The Shark Conservation Act of 2009 (SCA) (, ) was passed by the
111th United States Congress
The 111th United States Congress was a meeting of the legislative branch of the United States federal government from January 3, 2009, until January 3, 2011. It began during the last weeks of the George W. Bush administration, with t ...
that amended the High Seas Driftnet Fishing Moratorium Protection Act and the
Magnuson–Stevens Fishery Conservation and Management Act to improve the conservation of sharks. The bill was approved by the
House of Representatives
House of Representatives is the name of legislative bodies in many countries and sub-national entities. In many countries, the House of Representatives is the lower house of a bicameral legislature, with the corresponding upper house often ...
on March 2, 2009 by voice vote. It was taken up by the Senate and amended to incorporate further changes to Magnuson-Stevens, known as the International Fisheries Agreement Clarification Act.
The Senate passed the amended bill as the Shark Conservation Act of 2010 on December 20, 2010 by unanimous consent, and the next day the House accepted the amendment, again by voice vote. The bill was signed into law by President
Barack Obama
Barack Hussein Obama II (born August 4, 1961) is an American politician who was the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, he was the first African American president in American history. O ...
on January 4, 2011.
A decade earlier, the
Shark Finning Prohibition Act (SFPA) had been passed to combat the increased practice of
removing fins from sharks, usually taken in
bycatch
Bycatch (or by-catch), in the fishing industry, is a fish or other marine species that is caught unintentionally while fishing for specific species or sizes of wildlife. Bycatch is either the wrong species, the wrong sex, or is undersized or juve ...
by
longline fishing vessels, to satisfy increased demand for
shark fin soup, a delicacy in China. In 2008, a federal appeals court ruled in ''
United States v. Approximately 64,695 Pounds of Shark Fins'' that
transshipment
Transshipment, trans-shipment or transhipment is the shipment of goods or containers to an intermediate destination, then to another destination.
One possible reason for transshipment is to change the means of transport during the journey (e.g. ...
of fins taken by other vessels was not prohibited by the SFPA. Within weeks of that decision, the SCA was introduced to close that
loophole. It prohibits any person from cutting the fins of a shark at sea and from possessing, transferring and landing shark fins (including the tail) that are not "naturally attached to the corresponding carcass". In addition it prohibits any person from landing a shark carcass without its corresponding fins being "naturally attached".
[US Shark Conservation Act of 2010]
.
The act protects all shark species, with an exception for commercial fishing of
smooth dogfish (''Mustelus canis'') with a valid State license within of any given State's coast.
Background
Shark finning
Shark finning is the act of removing fins from sharks and discarding the rest of the shark back into the ocean. This act is prohibited in many countries. The sharks are often still alive when discarded, but without their fins.Spiegel, J. (200 ...
refers to the practice of cutting the
fins from live sharks while at sea, and then discarding the rest of the fish back into the ocean. If they are still alive, the sharks either die from
suffocation or are eaten because they are unable to move normally. Shark finning is widespread, and largely unregulated and unmonitored. The practice has been on the rise largely due to the increasing demand for shark fins for
shark fin soup and traditional cures, particularly in China and its territories. Studies estimate that 26 to 73 million sharks are harvested annually for their fins. The estimated median of 38 million is nearly four times the number recorded by the
Food and Agriculture Organization
The Food and Agriculture Organization of the United Nations; . (FAO) is a specialized agency of the United Nations that leads international efforts to defeat hunger and improve nutrition and food security. Its Latin motto, , translates ...
(FAO) of the
United Nations
The United Nations (UN) is the Earth, global intergovernmental organization established by the signing of the Charter of the United Nations, UN Charter on 26 June 1945 with the stated purpose of maintaining international peace and internationa ...
,
but considerably lower than the estimates of many conservationists.
Shark fins are among the most expensive seafood products in the world, and can fetch up to $300 per pound mostly in Asian markets as a soup ingredient."
In 2009, the
International Union for Conservation of Nature
The International Union for Conservation of Nature (IUCN) is an international organization working in the field of nature conservation and sustainable use of natural resources. Founded in 1948, IUCN has become the global authority on the stat ...
(IUCN) red list of oceanic sharks named 64 species, a third of all oceanic shark species, at risk of extinction due to fishing and shark finning.
In 2000, Congress had passed its first legislation addressing shark finning, the
Shark Finning Prohibition Act (SFPA), signed into law by
Bill Clinton
William Jefferson Clinton (né Blythe III; born August 19, 1946) is an American politician and lawyer who was the 42nd president of the United States from 1993 to 2001. A member of the Democratic Party (United States), Democratic Party, ...
. It outlawed any finning by any vessels in the U.S.
Exclusive Economic Zone
An exclusive economic zone (EEZ), as prescribed by the 1982 United Nations Convention on the Law of the Sea, is an area of the sea in which a sovereign state has exclusive rights regarding the exploration and use of marine natural resource, reso ...
(up to offshore), and possession of fins by any U.S.-flagged fishing vessels on
international waters
The terms international waters or transboundary waters apply where any of the following types of bodies of water (or their drainage basins) transcend international boundaries: oceans, large marine ecosystems, enclosed or semi-enclosed region ...
. It also prohibited any fishing vessel from landing at a U.S. port with shark fins whose weight exceeded 5% of the total weight of shark carcasses landed or on board. These provisions left loopholes that would successfully be exploited in its first court test, ''
United States v. Approximately 64,695 Pounds of Shark Fins''.

In August 2002, the
destroyer
In naval terminology, a destroyer is a fast, maneuverable, long-endurance warship intended to escort
larger vessels in a fleet, convoy, or carrier battle group and defend them against a wide range of general threats. They were conceived i ...
USS ''Fife'', patrolling international waters off the coast of
Guatemala
Guatemala, officially the Republic of Guatemala, is a country in Central America. It is bordered to the north and west by Mexico, to the northeast by Belize, to the east by Honduras, and to the southeast by El Salvador. It is hydrologically b ...
, intercepted the ''King Diamond II'', a U.S.-flagged,
Hong Kong
Hong Kong)., Legally Hong Kong, China in international treaties and organizations. is a special administrative region of China. With 7.5 million residents in a territory, Hong Kong is the fourth most densely populated region in the wor ...
-based former fishing trawler. A
Coast Guard
A coast guard or coastguard is a Maritime Security Regimes, maritime security organization of a particular country. The term embraces wide range of responsibilities in different countries, from being a heavily armed military force with cust ...
detachment with the ''Fife'' was sent aboard to investigate, and found of shark fins rotting in various locations on board, without any carcasses on board.
The ''King Diamond II'' was escorted to
San Diego
San Diego ( , ) is a city on the Pacific coast of Southern California, adjacent to the Mexico–United States border. With a population of over 1.4 million, it is the List of United States cities by population, eighth-most populous city in t ...
, where the
finished the investigation. The ship's owner, captain and charterer were fined over $600,000 for the largest shark fin arrest ever. But in 2008, the
Ninth Circuit Court of Appeals
The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts for the following federal judicial districts:
* Distric ...
ordered the fins returned. Judge
Stephen Reinhardt held
Held may refer to:
Places
* Held Glacier
People Arts and media
* Adolph Held (1885–1969), U.S. newspaper editor, banker, labor activist
*Al Held (1928–2005), U.S. abstract expressionist painter.
*Alexander Held (born 1958), German television ...
for a three-judge panel that a vessel carrying shark fins that it had ''purchased'' from ''other'' vessels on the high seas did not meet the definition of a
fishing vessel
A fishing vessel is a boat or ship used to fishing, catch fish and other valuable nektonic aquatic animals (e.g. shrimps/prawns, krills, coleoids, etc.) in the sea, lake or river. Humans have used different kinds of surface vessels in commercial ...
. Accordingly, it did not fall within the purview of the SFPA, and therefore the fins had been seized unlawfully.
United States v. Approximately 64,695 Pounds of Shark Fins
', 520 F.3d 976, ( 9th Cir., 2008).
Draft provisions
In its draft form, the bill eliminated entirely the fins-to-carcass ratio that was established by the
Shark Finning Prohibition Act (SFPA), and replaced it with language forbidding ''any'' U.S.-flagged vessel (not just fishing vessels) from carrying "any
harkfin that is not naturally attached to the corresponding carcass", mirroring a law already adopted by
Hawaii
Hawaii ( ; ) is an island U.S. state, state of the United States, in the Pacific Ocean about southwest of the U.S. mainland. One of the two Non-contiguous United States, non-contiguous U.S. states (along with Alaska), it is the only sta ...
. In addition, it required that the
Secretary of Commerce
The United States secretary of commerce (SecCom) is the head of the United States Department of Commerce. The secretary serves as the principal advisor to the president of the United States on all matters relating to commerce. The secretary rep ...
include in a bienniel report on the enforcement of the law the names of nations which had not made significant efforts to stop
shark finning
Shark finning is the act of removing fins from sharks and discarding the rest of the shark back into the ocean. This act is prohibited in many countries. The sharks are often still alive when discarded, but without their fins.Spiegel, J. (200 ...
.
Legislative history
The original bill, the Shark Conservation Act of 2008 (), was introduced in May 2008 by Del.
Madeleine Bordallo (
D-
GU). It was referred to the Natural Resources Committee, and then to its
Subcommittee on Fisheries, Wildlife and Oceans, chaired by Bordallo. Hearings were held a week later.
In his report on the bill, Natural Resources Committee Chair
Nick Rahall explicitly stated that its primary purpose was to close a loophole in the SFPA that had been successfully exploited in its first test case. When that bill was passed in 2000, he noted, Delegate
Eni Faleomavaega
Eni Fa'aua'a Hunkin Faleomavaega Jr. ( ; August 15, 1943 – February 22, 2017) was an American Samoan politician and attorney who served as the territory's third lieutenant governor, from 1985 to 1989 and non-voting delegate to the United State ...
(
D-
AS) had raised the question of exactly the sort of
transshipment
Transshipment, trans-shipment or transhipment is the shipment of goods or containers to an intermediate destination, then to another destination.
One possible reason for transshipment is to change the means of transport during the journey (e.g. ...
the ''KD II'' had been engaged in. Faleomavaega had introduced an amendment to that bill banning the possession of the fins without the carcasses by ''fishing vessels'', and the landing of same by ''any'' vessel. "With this amendment," Rahall wrote, "the Committee assumed that finning, as well as transshipment, would be successfully prohibited". Specifically, the SFPA was an amendment to the
Magnuson–Stevens Act, which defined fishing vessels to include those "aiding or assisting ... in the performance of any activity relating to fishing, including, but not limited to, ... transportation." The SFPA had failed, however, to adequately cover a scenario involving the ''sale and transfer'' of fins while on the high seas.
In June, the subcommittee met to
mark up the bill. Bordallo's amendment tightening the language prohibiting vessel transport of fins was passed by
voice vote
In parliamentary procedure, a voice vote (from the Latin ''viva voce'', meaning "by live voice") or acclamation is a voting method in deliberative assemblies (such as legislatures) in which a group vote is taken on a topic or motion by respondin ...
. A week later the full committee, after adding an amendment by Faleomavaega requiring that fins be ''attached'' to the carcasses, sent the bill to the full House. In July, it was passed by voice vote and referred to the
Senate
A senate is a deliberative assembly, often the upper house or chamber of a bicameral legislature. The name comes from the ancient Roman Senate (Latin: ''Senatus''), so-called as an assembly of the senior (Latin: ''senex'' meaning "the el ...
,
where it was
sponsored by
John Kerry
John Forbes Kerry (born December 11, 1943) is an American attorney, politician, and diplomat who served as the 68th United States secretary of state from 2013 to 2017 in the Presidency of Barack Obama#Administration, administration of Barac ...
of
Massachusetts
Massachusetts ( ; ), officially the Commonwealth of Massachusetts, is a U.S. state, state in the New England region of the Northeastern United States. It borders the Atlantic Ocean and the Gulf of Maine to its east, Connecticut and Rhode ...
. It was read twice and referred to the
Committee on Commerce, Science and Transportation. No further action was taken before
the 110th Congress adjourned, and the bill died.
Bordallo reintroduced it, as amended, as the Shark Conservation Act of 2009
at the beginning of
the next Congress. It gained 30 cosponsors, bypassed the committee stage and was passed by voice vote in March 2009.
Kerry reintroduced it in the Senate a month later; it eventually gained 33 cosponsors there. The
Senate Subcommittee on Oceans, Atmosphere, Fisheries and Coast Guard held hearings on the bill in June.
The Senate report, by
Jay Rockefeller
John Davison "Jay" Rockefeller IV (born June 18, 1937) is an American retired politician who served as a United States senator from West Virginia (1985–2015). He was first elected to the Senate in 1984, while in office as governor of West Vir ...
of
West Virginia
West Virginia is a mountainous U.S. state, state in the Southern United States, Southern and Mid-Atlantic (United States), Mid-Atlantic regions of the United States.The United States Census Bureau, Census Bureau and the Association of American ...
, reiterated that "The bill would clarify in statute what was already popularly understood to be the scope of application of the SFPA" prior to the case, but did not otherwise make any commentary regarding it.
[ Rockefeller, John D. IV; ; February 4, 2010; p. 6; retrieved March 27, 2012] A group of
shark attack
A shark attack is an attack on a human by a shark. Every year, around 80 unprovoked attacks are reported worldwide. Despite their rarity, many people fear shark attacks after occasional serial attacks, such as the Jersey Shore shark attacks of ...
survivors visited senators' offices to lobby for the bill in July.
It remained in committee for over a year. In late September, it was placed on the Senate's
unanimous consent
In parliamentary procedure, unanimous consent, also known as general consent, or in the case of the parliaments under the Westminster system, leave of the house (or leave of the senate), is a situation in which no member present objects to a propo ...
agenda, under which it would be considered passed if no senator objected within a certain time.
Tom Coburn of
Oklahoma
Oklahoma ( ; Choctaw language, Choctaw: , ) is a landlocked U.S. state, state in the South Central United States, South Central region of the United States. It borders Texas to the south and west, Kansas to the north, Missouri to the northea ...
objected, claiming that it and four other wildlife-related bills were "
special interest" legislation that would cost too much money.
In late December, near the end of the session, it was finally discharged from the committee by unanimous consent, and passed with an amendment the same way. The next day the House accepted the Senate amendment and passed the revised bill by voice vote. President
Barack Obama
Barack Hussein Obama II (born August 4, 1961) is an American politician who was the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, he was the first African American president in American history. O ...
signed it into law in January 2011.
Final provisions
With respect to the Magnuson–Stevens Act, this Act in its final form replaced the SFPA entirely, and made it illegal:
# to remove any of the fins of a shark (including the tail) at sea;
# to have custody, control, or possession of any such fin aboard a fishing vessel unless it is naturally attached to the corresponding carcass;
# to transfer any such fin from one vessel to another vessel at sea, or to receive any such fin in such transfer, without the fin naturally attached to the corresponding carcass; or
# to land any such fin that is not naturally attached to the corresponding carcass, or to land any shark carcass without such fins naturally attached.
It further defined the term ‘naturally attached’ to mean "attached to the corresponding shark carcass through some portion of uncut skin". For ''non-fishing vessels'' found carrying detached fins, they are presumed to have been transferred in violation of the Act, unless they can prove otherwise (e.g. that the sharks were properly landed and processed before being re-shipped). Finally, a violation is also presumed if, after landing & processing, the weight of fins and tails exceeds 5% of the total weight of carcasses that were landed.
The Act protects all shark species, with an exception for commercial fishing of
smooth dogfish (''Mustelus canis'') within of any state, provided that:
* the vessel holds a valid commercial fishing license issued by that state, and
* the total weight of smooth dogfish fins landed or found on board a vessel must not exceed 12 percent of the total weight of smooth dogfish carcasses landed or found on board.
Support for the act
The Humane Society of the United States voiced their strong support in favor of closing the loophole. They applauded Delegate Bordallo for reintroducing the legislation, noting that it had been approved by the House of Representatives in the 110th Congress, but failed to be taken up by the Senate.
On July 15, 2009, a group of shark bite victims visited 25 senators and asked the lawmakers to protect sharks and support the act and end shark finning, where a shark's fins are cut off and the body is discarded.
Legislative summary
References
{{Shark nav
Acts of the 111th United States Congress
Shark finning
2011 in the environment
United States federal environmental legislation