''The Revolution Betrayed: What is the Soviet Union and Where is it Going?'' () is a book published in 1936 by the former Soviet leader
Leon Trotsky
Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
.
The book criticized the
Soviet Union
The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
's actions and development following the death of
Vladimir Lenin
Vladimir Ilyich Ulyanov ( 187021 January 1924), better known as Vladimir Lenin, was a Russian revolutionary, politician and political theorist. He was the first head of government of Soviet Russia from 1917 until Death and state funeral of ...
in 1924. The book is regarded as Trotsky's primary work dealing with the nature of
Stalinism
Stalinism (, ) is the Totalitarianism, totalitarian means of governing and Marxism–Leninism, Marxist–Leninist policies implemented in the Soviet Union (USSR) from History of the Soviet Union (1927–1953), 1927 to 1953 by dictator Jose ...
. The book was written by Trotsky during his
exile
Exile or banishment is primarily penal expulsion from one's native country, and secondarily expatriation or prolonged absence from one's homeland under either the compulsion of circumstance or the rigors of some high purpose. Usually persons ...
in
Norway
Norway, officially the Kingdom of Norway, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. The remote Arctic island of Jan Mayen and the archipelago of Svalbard also form part of the Kingdom of ...
and was originally translated into
Spanish by
Victor Serge
Victor Serge (; born Viktor Lvovich Kibalchich, ; 30 December 1890 – 17 November 1947) was a Belgian-born Russian revolutionary, novelist, poet, historian, journalist, and translator. Originally an anarchist, he joined the Bolsheviks in Janu ...
. The most widely available English translation is by
Max Eastman.
Historical background
Leon Trotsky (born Lev Davidovich Bronstein, 1879–1940) was one of the leaders of the
October Revolution
The October Revolution, also known as the Great October Socialist Revolution (in Historiography in the Soviet Union, Soviet historiography), October coup, Bolshevik coup, or Bolshevik revolution, was the second of Russian Revolution, two r ...
which brought the
Bolshevik
The Bolsheviks, led by Vladimir Lenin, were a radical Faction (political), faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with the Mensheviks at the 2nd Congress of the Russian Social Democratic Labour Party, ...
s to power in Russia in 1917. In 1900, as a leading
Marxist
Marxism is a political philosophy and method of socioeconomic analysis. It uses a dialectical and materialist interpretation of historical development, better known as historical materialism, to analyse class relations, social conflic ...
theoretician and revolutionary, Trotsky was exiled to
Siberia
Siberia ( ; , ) is an extensive geographical region comprising all of North Asia, from the Ural Mountains in the west to the Pacific Ocean in the east. It has formed a part of the sovereign territory of Russia and its predecessor states ...
for his socialist activities against the
Russian Empire
The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
. In 1905, Trotsky returned to Russia for the
1905 Russian Revolution
The Russian Revolution of 1905, also known as the First Russian Revolution, was a revolution in the Russian Empire which began on 22 January 1905 and led to the establishment of a constitutional monarchy under the Russian Constitution of 1906, th ...
, where his oratory skills made him a leading figure in the
Saint Petersburg Soviet. He was arrested by the Tsarist police authorities in December 1905. After again escaping Tsarist Russia for continental Europe, Trotsky politically transitioned from supporting the
Menshevik wing of the RSDLP to advocating for the unity of social-democratic factions in 1913 with the establishment of the
Mezhraiontsy, the Inter-District Organization of United Social-Democrats.
[Vladimir Iu. Cherniaev, "Trotsky", in Edward Acton, Vladimir Iu. Cherniaev, and William G. Rosenberg (eds.), ''Critical Companion to the Russian Revolution, 1914–1921.'' Bloomington, Indiana: Indiana University Press, 1997; p. 190.]
The virtual collapse of the old Tsarist regime during the latter part of
World War I
World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
motivated the
Mezhraiontsy and
Bolshevik
The Bolsheviks, led by Vladimir Lenin, were a radical Faction (political), faction of the Marxist Russian Social Democratic Labour Party (RSDLP) which split with the Mensheviks at the 2nd Congress of the Russian Social Democratic Labour Party, ...
s, headed by
Vladimir Lenin
Vladimir Ilyich Ulyanov ( 187021 January 1924), better known as Vladimir Lenin, was a Russian revolutionary, politician and political theorist. He was the first head of government of Soviet Russia from 1917 until Death and state funeral of ...
, to cooperate. In early 1917, Trotsky returned to Russia from exile in New York to join the Bolshevik party's governing Central Committee.
Trotsky played an important role in laying the groundwork for the seizure of power from the
Russian Provisional Government
The Russian Provisional Government was a provisional government of the Russian Empire and Russian Republic, announced two days before and established immediately after the abdication of Nicholas II on 2 March, O.S. New_Style.html" ;"title="5 ...
headed by
Alexander Kerensky
Alexander Fyodorovich Kerensky ( – 11 June 1970) was a Russian lawyer and revolutionary who led the Russian Provisional Government and the short-lived Russian Republic for three months from late July to early November 1917 ( N.S.).
After th ...
, on November 7, 1917. Trotsky had become the head of the Petrograd Soviet in early October and had built the institution's Military-Revolutionary Committee into a fighting force.
[Vladimir Iu. Cherniaev, "Trotsky", p. 191.]
Following the dissolution of the
Kerensky government, Trotsky was named the first
People's Commissar of Foreign Affairs of the RSFSR of
Soviet Russia.
In April 1918, Trotsky was named
People's Commissar for War and the Navy. In this role, Trotsky built the
Red Army
The Workers' and Peasants' Red Army, often shortened to the Red Army, was the army and air force of the Russian Soviet Republic and, from 1922, the Soviet Union. The army was established in January 1918 by a decree of the Council of People ...
which would defend the new social-democrat regime against anti-Bolshevik factions in the
Russian Civil War
The Russian Civil War () was a multi-party civil war in the former Russian Empire sparked by the 1917 overthrowing of the Russian Provisional Government in the October Revolution, as many factions vied to determine Russia's political future. I ...
.
In 1923, Lenin retired from active political life following a series of strokes. Lenin's death in January 1924 ushered in an interregnum during which several leading political candidates competed for leadership. Lenin's longtime associate and
Communist International
The Communist International, abbreviated as Comintern and also known as the Third International, was a political international which existed from 1919 to 1943 and advocated world communism. Emerging from the collapse of the Second Internationa ...
chief
Grigory Zinoviev
Grigory Yevseyevich Zinoviev (born Ovsei-Gershon Aronovich Radomyslsky; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Zinoviev was a close associate of Vladimir Lenin prior to ...
, Moscow party leader
Lev Kamenev
Lev Borisovich Kamenev. ( Rozenfeld; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Kamenev was a leading figure in the early Soviet government and served as a Deputy Premier ...
, nationalities expert and party organization secretary
Joseph Stalin
Joseph Vissarionovich Stalin (born Dzhugashvili; 5 March 1953) was a Soviet politician and revolutionary who led the Soviet Union from 1924 until Death and state funeral of Joseph Stalin, his death in 1953. He held power as General Secret ...
, and military leader Trotsky were recognised as the leading contenders for party and state primacy. Trotsky's eloquence, popularity and role within the military led the other three contenders to form a temporary alliance against him.
Trotsky and his supporters were increasingly marginalized and isolated by the evolving Soviet leadership group over the next several years, with Trotsky labelled as a political oppositionist and his supporters undermined by political and police pressure. Trotsky's successive exiles, first in 1928 to the remote city of
Alma Ata in
Soviet Central Asia and again to
Turkey
Turkey, officially the Republic of Türkiye, is a country mainly located in Anatolia in West Asia, with a relatively small part called East Thrace in Southeast Europe. It borders the Black Sea to the north; Georgia (country), Georgia, Armen ...
in 1929, accelerated this marginization. Despite this, Trotsky continued to function as an opposition political leader from exile throughout the rest of his life. This continued political activism against the Soviet Union, now headed by Joseph Stalin, led to ongoing political pressure by the Soviet government against countries in which
Trotsky
Lev Davidovich Bronstein ( – 21 August 1940), better known as Leon Trotsky,; ; also transliterated ''Lyev'', ''Trotski'', ''Trockij'' and ''Trotzky'' was a Russian revolutionary, Soviet politician, and political theorist. He was a key figure ...
sought exile.
Writings and Publications
In the spring of 1935, Trotsky formally sought
political asylum
The right of asylum, sometimes called right of political asylum (''asylum'' ), is a juridical concept, under which people persecuted by their own rulers might be protected by another sovereignty, sovereign authority, such as a second country or ...
in Norway with an appeal to the
Labour Party government.
[Isaac Deutscher (1963). ''The Prophet Outcast: Trotsky: 1929–1940.'' London: Oxford University Press. p. 290.] In early June, Trotsky at notified that he was to proceed to the Norwegian
embassy
A diplomatic mission or foreign mission is a group of people from a Sovereign state, state or organization present in another state to represent the sending state or organization officially in the receiving or host state. In practice, the phrase ...
in
Paris
Paris () is the Capital city, capital and List of communes in France with over 20,000 inhabitants, largest city of France. With an estimated population of 2,048,472 residents in January 2025 in an area of more than , Paris is the List of ci ...
to obtain a
visa.
Norwegian politics intervened, however, and the visa approval was revoked by the time Trotsky arrived at the embassy on June 10.
French police alleged that this was part of a ruse to obtain residency in Paris by Trotsky, who had been banned from the city, and immediately ordered him to leave.
Trotsky's planned voyage to Norway was subsequently canceled. Norwegian authorities required Trotsky to obtain a permit for re-entry into France before a visa for travel to Norway would be granted.
[Deutscher, ''The Prophet Outcast,'' p. 291.] After negotiation, the demand for the unobtainable French re-entry permit was dropped and Trotsky was granted a six-month visa to enter Norway.
In accordance with terms previously set by the French government, the Norwegian government had the right to determine Trotsky's place of residence and to exclude him from the capital city of
Oslo
Oslo ( or ; ) is the capital and most populous city of Norway. It constitutes both a county and a municipality. The municipality of Oslo had a population of in 2022, while the city's greater urban area had a population of 1,064,235 in 2022 ...
.
[Deutscher, ''The Prophet Outcast,'' p. 292.] He arrived on June 18, 1935.
''The Revolution Betrayed'' was completed in August 1936, immediately prior to the public announcement of the first of three great public
Moscow trials instigated by the secret police, and subsequently known as the "
Great Purge
The Great Purge, or the Great Terror (), also known as the Year of '37 () and the Yezhovshchina ( , ), was a political purge in the Soviet Union that took place from 1936 to 1938. After the Assassination of Sergei Kirov, assassination of ...
" ().
[Leon Trotsky (1937). "Introduction". ''The Revolution Betrayed.'' New York: Doubleday, Doran & Co. p. 4.] The trial would ultimately end with the execution of
Grigory Zinoviev
Grigory Yevseyevich Zinoviev (born Ovsei-Gershon Aronovich Radomyslsky; – 25 August 1936) was a Russian revolutionary and Soviet politician. A prominent Old Bolsheviks, Old Bolshevik, Zinoviev was a close associate of Vladimir Lenin prior to ...
, Lev Kamenev, and other prominent Soviet political figures. Once Trotsky became aware of the trial, he rapidly added a short postscript to his introduction which claimed that the book constituted "advance exposure" of the Stalin regime's effort at "deliberate mystification".
Content
''The Revolution Betrayed'' has been characterized by historian Baruch
Knei-Paz as Trotsky's "major work on Stalinism" and constituted the chief
primary source
In the study of history as an academic discipline, a primary source (also called an original source) is an Artifact (archaeology), artifact, document, diary, manuscript, autobiography, recording, or any other source of information that was cre ...
for summaries of Trotsky's thinking on
bureaucracy
Bureaucracy ( ) is a system of organization where laws or regulatory authority are implemented by civil servants or non-elected officials (most of the time). Historically, a bureaucracy was a government administration managed by departments ...
in a seminal 1978 intellectual survey.
Knei-Paz considered that the subtitle chosen by Trotsky for ''The Revolution Betrayed''"What is the Soviet Union and Where is it Going?"accurately summarized the author's intent behind the book.
[Knei-Paz, ''The Social and Political Thought of Leon Trotsky,'' p. 385.] Trotsky was preoccupied with the question of whether the emerging bureaucratic political and economic formation in the USSR constituted a new social model not encompassed previously by Marxist doctrine.
Knei-Paz asserted that while Trotsky insisted that the Soviet system did not constitute any such new social and economic system, in reality the analysis he presented in ''The Revolution Betrayed'' was, in fact, "ambivalent".
The book is a wide-ranging critique of the USSR and its rulers, and advocates a new political revolution to overthrow the Stalinist dictatorship and bring about a socialist democracy. It opens by praising the positive economic advances of the USSR since the death of Lenin, citing growth in electrical power, agricultural output, industry, etc. It then proceeds to describe the limits on this economic advance, the nature of the new ruling elite, and predicts the ultimate downfall of the Soviet Union as a result of Stalinist rule. It places an emphasis on a Marxist method of analysis, and makes several key observations and predictions, some of which would only be borne out many decades later.
The first few chapters examine the "zigzags", as Trotsky describes them, in the policy pursued by the
Communist Party, citing rapid panicked changes in policy as a direct result of a lack of democracy. Trotsky highlights the most important of these "zigzags" in the field of economic policy, criticizing Stalin and
Nikolai Bukharin
Nikolai Ivanovich Bukharin (; rus, Николай Иванович Бухарин, p=nʲɪkɐˈlaj ɪˈvanəvʲɪdʑ bʊˈxarʲɪn; – 15 March 1938) was a Russian revolutionary, Soviet politician, and Marxist theorist. A prominent Bolshevik ...
's policy of at first opposing voluntary collectivization and increasing privatization of land and then of an abrupt reversal of policy towards rapid industrialization and forced collectivization, which Trotsky brands "economic adventurism" that carried "the nation to the edge of disaster". Trotsky then discusses labor productivity and criticizes the uselessness of the
Stakhanovite movement and "shock brigades".
Trotsky then analyzes the "Soviet
Thermidor
Thermidor () was the eleventh month in the French Republican calendar. The month was named after the French word ''thermal'', derived from the Greek word ''thermos'' 'heat'.
Thermidor was the second month of the summer quarter (''mois d'été ...
" (Thermidor is a reference to the later stages of the
French Revolution, when conservative forces took hold of society). He analyzes the triumph of Stalin, the separation of the party from Bolshevism, and the rising bureaucratic stratum. The importance of this chapter lies in Trotsky's observation that the ruling stratum in the USSR are neither capitalists nor workers, but rather a section of the
working class alienated from its class roots, influenced both by the bureaucracy left over from the Tsarist era and the de-politicisation of the working class.
Trotsky refers to Stalinism as a form of "
Bonapartism
Bonapartism () is the political ideology supervening from Napoleon Bonaparte and his followers and successors. The term was used in the narrow sense to refer to people who hoped to restore the House of Bonaparte and its style of government. In ...
", drawing a comparison with the French dictator
Napoleon Bonaparte
Napoleon Bonaparte (born Napoleone di Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French general and statesman who rose to prominence during the French Revolution and led Military career ...
and his capture of the French state after that country's revolution. Just as Bonaparte brought back the trappings of the aristocracy and imprisoned capitalists despite presiding over a new
capitalist social system, Stalin imprisons workers and behaves like a Tsar despite failing to overturn the gains of a
planned economy
A planned economy is a type of economic system where investment, production and the allocation of capital goods takes place according to economy-wide economic plans and production plans. A planned economy may use centralized, decentralized, ...
and
nominal public ownership. At the same time, Trotsky writes that this ruling stratum impoverishes the rest of society, asserting that "a planned economy requires democracy just as the human body requires oxygen"; without democracy, he predicts economic stagnation.
He next discusses everyday life in the Soviet Union, economic inequality and the oppression of the new
proletariat
The proletariat (; ) is the social class of wage-earners, those members of a society whose possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian or a . Marxist ph ...
. He links the increasing conservatism in the treatment of women and the family directly with the rise of Stalinism, and compares it to the period before the revolution. From here he discusses
foreign policy
Foreign policy, also known as external policy, is the set of strategies and actions a State (polity), state employs in its interactions with other states, unions, and international entities. It encompasses a wide range of objectives, includ ...
and the
Soviet military: the failure to defeat fascism, the re-institution of ranks and the loss of a militia, and closes by examining the future of the Soviet Union.
One of the predictions made by Trotsky was that the USSR would come before a disjuncture: either the toppling of the ruling bureaucracy by means of a political revolution, or capitalist restoration led by the bureaucracy:
This prediction was made at a time when most commentators, capitalist and Stalinist, predicted the continued rise of Soviet power. As Allin Cottrell and
Paul Cockshott
William Paul Cockshott (born 16 March 1952) is a Scottish academic in the fields of computer science and Marxist economics. He is a Reader at the University of Glasgow. Since 1993 he has authored multiple works in the tradition of scientif ...
would later write in their 1992 book ''Towards a New Socialism'', Trotsky's prediction proved prescient. Lack of economic democracy coupled with computer technology that (at the time) was not yet advanced enough to plan the economy led to economic stagnation in the 1960s and 1970s (
Era of Stagnation
The "Era of Stagnation" (, or ) is a term coined by Mikhail Gorbachev in order to describe the negative way in which he viewed the economic, political, and social policies of the Soviet Union that began during the rule of Leonid Brezhnev (1964 ...
). Leading members of the ruling party (who were overwhelmingly from the more privileged stratum of Soviet society) responded to the stagnation by
promoting capitalist reforms in the 1980s, rather than expanding more democratic forms of socialism.
See also
*
Betrayal thesis
*
List of books by Leon Trotsky
*
Predictions of the collapse of the Soviet Union
References
External links
''The Revolution Betrayed,''Marxists Internet Archive, www.marxists.org/
*
The Revolution Betrayed', scanned version in
PDF
Portable document format (PDF), standardized as ISO 32000, is a file format developed by Adobe Inc., Adobe in 1992 to present documents, including text formatting and images, in a manner independent of application software, computer hardware, ...
format of the 1937 American printing
After Ten Years: On Trotsky's The Revolution Betrayedby
C.L.R. James (1946)
The Revolution Betrayedby
Tony Cliff (1993).
{{DEFAULTSORT:Revolution Betrayed, The
1936 non-fiction books
Communist books
Marxist books
Works by Leon Trotsky
Books about the Soviet Union
Books about the Russian Revolution
Books about Trotskyism