The Regulator Movement in North Carolina, also known as the Regulator Insurrection, War of Regulation, and War of the Regulation, was an uprising in
Provincial North Carolina from 1766 to 1771 in which citizens took up arms against colonial officials who they viewed as corrupt. Historians such as
John Spencer Bassett
John Spencer Bassett (September 10, 1867 – January 27, 1928) was an American historian. He was a professor at Trinity College (today Duke University), and is best known today for the "Bassett Affair" in 1903 when he publicly criticized racism a ...
argue that the Regulators did not wish to change the form or principle of their government, but simply wanted to make the colony's political process more equal. They wanted better economic conditions for everyone, instead of a system that heavily benefited the colonial officials and their network of plantation owners mainly near the coast. Bassett interprets the events of the late 1760s in
Orange and surrounding counties as "...a peasants' rising, a popular upheaval."
[William A. Link, ''North Carolina: Change and Tradition in a Southern State'' (Wiley, 2018), pp. 88–93, 106.]
Causes of rebellion
Population increase and new settlers arrive
The western region of Provincial North Carolina experienced dramatic population growth in the 1760s. Thousands of colonists arrived from the eastern districts seeking greater opportunities. The inland section of the colonies had once been predominantly composed of planters with an agricultural economy. Merchants and lawyers began to move west, upsetting the social and political structure. They were joined by new
Scots-Irish immigrants, who populated the backcountry.
Economic depression
At the same time, the local inland agricultural community suffered from a deep economic depression because of severe droughts throughout the previous decade. The loss of crops cost farmers their food source as well as their primary means of income, which led many to rely on the goods being brought by newly arrived merchants. Due to income loss, the local planters often fell into debt. The merchants, in turn, relied on lawyers and the court to settle disputes. Debts were common at the time, and from 1755 to 1765, the cases brought to the docket increased nearly sixteen-fold, from seven annually to 111 in Orange County, North Carolina, alone.
Class war and political corruption
Such court cases could often lead to planters losing their homes and property, so they grew to resent the presence of the newcomers. The shift in population and politics eventually led to an imbalance within the colony's courthouses, and the new and well-educated lawyers used their superior knowledge of the law to their sometimes unjust advantage. A small clique of wealthy officials formed an exclusive inner circle in charge of the legal affairs of the area. The group was seen as a "
courthouse ring" made up of officials who grabbed most of the political power for themselves.
The abuse of the justice system was exacerbated by the tax-collecting local sheriffs supported by the courts. In many cases, the sheriffs and the courts held sole control over their local regions. Historian
William S. Powell writes that these local officials were perceived to be "unjust and dishonest", having engaged in extortion, embezzlement, and other schemes to benefit themselves.
One early protest was the Nutbush Address, given by George Sims on June 6, 1765. George was from Nutbush (later
Williamsboro, North Carolina). This address was a protest about provincial and county officials and the fees they charged residents of
Granville County. This later led to the "Regulator Movement" in North Carolina.
Regulators organize and arrival of Governor Tryon
In 1764, several thousand people from North Carolina, mainly from Orange, Granville, and
Anson counties in the western region, were dissatisfied with the wealthy North Carolina officials, whom they considered cruel, arbitrary, tyrannical and corrupt. With the arrival of Royal Governor
William Tryon
Lieutenant-General William Tryon (8 June 172927 January 1788) was a British Army officer and colonial administrator who served as governor of North Carolina from 1764 to 1771 and the governor of New York from 1771 to 1777. He also served durin ...
in 1765,
volatile conditions in North Carolina increasingly worsened. Many of the officers were greedy and often would band together with other local officials for their own personal gain. The entire system depended on the integrity of local officials, many of whom engaged in extortion; taxes collected often enriched the tax collectors directly. The system was endorsed by Governor Tryon, who feared losing the support of the various county officials.
The effort to eliminate the system of government became known as the Regulator Uprising, War of the Regulation, or the Regulator War. The most heavily affected areas were said to be those of
Rowan
The rowans ( or ) or mountain-ashes are shrubs or trees in the genus ''Sorbus'' of the rose family, Rosaceae. They are native throughout the cool temperate regions of the Northern Hemisphere, with the highest species diversity in the Himalaya ...
, Anson, Orange, Granville,
Cumberland
Cumberland ( ) is an area of North West England which was historically a county. The county was bordered by Northumberland to the north-east, County Durham to the east, Westmorland to the south-east, Lancashire to the south, and the Scottish ...
, and
Dobbs counties.
It was a struggle between mostly lower-class citizens, who made up the majority of the backcountry population of North and South Carolina, and the wealthy planter elite, who comprised about 5% of the population but maintained almost total control of the government.
The stated primary aim of the Regulators was to form an honest government and reduce taxation. The wealthy businessmen/politicians who ruled North Carolina saw it as a threat to their power. Ultimately, they brought in the militia to crush the rebellion and hanged its leaders. It is estimated that out of the 8,000 people living in Orange County at the time, some 6,000 to 7,000 supported the Regulators.
Regulator leadership under Herman Husband
Herman Husband became one of the unofficial leaders of the Regulators. Husband was from
Maryland
Maryland ( ) is a U.S. state, state in the Mid-Atlantic (United States), Mid-Atlantic region of the United States. It borders the states of Virginia to its south, West Virginia to its west, Pennsylvania to its north, and Delaware to its east ...
, born into a
Quaker
Quakers are people who belong to the Religious Society of Friends, a historically Protestant Christian set of denominations. Members refer to each other as Friends after in the Bible, and originally, others referred to them as Quakers ...
family. One of the major flaws in Husband's campaign was he tried to invite good relations with the eastern regions of North Carolina, mostly unaffected by the issues with local sheriffs. Husband retained very little control over the Regulators, who generally went against his policies of winning over public sentiment and committed acts of minor violence at regular intervals.
Another Regulator leader was James Hunter. He refused to take command of the Regulators after Husband's departure before the
Battle of Alamance
The Battle of Alamance, which took place on May 16, 1771, was the final confrontation of the Regulator Movement, a rebellion in colonial North Carolina over various issues with the Colonial Government. The Regulators primarily wanted reforms ...
. Captain
Benjamin Merrill had about 300 men under his control and would have assumed control over military leadership after James Hunter, but he was unable to serve in the Battle of Alamance.
Anti-Regulator forces
Governor
Arthur Dobbs, who wrote such popular works as ''Trade and Improvement of H'elend'' and ''Captain Middleton's Defense,'' served as the Royal Governor of North Carolina until his death in 1765.
William Tryon
Lieutenant-General William Tryon (8 June 172927 January 1788) was a British Army officer and colonial administrator who served as governor of North Carolina from 1764 to 1771 and the governor of New York from 1771 to 1777. He also served durin ...
succeeded him. Tryon had a
lavish home built in 1770 in
New Bern
New Bern, formerly Newbern, is a city in Craven County, North Carolina, United States, and its county seat. It had a population of 31,291 at the 2020 United States census, 2020 census. It is located at the confluence of the Neuse River, Neuse a ...
. This was resented by the Regulators, who were already paying substantial taxes. William (The Regulator) Butler was quoted as saying, "We are determined not to pay the Tax for the next three years, for the Edifice or Governor's House, nor will we pay for it."
Governor
Josiah Martin
Josiah Martin (23 April 1737 – 13 April 1786) was a British Army officer and colonial official who served as the ninth and last governor of North Carolina from 1771 to 1776, and in exile until 1783.
Early life and career
Martin was born i ...
succeeded Governor Tryon in office just after the end of the rebellion. His policies eased the burden on former Regulators and allowed them to be assimilated back into society.
Edmund Fanning was the main opposition to the Regulators. A graduate of
Yale College
Yale College is the undergraduate college of Yale University. Founded in 1701, it is the original school of the university. Although other Yale schools were founded as early as 1810, all of Yale was officially known as Yale College until 1887, ...
, he was generally regarded by his friends as well-disciplined and firm. He held many political offices in Orange County. He was once found guilty of embezzling money (along with Francis Nash) but was fined only one penny per charge.
Events
Breaking up the provincial court
North Carolina's colonial court met in
Hillsborough. On September 24, 1770, the Regulators entered Hillsborough, broke up the court, and dragged those they saw as corrupt officials through the streets.
The mob attempted to have the judge try the cases that were pending against several Regulator leaders, including Husband. The presiding Judge
Richard Henderson quickly adjourned the court until the next morning to avoid being forced to make a ruling in the presence of an angry mob of Regulators, and escaped in the night. The Regulators rioted, destroying public and private property alike. Fanning was among the lawyers beaten, found after taking refuge in a shop neighboring the courthouse. According to Judge Henderson, Fanning's beating was so severe that "one of his eyes was almost beaten out."
The courthouse was systematically and symbolically vandalized. Human waste was placed on the judge's seat, and the body of a long deceased slave was placed upon the lawyers' bar. The mob continued to destroy shops and property in the town, and ultimately brought their destruction to Fanning's personal residence. After destroying all of the furniture and drinking all of his alcohol, they picked apart his entire house. Henderson's barn, along with his stables and home, were burned to the ground.
They cracked the church bell of the Church of England but stopped short of looting the church.
Documents
There were several different publications and petitions circulated to promote the end of taxation and other issues. A number of influential members of the area communities signed the
Regulator Advertisement and the
Regulator Petition, of which there were several versions of each. Each document identified concerns and issues relevant to the Regulator Movement. The terms ''Regulation'' and ''Regulator'' were introduced in the Regulator Advertisement in 1768.
Battle of Alamance
While small acts of violence had been taking place for some time, mainly out of resentment, the first organized conflict was in
Mecklenburg County in 1765. Settlers in the region, who were there illegally, forced away surveyors of the region assigned with designating land. Minor clashes followed for the next several years in almost every western county, but the only true battle of the movement was the
Battle of Alamance
The Battle of Alamance, which took place on May 16, 1771, was the final confrontation of the Regulator Movement, a rebellion in colonial North Carolina over various issues with the Colonial Government. The Regulators primarily wanted reforms ...
on May 16, 1771.
Governor Tryon and his forces, which numbered just over 1,000, with roughly 150 officers, arrived at Hillsborough on May 9, 1771. At the same time, General
Hugh Waddell, supporting the governor, en route with a contingent of 236 militia,
was met by a large contingent of Regulators under the leadership of Captain
Benjamin Merrill. Realizing his force was outnumbered, he fell back to
Salisbury
Salisbury ( , ) is a city status in the United Kingdom, cathedral city and civil parish in Wiltshire, England with a population of 41,820, at the confluence of the rivers River Avon, Hampshire, Avon, River Nadder, Nadder and River Bourne, Wi ...
. Two days later, on May 11, 1771, having received word of the retreat from a messenger, Tryon sent the force to support General Waddell. He intentionally chose a path which would lead his forces through Regulator territory. By May 14, 1771, his militia troops had reached Alamance and set up camp. Leaving about 70 men behind to guard the position, he moved the remainder of his force, slightly under 1,000 men and 8 cannons, to find the Regulators.
About away, a force of approximately 2,000 Regulators (by some accounts, 6,000),
was gathered mainly as a display of force and not a standing army. The general Regulator strategy was to scare the governor with a show of superior numbers in order to force the governor to give in to their demands. On May 16, 1771, along the Salisbury-Hillsborough Road Tryon met the Regulators with 1,000 men and 8 cannons. After ordering them to disperse and waiting for an hour they opened fire with cannons and muskets on to the crowd. The battle lasted 2 hours and involved 1% of the North Carolinian population at the time and most of its prominent people. The battle was over with nine deaths for the governor's forces and about 100 killed and 200 wounded on the Regulator side. Afterwards Tryon conducted a campaign of terror against the population and hanged outlaw Regulators, burned people's homes, and forced oaths out of the population. Six Regulators were rapidly tried and hanged for their part in the uprising.
Aftermath
Following the battle, Tryon's militia army traveled through Regulator territory, where he had Regulators and Regulator sympathizers sign loyalty oaths and destroyed the properties of the most active Regulators. He also raised taxes to pay for his militia's defeat of the Regulators.
At the time of their defeat at Alamance, public opinion was decidedly against the Regulators. They were seen as "lawless desperadoes," and Governor Tryon was praised for his actions in stamping out the rebellion.
As news articles spread the word of his victory, Tryon was branded a hero of the colonies for defeating the larger group of Regulators with his small, well prepared militia. However, as the initial excitement over the battle died down, many newsmen, especially in the
Boston
Boston is the capital and most populous city in the Commonwealth (U.S. state), Commonwealth of Massachusetts in the United States. The city serves as the cultural and Financial centre, financial center of New England, a region of the Northeas ...
area, began to question the reasons behind the rebellion and investigated further. Several reasons were found to regard the destruction of the Regulators as an act of an oppressive government. Most particularly admonished were the methods Tryon had used to win the battle. The use of a
riot act
The Riot Act (1 Geo. 1. St. 2. c. 5), sometimes called the Riot Act 1714 or the Riot Act 1715, was an act of the Parliament of Great Britain which authorised local authorities to declare any group of 12 or more people to be unlawfully assembled ...
and the execution of rebellion leaders after the battle was frowned upon. Reports also indicated that battlefield misconduct had taken place on the governor's side, including giving the farmers a one-hour warning period before the battle began, and subsequently breaking that agreement to bombard them with artillery fire.
Despite the government's victory over the militia, the rule of law continued to languish in western North Carolina in years after the battle at Alamance. Records indicate the district court in Salisbury ceased to convene after 1770 and the court in Hillsborough only met twice in 1772 and never thereafter. Many of the main leaders remained in hiding until 1772, when they were no longer considered outlaws. Many Regulators moved further west into places such as
Tennessee
Tennessee (, ), officially the State of Tennessee, is a landlocked U.S. state, state in the Southeastern United States, Southeastern region of the United States. It borders Kentucky to the north, Virginia to the northeast, North Carolina t ...
, notably establishing both the
Watauga Association in 1772 and the
State of Franklin
The State of Franklin (also the Free Republic of Franklin, Lost State of Franklin, or the State of Frankland) was an unrecognized proposed U.S. state, state located in present-day East Tennessee, in the United States. Franklin was created in ...
in 1784. After 1775, many of the ex-Regulators who remained in North Carolina became Loyalists and opposed the
American Revolution
The American Revolution (1765–1783) was a colonial rebellion and war of independence in which the Thirteen Colonies broke from British America, British rule to form the United States of America. The revolution culminated in the American ...
.
Regulation in South Carolina
In the late 1760s the neighboring South Carolina colony also had regulators, albeit with very different goals. They were wealthy land owners who had grievances. However their main problems stemmed not from corruption, but from widespread crime and weak law enforcement, as well as a lack of representation and of government-provided services such as courts and churches. These regulators were highly successful.
[Rachel N. Klein, "Ordering the Backcountry: The South Carolina Regulation" ''William and Mary Quarterly'' 38 (4): 661–680.]
In popular culture
* The Regulators are featured as important characters in
Jimmy Carter
James Earl Carter Jr. (October 1, 1924December 29, 2024) was an American politician and humanitarian who served as the 39th president of the United States from 1977 to 1981. A member of the Democratic Party (United States), Democratic Party ...
's
historical novel
Historical fiction is a literary genre in which a fictional plot takes place in the setting of particular real historical events. Although the term is commonly used as a synonym for historical fiction literature, it can also be applied to oth ...
''
The Hornet's Nest
''The Hornet's Nest'' is a 2014 American documentary film about the Afghanistan war, directed and produced by David Salzberg and Christian Tureaud.
The film follows two journalists, Mike Boettcher and Carlos Boettcher (a father and son), embedde ...
'' (2003).
*
Diana Gabaldon features the Battle of Alamance as a significant event in her historical time-travel novel
''The Fiery Cross'', the fifth book in the ''Outlander'' series. The battle was featured in the 7th episode of Season 5 of
Outlander (TV series)
''Outlander'' is a historical drama television series based on the book series of the same name by Diana Gabaldon. Developed by Ronald D. Moore, the show premiered on August 9, 2014, on Starz. It stars Caitríona Balfe as Claire Randall, ...
.
See also
*
Vigilantism in the United States of America
*
Regulator Movement in South Carolina
*
Gideon Gibson Jr.
Gideon Gibson Jr., (c. 1721–1792) was a free man of color in the colony of South Carolina. Gibson became an enslaver and "War of the Regulation, regulator" in the backcountry. Gibson supported their vigilantism to oppose British taxation policy.
...
References
Works cited
*
Further reading
* Brown, Richard Maxwell. ''The South Carolina Regulators: The Story of the First American Vigilante Movement''. Cambridge, Massachusetts: Belknap Press of Harvard University, 1963, a major scholarly history.
* Brown, Richard Maxwell. '' Strain of Violence: Historical Studies of American Violence and Vigilantism'' (Oxford UP, 1975) pp. 67–90.
* Gross, David (ed.) ''We Won't Pay!: A Tax Resistance Reader'' pp. 77–79
* Hamilton, Jon Jay. ''Herman Husband: Penman of the Regulation.'' Graduate thesis. Wake Forest University, 1969.
* Hooker, Richard J. Hooker, ed. ''The
outhCarolina Backcountry on the Eve of the Revolution: The Journal and Other Writings of Charles Woodmason, Anglican Itinerant''. 1953. . Also contains information on North Carolina conditions.
* Johnson, D. Andrew. “The Regulation Reconsidered: Shared Grievances in the Colonial Carolinas” ''South Carolina Historical Magazine'' 114#2, (2013), pp. 132–54
online* Kars, Marjoleine. ''Breaking Loose Together: The Regulator Rebellion in Pre-Revolutionary North Carolina.'' Chapel Hill: University of North Carolina Press, 2002, a major scholarly history.
* Kay, Marvin L. M. "The North Carolina Regulation, 1766–1776: A Class Conflict." In ''The American Revolution: Explorations in the History of American Radicalism,'' edited by Alfred F. Young. DeKalb: Northern Illinois University Press, 1976.
* Kay, Marvin L. M., and Lorin Lee Cary. "Class, Mobility, and Conflict in North Carolina on the Eve of the Revolution." In ''The Southern Experience in the American Revolution,'' edited by Jeffrey J. Crow and Larry E. Tise. Chapel Hill: University of North Carolina Press, 1978.
* Klein, Rachel N. ''Unification of a Slave State: The Rise of the Planter Class in the South Carolina Backcountry, 1760–1808''. Chapel Hill, NC: University of North Carolina Press, 1990.
* Lefler, Hugh Talmage, and Albert Ray Newsome. ''North Carolina: the history of a Southern State'' (2nd ed. U of North Carolina Press, 1963
online* Nelson, Lynn A. "Historiographical Conversations about the Backcountry: Politics." ''Journal of Backcountry Studies''. Vol II, No. 2 (Fall 200
* Powell, William S., James K. Huhta, and Thomas J. Farnham (eds). ''The Regulators in North Carolina: A Documentary History.'' Raleigh: State Dept. of Archives and History, 1971.
* Stewart, Cory Joe, "The Affairs of Boston in the North Carolina Backcountry during the American Revolution" (PhD dissertation, University of North Carolina at Greensboro; ProQuest Dissertations Publishing, 2010. 3418839
online* Troxler, Carole Watterson. "Farming Dissenters: The Regulator Movement in Piedmont North Carolina." North Carolina Department of Cultural Resources, 2011.
* Whittenburg, James Penn. ''Backwoods Revolutionaries: Social Context and Constitutional Theories of the North Carolina Regulators, 1765–1771.'' Graduate thesis. University of Georgia, 1974.
External links
Chapter II, Blood Shed on the Alamancein ''Sketches of North Carolina, Historical and Biographical, Illustrative of the Principles of a Portion of Her Early Settlers'' by Rev. William Henry Foote, 1846.
Resolves of the Regulatorsin Chapter II, WataugaIts Settlement and Government, in ''The Annals of Tennessee to the End of the Eighteenth Century'' by J. G. M. Ramsey, 1853.
{{DEFAULTSORT:Regulator Movement
Regulator Movement,
Conflicts in 1766
Conflicts in 1767
Conflicts in 1768
Conflicts in 1769
Conflicts in 1770
Conflicts in 1771
1760s in North Carolina
1770s in North Carolina
18th-century rebellions
Agrarian politics
Province of North-Carolina
Rebellions against the British Empire
Rebellions in the Thirteen Colonies