Robert Paxton
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Robert Owen Paxton (born June 15, 1932) is an American
political scientist Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
and historian specializing in
Vichy France Vichy France (; 10 July 1940 – 9 August 1944), officially the French State ('), was a French rump state headed by Marshal Philippe Pétain during World War II, established as a result of the French capitulation after the Battle of France, ...
,
fascism Fascism ( ) is a far-right, authoritarian, and ultranationalist political ideology and movement. It is characterized by a dictatorial leader, centralized autocracy, militarism, forcible suppression of opposition, belief in a natural social hie ...
, and Europe during the
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
era. He is Mellon Professor Emeritus of Social Science in the Department of History at
Columbia University Columbia University in the City of New York, commonly referred to as Columbia University, is a Private university, private Ivy League research university in New York City. Established in 1754 as King's College on the grounds of Trinity Churc ...
. He is best known for his 1972 book ''Vichy France: Old Guard and New Order'', which precipitated intense debate in France, and led to a paradigm shift in how the events of the
Vichy regime Vichy France (; 10 July 1940 – 9 August 1944), officially the French State ('), was a French rump state headed by Marshal Philippe Pétain during World War II, established as a result of the French capitulation after the defeat against ...
are interpreted.


Early life and education

Robert Owen Paxton was born on June 15, 1932, in
Lexington, Virginia Lexington is an Independent city (United States)#Virginia, independent city in the Commonwealth of Virginia, United States. At the 2020 United States census, 2020 census, the population was 7,320. It is the county seat of Rockbridge County, Virg ...
. He attended
Phillips Exeter Academy Phillips Exeter Academy (often called Exeter or PEA) is an Independent school, independent, co-educational, college-preparatory school in Exeter, New Hampshire. Established in 1781, it is America's sixth-oldest boarding school and educates an es ...
in New Hampshire for his secondary education. After Exeter, he received a B.A. from
Washington and Lee University Washington and Lee University (Washington and Lee or W&L) is a Private college, private Liberal arts colleges in the United States, liberal arts college in Lexington, Virginia, United States. Established in 1749 as Augusta Academy, it is among ...
in 1954. Later, he won a
Rhodes Scholarship The Rhodes Scholarship is an international postgraduate award for students to study at the University of Oxford in Oxford, United Kingdom. The scholarship is open to people from all backgrounds around the world. Established in 1902, it is ...
and spent two years earning an M.A. at
Merton College, Oxford Merton College (in full: The House or College of Scholars of Merton in the University of Oxford) is a Colleges of the University of Oxford, constituent college of the University of Oxford in England. Its foundation can be traced back to the 126 ...
, where he studied under historians including James Joll and
John Roberts John Glover Roberts Jr. (born January 27, 1955) is an American jurist serving since 2005 as the 17th chief justice of the United States. He has been described as having a Moderate conservatism, moderate conservative judicial philosophy, thoug ...
. He earned a Ph.D. from
Harvard University Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
in 1963.


Career

Paxton taught at the
University of California, Berkeley The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California), is a Public university, public Land-grant university, land-grant research university in Berkeley, California, United States. Founded in 1868 and named after t ...
and the
State University of New York at Stony Brook Stony Brook University (SBU), officially the State University of New York at Stony Brook, is a public university, public research university in Stony Brook, New York, United States, on Long Island. Along with the University at Buffalo, it is on ...
before joining the faculty of
Columbia University Columbia University in the City of New York, commonly referred to as Columbia University, is a Private university, private Ivy League research university in New York City. Established in 1754 as King's College on the grounds of Trinity Churc ...
in 1969. He served there for the remainder of his career, retiring in 1997. He remains a
professor emeritus ''Emeritus/Emerita'' () is an honorary title granted to someone who retirement, retires from a position of distinction, most commonly an academic faculty position, but is allowed to continue using the previous title, as in "professor emeritus". ...
. He has contributed more than twenty reviews to ''
The New York Review of Books ''The New York Review of Books'' (or ''NYREV'' or ''NYRB'') is a semi-monthly magazine with articles on literature, culture, economics, science and current affairs. Published in New York City, it is inspired by the idea that the discussion of ...
,'' beginning in 1978 and continuing through 2017.


Vichy

Paxton is best known for his 1972 book ''Vichy France: Old Guard and New Order, 1940–1944.'' In opposition to the traditional view pioneered by Robert Aron, he argued that the
Vichy government Vichy France (; 10 July 1940 – 9 August 1944), officially the French State ('), was a French rump state headed by Marshal Philippe Pétain during World War II, established as a result of the French capitulation after the defeat against ...
was eager to collaborate with
Nazi Germany Nazi Germany, officially known as the German Reich and later the Greater German Reich, was the German Reich, German state between 1933 and 1945, when Adolf Hitler and the Nazi Party controlled the country, transforming it into a Totalit ...
and did not practice "passive resistance" to German rule. Unlike Aron and
Henri Michel Henri Louis Michel (28 October 1947 – 24 April 2018) was a French football player and coach. He played as a midfielder for Nantes and the France national team, and later went on to coach various clubs and national teams all over the world ...
, Paxton did not play down Vichy's achievements in his explanation of its domestic agenda. He argued that the reforms undertaken by the Vichy government prefigured the reforms of the 1950s and 1960s and derived from Vichy's aim to transform French society. Upon the book's publication in French translation in 1973, Paxton became the subject of intense vitriol from French historians and commentators. During a televised debate with Paxton in 1976, the Vichy naval leader Gabriel Auphan called him a liar. However, the translation sold thousands of copies, particularly to the young generation shaped by the civil unrest of May 1968 and who were uninterested in the "cozy mythologies" of Vichy apologists.


Paxtonian revolution

For decades prior to the 1970s modern period, French historiography was dominated by conservative or pro-Communist thinking, neither of them very inclined to consider the grass-roots pro-democracy developments at liberation. There was little recognition in French scholarship on the active participation of the Vichy regime in the deportation of French Jews, until Paxton's 1972 book appeared. The book received a French translation within a year and sold thousands of copies in France. In the words of French historian Gérard Noiriel, the book "had the effect of a bombshell, because it showed, with supporting evidence, that the French state had participated in the deportation of Jews to the Nazi concentration camps, a fact that had been concealed by historians until then." The "Paxtonian revolution", as the French called it, had a profound effect on French historiography. In 1997, Paxton was called as an expert witness to testify about collaboration during the Vichy period, at the trial in France of Maurice Papon.


French reaction and debate

Marc Ferro, a French historian, wrote that ''Vichy France'' would make the left feel uneasy by its contradiction of their belief that only the élite had betrayed France in 1940, "whereas in reality heroic resistance to the last man from Bayonne to Africa made no sense for anyone". He also noted that the Gaullists would object to Paxton's portrayal of them as "heirs of the regime they fought against" and that it would disturb all those who believed that Pétain had played a "double game" between the Axis and the Allies. Communists welcomed the book for buttressing their belief that Vichy had been the product of state monopoly capitalism, and it was also applauded by Jewish groups. The reaction among Resistance groups was mixed due to Paxton's argument that there was no serious Resistance until well into 1941. In the preface to the 1982 edition of ''Vichy France'', Paxton disagreed with the assertion of his opponents that he had written in "easy moral superiority" from the perspective of a "victor": "In fact twas written in the shadow of the war in Vietnam, which sharpened my animosity against nationalist conformism of all kinds. Writing in the late 1960s, what concerned me was not the comparison with defeated France but the confident swagger of the Germans in the summer of 1940." Today, the book is considered a historical classic and one of the best studies on France in the Vichy era. It is so influential that Richard Vinen said that his It was published at a time when French historians and filmmakers were also exploring history under the Vichy regime, as in Marcel Ophüls' influential two-part documentary '' The Sorrow and the Pity'' (1969). In 1981, Paxton and historian Michael R. Marrus co-published the book, ''Vichy France and the Jews'', which examined the Vichy regime's policy towards the Jews during World War II. ''The New York Times'' review of the book was written by Stanley Hoffmann, a Harvard professor and scholar on France. As an expert on the Vichy era, Paxton co-wrote
Claude Chabrol Claude Henri Jean Chabrol (; 24 June 1930 – 12 September 2010) was a French film director and a member of the French New Wave (''nouvelle vague'') group of filmmakers who first came to prominence at the end of the 1950s. Like his colleagues an ...
's 1993 documentary '' The Eye of Vichy.'' In 1997 he testified at the trial of Vichy bureaucrat Maurice Papon.


Fascism

Paxton has focused his work on exploring models and definition of fascism. In his 1998 paper "The Five Stages of Fascism," he suggests that fascism cannot be defined solely by its ideology, since fascism is a complex political phenomenon rather than a relatively coherent body of doctrine like
communism Communism () is a political sociology, sociopolitical, political philosophy, philosophical, and economic ideology, economic ideology within the history of socialism, socialist movement, whose goal is the creation of a communist society, a ...
or
socialism Socialism is an economic ideology, economic and political philosophy encompassing diverse Economic system, economic and social systems characterised by social ownership of the means of production, as opposed to private ownership. It describes ...
. Instead, he focuses on fascism's political context and functional development. The article identifies five paradigmatic stages of a fascist movement, although he notes that only
Nazi Germany Nazi Germany, officially known as the German Reich and later the Greater German Reich, was the German Reich, German state between 1933 and 1945, when Adolf Hitler and the Nazi Party controlled the country, transforming it into a Totalit ...
and
Fascist Italy Fascist Italy () is a term which is used in historiography to describe the Kingdom of Italy between 1922 and 1943, when Benito Mussolini and the National Fascist Party controlled the country, transforming it into a totalitarian dictatorship. Th ...
progressed through all five: # Intellectual exploration, where disillusionment with popular democracy manifests itself in discussions of lost national vigor # Rooting, where a fascist movement, aided by political deadlock and polarization, becomes a player on the national stage # Arrival to power, where conservatives seeking to control rising leftist opposition invite fascists to share power # Exercise of power, where the movement and its charismatic leader control the state in balance with state institutions such as the police and traditional elites such as the
clergy Clergy are formal leaders within established religions. Their roles and functions vary in different religious traditions, but usually involve presiding over specific rituals and teaching their religion's doctrines and practices. Some of the ter ...
and
business magnate A business magnate, also known as an industrialist or tycoon, is a person who is a powerful entrepreneur and investor who controls, through personal enterprise ownership or a dominant shareholding position, a firm or industry whose goods or ser ...
s. # Radicalization or entropy, where the state either becomes increasingly radical, as did Nazi Germany, or slips into traditional
authoritarian Authoritarianism is a political system characterized by the rejection of political plurality, the use of strong central power to preserve the political ''status quo'', and reductions in democracy, separation of powers, civil liberties, and ...
rule, as did Fascist Italy. In his 2004 book '' The Anatomy of Fascism'', Paxton refines his five-stage model and puts forward the following definition for fascism:
Fascism may be defined as a form of
political Politics () is the set of activities that are associated with decision-making, making decisions in social group, groups, or other forms of power (social and political), power relations among individuals, such as the distribution of Social sta ...
behavior marked by obsessive preoccupation with community decline,
humiliation Humiliation is the abasement of pride, which creates mortification or leads to a state of being Humility, humbled or reduced to lowliness or submission. It is an emotion felt by a person whose social status, either by force or willingly, has ...
, or victim-hood and by compensatory
cult Cults are social groups which have unusual, and often extreme, religious, spiritual, or philosophical beliefs and rituals. Extreme devotion to a particular person, object, or goal is another characteristic often ascribed to cults. The term ...
s of unity, energy and
purity Purity may refer to: Books * ''Pureza'' (novel), a 1937 Brazilian novel by José Lins do Rego * ''Purity'' (novel), a 2015 novel by Jonathan Franzen ** ''Purity'' (TV series), a TV series based on the novel *''Purity'', a 2012 novel by Jackson ...
, in which a mass-based party of committed
nationalist Nationalism is an idea or movement that holds that the nation should be congruent with the State (polity), state. As a movement, it presupposes the existence and tends to promote the interests of a particular nation,Anthony D. Smith, Smith, A ...
militants, working in uneasy but effective collaboration with traditional elites, abandons democratic liberties and pursues with redemptive
violence Violence is characterized as the use of physical force by humans to cause harm to other living beings, or property, such as pain, injury, disablement, death, damage and destruction. The World Health Organization (WHO) defines violence a ...
and without ethical or
legal Law is a set of rules that are created and are law enforcement, enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a Socia ...
restraints, goals of internal cleansing and external expansion.
Paxton had long denied that
Donald Trump Donald John Trump (born June 14, 1946) is an American politician, media personality, and businessman who is the 47th president of the United States. A member of the Republican Party (United States), Republican Party, he served as the 45 ...
was fascist, rather characterizing him as a right-wing populist. However, Paxton's assessment had changed by the 2021 publication of an opinion article on ''
Newsweek ''Newsweek'' is an American weekly news magazine based in New York City. Founded as a weekly print magazine in 1933, it was widely distributed during the 20th century and has had many notable editors-in-chief. It is currently co-owned by Dev P ...
'' in which Paxton characterized Trump's comments before the
2021 storming of the United States Capitol On January 6, 2021, the United States Capitol in Washington, D.C., was attacked by a mob of supporters of President Donald Trump in an attempted self-coup,Multiple sources: * * * * * * * * * * * * * two months after his defea ...
as the deciding factor in changing his view.


Awards

In 2009, the French government awarded Paxton the
Légion d'honneur The National Order of the Legion of Honour ( ), formerly the Imperial Order of the Legion of Honour (), is the highest and most prestigious French national order of merit, both military and Civil society, civil. Currently consisting of five cl ...
, the highest French order of merit.


Personal life

Paxton is an avid birdwatcher and a former president of the Linnaean Society of New York.


Works

* ''Parades and Politics at Vichy'' (1966),
Princeton University Press Princeton University Press is an independent publisher with close connections to Princeton University. Its mission is to disseminate scholarship within academia and society at large. The press was founded by Whitney Darrow, with the financial ...
, . ** ''L'Armée de Vichy'' (Paris: Tallandier Éditions, 2004), French translation. * ''Vichy France: Old Guard and New Order, 1940–1944'' (1972), Alfred A. Knopf, . ** A new introduction prefaced the Morningside Edition published by
Columbia University Press Columbia University Press is a university press based in New York City New York, often called New York City (NYC), is the most populous city in the United States, located at the southern tip of New York State on one of the world's la ...
, 1982, ** Another new introduction prefaced the 2001 publication by Columbia University Press, . * with W. J. Boyle Jr, and D. A. Cutler. "Hudson-Delaware region." ''American Birds'' 32 (1978): 326–331. * "The German Opposition to Hitler: A Non-Germanist's View." ''Central European History'' 14.4 (1981): 362–368. * ''Vichy France and the Jews'' (1981), with Michael Marrus. ** A new edition was published in 1995 by
Stanford University Press Stanford University Press (SUP) is the publishing house of Stanford University. It is one of the oldest academic presses in the United States and the first university press to be established on the West Coast. It is currently a member of the Ass ...
, . * "The Nazis and the Jews in Occupied Western Europe, 1940–1944" (1982), with Michael Marrus, '' The Journal of Modern History'' vol. 54, no. 4. pp 687–714
online
* "Anti-Americanism in the Years of Collaboration and Resistance." in ''The Rise and Fall of Anti-Americanism'' ed. by Denis Lacorne et al. (Palgrave Macmillan UK, 1990) pp. 55–66. * With Mame Warren. "Oral History Interview with Robert O. Paxton, April 18, 1996.
online
* ''French Peasant Fascism: Henry Dorgere's Greenshirts and the Crises of French Agriculture, 1929–1939'' (1997). *
The Five Stages of Fascism
" (1998), '' The Journal of Modern History'' vol. 70, no. 1. *
"Vichy vs. the Nazis"
(2008), ''
The New York Review of Books ''The New York Review of Books'' (or ''NYREV'' or ''NYRB'') is a semi-monthly magazine with articles on literature, culture, economics, science and current affairs. Published in New York City, it is inspired by the idea that the discussion of ...
''. * "Comparisons and definitions." ''The Oxford Handbook of Fascism'' ed ''The Oxford Handbook of Fascism'' ed by R.J.B. Bosworth (2010) pp 547–565. * ''Europe in the Twentieth Century'' with co-author Julie Hessler, (1st ed. 1975; 5th edition, Wadsworth/Cengage 2011) * "Vichy Lives!—In a way." ''The New York Review of Books'' (April 25, 2013
online
* "American Duce: Is Donald Trump a Fascist or a Plutocrat?" ''Harper's Magazine'' (May 2017
online
* with Manuel Bragança, and Fransiska Louwagie. "Interview with Robert O. Paxton, on the Writing of History and Ego-history." in ''Ego-histories of France and the Second World War'' (Palgrave Macmillan, Cham, 2018. 19–22). *
"Entering the Profession at the End of the Cold War" (2004, revised for H-DIPLO 2020
autobiography


See also

* Vichy syndrome


References

* * *


Further reading

* J. Sweets, ′''Chaque livre un événement'': Robert Paxton and the French, from the ''brisuer de glace'' to ''iconoclaste tranquille''′, in S. Fishman et al. (eds.), ''France at War: Vichy and the Historians'' (Oxford: Oxford University Press, 2000), pp. 21–34. * Moshik Temkin, ′''Avec un certain malaise'': The Paxtonian Trauma in France, 1973-74′, ''Journal of Contemporary History'', Vol. 38, No. 2 (Apr., 2003), pp. 291–306.


External links

* * *Paxton, Robert O. (11 January 2021)
"I've Hesitated to Call Donald Trump a Fascist. Until Now."
Newsweek. Retrieved 8 February 2021. {{DEFAULTSORT:Paxton, Robert 1932 births Living people Historians of fascism Historians of Nazism Historians of Vichy France American historians of World War II American Rhodes Scholars Washington and Lee University alumni Harvard University alumni Alumni of Merton College, Oxford University of California, Berkeley faculty State University of New York faculty Columbia University faculty Officers of the Ordre national du Mérite Officers of the Legion of Honour Commandeurs of the Ordre des Arts et des Lettres Academics and writers on far-right politics People from Lexington, Virginia Fellows of Merton College, Oxford