order Stokes theory is applicable for , and otherwise fifth-order
cnoidal wave theory is preferable.
Third-order dispersion relation

For Stokes waves under the action of gravity, the third-order
dispersion relation
In the physical sciences and electrical engineering, dispersion relations describe the effect of dispersion on the properties of waves in a medium. A dispersion relation relates the wavelength or wavenumber of a wave to its frequency. Given t ...
is – according to
Stokes's first definition of celerity:
This third-order dispersion relation is a direct consequence of avoiding
secular terms, when inserting the second-order Stokes solution into the third-order equations (of the perturbation series for the periodic wave problem).
In deep water (short wavelength compared to the depth):
and in shallow water (long wavelengths compared to the depth):
As
shown above, the long-wave Stokes expansion for the dispersion relation will only be valid for small enough values of the Ursell parameter: .
Overview
Stokes's approach to the nonlinear wave problem

A fundamental problem in finding solutions for surface gravity waves is that
boundary condition
In mathematics, in the field of differential equations, a boundary value problem is a differential equation together with a set of additional constraints, called the boundary conditions. A solution to a boundary value problem is a solution to ...
s have to be applied at the position of the
free surface, which is not known beforehand and is thus a part of the solution to be found.
Sir George Stokes solved this nonlinear wave problem in 1847 by expanding the relevant
potential flow quantities in a
Taylor series
In mathematics, the Taylor series or Taylor expansion of a function is an infinite sum of terms that are expressed in terms of the function's derivatives at a single point. For most common functions, the function and the sum of its Taylor se ...
around the mean (or still) surface elevation. As a result, the boundary conditions can be expressed in terms of quantities at the mean (or still) surface elevation (which is fixed and known).
Next, a solution for the nonlinear wave problem (including the Taylor series expansion around the mean or still surface elevation) is sought by means of a perturbation series – known as the ''Stokes expansion'' – in terms of a small parameter, most often the wave steepness. The unknown terms in the expansion can be solved sequentially.
Often, only a small number of terms is needed to provide a solution of sufficient accuracy for engineering purposes.
Typical applications are in the design of
coastal
The coast, also known as the coastline or seashore, is defined as the area where land meets the ocean, or as a line that forms the boundary between the land and the coastline. The Earth has around of coastline. Coasts are important zones in n ...
and
offshore structures, and of
ships
A ship is a large watercraft that travels the world's oceans and other sufficiently deep waterways, carrying cargo or passengers, or in support of specialized missions, such as defense, research, and fishing. Ships are generally distinguished ...
.
Another property of nonlinear waves is that the
phase speed of nonlinear waves depends on the
wave height
In fluid dynamics, the wave height of a ocean surface wave, surface wave is the difference between the elevations of a crest (physics), crest and a neighboring trough (physics), trough. ''Wave height'' is a term used by sailor, mariners, as well ...
. In a perturbation-series approach, this easily gives rise to a spurious
secular variation of the solution, in contradiction with the periodic behaviour of the waves. Stokes solved this problem by also expanding the
dispersion relationship into a perturbation series, by a method now known as the
Lindstedt–Poincaré method.
Applicability

''Stokes's wave theory'', when using a low order of the perturbation expansion (e.g. up to second, third or fifth order), is valid for nonlinear waves on intermediate and deep water, that is for
wavelength
In physics, the wavelength is the spatial period of a periodic wave—the distance over which the wave's shape repeats.
It is the distance between consecutive corresponding points of the same phase on the wave, such as two adjacent crests, tr ...
s (''λ'') not large as compared with the mean depth (''h''). In
shallow water, the low-order Stokes expansion breaks down (gives unrealistic results) for appreciable wave amplitude (as compared to the depth). Then,
Boussinesq approximations are more appropriate. Further approximations on Boussinesq-type (multi-directional) wave equations lead – for one-way wave propagation – to the
Korteweg–de Vries equation or the
Benjamin–Bona–Mahony equation
The Benjamin–Bona–Mahony equation (BBM equation, also regularized long-wave equation; RLWE) is the partial differential equation
:u_t+u_x+uu_x-u_=0.\,
This equation was studied in as an improvement of the Korteweg–de Vries equation (KdV e ...
. Like (near) exact Stokes-wave solutions, these two equations have
solitary wave (
soliton
In mathematics and physics, a soliton or solitary wave is a self-reinforcing wave packet that maintains its shape while it propagates at a constant velocity. Solitons are caused by a cancellation of nonlinear and dispersive effects in the mediu ...
) solutions, besides periodic-wave solutions known as
cnoidal waves.
Modern extensions
Already in 1914, Wilton extended the Stokes expansion for deep-water surface gravity waves to tenth order, although introducing errors at the eight order. A fifth-order theory for finite depth was derived by De in 1955. For engineering use, the fifth-order formulations of Fenton are convenient, applicable to both Stokes
first and
second definition of phase speed (celerity). The demarcation between when fifth-order Stokes theory is preferable over fifth-order
cnoidal wave theory is for
Ursell parameters below about 40.
Different choices for the frame of reference and expansion parameters are possible in Stokes-like approaches to the nonlinear wave problem. In 1880, Stokes himself inverted the dependent and independent variables, by taking the
velocity potential and
stream function
The stream function is defined for incompressible ( divergence-free) flows in two dimensions – as well as in three dimensions with axisymmetry. The flow velocity components can be expressed as the derivatives of the scalar stream function. ...
as the independent variables, and the coordinates (''x'',''z'') as the dependent variables, with ''x'' and ''z'' being the horizontal and vertical coordinates respectively.
This has the advantage that the free surface, in a frame of reference in which the wave is steady (i.e. moving with the phase velocity), corresponds with a line on which the stream function is a constant. Then the free surface location is known beforehand, and not an unknown part of the solution. The disadvantage is that the
radius of convergence
In mathematics, the radius of convergence of a power series is the radius of the largest disk at the center of the series in which the series converges. It is either a non-negative real number or \infty. When it is positive, the power series ...
of the rephrased series expansion reduces.
Another approach is by using the
Lagrangian frame of reference, following the
fluid parcel In fluid dynamics, within the framework of continuum mechanics, a fluid parcel is a very small amount of fluid, identifiable throughout its dynamic history while moving with the fluid flow. As it moves, the mass of a fluid parcel remains constant, ...
s. The Lagrangian formulations show enhanced convergence, as compared to the formulations in both the
Eulerian frame, and in the frame with the potential and streamfunction as independent variables.
An exact solution for nonlinear pure
capillary wave
A capillary wave is a wave traveling along the phase boundary of a fluid, whose dynamics and phase velocity are dominated by the effects of surface tension.
Capillary waves are common in nature, and are often referred to as ripples. The ...
s of permanent form, and for infinite fluid depth, was obtained by Crapper in 1957. Note that these capillary waves – being short waves forced by
surface tension, if gravity effects are negligible – have sharp troughs and flat crests. This contrasts with nonlinear surface gravity waves, which have sharp crests and flat troughs.

By use of computer models, the Stokes expansion for surface gravity waves has been continued, up to high (117th) order by . Schwartz has found that the amplitude ''a'' (or ''a''
1) of the first-order
fundamental reaches a maximum ''before'' the maximum
wave height
In fluid dynamics, the wave height of a ocean surface wave, surface wave is the difference between the elevations of a crest (physics), crest and a neighboring trough (physics), trough. ''Wave height'' is a term used by sailor, mariners, as well ...
''H'' is reached. Consequently, the wave steepness ''ka'' in terms of wave amplitude is not a monotone function up to the highest wave, and Schwartz utilizes instead ''kH'' as the expansion parameter. To estimate the highest wave in deep water, Schwartz has used
Padé approximants and
Domb–Sykes plot
In mathematics, the radius of convergence of a power series is the radius of the largest disk at the center of the series in which the series converges. It is either a non-negative real number or \infty. When it is positive, the power series c ...
s in order to improve the convergence of the Stokes expansion.
Extended tables of Stokes waves on various depths, computed by a different method (but in accordance with the results by others), are provided in .
Several exact relationships exist between integral properties – such as
kinetic and
potential energy
In physics, potential energy is the energy held by an object because of its position relative to other objects, stresses within itself, its electric charge, or other factors.
Common types of potential energy include the gravitational potentia ...
, horizontal wave
momentum
In Newtonian mechanics, momentum (more specifically linear momentum or translational momentum) is the product of the mass and velocity of an object. It is a vector quantity, possessing a magnitude and a direction. If is an object's mass ...
and
radiation stress – as found by . He shows, for deep-water waves, that many of these integral properties have a maximum before the maximum wave height is reached (in support of Schwartz's findings). , using a method similar to the one of Schwartz, computed and tabulated integral properties for a wide range of finite water depths (all reaching maxima below the highest wave height). Further, these integral properties play an important role in the
conservation law
In physics, a conservation law states that a particular measurable property of an isolated physical system does not change as the system evolves over time. Exact conservation laws include conservation of energy, conservation of linear momentum, ...
s for water waves, through
Noether's theorem
Noether's theorem or Noether's first theorem states that every differentiable symmetry of the action of a physical system with conservative forces has a corresponding conservation law. The theorem was proven by mathematician Emmy Noether ...
.
In 2005, Hammack,
Henderson and Segur have provided the first experimental evidence for the existence of three-dimensional progressive waves of permanent form in deep water – that is bi-periodic and two-dimensional progressive wave patterns of permanent form. The existence of these three-dimensional steady deep-water waves has been revealed in 2002, from a bifurcation study of two-dimensional Stokes waves by Craig and Nicholls, using numerical methods.
Convergence and instability
Convergence
Convergence of the Stokes expansion was first proved by for the case of small-amplitude waves – on the free surface of a fluid of infinite depth. This was extended shortly afterwards by for the case of finite depth and small-amplitude waves.
Near the end of the 20th century, it was shown that for finite-amplitude waves the convergence of the Stokes expansion depends strongly on the formulation of the periodic wave problem. For instance, an inverse formulation of the periodic wave problem as used by Stokes – with the spatial coordinates as a function of
velocity potential and
stream function
The stream function is defined for incompressible ( divergence-free) flows in two dimensions – as well as in three dimensions with axisymmetry. The flow velocity components can be expressed as the derivatives of the scalar stream function. ...
– does not converge for high-amplitude waves. While other formulations converge much more rapidly, e.g. in the
Eulerian frame of reference (with the velocity potential or stream function as a function of the spatial coordinates).
Highest wave

The maximum wave steepness, for periodic and propagating deep-water waves, is , so the wave height is about one-seventh () of the wavelength λ.
And surface gravity waves of this maximum height have a sharp
wave crest – with an angle of 120° (in the fluid domain) – also for finite depth, as shown by Stokes in 1880.
An accurate estimate of the highest wave steepness in deep water () was already made in 1893, by
John Henry Michell, using a numerical method. A more detailed study of the behaviour of the highest wave near the sharp-cornered crest has been published by Malcolm A. Grant, in 1973. The existence of the highest wave on deep water with a sharp-angled crest of 120° was proved by
John Toland in 1978. The convexity of η(x) between the successive maxima with a sharp-angled crest of 120° was independently proven by C.J. Amick et al. and Pavel I. Plotnikov in 1982
.
The highest Stokes wave – under the action of gravity – can be approximated with the following simple and accurate representation of the
free surface elevation ''η''(''x'',''t''):
with
for
and shifted horizontally over an
integer
An integer is the number zero (), a positive natural number (, , , etc.) or a negative integer with a minus sign ( −1, −2, −3, etc.). The negative numbers are the additive inverses of the corresponding positive numbers. In the language ...
number of wavelengths to represent the other waves in the regular wave train. This approximation is accurate to within 0.7% everywhere, as compared with the "exact" solution for the highest wave.
Another accurate approximation – however less accurate than the previous one – of the fluid motion on the surface of the steepest wave is by analogy with the swing of a
pendulum
A pendulum is a weight suspended from a wikt:pivot, pivot so that it can swing freely. When a pendulum is displaced sideways from its resting, Mechanical equilibrium, equilibrium position, it is subject to a restoring force due to gravity that ...
in a
grandfather clock
A grandfather clock (also a longcase clock, tall-case clock, grandfather's clock, or floor clock) is a tall, freestanding, weight-driven pendulum clock with the pendulum held inside the tower or waist of the case. Clocks of this style are common ...
.
Large library of Stokes waves computed with high precision for the case of infinite depth, represented with high accuracy (at least 27 digits after decimal point) as a
Padé approximant can be found at StokesWave.org
Instability
In deeper water, Stokes waves are unstable.
[For a review of the instability of Stokes waves see e.g.:]
This was shown by
T. Brooke Benjamin
Thomas Brooke Benjamin, FRS (15 April 1929 – 16 August 1995) was an English mathematical physicist and mathematician, best known for his work in mathematical analysis and fluid mechanics, especially in applications of nonlinear differential eq ...
and Jim E. Feir in 1967. The
Benjamin–Feir instability
In the fields of nonlinear optics and fluid dynamics, modulational instability or sideband instability is a phenomenon whereby deviations from a periodic waveform are reinforced by nonlinearity, leading to the generation of spectral-sidebands and ...
is a side-band or modulational instability, with the side-band modulations propagating in the same direction as the
carrier wave
In telecommunications, a carrier wave, carrier signal, or just carrier, is a waveform (usually sinusoidal) that is modulated (modified) with an information-bearing signal for the purpose of conveying information. This carrier wave usually has ...
; waves become unstable on deeper water for a relative depth (with ''k'' the
wavenumber
In the physical sciences, the wavenumber (also wave number or repetency) is the ''spatial frequency'' of a wave, measured in cycles per unit distance (ordinary wavenumber) or radians per unit distance (angular wavenumber). It is analogous to temp ...
and ''h'' the mean water depth). The Benjamin–Feir instability can be described with the
nonlinear Schrödinger equation, by inserting a Stokes wave with side bands.
Subsequently, with a more refined analysis, it has been shown – theoretically and experimentally – that the Stokes wave and its side bands exhibit
Fermi–Pasta–Ulam–Tsingou recurrence: a cyclic alternation between modulation and demodulation.
In 1978
Longuet-Higgins, by means of numerical modelling of fully non-linear waves and modulations (propagating in the carrier wave direction), presented a detailed analysis of the region of instability in deep water: both for superharmonics (for perturbations at the spatial scales smaller than the wavelength
) and subharmonics (for perturbations at the spatial scales larger than
).
With increase of Stokes wave's amplitude, new modes of superharmonic instability appear. Appearance of a new branch of instability happens when the energy of the wave passes extremum. Detailed analysis of the mechanism of appearance of the new branches of instability has shown that their behavior follows closely a simple law, which allows to find with a good accuracy instability growth rates for all known and predicted branches.
In Longuet-Higgins studies of two-dimensional wave motion, as well as the subsequent studies of three-dimensional modulations by McLean et al., new types of instabilities were found – these are associated with
resonant wave interactions between five (or more) wave components.
Stokes expansion
Governing equations for a potential flow
In many instances, the oscillatory flow in the fluid interior of surface waves can be described accurately using
potential flow theory, apart from
boundary layer
In physics and fluid mechanics, a boundary layer is the thin layer of fluid in the immediate vicinity of a bounding surface formed by the fluid flowing along the surface. The fluid's interaction with the wall induces a no-slip boundary cond ...
s near the free surface and bottom (where
vorticity is important, due to
viscous effects, see
Stokes boundary layer).
Then, the
flow velocity
In continuum mechanics the flow velocity in fluid dynamics, also macroscopic velocity in statistical mechanics, or drift velocity in electromagnetism, is a vector field used to mathematically describe the motion of a continuum. The length of the ...
u can be described as the
gradient
In vector calculus, the gradient of a scalar-valued differentiable function of several variables is the vector field (or vector-valued function) \nabla f whose value at a point p is the "direction and rate of fastest increase". If the gr ...
of a
velocity potential :
Consequently, assuming
incompressible flow
In fluid mechanics or more generally continuum mechanics, incompressible flow ( isochoric flow) refers to a flow in which the material density is constant within a fluid parcel—an infinitesimal volume that moves with the flow velocity. An ...
, the velocity field u is
divergence-free and the velocity potential
satisfies
Laplace's equation
in the fluid interior.
The fluid region is described using three-dimensional
Cartesian coordinates (''x'',''y'',''z''), with ''x'' and ''y'' the horizontal coordinates, and ''z'' the vertical coordinate – with the positive ''z''-direction opposing the direction of the
gravitational acceleration
In physics, gravitational acceleration is the acceleration of an object in free fall within a vacuum (and thus without experiencing drag (physics), drag). This is the steady gain in speed caused exclusively by the force of gravitational attract ...
. Time is denoted with ''t''. The free surface is located at , and the bottom of the fluid region is at .
The free-surface
boundary condition
In mathematics, in the field of differential equations, a boundary value problem is a differential equation together with a set of additional constraints, called the boundary conditions. A solution to a boundary value problem is a solution to ...
s for
surface gravity wave
In fluid dynamics, gravity waves are waves generated in a fluid medium or at the interface between two media when the force of gravity or buoyancy tries to restore equilibrium. An example of such an interface is that between the atmosphere ...
s – using a
potential flow description – consist of a ''kinematic'' and a ''dynamic'' boundary condition.
The ''kinematic'' boundary condition ensures that the
normal component of the fluid's
flow velocity
In continuum mechanics the flow velocity in fluid dynamics, also macroscopic velocity in statistical mechanics, or drift velocity in electromagnetism, is a vector field used to mathematically describe the motion of a continuum. The length of the ...
,
in matrix notation, at the free surface equals the normal velocity component of the free-surface motion :
The ''dynamic'' boundary condition states that, without
surface tension effects, the atmospheric pressure just above the free surface equals the fluid
pressure
Pressure (symbol: ''p'' or ''P'') is the force applied perpendicular to the surface of an object per unit area over which that force is distributed. Gauge pressure (also spelled ''gage'' pressure)The preferred spelling varies by country a ...
just below the surface. For an unsteady potential flow this means that the
Bernoulli equation is to be applied at the free surface. In case of a constant atmospheric pressure, the dynamic boundary condition becomes:
where the constant atmospheric pressure has been taken equal to zero,
without loss of generality.
Both boundary conditions contain the potential
as well as the surface elevation ''η''. A (dynamic) boundary condition in terms of only the potential
can be constructed by taking the
material derivative of the dynamic boundary condition, and using the kinematic boundary condition:
At the bottom of the fluid layer,
impermeability requires the
normal component of the flow velocity to vanish:
where ''h''(''x'',''y'') is the depth of the bed below the
datum and ''n'' is the coordinate component in the direction
normal to the bed.
For permanent waves above a horizontal bed, the mean depth ''h'' is a constant and the boundary condition at the bed becomes:
Taylor series in the free-surface boundary conditions
The free-surface boundary conditions and apply at the yet unknown free-surface elevation . They can be transformed into boundary conditions at a fixed elevation by use of
Taylor series
In mathematics, the Taylor series or Taylor expansion of a function is an infinite sum of terms that are expressed in terms of the function's derivatives at a single point. For most common functions, the function and the sum of its Taylor se ...
expansions of the flow field around that elevation.
Without loss of generality the mean surface elevation – around which the Taylor series are developed – can be taken at . This assures the expansion is around an elevation in the proximity of the actual free-surface elevation. Convergence of the Taylor series for small-amplitude steady-wave motion was proved by .
The following notation is used: the Taylor series of some field around – and evaluated at – is:
with subscript zero meaning evaluation at , e.g.: .
Applying the Taylor expansion to free-surface boundary condition in terms of the potential Φ gives:
showing terms up to triple products of ''η'', ''Φ'' and ''u'', as required for the construction of the Stokes expansion up to third-order ((''ka'')
3). Here, ''ka'' is the wave steepness, with ''k'' a characteristic
wavenumber
In the physical sciences, the wavenumber (also wave number or repetency) is the ''spatial frequency'' of a wave, measured in cycles per unit distance (ordinary wavenumber) or radians per unit distance (angular wavenumber). It is analogous to temp ...
and ''a'' a characteristic wave
amplitude
The amplitude of a periodic variable is a measure of its change in a single period (such as time or spatial period). The amplitude of a non-periodic signal is its magnitude compared with a reference value. There are various definitions of a ...
for the problem under study. The fields ''η'', ''Φ'' and ''u'' are assumed to be '(''ka'').
The dynamic free-surface boundary condition can be evaluated in terms of quantities at as:
The advantages of these Taylor-series expansions fully emerge in combination with a perturbation-series approach, for weakly non-linear waves .
Perturbation-series approach
The
perturbation series are in terms of a small ordering parameter – which subsequently turns out to be proportional to (and of the order of) the wave slope ''ka'', see the series solution in
this section. So, take :
When applied in the flow equations, they should be valid independent of the particular value of ''ε''. By equating in powers of ''ε'', each term proportional to ''ε'' to a certain power has to equal to zero. As an example of how the perturbation-series approach works, consider the non-linear boundary condition ; it becomes:
The resulting boundary conditions at for the first three orders are:
;First order:
;Second order:
;Third order:
In a similar fashion – from the dynamic boundary condition – the conditions at at the orders 1, 2 and 3 become:
;First order:
;Second order:
;Third order:
For the linear equations , and the perturbation technique results in a series of equations independent of the perturbation solutions at other orders:
}
The above perturbation equations can be solved sequentially, i.e. starting with first order, thereafter continuing with the second order, third order, etc.
Application to progressive periodic waves of permanent form
The waves of permanent form propagate with a constant
phase velocity (or
celerity), denoted as ''c''. If the steady wave motion is in the horizontal ''x''-direction, the flow quantities ''η'' and u are not separately dependent on ''x'' and time ''t'', but are functions of :
Further the waves are periodic – and because they are also of permanent form – both in horizontal space ''x'' and in time ''t'', with
wavelength
In physics, the wavelength is the spatial period of a periodic wave—the distance over which the wave's shape repeats.
It is the distance between consecutive corresponding points of the same phase on the wave, such as two adjacent crests, tr ...
''λ'' and
period ''τ'' respectively. Note that ''Φ''(''x'',''z'',''t'') itself is not necessary periodic due to the possibility of a constant (linear) drift in ''x'' and/or ''t'':
with ''φ''(''x'',''z'',''t'') – as well as the derivatives ∂''Φ''/∂''t'' and ∂''Φ''/∂''x'' – being periodic. Here ''β'' is the mean flow velocity below
trough level, and ''γ'' is related to the
hydraulic head
Hydraulic head or piezometric head is a specific measurement of liquid pressure above a vertical datum., 410 pages. See pp. 43–44., 650 pages. See p. 22.
It is usually measured as a liquid surface elevation, expressed in units of length, ...
as observed in a
frame of reference
In physics and astronomy, a frame of reference (or reference frame) is an abstract coordinate system whose origin, orientation, and scale are specified by a set of reference points― geometric points whose position is identified both mathem ...
moving with the wave's phase velocity ''c'' (so the flow becomes
steady in this reference frame).
In order to apply the Stokes expansion to progressive periodic waves, it is advantageous to describe them through
Fourier series
A Fourier series () is a summation of harmonically related sinusoidal functions, also known as components or harmonics. The result of the summation is a periodic function whose functional form is determined by the choices of cycle length (or '' ...
as a function of the
wave phase ''θ''(''x'',''t''):
assuming waves propagating in the ''x''–direction. Here is the
wavenumber
In the physical sciences, the wavenumber (also wave number or repetency) is the ''spatial frequency'' of a wave, measured in cycles per unit distance (ordinary wavenumber) or radians per unit distance (angular wavenumber). It is analogous to temp ...
, is the
angular frequency
In physics, angular frequency "''ω''" (also referred to by the terms angular speed, circular frequency, orbital frequency, radian frequency, and pulsatance) is a scalar measure of rotation rate. It refers to the angular displacement per unit ti ...
and is the
phase velocity.
Now, the free surface elevation ''η''(''x'',''t'') of a periodic wave can be described as the
Fourier series
A Fourier series () is a summation of harmonically related sinusoidal functions, also known as components or harmonics. The result of the summation is a periodic function whose functional form is determined by the choices of cycle length (or '' ...
:
Similarly, the corresponding expression for the velocity potential ''Φ''(''x'',''z'',''t'') is:
satisfying both the
Laplace equation
In mathematics and physics, Laplace's equation is a second-order partial differential equation named after Pierre-Simon Laplace, who first studied its properties. This is often written as
\nabla^2\! f = 0 or \Delta f = 0,
where \Delta = \na ...
in the fluid interior, as well as the boundary condition at the bed .
For a given value of the wavenumber ''k'', the parameters: ''A''
n, ''B''
n (with ), ''c'', ''β'' and ''γ'' have yet to be determined. They all can be expanded as perturbation series in ''ε''. provides these values for fifth-order Stokes's wave theory.
For progressive periodic waves, derivatives with respect to ''x'' and ''t'' of functions ''f''(''θ'',''z'') of ''θ''(''x'',''t'') can be expressed as derivatives with respect to ''θ'':
The important point for non-linear waves – in contrast to linear
Airy wave theory – is that the phase velocity ''c'' also depends on the
wave amplitude
The amplitude of a periodic variable is a measure of its change in a single period (such as time or spatial period). The amplitude of a non-periodic signal is its magnitude compared with a reference value. There are various definitions of ampl ...
''a'', besides its dependence on wavelength and mean depth ''h''. Negligence of the dependence of ''c'' on wave amplitude results in the appearance of
secular terms, in the higher-order contributions to the perturbation-series solution. already applied the required non-linear correction to the phase speed ''c'' in order to prevent secular behaviour. A general approach to do so is now known as the
Lindstedt–Poincaré method. Since the wavenumber ''k'' is given and thus fixed, the non-linear behaviour of the phase velocity is brought into account by also expanding the angular frequency ''ω'' into a perturbation series:
Here ''ω''
0 will turn out to be related to the wavenumber ''k'' through the linear
dispersion relation
In the physical sciences and electrical engineering, dispersion relations describe the effect of dispersion on the properties of waves in a medium. A dispersion relation relates the wavelength or wavenumber of a wave to its frequency. Given t ...
. However time derivatives, through , now also give contributions – containing ''ω''
1, ''ω''
2, etc. – to the governing equations at higher orders in the perturbation series. By tuning ''ω''
1, ''ω''
2, etc., secular behaviour can be prevented. For surface gravity waves, it is found that and the first non-zero contribution to the dispersion relation comes from ''ω''
2 (see e.g. the sub-section "
Third-order dispersion relation" above).
Stokes's two definitions of wave celerity
For non-linear surface waves there is, in general, ambiguity in splitting the total motion into a wave part and a
mean
There are several kinds of mean in mathematics, especially in statistics. Each mean serves to summarize a given group of data, often to better understand the overall value ( magnitude and sign) of a given data set.
For a data set, the '' ari ...
part. As a consequence, there is some freedom in choosing the phase speed (celerity) of the wave. identified two logical definitions of phase speed, known as Stokes's first and second definition of wave celerity:
#Stokes's first definition of wave celerity has, for a pure wave motion, the
mean value of the horizontal
Eulerian flow-velocity ''Ū''
E at any location below
trough level equal to zero. Due to the
irrotationality of potential flow, together with the horizontal sea bed and periodicity the mean horizontal velocity, the mean horizontal velocity is a constant between bed and trough level. So in Stokes first definition the wave is considered from a
frame of reference
In physics and astronomy, a frame of reference (or reference frame) is an abstract coordinate system whose origin, orientation, and scale are specified by a set of reference points― geometric points whose position is identified both mathem ...
moving with the mean horizontal velocity ''Ū''
E. This is an advantageous approach when the mean Eulerian flow velocity ''Ū''
E is known, e.g. from measurements.
#Stokes's second definition of wave celerity is for a frame of reference where the mean horizontal
mass transport of the wave motion equal to zero. This is different from the first definition due to the mass transport in the
splash zone
In offshore construction, the splash zone is the transition from air to water when lowering heavy burdens into the sea. The overall efforts applied on the crane change dramatically when the load starts touching water, up to the point where it is ...
, i.e. between the trough and crest level, in the wave propagation direction. This wave-induced mass transport is caused by the positive
correlation
In statistics, correlation or dependence is any statistical relationship, whether causal or not, between two random variables or bivariate data. Although in the broadest sense, "correlation" may indicate any type of association, in statisti ...
between surface elevation and horizontal velocity. In the reference frame for Stokes's second definition, the wave-induced mass transport is compensated by an opposing
undertow (so ''Ū''
E < 0 for waves propagating in the positive ''x''-direction). This is the logical definition for waves generated in a
wave flume in the laboratory, or waves moving perpendicular towards a beach.
As pointed out by
Michael E. McIntyre
Michael Edgeworth McIntyre FRS (born 28 July 1941)[McIntyre, Prof. Michael Edgewo ...](_blank)
, the mean horizontal mass transport will be (near) zero for a
wave group approaching into still water, with also in deep water the mass transport caused by the waves balanced by an opposite mass transport in a return flow (undertow).
This is due to the fact that otherwise a large mean force will be needed to accelerate the body of water into which the wave group is propagating.
Notes
References
By Sir George Gabriel Stokes
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External links
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{{physical oceanography
Fluid dynamics
Water waves
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