Roberto Farina Case
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The Roberto Farina Case was a legal proceeding that attracted international attention to Brazil during the late 1970s. The case stemmed from the first male-to-female gender-affirming surgery performed in Brazil in the city of
São Paulo São Paulo (; ; Portuguese for 'Paul the Apostle, Saint Paul') is the capital of the São Paulo (state), state of São Paulo, as well as the List of cities in Brazil by population, most populous city in Brazil, the List of largest cities in the ...
. Dr. Farina was sentenced to two years in prison but was subsequently absolved after the Brazilian courts concluded that gender-affirming surgery was the only way to alleviate
gender dysphoria Gender dysphoria (GD) is the distress a person experiences due to inconsistency between their gender identitytheir personal sense of their own genderand their sex assigned at birth. The term replaced the previous diagnostic label of gender i ...
in Farina's patient, Waldirene Nogueira. Farina was supported by a team from
Hospital das Clínicas da Universidade de São Paulo The Hospital das Clínicas da Faculdade de Medicina da Universidade de São Paulo ''(University of São Paulo Faculty of Medicine Clinics Hospital)'' is a complex of health institutions, located in various regions of the city of São Paulo, Bra ...
, who pushed for surgical intervention as a therapeutic solution for the patient.


Background

In 1969, Waldirene Nogueira, a
transgender A transgender (often shortened to trans) person has a gender identity different from that typically associated with the sex they were sex assignment, assigned at birth. The opposite of ''transgender'' is ''cisgender'', which describes perso ...
manicurist and hairstylist, left Lins and went to
Hospital das Clínicas da Universidade de São Paulo The Hospital das Clínicas da Faculdade de Medicina da Universidade de São Paulo ''(University of São Paulo Faculty of Medicine Clinics Hospital)'' is a complex of health institutions, located in various regions of the city of São Paulo, Bra ...
to seek treatment for her gender dysphoria. She was initially seen by Dorina Epps, and went on to attend weekly therapy sessions, where she was diagnosed with gender dysphoria and told that gender-affirming surgery might be a viable treatment for her. At first, the treatment team considered taking Nogueira to the United States for the surgery. However, Roberto Farina, a professor of plastic surgery, decided to learn the procedure and perform it on Nogueira. Farina consulted relevant medical literature and performed tests on
cadavers A cadaver, often known as a corpse, is a dead human body. Cadavers are used by medical students, physicians and other scientists to study anatomy, identify disease sites, determine causes of death, and provide tissue to repair a defect in a liv ...
until, in December 1971, he successfully completed Nogueira's surgery. Nogueira's surgery was the first gender-affirming surgery performed on a transgender woman in Brazil. Nogueira's surgery was done free of charge, and she expressed satisfaction with the procedure, saying:
"My life before the operation was an unbearable
martyrdom A martyr (, ''mártys'', 'witness' stem , ''martyr-'') is someone who suffers persecution and death for advocating, renouncing, or refusing to renounce or advocate, a religious belief or other cause as demanded by an external party. In colloqui ...
because I had to deal with genitalia that were never mine. After the operation, I became free forever—thanks to God and to Dr. Roberto Farina—of the execrable organs that had made my life hell, and I felt so relieved that I felt like I had new wings for life."
In 1975, Nogueira requested a name and gender change on her
civil registration Civil registration is the system by which a government records the vital events (Birth certificate, births, Marriage certificate, marriages, and Death certificate, deaths) of its citizens and Residency (domicile), residents. The resulting repos ...
, which was denied by the
Court of Justice of São Paulo The Court of Justice of São Paulo () is the judicial branch of the Government of São Paulo. Its head office is in the capital and it has jurisdiction across the state. It is constituted of 56 Judiciary Districts and has 360 desembargadores, con ...
. The request generated significant publicity, as medical and legal professionals had not anticipated such a surgery and which was, at the time, illegal. As a result, the Brazilian authorities opened an investigation into both Farina and Nogueira. In 1976, the Ministério Público do Estado de São Paulo
subpoena A subpoena (; also subpœna, supenna or subpena) or witness summons is a writ issued by a government agency, most often a court, to compel testimony by a witness or production of evidence under a penalty for failure. There are two common types of ...
ed Farina, asking him to provide the names and addresses of all of his surgical patients. Farina had publicized his surgeries during a medical conference, but refused to turn over the information. During this time, Nogueira was made to submit to many invasive procedures, including a nude
photo shoot A photo shoot is the process taken by creatives and models that results in a visual objective being obtained. An example is a model posing for a photographer at a studio or an outdoor location. A photo shoot is a series of images that are taken, ...
and
gynecological Gynaecology or gynecology (see American and British English spelling differences) is the area of medicine concerned with conditions affecting the female reproductive system. It is often paired with the field of obstetrics, which focuses on pre ...
exam that measured the size of her
vaginal canal In mammals and other animals, the vagina (: vaginas or vaginae) is the elastic, muscular reproductive organ of the female genital tract. In humans, it extends from the vulval vestibule to the cervix (neck of the uterus). The vaginal introit ...
to determine whether she had been born a woman. In an attempt to avoid the examinations, Noguiera applied for a
writ of habeas corpus ''Habeas corpus'' (; from Medieval Latin, ) is a legal procedure invoking the jurisdiction of a court to review the unlawful detention or imprisonment of an individual, and request the individual's custodian (usually a prison official) to ...
, but it was denied. The exam was inconclusive and did not find any anomaly. The result, while surprising, did not stop the ongoing judicial process. The prosecutor, Messias Piva, said that the judges should not be moved by the "sensationalism" of the doctors and classified Nogueira as "
mentally ill A mental disorder, also referred to as a mental illness, a mental health condition, or a psychiatric disability, is a behavioral or mental pattern that causes significant distress or impairment of personal functioning. A mental disorder is ...
." The
male reproductive organs The male reproductive system consists of a number of sex organs that play a role in the process of human reproduction. These organs are located on the outside of the body, and within the pelvis. The main male sex organs are the penis and the scr ...
from Nogueira's surgery were considered "physical assets" and property of the state. Two years later, on 6 September 1978, Nogueira was determined to be a victim
by default ''By Default'' is the fourth studio album by British rock band Band of Skulls, released on 27 May 2016 through BMG as the band's first release by a major label. The album was the last album to feature drummer Matt Hayward before his departure i ...
, and Farina was sentenced to two years of confinement for having violated Article 129, § 2, III of the
Penal Code of Brazil The current Penal Code of Brazil () was promulgated in 1940, during the Estado Novo regime, and has been in effect since January 1, 1942. It is the third codification of criminal law in the country's history, succeeding those of 1830 and 1890. ...
. The Conselho Federal de Medicina brought the case, accusing Farina of grave bodily harm, and the presiding judge was Adalberto Spagnuolo. By this time, Farina had performed many such operations, including on João W. Nery, the first
transgender man A trans man or transgender man is a man who was assigned female at birth. Trans men have a male gender identity, and many trans men undergo medical and social transition to alter their appearance in a way that aligns with their gender identit ...
to receive gender-affirming surgery in Brazil.


Reaction of the Scientific Community

The case garnered international attention and provoked fierce debate within the international scientific community; dozens of researchers from many countries sent letters in support of Dr. Farina.
John Money John William Money (8 July 1921 – 7 July 2006) was a New Zealand American psychologist, sexologist and professor at Johns Hopkins University known for his research on human sexual behavior and gender. Money advanced the use of more accur ...
of the
Johns Hopkins School of Medicine The Johns Hopkins University School of Medicine (JHUSOM) is the medical school of Johns Hopkins University, a private research university in Baltimore, Maryland. Established in 1893 following the construction of the Johns Hopkins Hospital, th ...
wrote:
"It would be an error for the judicial authorities in Brazil to
prosecute A prosecutor is a legal representative of the prosecution in states with either the adversarial system, which is adopted in common law, or inquisitorial system, which is adopted in Civil law (legal system), civil law. The prosecution is the ...
Dr. Farina for following an internationally-respected and accepted medical and surgical procedure."
Robert Rubin, of the
David Geffen School of Medicine at UCLA The UCLA School of Medicine (also known as the David Geffen School of Medicine at UCLA) is the accredited medical school of the University of California, Los Angeles. Founded in 1951, it is the second medical school in the University of Califor ...
, wrote:
"In no other country in the world where this type of treatment is done has the state ever accused a doctor of criminal conduct. This is a damaging setback to Brazil's
reputation The reputation or prestige of a social entity (a person, a social group, an organization, or a place) is an opinion about that entity – typically developed as a result of social evaluation on a set of criteria, such as behavior or performance. ...
."


Opinions and acquittal

on 17 October 1978, Heleno Fragoso issued an opinion on the case, saying that Dr. Farina acted strictly within the limits of the law, doing no harm, even if he had committed an error in recommending surgery. One year later, on 6 November 1979, the majority of the 5th Chamber of the
Court of Justice of São Paulo The Court of Justice of São Paulo () is the judicial branch of the Government of São Paulo. Its head office is in the capital and it has jurisdiction across the state. It is constituted of 56 Judiciary Districts and has 360 desembargadores, con ...
voted to uphold the ruling on appeal and absolved Dr. Farina. The Court said:
"A doctor who, through gender-affirming surgery, seeks to cure icor reduce the physical or mental suffering of a transsexual person, does not do harm. Such surgery is not prohibited by law, nor by the Code of
Medical Ethics Medical ethics is an applied branch of ethics which analyzes the practice of clinical medicine and related scientific research. Medical ethics is based on a set of values that professionals can refer to in the case of any confusion or conflict. T ...
."
The absence of intent to harm and the unique circumstances weighed in favor of Dr. Farina, whose intervention was always aimed at alleviating Nogueira's dysphoria. Article 23 of the Penal Code also immunizes against criminal liability when one acts in strict compliance with the law. Thus, a doctor who effects the wishes of transgender person does not violate their
bodily integrity Bodily integrity is the inviolability of the physical body and emphasizes the importance of personal autonomy, self-ownership, and self-determination of human beings over their own bodies. In the field of human rights, violation of the bodily int ...
or health. The court also inferred that there was no harm from the
penectomy Penectomy is penis removal through surgery, generally for medical or personal reasons. Medical reasons Cancer, for example, sometimes necessitates removal of part or all of the penis. The amount of penis removed depends on the severity of the ...
because the
penis A penis (; : penises or penes) is a sex organ through which male and hermaphrodite animals expel semen during copulation (zoology), copulation, and through which male placental mammals and marsupials also Urination, urinate. The term ''pen ...
was already
impotent Erectile dysfunction (ED), also referred to as impotence, is a form of sexual dysfunction in males characterized by the persistent or recurring inability to achieve or maintain a penile erection with sufficient rigidity and duration for sati ...
from
feminizing hormone therapy Feminizing hormone therapy, also known as transfeminine hormone therapy, is a form of Transgender_health_care#Gender-affirming_care , gender-affirming care and a gender-affirming hormone therapy , gender-affirming hormone therapy to change t ...
.


Aftermath

In 1979, before the proceedings had concluded, federal deputy José de Castro Coimbra introduced Bill No. 1,909 to the
National Congress of Brazil The National Congress () is the legislative body of Brazil's federal government. Unlike the state legislative assemblies and Câmara Municipal, municipal chambers, the Congress is bicameral, composed of the Federal Senate (Brazil), Federal Sena ...
, which would have provided for the protection of doctors in operations involving destruction of body parts. Although passed through the Congress, President
João Figueiredo João Baptista de Oliveira Figueiredo (; 15 January 1918 – 24 December 1999) was a Brazilian military officer and dictator who served as the 30th president of Brazil from 1979 to 1985, the last of the Military dictatorship in Brazil, militar ...
vetoed the bill. Gender-affirming surgeries became more prevalent over time and were performed by many doctors, often
secretly "Secretly" is a popular song. It was written by Al Hoffman, Dick Manning, Hugo Peretti, and Luigi Creatore and published in 1958. The best-known recording of the song was done by Jimmie Rodgers, which was a gold record. Chart performance The ...
in private clinics. According to Trip magazine, 270 gender-affirming surgeries were performed in Brazil between 1972 and 1997, all of them clandestinely. Even so, there are records of authorized gender-affirming surgeries from this period. On 25 May 1995, for instance, plastic surgeon Antonio Lino de Araújo performed a gender-affirming surgery on 22-year-old Valéria José dos Santos at the regional hospital of Asa Norte in
Brasília Brasília ( ; ) is the capital city, capital of Brazil and Federal District (Brazil), Federal District. Located in the Brazilian highlands in the country's Central-West Region, Brazil, Central-West region, it was founded by President Juscelino ...
. Upon learning that the procedure had been performed, Emy Rezende, the director of the hospital, called the police and the Regional Counsel of Medicine of the Federal District and notified them. Dr. Lino de Araújo was able to avoid liability because he managed to prove that he had obtained a favorable opinion from the Conselho Federal de Medicina authorizing the procedure. Similarly, in 1998, the Conselho Federal de Medicina approved, on an emergency basis, a surgery for a trans person in
Florianópolis Florianópolis () is the capital and second largest city of the state of Santa Catarina (state), Santa Catarina, in the South Region, Brazil, South region of Brazil. The city encompasses Santa Catarina Island and surrounding small islands, as we ...
. According to
gynaecologist Gynaecology or gynecology (see American and British English spelling differences) is the area of medicine concerned with conditions affecting the female reproductive system. It is often paired with the field of obstetrics, which focuses on pre ...
Pacheco Motta, who performed the procedure, the surgery was extremely necessary, as the patient had already undergone several secret surgeries, which had left them disfigured. The Conselho Federal de Medicina did not recognize and authorize gender-affirming surgeries for all transgender people until publication of CFM Resolution No. 1,482 of 1997, when it officially authorized hospitals to perform them. The resolution was subsequently updated in 2002, 2010, and 2019. The first trans woman to undergo gender-affirming surgery after the resolution legalizing the procedure was Bianca Magro at the Hospital das Clínicas da Unicamp in
Campinas Campinas (, ''Plains'' or ''Meadows'') is a Brazilian Municipalities of Brazil, municipality in São Paulo (state), São Paulo State, part of the country's Southeast Region, Brazil, Southeast Region. According to the 2020 estimate, the city's popul ...
on 8 April 1998. In 2008, the
Sistema Único de Saúde The ''Sistema Único de Saúde'' (, ''Unified Health System''), better known by the acronym SUS, is Brazil's publicly funded health care system. Created in 1990, the SUS is the largest government-run public health care system in the world, by nu ...
(SUS) approved many gender-affirming surgical procedures, including a neocolpovulvoplasty (for trans women). In 2018, the
Supreme Federal Court The Federal Supreme Court (, , abbreviated STF) is the supreme court (court of last resort) of Brazil, serving primarily as the country's Constitutional Court. It is the highest court of law in Brazil for constitutional issues and its rulings ...
ruled that transgender people, transsexual people, and
transvestites Cross-dressing is the act of wearing clothes traditionally or stereotypically associated with a different gender. From as early as pre-modern history, cross-dressing has been practiced in order to disguise, comfort, entertain, and express onesel ...
have the right to change their name and gender on the
civil registration Civil registration is the system by which a government records the vital events (Birth certificate, births, Marriage certificate, marriages, and Death certificate, deaths) of its citizens and Residency (domicile), residents. The resulting repos ...
without having to undergo gender-affirming surgery. In 2019, the SUS allowed
metoidioplasty Metoidioplasty, metaoidioplasty, or metaidoioplasty (informally called a meto or meta) is a female-to-male gender-affirming surgery. Testosterone replacement therapy gradually enlarges the clitoris to a mean maximum size of (as the clitoris ...
(for transgender men). On 10 February 2021, José Carlos Martins e Claudio Eduardo Pereira de Souza at the Santo Antônio Hospital in
Blumenau Blumenau () is a city in Vale do Itajaí, Santa Catarina (Brazil), Santa Catarina state, in the South Region, Brazil, South Region of Brazil, from the state capital Florianópolis. The city was founded by the German chemist and pharmacist H ...
performed near-simultaneous surgeries on two
identical twin Twins are two offspring produced by the same pregnancy.MedicineNet > Definition of Twin Last Editorial Review: 19 June 2000 Twins can be either ''monozygotic'' ('identical'), meaning that they develop from one zygote, which splits and forms two ...
sisters, Sofia Albuquerck and Mayla Phoebe. The procedure was considered groundbreaking.


See also

* LGBT history in Brazil *
Transgender health care Transgender health care includes the prevention, diagnosis and treatment of physical and mental health conditions which affect transgender individuals.Gorton N, Grubb HM (2014). General, Sexual, and Reproductive health. In L. Erickson-Schroth. ...
*
Legal status of transgender people The legal status of transgender people varies greatly around the world. Some countries have enacted laws protecting the rights of transgender individuals, but others have criminalized their gender identity or expression. In many cases, transg ...
* Jalma Jurado


Notes


References

{{reflist


External links

* Letter to the police by Luiz de Mello Kujawski regarding the cas

* Complaint against Dr. Farin

* Opinion of the 5th Chamber of the Court of Justice of São Paul

LGBTQ history in Brazil LGBTQ rights in Brazil History of São Paulo Transgender history 1971 in Brazil 1978 in Brazil 1978 in LGBTQ history 1979 in Brazil 1979 in LGBTQ history Transphobia Transgender case law Health law