Secret Treaty
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A secret treaty is a
treaty A treaty is a formal, legally binding written agreement between sovereign states and/or international organizations that is governed by international law. A treaty may also be known as an international agreement, protocol, covenant, convention ...
(international agreement) in which the contracting state parties have agreed to conceal the treaty's existence or substance from other states and the public.Helmut Tichy and Philip Bittner, "Article 80" in Olivier Dörr & Kirsten Schmalenbach (eds.) Vienna Convention on the Law of Treaties: a Commentary (Springer, 2012)), 1339, at 1341, note 11. Such a commitment to keep the agreement secret may be contained in the instrument itself or in a separate agreement. According to one compilation of secret treaties published in 2004, there have been 593 secret treaties negotiated by 110 countries and independent political entities since the year 1521. Secret treaties were highly important in the balance of power diplomacy of 18th and 19th century Europe, but are rare today. Secret treaties have been prevalent in authoritarian states where rulers use the treaties to suppress domestic opposition and unrest.


History

The "elaborate alliance systems" among European powers, "each secured by a network of secret treaties, financial arrangements, and 'military understandings, are commonly cited as one of the causes of World War I. For example, the Reinsurance Treaty of June 1887 between
Germany Germany, officially the Federal Republic of Germany, is a country in Central Europe. It lies between the Baltic Sea and the North Sea to the north and the Alps to the south. Its sixteen States of Germany, constituent states have a total popu ...
and
Russia Russia, or the Russian Federation, is a country spanning Eastern Europe and North Asia. It is the list of countries and dependencies by area, largest country in the world, and extends across Time in Russia, eleven time zones, sharing Borders ...
, which was negotiated by German Chancellor
Otto von Bismarck Otto, Prince of Bismarck, Count of Bismarck-Schönhausen, Duke of Lauenburg (; born ''Otto Eduard Leopold von Bismarck''; 1 April 1815 – 30 July 1898) was a German statesman and diplomat who oversaw the unification of Germany and served as ...
for Germany to avoid a two-front war, was a "highly secret treaty" in which the two powers pledged a three-year period to remain neutral if the other became involved in a war with a third country unless Germany attacked Russia's longstanding ally, France, or Russia attacked Germany's longstanding ally,
Austria-Hungary Austria-Hungary, also referred to as the Austro-Hungarian Empire, the Dual Monarchy or the Habsburg Monarchy, was a multi-national constitutional monarchy in Central Europe#Before World War I, Central Europe between 1867 and 1918. A military ...
.Richard F. Hamilton, "The European Wars: 1815–1914", in ''The Origins of World War I'' (eds. Richard F. Hamilton & Holger H. Herwig); Cambridge University Press, 2003), pp. 79-80. The use of "secret agreements and undertakings between several allies or between one state and another" continued throughout
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
. Some of them were irreconcilably inconsistent, "leaving a bitter legacy of dispute" at the end of the war. Some important secret treaties of the era include the one for the German–Ottoman alliance, which was concluded in
Constantinople Constantinople (#Names of Constantinople, see other names) was a historical city located on the Bosporus that served as the capital of the Roman Empire, Roman, Byzantine Empire, Byzantine, Latin Empire, Latin, and Ottoman Empire, Ottoman empire ...
on August 2, 1914.Grenville, pp. 62–63.Treaty of Alliance Between Germany and Turkey 2 August, 1914
That treaty provided that Germany and Turkey would remain neutral in the conflict between Austria-Hungary and
Serbia , image_flag = Flag of Serbia.svg , national_motto = , image_coat = Coat of arms of Serbia.svg , national_anthem = () , image_map = , map_caption = Location of Serbia (gree ...
, but if Russia intervened "with active military measures", both countries would become military allies. Another important secret treaty was the Treaty of London, concluded on April 26, 1915, in which
Italy Italy, officially the Italian Republic, is a country in Southern Europe, Southern and Western Europe, Western Europe. It consists of Italian Peninsula, a peninsula that extends into the Mediterranean Sea, with the Alps on its northern land b ...
was promised certain territorial concessions in exchange for joining the war on the Triple Entente (Allied) side. Another secret treaty was the Treaty of Bucharest, concluded between
Romania Romania is a country located at the crossroads of Central Europe, Central, Eastern Europe, Eastern and Southeast Europe. It borders Ukraine to the north and east, Hungary to the west, Serbia to the southwest, Bulgaria to the south, Moldova to ...
and the Triple Entente powers (Britain, France, Italy, and Russia) on August 17, 1916 in which Romania pledged to attack Austria-Hungary and not to seek a separate peace in exchange for certain territorial gains. Article 16 of that treaty provided, "The present arrangement shall be held secret."


Early efforts at reform

After the outbreak of World War I, public opinion in many countries demanded more open diplomacy.Dörr & Schmalenbach, p. 1340. After the
October Revolution The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
brought the
Bolsheviks The Bolsheviks, led by Vladimir Lenin, were a radical Faction (political), faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with the Mensheviks at the 2nd Congress of the Russian Social Democratic Labour Party, ...
to power in Russia in November 1917, Leon Trotsky published the secret treaties that the Tsarist government had made with the Entente powers, including the Treaty of London and the Constantinople Agreement. He proposed the abolition of secret diplomacy.Lipson, p. 328. That move caused international embarrassment and "a strong, sustained reaction against secret diplomacy". US President
Woodrow Wilson Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was the 28th president of the United States, serving from 1913 to 1921. He was the only History of the Democratic Party (United States), Democrat to serve as president during the Prog ...
was an opponent of secret diplomacy and viewed it as a threat to peace. He made the abolition of secret diplomacy the first point of his Fourteen Points, set forth in a speech to Congress, on January 8, 1918, after the country had entered the war. Wilson "dissociated the United States from the Allies' earlier secret commitments and sought to abolish them forever once the war had been won".Lipson, p. 329. The Fourteen Points were based on a draft paper prepared by Walter Lippmann and his colleagues on the Inquiry, Isaiah Bowman, Sidney Mezes, and David Hunter Miller.Godfrey Hodgson, ''Woodrow Wilson's Right Hand: The Life of Colonel Edward M. House'' (Yale University Press, 2006), pp. 160–163. Lippmann's draft was a direct response to the secret treaties, which Lippman had been shown by Secretary of War Newton D. Baker. Lippman's task was "to take the secret treaties, analyze the parts which were tolerable, and separate them from those which we regarded as intolerable, and then develop a position which conceded as much to the Allies as it could, but took away the poison. ... It was all keyed upon the secret treaties. That's what decided what went into the Fourteen Points." Wilson repeated his Fourteen Points at the Paris Peace Conference, where he proposed a commitment to "open covenants ... openly arrived at" and the elimination of "private international understandings of any kind o thatdiplomacy shall proceed always frankly and in the public view". The Wilsonian position was codified in Article 18 of the Covenant of the League of Nations, which mandated that all
League of Nations The League of Nations (LN or LoN; , SdN) was the first worldwide intergovernmental organisation whose principal mission was to maintain world peace. It was founded on 10 January 1920 by the Paris Peace Conference (1919–1920), Paris Peace ...
members states register every treaty or international agreement with the League secretariat and that no treaty was binding unless so registered. That led to the rise of the treaty registration system "although not every treaty that would have been subject to registration was duly registered".


League of Nations era

In 1935,
Italy Italy, officially the Italian Republic, is a country in Southern Europe, Southern and Western Europe, Western Europe. It consists of Italian Peninsula, a peninsula that extends into the Mediterranean Sea, with the Alps on its northern land b ...
was determined to annex Abyssinia (now Ethiopia), and the League attempted to mediate between the two countries with little success. In December 1935, British Foreign Secretary Samuel Hoare made a secret plan with French Prime Minister Pierre Laval outside of the League of Nations and concluded the Hoare–Laval Pact to give away most of Abyssinia to Italy. Two months later, news leaked out about the Hoare–Laval Pact, and Hoare resigned from the Cabinet amid public opposition to appeasement. The episode severely damaged the reputation of the League, which showed that it could not serve as an effective channel for the adjudication of international disputes. One of the most infamous secret treaties in history was the Additional Secret Protocol to the Molotov–Ribbentrop Pact of August 23, 1939 between the
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
and
Nazi Germany Nazi Germany, officially known as the German Reich and later the Greater German Reich, was the German Reich, German state between 1933 and 1945, when Adolf Hitler and the Nazi Party controlled the country, transforming it into a Totalit ...
, which was negotiated by Soviet Foreign Minister Vyacheslav Molotov and German Foreign Minister Joachim von Ribbentrop.Chris Bellamy, ''Absolute War: Soviet Russia in the Second World War'' (Vintage Books, 2007), p. 50–56. The pact itself, a ten-year non-aggression agreement, was public, but the Additional Secret Protocol, superseded by a similar secret protocol, the German-Soviet Frontier Treaty, the next month, carved up spheres of influence in
Eastern Europe Eastern Europe is a subregion of the Europe, European continent. As a largely ambiguous term, it has a wide range of geopolitical, geographical, ethnic, cultural and socio-economic connotations. Its eastern boundary is marked by the Ural Mountain ...
between Nazi Germany and the Soviet Union and placed
Finland Finland, officially the Republic of Finland, is a Nordic country in Northern Europe. It borders Sweden to the northwest, Norway to the north, and Russia to the east, with the Gulf of Bothnia to the west and the Gulf of Finland to the south, ...
,
Estonia Estonia, officially the Republic of Estonia, is a country in Northern Europe. It is bordered to the north by the Gulf of Finland across from Finland, to the west by the Baltic Sea across from Sweden, to the south by Latvia, and to the east by Ru ...
,
Latvia Latvia, officially the Republic of Latvia, is a country in the Baltic region of Northern Europe. It is one of the three Baltic states, along with Estonia to the north and Lithuania to the south. It borders Russia to the east and Belarus to t ...
, Bessarabia (part of
Romania Romania is a country located at the crossroads of Central Europe, Central, Eastern Europe, Eastern and Southeast Europe. It borders Ukraine to the north and east, Hungary to the west, Serbia to the southwest, Bulgaria to the south, Moldova to ...
), and eastern
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
in the Soviet sphere and western Poland and
Lithuania Lithuania, officially the Republic of Lithuania, is a country in the Baltic region of Europe. It is one of three Baltic states and lies on the eastern shore of the Baltic Sea, bordered by Latvia to the north, Belarus to the east and south, P ...
in the German sphere. The existence of the secret protocol was not confirmed until 1989. When it became public, it caused outrage in the Baltic states although they had suspected its existence. The percentages agreement was a secret pact between Soviet Premier
Joseph Stalin Joseph Vissarionovich Stalin (born Dzhugashvili; 5 March 1953) was a Soviet politician and revolutionary who led the Soviet Union from 1924 until Death and state funeral of Joseph Stalin, his death in 1953. He held power as General Secret ...
and British Prime Minister
Winston Churchill Sir Winston Leonard Spencer Churchill (30 November 1874 – 24 January 1965) was a British statesman, military officer, and writer who was Prime Minister of the United Kingdom from 1940 to 1945 (Winston Churchill in the Second World War, ...
during the Fourth Moscow Conference in October 1944 on how to divide various European countries among the leaders' respective spheres of influence. The agreement was officially made public by Churchill twelve years later in the final volume of his
memoir A memoir (; , ) is any nonfiction narrative writing based on the author's personal memories. The assertions made in the work are thus understood to be factual. While memoir has historically been defined as a subcategory of biography or autob ...
of the
Second World War World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
.


Decline in modern times

After
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, the registration system that had begun with the League of Nations was continued through the
United Nations The United Nations (UN) is the Earth, global intergovernmental organization established by the signing of the Charter of the United Nations, UN Charter on 26 June 1945 with the stated purpose of maintaining international peace and internationa ...
. Article 102 of the
Charter of the United Nations The Charter of the United Nations is the foundational treaty of the United Nations (UN). It establishes the purposes, governing structure, and overall framework of the UN system, including its six principal organs: the Secretariat, the G ...
, based on Article 18 of the Covenant of the League of Nations, provides that: Similarly, Article 80 of the Vienna Convention on the Law of Treaties (which entered into force in 1980) requires a party to the convention to register any treaty to which it is a party once the treaty enters into force. However, neither Article 102 of the UN Charter nor Article 80 of the Vienna Convention on the Law of Treaties has preserved the latter part of Article 18 of the Covenant of the League of Nations. Consequently, failure to register a treaty "as soon as possible" is a violation of the Charter and Convention, but does not render the treaty invalid or ineffective. Over the years, the UN has developed an extensive treaty-registration system, detailed in its Repertory of Practice and Treaty Handbook.Dörr & Schmalenbach, pp. 1340–1341. From December 1946 through July 2013, the United Nations Secretariat recorded over 200,000 treaties published in the
United Nations Treaty Series A treaty series is an officially published collection of Treaty, treaties and other international agreements. Americas Canada Treaties in force for Canada are published in the Canada Treaty Series. United States Treaties and international ...
pursuant to Article 102 of the UN Charter. Still, today "a substantial number of treaties are not registered, mainly due to practical reasons, such as the administrative or ephemeral charter of some treaties".Dörr & Schmalenbach, p. 1341. Non-registered treaties are not necessarily secret, since such treaties are often published elsewhere. Some true secret treaties still exist, however, mostly in the context of agreements to establish foreign military bases. For example, after the 1960 Security Treaty between the U.S. and Japan, the two nations entered into three agreements that (according to an expert panel convened by the Japanese Foreign Ministry) could be defined as secret treaties, at least in a broad sense.Jeffrey Lewis
More on US-Japan "Secret Agreements"
''Arms Control Wonk'' (March 11, 2010).
These agreements involved the transit and storage of nuclear weapons by U.S. forces in Japan despite Japan's formal non-nuclear weapons policy. Prior to their public release in 2010, the Japanese government had gone so far as convicting journalist Nishiyama Takichi, who tried to expose one treaty, for espionage. Operation Condor was a secret treaty between the US and five South American nations to coordinate counter-insurgency and "
dirty war The Dirty War () is the name used by the military junta or National Reorganization Process, civic-military dictatorship of Argentina () for its period of state terrorism in Argentina from 1974 to 1983. During this campaign, military and secu ...
" against communist rebels and other leftists in Latin America. According to Dörr & Schmalenbach's commentary on the Vienna Convention on the Law of Treaties, "the fact that today secret treaties do not play an essential role is less a result of rticle 102 of the UN Charterthan of an overall change in the conduct of international relations". According to Charles Lipson: With private international understandings "virtually eliminated" among democratic states, informal agreements "live on as their closest modern substitutes".


Secrecy of international negotiations

Secret treaties (in which the agreement itself is secret) are distinct from secret negotiations (in which the ongoing negotiations are confidential, but the final agreement is public). Colin Warbrick writes that in Britain, "the prerogative power to negotiate and conclude treaties puts the government in a powerful position. It does not need to seek a negotiating mandate from
Parliament In modern politics and history, a parliament is a legislative body of government. Generally, a modern parliament has three functions: Representation (politics), representing the Election#Suffrage, electorate, making laws, and overseeing ...
and can keep its positions confidential until the conclusion of negotiations." The traditional rule in favor of secrecy of negotiations is in tension with values of transparency: Anne Peters writes that "the growing significance of multilateral treaties as global ... instruments invites a readjustment of the relative weight accorded to the values of discreteness and confidentiality of diplomatic treaty negotiations ... on one hand, and the interests of third parties and the global public on the other hand." The secrecy of negotiations for
free trade agreement A free trade agreement (FTA) or treaty is an agreement according to international law to form a free-trade area between the cooperating state (polity), states. There are two types of trade agreements: Bilateralism, bilateral and Multilateralism, m ...
s such as the Trans-Pacific Partnership and the
Anti-Counterfeiting Trade Agreement The Anti-Counterfeiting Trade Agreement (ACTA) is a plurilateral agreement, multilateral treaty for the purpose of establishing international standards for intellectual property rights enforcement that did not enter into force. The agreement ai ...
have been politically controversial, with some commentators favoring greater transparency and others emphasizing the need for confidentiality.K. William Watson
Making Sense of the Trade Negotiations Secrecy Debate
Cato Institute (April 16, 2015).


See also

* Secret law


Notes

{{Reflist, 2


References

* Grenville, J.A.S. ''The Major International Treaties of the Twentieth Century: A History and Guide with Texts'', Vol. 1 (Taylor & Francis, 2001). * Lipson, Charles. "Why Are Some International Agreements Informal?" in ''International Law and International Relations: An International Organization Reader'', eds. Beth A. Simmons & Richard H. Steinberg (Cambridge University Press, 2007). * Rich, Norman. ''Great Power Diplomacy: Since 1914'' (2002) pp 12–20. * ''Vienna Convention on the Law of Treaties: A Commentary'', eds. Oliver Dörr & Kirsten Schmalenbach (Springer, 2012). * Stevenson, David. '' The First World War and International Politics '' (1988) * Zeman, Z. A. ''A diplomatic history of the First World War'' (1971). Treaties by type Secrecy