The ''Rooker–Feldman'' doctrine is a doctrine of
civil procedure
Civil procedure is the body of law that sets out the rules and regulations along with some standards that courts follow when adjudicating civil lawsuits (as opposed to procedures in criminal law matters). These rules govern how a lawsuit or ca ...
enunciated by the
United States Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
in two cases, ''
Rooker v. Fidelity Trust Co.'', and ''
District of Columbia Court of Appeals v. Feldman'', . The doctrine holds that lower
United States federal courts
The federal judiciary of the United States is one of the three branches of the federal government of the United States organized under the Constitution of the United States, United States Constitution and Law of the United States, laws of the fed ...
—i.e., federal courts other than the
Supreme Court
In most legal jurisdictions, a supreme court, also known as a court of last resort, apex court, high (or final) court of appeal, and court of final appeal, is the highest court within the hierarchy of courts. Broadly speaking, the decisions of ...
—should not sit in direct review of state court decisions unless Congress has specifically authorized such relief.
[See generally Judith K. Fitzgerald, Arthur J. Gonzalez & Mary F. Walrath, ''Bankruptcy'', Rutter Group Practice Guide, Vol. 1, Ch. 1 (Governing Law, Jurisdiction and Venue), Paragr. 1:270 (The Rutter Group, a div. of West, a Thomson Reuters Business, 2012).] In short, federal courts below the Supreme Court must not become a court of appeals for state court decisions. The state court appellant has to find a state court remedy, or obtain relief from the U.S. Supreme Court.
An example of legislation that has been interpreted to be an exception to this doctrine is , which authorizes federal courts to grant
a writ of , even after a state court has denied it. Another explicit legislative exception to this doctrine was the "
Palm Sunday Compromise
The Palm Sunday Compromise, formally known as the ''Act for the relief of the parents of Theresa Marie Schiavo'' (), is an Act of Congress passed on March 21, 2005, to allow the case of Terri Schiavo to be moved into a federal court. The name ...
," a statute passed by Congress to permit federal courts to review the decisions of
Florida
Florida ( ; ) is a U.S. state, state in the Southeastern United States, Southeastern region of the United States. It borders the Gulf of Mexico to the west, Alabama to the northwest, Georgia (U.S. state), Georgia to the north, the Atlantic ...
courts in the
Terri Schiavo
The Terri Schiavo case was a series of court and legislative actions in the United States from 1998 to 2005, regarding the care of Theresa Marie Schiavo (née Schindler) (; December 3, 1963 – March 31, 2005), a woman in an irreversible ...
case.
The doctrine has been held to apply to any state court decisions that are judicial in nature. For example, a judge's decision not to hire an applicant for a job is not a "judicial" decision. However, in the prisoner rights case o
Forchion v. Intensive Supervision Parole, et.al. 240 F.Supp.2d 302 (2003) the federal district court
Judge Irenas (Camden, NJ) interceded when it ruled "''The Rooker–Feldman doctrine does not apply to this case. The ISP Resentencing Panel has final authority over the Plaintiff and there is no way of him appealing its decisions. Accordingly, this Court does have the authority to review the decisions of the panel''".
In 2005, the Supreme Court revisited the doctrine in ''
Exxon Mobil Corp. v. Saudi Basic Industries Corp.
''Exxon Mobil Corp. v. Saudi Basic Industries Corp.'', 544 U.S. 280 (2005), is a Supreme Court of the United States, United States Supreme Court case in which the Court clarified the Rooker-Feldman doctrine and its relation to preclusion and concu ...
'', . The Court affirmed that the ''Rooker–Feldman'' doctrine was statutory (based on the certiorari jurisdiction statute, ), and not constitutional, holding that it applies only in cases "brought by state-court losers complaining of injuries caused by state-court judgments rendered before the district court proceedings commenced and inviting district court review and rejection of those judgments."
The Supreme Court has continued to narrow the doctrine, as in ''
Lance v. Dennis'', , and seems to want to minimize the use of the doctrine. For a mock obituary of the doctrine, see Samuel Bray, ''Rooker Feldman (1923–2006)'' 9
Green Bag 2d 317.
The Rooker–Feldman doctrine is related to the
Anti-Injunction Act
The Anti-Injunction Act (28 U.S.C§ 2283, is a United States federal statute that restricts a federal court's authority to issue an injunction against ongoing state court proceedings, subject to three enumerated exceptions. It states:
: "A co ...
, a federal statute which prohibits federal courts from issuing injunctions which stay lawsuits that are pending in state courts. Title 28, United States Code, Section 2283 reads:
A court of the United States may not grant an injunction to stay proceedings in a State court except as expressly authorized by Act of Congress, or where necessary in aid of its jurisdiction, or to protect or effectuate its judgments.
Notes
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