The Small Business Innovation Research (or SBIR) program is a U.S. government funding program, coordinated by the

Small Business Administration The United States Small Business Administration (SBA) is an independent agency of the United States government that provides support to entrepreneurs and small businesses. The mission of the Small Business Administration is "to maintain and str ...

, intended to help certain

small business Small businesses are types of corporations, partnerships, or sole proprietorships which have a small number of employees and/or less annual revenue than a regular-sized business or corporation. Businesses are defined as "small" in terms of being ...

es conduct

research and development Research and development (R&D or R+D), known in some countries as OKB, experiment and design, is the set of innovative activities undertaken by corporations or governments in developing new services or products. R&D constitutes the first stage ...

(R&D). Funding takes the form of contracts or grants. The recipient projects must have the potential for commercialization and must meet specific U.S. government R&D needs. Funds are obtained by allocating a certain percentage of the total extramural (R&D) budgets of the 11 federal agencies with extramural research budgets in excess of $100 million. Approximately $2.5 billion is awarded through this program each year. The

United States Department of Defense The United States Department of Defense (DoD, USDOD, or DOD) is an United States federal executive departments, executive department of the federal government of the United States, U.S. federal government charged with coordinating and superv ...

(DoD) is the largest agency in this program with approximately $1 billion in SBIR grants annually. Over half the awards from the DoD are to firms with fewer than 25 people and a third to firms of fewer than 10. A fifth are minority or women-owned businesses. Historically a quarter of the companies receiving grants are receiving them for the first time. In April 2021, the DoD reported on a lack of due diligence for SBIR recipients, which permitted funds to go toward companies linked to the

People's Liberation Army The People's Liberation Army (PLA) is the military of the Chinese Communist Party (CCP) and the People's Republic of China (PRC). It consists of four Military branch, services—People's Liberation Army Ground Force, Ground Force, People's ...

. In 2022, the program was reauthorized with additional disclosure requirements for companies that have ties to "any foreign country of concern, including the People’s Republic of China.”

Participating agencies

Each Federal agency with an extramural budget for R&D in excess of $100,000,000 must participate in the SBIR Program and reserve at least 3.2% of such budget in fiscal year 2017 and each fiscal year after. A Federal agency may exceed these minimum percentages. In 2010, the SBIR program across 11 federal agencies provided over $2 Billion in grants and contracts to small U.S. businesses for research in innovation leading to commercialization. , SBIR programs are in place at the following agencies: *

Department of Agriculture An agriculture ministry (also called an agriculture department, agriculture board, agriculture council, or agriculture agency, or ministry of rural development) is a ministry charged with agriculture. The ministry is often headed by a minister f ...

(

National Institute of Food and Agriculture The National Institute of Food and Agriculture (NIFA) is a U.S. federal government body whose creation was mandated in the Food, Conservation, and Energy Act of 2008. Its purpose is to consolidate all federally funded agricultural research, a ...

) *

Department of Commerce The United States Department of Commerce (DOC) is an United States federal executive departments, executive department of the Federal government of the United States, U.S. federal government. It is responsible for gathering data for business ...

National Institute of Standards and Technology The National Institute of Standards and Technology (NIST) is an agency of the United States Department of Commerce whose mission is to promote American innovation and industrial competitiveness. NIST's activities are organized into Outline of p ...

National Oceanic and Atmospheric Administration The National Oceanic and Atmospheric Administration (NOAA ) is an American scientific and regulatory agency charged with Weather forecasting, forecasting weather, monitoring oceanic and atmospheric conditions, Hydrography, charting the seas, ...

Department of Defense The United States Department of Defense (DoD, USDOD, or DOD) is an executive department of the U.S. federal government charged with coordinating and supervising the six U.S. armed services: the Army, Navy, Marines, Air Force, Space Force, ...

(divided into 13 components) **

Department of the Army The United States Department of the Army (DA) is one of the three military departments within the United States Department of Defense. The DA is the federal government agency within which the United States Army (U.S.) is organized. It is led ...

Department of the Navy Navy Department or Department of the Navy may refer to: * United States Department of the Navy The United States Department of the Navy (DON) is one of the three military departments within the United States Department of Defense. It was esta ...

Department of the Air Force The United States Department of the Air Force (DAF) is one of the three military departments within the United States Department of Defense, Department of Defense of the United States of America. The Department of the Air Force was formed on Sep ...

Chemical and Biological Defense Chemical, biological, radiological, and nuclear defense (CBRN defense) or Nuclear, biological, and chemical protection (NBC protection) is a class of protective measures taken in situations where chemical, biological, radiological, or nuclea ...

Defense Advanced Research Projects Agency The Defense Advanced Research Projects Agency (DARPA) is a research and development agency of the United States Department of Defense responsible for the development of emerging technologies for use by the military. Originally known as the Adva ...

Defense Health Agency The Defense Health Agency (DHA) is a joint, integrated combat support agency that enables the U.S. Army, U.S. Navy, and U.S. Air Force medical services to provide a medically ready force and ready medical force to Combatant Commands in both pea ...

Defense Logistics Agency The Defense Logistics Agency (DLA) is a combat support agency in the United States Department of Defense, United States Department of Defense (DoD). The agency is staffed by more than 26,000 civilian and military personnel throughout the world. ...

** Defense Microelectronics Activity **

Defense Threat Reduction Agency The Defense Threat Reduction Agency (DTRA) is both a defense agency and a combat support agency within the United States Department of Defense (DoD) for countering weapons of mass destruction (WMD; chemical, biological, radiological, nuclear ...

Missile Defense Agency The Missile Defense Agency (MDA) is a component of the Federal government of the United States, United States government's United States Department of Defense, Department of Defense responsible for developing a comprehensive Missile defense, defe ...

National Geospatial-Intelligence Agency The National Geospatial-Intelligence Agency (NGA) is a combat support agency within the United States Department of Defense whose primary mission is collecting, analyzing, and distributing geospatial intelligence (GEOINT) to support national se ...

Office of the Secretary of Defense The Office of the Secretary of Defense (OSD) is a headquarters-level staff of the United States Department of Defense. It is the principal civilian staff element of the U.S. Secretary of Defense, and it assists the Secretary in carrying out au ...

** Special Operations Command *

Department of Education An education ministry is a national or subnational government agency politically responsible for education. Various other names are commonly used to identify such agencies, such as Ministry of Education, Department of Education, and Ministry of Pub ...

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Institute of Education Sciences The Institute of Education Sciences (IES) is the independent, non-partisan statistics, research, and evaluation arm of the U.S. Department of Education. IES' stated mission is to provide scientific evidence on which to ground education practic ...

) *

Department of Energy A ministry of energy or department of energy is a government department in some countries that typically oversees the production of fuel and electricity; in the United States, however, it manages nuclear weapons development and conducts energy-rela ...

Department of Health and Human Services The United States Department of Health and Human Services (HHS) is a cabinet-level executive branch department of the US federal government created to protect the health of the US people and providing essential human services. Its motto is ...

(

National Institutes of Health The National Institutes of Health (NIH) is the primary agency of the United States government responsible for biomedical and public health research. It was founded in 1887 and is part of the United States Department of Health and Human Service ...

Centers for Disease Control and Prevention The Centers for Disease Control and Prevention (CDC) is the National public health institutes, national public health agency of the United States. It is a Federal agencies of the United States, United States federal agency under the United S ...

Food and Drug Administration The United States Food and Drug Administration (FDA or US FDA) is a List of United States federal agencies, federal agency of the United States Department of Health and Human Services, Department of Health and Human Services. The FDA is respo ...

) *

Department of Homeland Security The United States Department of Homeland Security (DHS) is the U.S. federal executive department responsible for public security, roughly comparable to the interior, home, or public security ministries in other countries. Its missions invol ...

( Science and Technology Directorate,

Domestic Nuclear Detection Office The Domestic Nuclear Detection Office (DNDO) is a jointly staffed office established on April 15, 2005 by the United States to improve the nation’s capability to detect and report unauthorized attempts to import, possess, store, develop, or tran ...

) * Department of Transportation *

Environmental Protection Agency Environmental Protection Agency may refer to the following government organizations: * Environmental Protection Agency (Queensland), Australia * Environmental Protection Agency (Ghana) * Environmental Protection Agency (Ireland) * Environmenta ...

National Aeronautics and Space Administration The National Aeronautics and Space Administration (NASA ) is an independent agency of the US federal government responsible for the United States's civil space program, aeronautics research and space research. Established in 1958, it su ...

National Science Foundation The U.S. National Science Foundation (NSF) is an Independent agencies of the United States government#Examples of independent agencies, independent agency of the Federal government of the United States, United States federal government that su ...

Related programs

A similar program, the Small Business Technology Transfer Program (STTR), uses a similar approach to the SBIR program to expand public/private sector partnerships between small businesses and nonprofit U.S. research institutions. The main difference between the SBIR and STTR programs is that the STTR program requires the company to have a partnering research institution which must be awarded a minimum of 30% of the total grant funds. As of 2014 federal agencies with external R&D budgets over $1 billion were required to fund STTR programs using an annual set-aside of 0.40%. The Small Business Technology Council, a member council of the National Small Business Association, hands out the

Tibbetts Award The Tibbetts Award ("Tibbie") is a national award made annually to those small firms, projects, organizations, and individuals judged to exemplify the very best in Small Business Innovation Research (SBIR) achievement. The award was established i ...

annually "to small firms, projects, organizations and individuals judged to exemplify the very best in SBIR achievement." Federal and State (FAST) is a program of State-based business mentoring and assistance to aid small businesses in the preparation of SBIR proposals and management of the contracts.

History

The program was established with the enactment into law of the Small Business Innovation Development Act in 1982 to award federal research grants to small businesses. The SBIR program has four original objectives: to stimulate technological innovation; to use small business to meet Federal research and development needs; to foster and encourage participation by minority and disadvantaged persons in technological innovation; and to increase private sector commercialization innovations derived from Federal research and development. The program must be periodically reauthorized by the

United States Congress The United States Congress is the legislature, legislative branch of the federal government of the United States. It is a Bicameralism, bicameral legislature, including a Lower house, lower body, the United States House of Representatives, ...

, but reauthorization is generally included in each new budget. The program was re-authorized through FY2017 by the 2012 Defense Authorization Act (P.L.112-81). Rep.

Kim Young Young Kim (; born 2 February 1980) is a South Korean professional golfer. Kim was born in Chunchon, South Korea. She played on the LPGA of Korea Tour winning five times between 1999 and 2003. She won once on the Futures Tour in 2001. She pla ...

(R-CA) and

Angie Craig Angela Dawn Craig (born February 14, 1972) is an American politician, retired journalist, and former businesswoman. A member of the Democratic–Farmer–Labor Party (DFL), she has served as the U.S. representative from since 2019. The distri ...

(D-MN) introduced the SCORE for Small Business Act of 2022 to reauthorize the SBIR program as HR 447 of the

117th Congress The 117th United States Congress was a meeting of the legislative branch of the United States federal government, composed of the United States Senate and the United States House of Representatives. It convened in Washington, D.C., on January 3 ...

, which reauthorizes $13.5 million for the program for two years, ensures the SBA prevents abuse and misuse of funds, and expands counseling and training programs to provide online webinars, electronic mentoring platforms, and online toolkits to better serve small businesses. Historical minimum percentages of their "extramural" R&D budgets for awards to small business concerns are: * 2.5% of such budget in each of fiscal years 1997 through 2011; * 2.6% of such budget in fiscal year 2012; * 2.7% of such budget in fiscal year 2013; * 2.8% of such budget in fiscal year 2014; * 2.9% of such budget in fiscal year 2015; * 3.0% of such budget in fiscal year 2016; and * 3.2% of such budget in fiscal year 2017 and each fiscal year after. A Federal agency may exceed these minimum percentages.

America's Seed Fund

The Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR), collectively the Small Business Programs in the United States, are also known by their brand name America's Seed Fund. The term "America's Seed Fund" has been adopted, particularly by the SBA and NSF, as a unifying brand to promote these opportunities to entrepreneurs and innovators.

References

External links