
Semu () is the name of a
caste
A caste is a Essentialism, fixed social group into which an individual is born within a particular system of social stratification: a caste system. Within such a system, individuals are expected to marry exclusively within the same caste (en ...
established by the
Yuan dynasty
The Yuan dynasty ( ; zh, c=元朝, p=Yuáncháo), officially the Great Yuan (; Mongolian language, Mongolian: , , literally 'Great Yuan State'), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after Div ...
. The 31 Semu categories referred to people who came from
Central and
West Asia
West Asia (also called Western Asia or Southwest Asia) is the westernmost region of Asia. As defined by most academics, UN bodies and other institutions, the subregion consists of Anatolia, the Arabian Peninsula, Iran, Mesopotamia, the Armenian ...
. They had come to serve the Yuan dynasty by enfranchising under the dominant Mongol caste. The Semu were not a self-defined and homogeneous
ethnic group
An ethnicity or ethnic group is a group of people with shared attributes, which they collectively believe to have, and long-term endogamy. Ethnicities share attributes like language, culture, common sets of ancestry, traditions, society, re ...
per se, but one of the four castes of the Yuan dynasty: the
Mongols
Mongols are an East Asian ethnic group native to Mongolia, China ( Inner Mongolia and other 11 autonomous territories), as well as the republics of Buryatia and Kalmykia in Russia. The Mongols are the principal member of the large family o ...
, Semu (or Semuren), the "
Han" (Hanren in Chinese, or all subjects of the former
Jin dynasty,
Dali Kingdom
The Dali Kingdom, also known as the Dali State (; Bai language, Bai: Dablit Guaif), was a Bai people, Bai dynastic state situated in modern Yunnan province, China, from 937 to 1253. In 1253, it was Mongol conquest of China, conquered by the Mo ...
(that would later become
tusis[.]) and Koreans) and the Southerners (Nanren in Chinese, or all subjects of the former
Southern Song dynasty; sometimes called
Manzi). Among the Semu were Buddhist
Turpan Uyghurs,
Tanguts and
Tibetans
Tibetans () are an East Asian ethnic group native to Tibet. Their current population is estimated to be around 7.7 million. In addition to the majority living in the Tibet Autonomous Region of China, significant numbers of Tibetans live in t ...
;
Nestorian Christian tribes like the
Ongud; Alans; Muslim Central Asian
Turkic peoples
Turkic peoples are a collection of diverse ethnic groups of West Asia, West, Central Asia, Central, East Asia, East, and North Asia as well as parts of Europe, who speak Turkic languages.. "Turkic peoples, any of various peoples whose members ...
including the Khwarazmians and Karakhanids; West Asian Arab, Jewish, Christians and other minor groups who are from even farther west.
Name
Contrary to popular belief among both non-Chinese and Chinese, the term "Semu" (interpreted literally as "color-eye") did not imply that caste members had "colored eyes" and it was not a physical description of the people it labelled. It in fact meant "assorted categories" (
各色名目, ''gè sè míng mù''), emphasizing the ethnic diversity of Semu people.
Classification
The 31 Semu categories referred to people who came from Central and West Asia. They had come to serve the
Yuan dynasty
The Yuan dynasty ( ; zh, c=元朝, p=Yuáncháo), officially the Great Yuan (; Mongolian language, Mongolian: , , literally 'Great Yuan State'), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after Div ...
by enfranchising under the dominant Mongol caste. The Semu were not a self-defined and homogeneous ethnic group ''per se'', but one of the four castes of the Yuan dynasty: the Mongols, Semu (or Semuren), the "Han" (''Hanren'' in Chinese, or all subjects of the former
Jin dynasty,
Dali Kingdom
The Dali Kingdom, also known as the Dali State (; Bai language, Bai: Dablit Guaif), was a Bai people, Bai dynastic state situated in modern Yunnan province, China, from 937 to 1253. In 1253, it was Mongol conquest of China, conquered by the Mo ...
(that would later become
tusis[.]) and
Koreans
Koreans are an East Asian ethnic group native to the Korean Peninsula. The majority of Koreans live in the two Korean sovereign states of North and South Korea, which are collectively referred to as Korea. As of 2021, an estimated 7.3 m ...
) and the Southerners (''Nanren'' in Chinese, or all subjects of the former
Southern Song dynasty; sometimes called
Manzi). Among the Semu were
Buddhist
Buddhism, also known as Buddhadharma and Dharmavinaya, is an Indian religion and List of philosophies, philosophical tradition based on Pre-sectarian Buddhism, teachings attributed to the Buddha, a wandering teacher who lived in the 6th or ...
Turpan
Turpan () or Turfan ( zh, s=吐鲁番) is a prefecture-level city located in the east of the Autonomous regions of China, autonomous region of Xinjiang, China. It has an area of and a population of 693,988 (2020). The historical center of the ...
Uyghurs
The Uyghurs,. alternatively spelled Uighurs, Uygurs or Uigurs, are a Turkic peoples, Turkic ethnic group originating from and culturally affiliated with the general region of Central Asia and East Asia. The Uyghurs are recognized as the ti ...
of
Qocho,
Tanguts and
Tibetans
Tibetans () are an East Asian ethnic group native to Tibet. Their current population is estimated to be around 7.7 million. In addition to the majority living in the Tibet Autonomous Region of China, significant numbers of Tibetans live in t ...
;
Nestorian Christian tribes like the
Ongud;
Alans
The Alans () were an ancient and medieval Iranian peoples, Iranic Eurasian nomads, nomadic pastoral people who migrated to what is today North Caucasus – while some continued on to Europe and later North Africa. They are generally regarded ...
; Muslim Central Asian
Persian and
Turkic peoples
Turkic peoples are a collection of diverse ethnic groups of West Asia, West, Central Asia, Central, East Asia, East, and North Asia as well as parts of Europe, who speak Turkic languages.. "Turkic peoples, any of various peoples whose members ...
including the
Khwarazm
Khwarazm (; ; , ''Xwârazm'' or ''Xârazm'') or Chorasmia () is a large oasis region on the Amu Darya river delta in western Central Asia, bordered on the north by the (former) Aral Sea, on the east by the Kyzylkum Desert, on the south by th ...
ians and
Karakhanid
The Kara-Khanid Khanate (; zh, t=喀喇汗國, p=Kālā Hánguó), also known as the Karakhanids, Qarakhanids, Ilek Khanids or the Afrasiabids (), was a Karluk Turkic khanate that ruled Central Asia from the 9th to the early 13th century. Th ...
s; West Asian
Jewish
Jews (, , ), or the Jewish people, are an ethnoreligious group and nation, originating from the Israelites of History of ancient Israel and Judah, ancient Israel and Judah. They also traditionally adhere to Judaism. Jewish ethnicity, rel ...
and other minor groups who are from even further
Europe
Europe is a continent located entirely in the Northern Hemisphere and mostly in the Eastern Hemisphere. It is bordered by the Arctic Ocean to the north, the Atlantic Ocean to the west, the Mediterranean Sea to the south, and Asia to the east ...
.
While administratively classified as Semu, many of these groups rather referred to themselves by their self-aware ethnic identities in everyday life, such as the Uyghurs. Muslims, Persians, Karakhanids and Khwarazmians in particular, were actually mistaken to be Uyghurs or at least, "from the land of the Uyghurs". Therefore, they adopted the label conferred to them by the Chinese: "
Huihui", which was a corruption of the name Uyghur, but at the same time distinguishable from the name reserved for Buddhist Turpan Uyghurs proper, "Weiwuer". Of the many ethnic groups classified as "Semu" during the Yuan, only the Muslim Hui managed to survive into the
Ming period as a large collective identity with self-awareness of common identity spanning across the whole China.
Other ethnic groups were either small and confined to limited localities (such as the Buddhist Turpan Uyghurs in
Wuling,
Hunan
Hunan is an inland Provinces of China, province in Central China. Located in the middle reaches of the Yangtze watershed, it borders the Administrative divisions of China, province-level divisions of Hubei to the north, Jiangxi to the east, Gu ...
, and the
Kaifeng Jews), or were forced to assimilate into the
Han Chinese
The Han Chinese, alternatively the Han people, are an East Asian people, East Asian ethnic group native to Greater China. With a global population of over 1.4 billion, the Han Chinese are the list of contemporary ethnic groups, world's la ...
or Muslim Huis (such as some Christian and Jewish Semu in the Northwest, who, though thoroughly Islamicized, still unto this day retain peculiar labels like "Black Cap/
Doppa Huihui", "Blue Cap Huihui").
The historian Frederick W. Mote wrote that the usage of the term "social classes" for this system was misleading and that the position of people within the four-class system was not an indication of their actual social power and wealth, but just entailed "degrees of privilege" to which they were entitled institutionally and legally. Thus a person's "class" was not a guarantee of their social standing, since there were rich Chinese of good social standing, while there were fewer rich Mongols and Semu than there were ill-treated Mongols and Semu living in poverty.
The reason for the order of the classes and the reason why people were placed in a certain class was the date they surrendered to the Mongols, and had nothing to do with their ethnicity. The earlier they surrendered to the Mongols, the higher they were placed, the more the held out, the lower they were ranked. The Northern Chinese were ranked higher and Southern Chinese were ranked lower because southern China withstood and fought to the last before caving in. Major commerce during this era gave rise to favorable conditions for private southern Chinese manufacturers and merchants.
When the Mongols placed the Uighurs of Qocho over the Koreans at the court the Korean King objected, then the Mongol Emperor Kublai Khan rebuked the Korean King, saying that the King of Qocho was ranked higher than the
Karluk Karakhanid khan, who in turn was ranked higher than the Korean king, who was ranked last, because the Uighurs surrendered to the Mongols first, the Karluks surrendered after the Uighurs, and the Koreans surrendered last, and that the Uighurs surrendered peacefully without violently resisting.
Koreans were ranked as Han people along with northern Chinese.
Japanese historians like Uematsu, Sugiyama and Morita criticized the perception that a four class system existed under Mongol rule and Funada Yoshiyuki questioned the very existence of the Semu as a class.
Similar practices in other areas of the Mongol Empire
Bukhara and Samarqand were visited by
Qiu Chuji. At the same time the Mongols imported Central Asian Muslims to serve as administrators in China, the Mongols also sent ethnic
Han and
Khitans from China to serve as administrators over the Muslim population in Bukhara and Samarqand in Central Asia, using foreigners to curtail the power of the local peoples of both lands. The surname of Li was held by one of Yelu Ahai's staff of Han descent. There were various Han craftsmen. Tangut, Khitan and Han peoples took control over gardens and fields from the Muslims. Han people were moved to Central Asian areas like Besh Baliq, Almaliq, and Samarqand by the Mongols where they worked as artisans and farmers.
After the Mongol conquest by Genghis Khan, foreigners were chosen as administrators and co-managers alongside Han and Khitans in the gardens and fields of Samarqand. Muslims were not allowed to manage without them.
The Mongol-appointed Governor of Samarqand, Ahai, was a Qara-Khitay (Khitan) who held the title Taishi. He was familiar with Han culture.
Muslims viewed
Chagatai Khan
Chagatai Khan (; – 1242) was a son of Genghis Khan and a prominent figure in the early Mongol Empire. The second son of Genghis's wife Börte, Chagatai was renowned for his masterful knowledge of Mongol custom and law, which he scrupulously ...
with negativity and hostility because Chagatai Khan strictly enforced Mongol Yasa law against Islamic Shariah law banning Halal animal slaughter and Islamic prayer ritual ablution as well as the Islamic legal system. The Uyghur steward Vajir was accused of poisoning Chagatai Khan to death in 1242 by his wife Yisulun.
Ethnic Han officials and colonists were
sent by the Yuan dynasty to areas of
Lingbei Province (
和宁路 益蘭州 謙州).
Discrimination
Yuan dynasty
Genghis Khan
Genghis Khan (born Temüjin; August 1227), also known as Chinggis Khan, was the founder and first khan (title), khan of the Mongol Empire. After spending most of his life uniting the Mongols, Mongol tribes, he launched Mongol invasions and ...
and the following Yuan emperors forbade Islamic practices like
Halal
''Halal'' (; ) is an Arabic word that translates to in English. Although the term ''halal'' is often associated with Islamic dietary laws, particularly meat that is slaughtered according to Islamic guidelines, it also governs ethical practices ...
butchering, forcing Mongol methods of butchering animals on Muslims, and other restrictive degrees continued. Muslims had to slaughter sheep in secret. Genghis Khan directly called Muslims and Jews "slaves", and demanded that they follow the Mongol method of eating rather than the halal method.
Circumcision
Circumcision is a procedure that removes the foreskin from the human penis. In the most common form of the operation, the foreskin is extended with forceps, then a circumcision device may be placed, after which the foreskin is excised. T ...
was also forbidden. Jews were also affected, and forbidden by the Mongols to eat
Kosher
(also or , ) is a set of dietary laws dealing with the foods that Jewish people are permitted to eat and how those foods must be prepared according to Jewish law. Food that may be consumed is deemed kosher ( in English, ), from the Ashke ...
. Toward the end, corruption and the persecution became so severe that Muslim Generals joined
Han Chinese
The Han Chinese, alternatively the Han people, are an East Asian people, East Asian ethnic group native to Greater China. With a global population of over 1.4 billion, the Han Chinese are the list of contemporary ethnic groups, world's la ...
in rebelling against the Mongols. The Ming founder Zhu Yuanzhang had Muslim Generals like
Lan Yu who rebelled against the Mongols and defeated them in combat. Some Muslim communities had the name in Chinese which meant "barracks" and also mean "thanks"; many Hui Muslims claim it is because that they played an important role in overthrowing the Mongols and it was named in thanks by the Han Chinese for assisting them.
The Muslims in the semu class also revolted against the Yuan dynasty in the
Ispah Rebellion but the rebellion was crushed and the Muslims were massacred by the Yuan loyalist commander Chen Youding. After the massacre, the remaining Jews and Muslims escaped. Some were back to their own country, but some like Jews escaped to Guangdong.
Ming dynasty
After expelling the Mongols, the Ming dynasty was soon founded. Because of the Semu's help, some of them were being employed into the central government. However, the Ming dynasty enforced assimilation to Chinese customs, such as banning used their own languages, customs, names and instead switching to speaking Chinese and using Chinese names and intermarrying with Han people.
The aim for it is to reduce Semu's population since Semu was in the second class in Yuan and used to help the Mongols. Some Hui claim that the order was secretly done by the Ming Hongwu Emperor to protect them from attacks since they stood out while they thought Zhu was a Hui too.
Indeed, Zhu was not a Hui while at that time only the Semu used this name. But in the middle period of Ming Dynasty, the royalties separated Semu into different groups while the groups as Muslims and Tibetans were still many. The Islam and Tibetan religions have survived until today. But the minority groups such as Jews, most of their customs were no more, leaving them into the Han group. This separation continued until the establishment of the
Republic of China
Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
.
The new separation doesn't mean there are only
56 ethnic groups. This list doesn't include small populations like Jewish. Even if such ethnicities are so few in numbers, they still continue to exist in China.
The Ming dynasty allowed Islam and Judaism to be practiced and issued edicts that said they conformed to Confucianism while it banned religions such as Nestorian Christianity, Manicheanism and the
White Lotus sect. Nestorian Christianity and Manicheanism died out during the Ming dynasty while Islam and Judaism were protected.
The
Uyghurs of Taoyuan are the remnants of Uyghurs from Turpan from the
Kingdom of Qocho.
See also
*
Yuan dynasty in Inner Asia
*
Marco Polo
Marco Polo (; ; ; 8 January 1324) was a Republic of Venice, Venetian merchant, explorer and writer who travelled through Asia along the Silk Road between 1271 and 1295. His travels are recorded in ''The Travels of Marco Polo'' (also known a ...
References
{{Yuan dynasty topics
Ethnic groups in China
Yuan dynasty