ethics
Ethics is the philosophy, philosophical study of Morality, moral phenomena. Also called moral philosophy, it investigates Normativity, normative questions about what people ought to do or which behavior is morally right. Its main branches inclu ...
,
political philosophy
Political philosophy studies the theoretical and conceptual foundations of politics. It examines the nature, scope, and Political legitimacy, legitimacy of political institutions, such as State (polity), states. This field investigates different ...
international law
International law, also known as public international law and the law of nations, is the set of Rule of law, rules, norms, Customary law, legal customs and standards that State (polity), states and other actors feel an obligation to, and generall ...
, the term state of nature describes the hypothetical way of life that existed before humans organised themselves into
societies
A society () is a group of individuals involved in persistent social interaction or a large social group sharing the same spatial or social territory, typically subject to the same political authority and dominant cultural expectations. ...
or civilisations. Philosophers of the state of nature theory propose that there was a historical period before societies existed, and seek answers to the questions: "What was life like before
civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.natural rights of a person. Societies existing before the political state are investigated and studied as
Mesolithic
The Mesolithic (Ancient Greek language, Greek: μέσος, ''mesos'' 'middle' + λίθος, ''lithos'' 'stone') or Middle Stone Age is the Old World archaeological period between the Upper Paleolithic and the Neolithic. The term Epipaleolithic i ...
history, as
archaeology
Archaeology or archeology is the study of human activity through the recovery and analysis of material culture. The archaeological record consists of Artifact (archaeology), artifacts, architecture, biofact (archaeology), biofacts or ecofacts, ...
, and as
cultural anthropology
Cultural anthropology is a branch of anthropology focused on the study of cultural variation among humans. It is in contrast to social anthropology, which perceives cultural variation as a subset of a posited anthropological constant. The term ...
, as
social anthropology
Social anthropology is the study of patterns of behaviour in human societies and cultures. It is the dominant constituent of anthropology throughout the United Kingdom and much of Europe, where it is distinguished from cultural anthropology. In t ...
, and as
ethnology
Ethnology (from the , meaning 'nation') is an academic field and discipline that compares and analyzes the characteristics of different peoples and the relationships between them (compare cultural, social, or sociocultural anthropology).
Sci ...
to determine the particulars of the indigenous society's social structures and power structures.
Noted philosophers
Mozi
The early Warring States philosopher Mozi was one of the first thinkers in recorded history to develop the idea of the state of nature. He developed the idea to defend the need for a single overall ruler. According to Mozi, in the state of nature, each person has their own moral rules ( yi, 義). As a result, people were unable to reach agreements and resources were wasted. Since Mozi promoted ways of strengthening and unifying the state (li, 利), such natural dis-organisation was rejected:
In the beginning of human life, when there was yet no law and government, the custom was "everybody according to his rule (yi, 義)." Accordingly each man had his own rule, two men had two different rules and ten men had eleven different rules -- the more people the more different notions. And everybody approved his own moral views and disapproved the views of others, and so arose mutual disapproval among men. As a result, father and son and elder and younger brothers became enemies and were estranged from each other, since they were unable to reach any agreement. Everybody worked for the disadvantage of the others with water, fire, and poison. Surplus energy was not spent for mutual aid; surplus goods were allowed to rot without sharing; excellent teachings ( dao, 道) were kept secret and not revealed. The disorder in the (human) world could be compared to that among birds and beasts. —Chapter 3 - 1
His proposal was to unify rules according to a single moral system or standard (fa, 法) that can be used by anyone: calculating benefit of each act. In that way, the ruler of the state and his subjects will have the same moral system; cooperation and joint efforts will be the rule. Later his proposal would be strongly rejected by
Confucianism
Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China, and is variously described as a tradition, philosophy, Religious Confucianism, religion, theory of government, or way of li ...
(especially
Mencius
Mencius (孟子, ''Mèngzǐ'', ; ) was a Chinese Confucian philosopher, often described as the Second Sage () to reflect his traditional esteem relative to Confucius himself. He was part of Confucius's fourth generation of disciples, inheriting ...
) because of the preference of benefit over morals.
Thomas Hobbes
The pure state of nature, or "the natural condition of mankind", was described by the 17th century English philosopher
Thomas Hobbes
Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
in '' Leviathan'' and his earlier work '' De Cive''.Hobbes, Thomas, ''Leviathan''. 1651. Edwin Curley (Ed.) 1994. Hackett Publishing. Hobbes argued that natural inequalities between humans are not so great as to give anyone clear superiority; and thus all must live in constant fear of loss or violence; so that "during the time men live without a common power to keep them all in awe, they are in that condition which is called war; and such a war as is of every man against every man". In this state, every person has a natural right to do anything one thinks necessary for preserving one's own life, and life is "solitary, poor, nasty, brutish, and short" (''Leviathan,'' Chapters XIII–XIV). Hobbes described this natural condition with the Latin phrase ( bellum omnium contra omnes) meaning "war of all against all", in ''De Cive''.
Within the state of nature, there is neither personal property nor injustice since there is no law, except for certain natural precepts discovered by reason (" laws of nature"): the first of which is "that every man ought to endeavour peace, as far as he has hope of obtaining it" (''Leviathan'', Ch. XIV); and the second is "that a man be willing, when others are so too, as far forth as for peace and defence of himself he shall think it necessary, to lay down this right to all things; and be contented with so much liberty against other men as he would allow other men against himself" (''loc. cit.''). From here, Hobbes developed the way out of the state of nature into political society and government by mutual contracts.
According to Hobbes, the state of nature exists at all times among independent countries, over whom there is no law except for those same precepts or laws of nature (''Leviathan'', Chapters XIII, XXX end). His view of the state of nature helped to serve as a basis for theories of international law and relations and even some theories about domestic relations.
John Locke
John Locke
John Locke (; 29 August 1632 (Old Style and New Style dates, O.S.) – 28 October 1704 (Old Style and New Style dates, O.S.)) was an English philosopher and physician, widely regarded as one of the most influential of the Enlightenment thi ...
considers the state of nature in his '' Second Treatise on Civil Government'' written around the time of the Exclusion Crisis in England during the 1680s. For Locke, in the state of nature all men are free "to order their actions, and dispose of their possessions and persons, as they think fit, within the bounds of the law of nature." (2nd Tr., §4). "The state of Nature has a law of Nature to govern it", and that law is reason. Locke believes that reason teaches that "no one ought to harm another in his life, liberty, and or property" (2nd Tr., §6) ; and that transgressions of this may be punished. Locke describes the state of nature and civil society to be opposites of each other, and the need for civil society comes in part from the perpetual existence of the state of nature. This view of the state of nature is partly deduced from Christian belief (unlike Hobbes, whose philosophy is not dependent upon any prior theology).
Although it may be natural to assume that Locke was responding to Hobbes, Locke never refers to Hobbes by name, and may instead have been responding to other writers of the day, like Robert Filmer. In fact, Locke's First Treatise is entirely a response to Filmer's ''Patriarcha'', and takes a step by step method to refuting Filmer's theory set out in ''Patriarcha''. The conservative party at the time had rallied behind Filmer's ''Patriarcha'', whereas the Whigs, scared of another persecution of Protestants, rallied behind the theory set out by Locke in his ''Two Treatises of Government'' as it gave a clear theory as to why the people would be justified in overthrowing a monarchy which abuses the trust they had placed in it.
Montesquieu
Montesquieu makes use of the concept of the state of nature in his '' The Spirit of the Laws'', first printed in 1748. Montesquieu states the thought process behind early human beings before the formation of society. He says that human beings would have the faculty of knowing and would first think to preserve their life in the state. Human beings would also at first feel themselves to be impotent and weak. As a result, humans would not be likely to attack each other in this state. Next, humans would seek nourishment and, out of fear and impulse, would eventually unite to create society. Once society was created, a state of war would ensue amongst societies, which would all have been created the same way. The purpose of war is the preservation of the society and the self. The formation of law within society is the reflection and application of reason for Montesquieu.
Jean-Jacques Rousseau
Hobbes' view was challenged in the eighteenth century by
Jean-Jacques Rousseau
Jean-Jacques Rousseau (, ; ; 28 June 1712 – 2 July 1778) was a Republic of Geneva, Genevan philosopher (''philosophes, philosophe''), writer, and composer. His political philosophy influenced the progress of the Age of Enlightenment through ...
, who claimed that Hobbes was taking socialized people and simply imagining them living outside of the society in which they were raised. He affirmed instead that people were neither good nor bad, but were born as a blank slate, and later society and the environment influence which way we lean. In Rousseau's state of nature, people did not know each other enough to come into serious conflict and they did have normal values. The modern society, and the inception of private property, is blamed for the disruption of the state of nature which Rousseau sees as true freedom.
David Hume
David Hume
David Hume (; born David Home; – 25 August 1776) was a Scottish philosopher, historian, economist, and essayist who was best known for his highly influential system of empiricism, philosophical scepticism and metaphysical naturalism. Beg ...
offers in '' A Treatise of Human Nature'' (1739) that human beings are naturally social: "'Tis utterly impossible for men to remain any considerable time in that savage condition, which precedes society; but that his very first state and situation may justly be esteem'd social. This, however, hinders not, but that philosophers may, if they please, extend their reasoning to the suppos'd state of nature; provided they allow it to be a mere philosophical fiction, which never had, and never could have any reality."
Hume's ideas about human nature expressed in the ''Treatise'' suggest that he would be happy with neither Hobbes' nor his contemporary Rousseau's thought-experiments. He explicitly derides as incredible the hypothetical humanity described in Hobbes' ''Leviathan''. Additionally, he argues in "Of the Origin of Justice and Property" that if mankind were universally benevolent, we would not hold Justice to be a virtue: "’tis only from the selfishness and confin’d generosity of men, along with the scanty provision nature has made for his wants, that justice derives its origin."
John Calhoun
John C. Calhoun, in his '' A Disquisition on Government'' (1851), wrote that a state of nature is merely hypothetical and argues that the concept is self-contradictory and that political states naturally always existed.
It is, indeed, difficult to explain how an opinion so destitute of all sound reason, ever could have been so extensively entertained. . . . I refer to the assertion, that all men are equal in the state of nature; meaning, by a state of nature, a state of individuality, supposed to have existed prior to the social and political state; and in which men lived apart and independent of each other. . . . But such a state is purely hypothetical. It never did, nor can exist; as it is inconsistent with the preservation and perpetuation of the race. It is, therefore, a great misnomer to call it ''the state of nature''. Instead of being the natural state of man, it is, of all conceivable states, the most opposed to his nature—most repugnant to his feelings, and most incompatible with his wants. His natural state is, the social and political—the one for which his Creator made him, and the only one in which he can preserve and perfect his race. As, then, there never was such a state as the, so-called, state of nature, and never can be, it follows, that men, instead of being born in it, are born in the social and political state; and of course, instead of being born free and equal, are born subject, not only to parental authority, but to the laws and institutions of the country where born, and under whose protection they draw their first breath.
Karl Marx
Karl Marx's concept of primitive communism—or the economic mode of production before the development of class systems—may be seen as analogous to the state of nature.
John Rawls
John Rawls used what amounted to an artificial state of nature. To develop his theory of justice, Rawls places everyone in the original position. The original position is a hypothetical state of nature used as a
thought experiment
A thought experiment is an imaginary scenario that is meant to elucidate or test an argument or theory. It is often an experiment that would be hard, impossible, or unethical to actually perform. It can also be an abstract hypothetical that is ...
. People in the original position have no society and are under a veil of ignorance that prevents them from knowing how they may benefit from society. They lack foreknowledge of their intelligence, wealth, or abilities. Rawls reasons that people in the original position would want a society where they had their basic liberties protected and where they had some economic guarantees as well. If society were to be constructed from scratch through a social agreement between individuals, these principles would be the expected basis of such an agreement. Thus, these principles should form the basis of real, modern societies since everyone should consent to them if society were organized from scratch in fair agreements.
Robert Nozick
Rawls' Harvard colleague
Robert Nozick
Robert Nozick (; November 16, 1938 – January 23, 2002) was an American philosopher. He held the Joseph Pellegrino Harvard University Professor, University Professorship at Harvard University,A Theory of Justice'' with the libertarian '' Anarchy, State, and Utopia'', also grounded in the state of nature tradition. Nozick argued that a minimalist state of property rights and basic law enforcement would develop out of a state of nature without violating anyone's rights or using force. Mutual agreements among individuals rather than social contract would lead to this minimal state.
Between nations
In Hobbes' view, once a civil government is instituted, the state of nature has disappeared between individuals because of the civil power which exists to enforce contracts and the laws of nature generally. Between nations, however, no such power exists and therefore nations have the same rights to preserve themselves—including making war—as individuals possessed. Such a conclusion led some writers to the idea of an association of nations or worldwide
civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.Immanuel Kant
Immanuel Kant (born Emanuel Kant; 22 April 1724 – 12 February 1804) was a German Philosophy, philosopher and one of the central Age of Enlightenment, Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works ...
's work on perpetual peace.
Rawls also examines the state of nature between nations. In his work the '' Law of Peoples'', Rawls applies a modified version of his original position thought experiment to international relationships. Rawls says that peoples, not states, form the basic unit that should be examined. States should be encouraged to follow the principles from Rawls' earlier ''A Theory of Justice''.
Democracy
Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
seems like it would be the most logical means of accomplishing these goals, but benign non-democracies should be seen as acceptable at the international stage. Rawls develops eight principles for how a people should act on an international stage.
Within
international relations theory
International relations theory is the study of international relations (IR) from a theoretical perspective. It seeks to explain behaviors and outcomes in international politics. The three most prominent School of thought, schools of thought are ...
, anarchy is the state of affairs wherein nations exist without a higher power to govern them. The three principal schools of international relations theory hold different beliefs about anarchy and how to approach it. Realism approaches global politics as if the world's nations were each an individual under a state of nature: it tends to take anarchy for granted, and does not see a solution to it as possible or even necessarily desirable.
Liberalism
Liberalism is a Political philosophy, political and moral philosophy based on the Individual rights, rights of the individual, liberty, consent of the governed, political equality, the right to private property, and equality before the law. ...
claims that anarchy may be mitigated through the spread of
liberal democracy
Liberal democracy, also called Western-style democracy, or substantive democracy, is a form of government that combines the organization of a democracy with ideas of liberalism, liberal political philosophy. Common elements within a liberal dem ...
and the use of
international organization
An international organization, also known as an intergovernmental organization or an international institution, is an organization that is established by a treaty or other type of instrument governed by international law and possesses its own le ...
s, thus creating a global civil society; this approach may be summed up by the words of
George H. W. Bush
George Herbert Walker BushBefore the outcome of the 2000 United States presidential election, he was usually referred to simply as "George Bush" but became more commonly known as "George H. W. Bush", "Bush Senior," "Bush 41," and even "Bush th ...
, who sought to create "a world where the rule of law, not the law of the jungle, governs the conduct of nations".Constructivist theorists, like liberals, also do not see anarchy as a given in international affairs, but are open to other approaches besides those given by realists and liberals.
See also
*
Natural law
Natural law (, ) is a Philosophy, philosophical and legal theory that posits the existence of a set of inherent laws derived from nature and universal moral principles, which are discoverable through reason. In ethics, natural law theory asserts ...