Referendums In Tuvalu
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A referendum, plebiscite, or ballot measure is a
direct Direct may refer to: Mathematics * Directed set, in order theory * Direct limit of (pre), sheaves * Direct sum of modules, a construction in abstract algebra which combines several vector spaces Computing * Direct access (disambiguation), ...
vote Voting is the process of choosing officials or policies by casting a ballot, a document used by people to formally express their preferences. Republics and representative democracies are governments where the population chooses representative ...
by the
electorate Electorate may refer to: * The people who are eligible to vote in an election, especially their number e.g. the term ''size of (the) electorate'' * The dominion of a prince-elector in the Holy Roman Empire until 1806 * An electoral district ...
(rather than their representatives) on a proposal, law, or political issue. A referendum may be either binding (resulting in the adoption of a new
policy Policy is a deliberate system of guidelines to guide decisions and achieve rational outcomes. A policy is a statement of intent and is implemented as a procedure or protocol. Policies are generally adopted by a governance body within an or ...
) or advisory (functioning like a large-scale
opinion poll An opinion poll, often simply referred to as a survey or a poll, is a human research survey of public opinion from a particular sample. Opinion polls are usually designed to represent the opinions of a population by conducting a series of qu ...
).


Etymology

'Referendum' is the
gerundive In Latin grammar, a gerundive () is a verb form that functions as a verbal adjective. In Classical Latin, the gerundive has the same form as the gerund, but is distinct from the present active participle. In Late Latin, the differences were lar ...
form of the
Latin Latin ( or ) is a classical language belonging to the Italic languages, Italic branch of the Indo-European languages. Latin was originally spoken by the Latins (Italic tribe), Latins in Latium (now known as Lazio), the lower Tiber area aroun ...
verb , literally "to carry back" (from the verb , "to bear, bring, carry" plus the inseparable
prefix A prefix is an affix which is placed before the stem of a word. Particularly in the study of languages, a prefix is also called a preformative, because it alters the form of the word to which it is affixed. Prefixes, like other affixes, can b ...
, here meaning "back"Marchant & Charles, Cassell's Latin Dictionary, 1928, p. 469.). As a gerundive is an
adjective An adjective (abbreviations, abbreviated ) is a word that describes or defines a noun or noun phrase. Its semantic role is to change information given by the noun. Traditionally, adjectives are considered one of the main part of speech, parts of ...
,A gerundive is a verbal adjective (Kennedy's Shorter Latin Primer, 1962 edition, p. 91.) not a
noun In grammar, a noun is a word that represents a concrete or abstract thing, like living creatures, places, actions, qualities, states of existence, and ideas. A noun may serve as an Object (grammar), object or Subject (grammar), subject within a p ...
, it cannot be used alone in Latin, and must be contained within a context attached to a noun such as , "A proposal which must be carried back to the people". The addition of the verb (3rd person singular, ) to a gerundive, denotes the idea of necessity or compulsion, that which "must" be done, rather than that which is "fit for" doing. Its use as a noun in English is not considered a strictly grammatical usage of a foreign word but is rather a newly coined English noun, which follows English grammatical usage, not Latin grammatical usage. This determines the form of the plural in English, which according to English grammar should be "referendums". The use of "referenda" as a plural form in English (treating it as a Latin word and attempting to apply to it the rules of Latin grammar) is unsupportable according to the rules of both Latin and English grammar. The use of "referenda" as a plural form is posited hypothetically as either a gerund or a gerundive by the ''
Oxford English Dictionary The ''Oxford English Dictionary'' (''OED'') is the principal historical dictionary of the English language, published by Oxford University Press (OUP), a University of Oxford publishing house. The dictionary, which published its first editio ...
'', which rules out such usage in both cases as follows:Oxford English Dictionary: 'Referendum'
''Referendums'' is logically preferable as a plural form meaning 'ballots on one issue' (as a Latin gerund,a
gerund In linguistics, a gerund ( abbreviated ger) is any of various nonfinite verb forms in various languages; most often, but not exclusively, it is one that functions as a noun. The name is derived from Late Latin ''gerundium,'' meaning "which is ...
is a verbal noun (Kennedy's Shorter Latin Primer, 1962 edition, p. 91.) but has no nominative case, for which an infinitive (''referre'') serves the purpose. It has only accusative, genitive, dative and ablative cases (Kennedy's Shorter Latin Primer, 1962 edition, pp. 91–92.)
referendum has no plural). The Latin plural gerundive 'referenda', meaning 'things to be referred', necessarily connotes a plurality of issues.i.e. ''Proposita quae referenda sunt popolo'', "Proposals which must be carried back to the people"
It is closely related to
agenda Agenda (: agendum) may refer to: Information management * Agenda (meeting), points to be discussed and acted upon, displayed as a list * Political agenda, the set of goals of an ideological group * Lotus Agenda, a DOS-based personal informatio ...
, "those matters which must be driven forward", from , to impel or drive forwards; and
memorandum A memorandum (: memorandums or memoranda; from the Latin ''memorandum'', "(that) which is to be remembered"), also known as a briefing note, is a Writing, written message that is typically used in a professional setting. Commonly abbreviation, ...
, "that matter which must be remembered", from , to call to mind,
corrigenda An erratum or corrigendum (: errata, corrigenda) (comes from ) is a correction of a published text. Generally, publishers issue an erratum for a production error (i.e., an error introduced during the publishing process) and a corrigendum for an a ...
, from , to rule, make straight, those things which must be made straight (corrected), etc. The term 'plebiscite' has a generally similar meaning in modern usage and comes from the Latin ''plebiscita'', which originally meant a decree of the '' Concilium Plebis'' (Plebeian Council), the popular assembly of the
Roman Republic The Roman Republic ( ) was the era of Ancient Rome, classical Roman civilisation beginning with Overthrow of the Roman monarchy, the overthrow of the Roman Kingdom (traditionally dated to 509 BC) and ending in 27 BC with the establis ...
. Today, a referendum can also often be referred to as a plebiscite, but in some countries the two terms are used differently to refer to votes with differing types of legal consequences. In Australia, a 'referendum' is often said to be a vote to change the federal constitution and 'plebiscite' a vote which does not affect the federal constitution. However, this is erroneous as not all federal referendums have been on constitutional matters (such as the
1916 Australian conscription referendum The 1916 Australian referendum, concerning how conscripted soldiers could be deployed, was held on 28 October 1916. It was the first non-binding Referendums in Australia, Australian referendum (often referred to as a wikt:plebiscite, plebiscit ...
), and state votes that likewise do not affect either the federal or state constitution are frequently said to be referendums (such as the
2009 Western Australian daylight saving referendum The 2009 Western Australian daylight saving referendum was held on 16 May 2009 in the Australian state of Western Australia to decide if daylight saving time should be adopted. It was the fourth such proposal which had been put to Western Austra ...
). Historically, they are used by Australians interchangeably and a plebiscite was considered another name for a referendum. In Ireland, 'plebiscite' referred to the vote to adopt its constitution, but a subsequent vote to amend the constitution is called a 'referendum', as is a poll of the electorate on a non-constitutional bill.


History

The name and use of the 'referendum' is thought to have originated in the
Swiss Swiss most commonly refers to: * the adjectival form of Switzerland * Swiss people Swiss may also refer to: Places * Swiss, Missouri * Swiss, North Carolina * Swiss, West Virginia * Swiss, Wisconsin Other uses * Swiss Café, an old café located ...
canton of Graubünden as early as the 16th century. After a reduction in the number of referendums in the Mid-twentieth century, the referendum as a political tool has been increasing in popularity since the 1970s. This increase has been attributed to
dealignment Dealignment, in political science, is a trend or process whereby a large portion of the electorate abandons its previous partisan affiliation, without developing a new one to replace it. It is contrasted with political realignment. Many scholars ar ...
of the public with political parties, as specific policy issues became more important to the public than party identifiers.


Types


Classification

The term "referendum" covers a variety of different meanings, and the terminology is different depending on the use. A referendum can be binding or advisory. In some countries, different names are used for these two types of referendum. Referendums can be further classified by who initiates them. David Altman proposes four dimensions that referendums can be classified by: *
Mandatory Mandate most often refers to: * League of Nations mandates, quasi-colonial territories established under Article 22 of the Covenant of the League of Nations, 28 June 1919 * Mandate (politics), the power granted by an electorate Mandate may also r ...
(legally required) vs Optional (ad hoc) * Binding vs consultative * Citizen initiated (bottom-up) vs Authorities initiated (top-down) * Proactive (proposing a change) vs reactive (preventing a change)


Mandatory referendums

A
mandatory referendum A mandatory referendum, also known as an obligatory referendum, is a referendum that is legally required to be held under specific circumstances. This is in contrast to an optional referendum, which comes from either by public or legislative ...
is a class of referendum required to be voted on if certain conditions are met or for certain government actions to be taken. They do not require any signatures from the public. In areas that use referendums a mandatory referendum is commonly used as a legally required step for ratification for constitutional changes, ratifying international treaties and joining international organizations, and certain types of public spending. Typical types of mandatory referendums include: * Constitutional changes: Some countries or local governments choose to enact any constitutional amendments with a mandatory referendum. These include
Australia Australia, officially the Commonwealth of Australia, is a country comprising mainland Australia, the mainland of the Australia (continent), Australian continent, the island of Tasmania and list of islands of Australia, numerous smaller isl ...
,
Ireland Ireland (, ; ; Ulster Scots dialect, Ulster-Scots: ) is an island in the North Atlantic Ocean, in Northwestern Europe. Geopolitically, the island is divided between the Republic of Ireland (officially Names of the Irish state, named Irelan ...
,
Switzerland Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
, Denmark, and 49 of the 50
U.S. state In the United States, a state is a constituent political entity, of which there are 50. Bound together in a political union, each state holds governmental jurisdiction over a separate and defined geographic territory where it shares its so ...
s (the only exception is
Delaware Delaware ( ) is a U.S. state, state in the Mid-Atlantic (United States), Mid-Atlantic and South Atlantic states, South Atlantic regions of the United States. It borders Maryland to its south and west, Pennsylvania to its north, New Jersey ...
). *
Financial referendum The financial referendum (also known as a budget referendum) is a form of the referendum and an instrument of direct democracy. It always relates to parts of the public budget of a government and allows citizens to vote directly on individual budg ...
: Many localities require a referendum in order for the government to issue certain bonds, raise taxes above a specified amount, or take on certain amounts of debt. In
California California () is a U.S. state, state in the Western United States that lies on the West Coast of the United States, Pacific Coast. It borders Oregon to the north, Nevada and Arizona to the east, and shares Mexico–United States border, an ...
for example, the state government may not borrow more than $300,000 without a public vote in a statewide bond
proposition A proposition is a statement that can be either true or false. It is a central concept in the philosophy of language, semantics, logic, and related fields. Propositions are the object s denoted by declarative sentences; for example, "The sky ...
. * International relations: Switzerland has mandatory referendums on enacting
international treaties A treaty is a formal, legally binding written agreement between sovereign states and/or international organizations that is governed by international law. A treaty may also be known as an international agreement, protocol, covenant, conventi ...
that have to do with
collective security Collective security is arrangement between states in which the institution accepts that an attack on one state is the concern of all and merits a collective response to threats by all. Collective security was a key principle underpinning the Lea ...
and joining a supranational community. This type of referendum has only occurred once in the country's history: a failed attempt in 1986 for Switzerland to join the
United Nations The United Nations (UN) is the Earth, global intergovernmental organization established by the signing of the Charter of the United Nations, UN Charter on 26 June 1945 with the stated purpose of maintaining international peace and internationa ...
. *
War referendum A war referendum is a proposed type of referendum in which citizens would decide whether a nation should go to war. No such referendum has ever taken place. The earliest idea of a war referendum came from the Marquis de Condorcet in 1793 and Imman ...
: A hypothetical type of referendum, first proposed by
Immanuel Kant Immanuel Kant (born Emanuel Kant; 22 April 1724 – 12 February 1804) was a German Philosophy, philosopher and one of the central Age of Enlightenment, Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works ...
, is a referendum to approve a declaration of war in a
war referendum A war referendum is a proposed type of referendum in which citizens would decide whether a nation should go to war. No such referendum has ever taken place. The earliest idea of a war referendum came from the Marquis de Condorcet in 1793 and Imman ...
. It has never been enacted by any country, but was debated in the United States in the 1930s as the
Ludlow Amendment The Ludlow Amendment was a proposed amendment to the Constitution of the United States which called for a national referendum on any declaration of war by Congress, except in cases when the United States had been attacked first.H.J. Res. 167, 74 ...
.


Optional referendum

An
optional referendum The optional referendum is a referendum which comes from a request by governmental authorities or the public. The best known types of optional referendums is the popular initiative to request a law, and the popular (or abrogative) referendum ...
is a class of referendums that is put to the vote as a result of a demand. This may come from the executive branch, legislative branch, or a request from the people (often after meeting a signature requirement). Types of optional referendums include: * Authorities plebiscite: Also known as a legislative referral, are initiated by the legislature or government. These may be advisory questions to gauge public opinion or binding questions of law. *
Popular initiative A popular initiative (also citizens' initiative) is a form of direct democracy by which a petition meeting certain hurdles can force a legal procedure on a proposition. In direct initiative, the proposition is put directly to a plebiscite o ...
or Initiative referendum: A citizen-led process to propose and vote on new laws. *
Popular referendum A popular referendum, depending on jurisdiction also known as a citizens' veto, people's veto, veto referendum, citizen referendum, abrogative referendum, rejective referendum, suspensive referendum, and statute referendum,Maija SetäläReferend ...
: A citizen-led process to oppose and strike down existing laws. *
Recall referendum A recall election (also called a recall referendum, recall petition or representative recall) is a procedure by which voters can remove an elected official from office through a referendum before that official's term of office has ended. Recalls ...
: A procedure to remove elected officials before the end of their
term of office A term of office, electoral term, or parliamentary term is the length of time a person serves in a particular elected office. In many jurisdictions there is a defined limit on how long terms of office may be before the officeholder must be subjec ...
. Depending on the area and position, a recall may be for a specific individual, such as an individual legislator, or more general such as an entire legislature.


Rationale

From a political-philosophical perspective, referendums are an expression of
direct democracy Direct democracy or pure democracy is a form of democracy in which the Election#Electorate, electorate directly decides on policy initiatives, without legislator, elected representatives as proxies, as opposed to the representative democracy m ...
, but today, most referendums need to be understood within the context of
representative democracy Representative democracy, also known as indirect democracy or electoral democracy, is a type of democracy where elected delegates represent a group of people, in contrast to direct democracy. Nearly all modern Western-style democracies func ...
. They tend to be used quite selectively, covering issues such as changes in voting systems, where currently elected officials may not have the legitimacy or inclination to implement such changes.


By country

Since the end of the 18th century, hundreds of national referendums have been organised in the world; almost 600 national votes have been held in
Switzerland Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
since its inauguration as a modern state in 1848.
Italy Italy, officially the Italian Republic, is a country in Southern Europe, Southern and Western Europe, Western Europe. It consists of Italian Peninsula, a peninsula that extends into the Mediterranean Sea, with the Alps on its northern land b ...
ranks second with 78 Referendums in Italy, national referendums: 72 popular referendums (51 of which were proposed by the Radical Party (Italy), Radical Party), 4 constitutional referendums, 1946 Italian institutional referendum, one institutional referendum and 1989 Italian advisory referendum, one advisory referendum.


By issue


Civil rights referendum


Financial referendum


Mining referendum


Independence referendum


Referendums related to the European Union


Design and procedure


Multiple-choice referendums

A referendum usually offers the electorate a straight choice between accepting or rejecting a proposal. However some referendums give voters multiple choices, and some use transferable voting. This has also been called a wiktionary:Preferendum, preferendum when the choices given allow the voters to weight their support for a policy. In Switzerland, for example, multiple choice referendums are common. Two multiple choice referendums were held in Sweden, in 1957 and in 1980, in which voters were offered three options. In 1977, a referendum held in Australia to determine a new Advance Australia Fair, national anthem was held, in which voters had four choices. In 1992, New Zealand held a five-option referendum on their electoral system. In 1982, Guam had a referendum that used six options, with an additional blank option for those wishing to (campaign and) vote for their own seventh option. A multiple choice referendum poses the question of how the result is to be determined. They may be set up so that if no single option receives the support of an absolute majority (more than half) of the votes, resort can be made to the two-round system or instant-runoff voting, which is also called IRV and PV. In 2018 the Irish Citizens' Assembly (Ireland), Citizens' Assembly considered the conduct of future referendums in Ireland, with 76 of the members in favour of allowing more than two options, and 52% favouring preferential voting in such cases. Other people regard a non-majoritarian methodology like the Modified Borda Count (MBC) as more inclusive and more accurate. Swiss referendums offer a separate vote on each of the multiple options as well as an additional decision about which of the multiple options should be preferred. In the Swedish case, in both referendums the 'winning' option was chosen by the First Past the Post electoral system, Single Member Plurality ("first past the post") system. In other words, the winning option was deemed to be that supported by a plurality (voting), plurality, rather than an absolute majority, of voters. In the 1977 Australian referendum, the winner was chosen by the system of preferential instant-runoff voting (IRV). Polls in Newfoundland (1949) and Guam (1982), for example, were counted under a form of the two-round system, and an unusual form of TRS was used in the 1992 New Zealand poll. Although
California California () is a U.S. state, state in the Western United States that lies on the West Coast of the United States, Pacific Coast. It borders Oregon to the north, Nevada and Arizona to the east, and shares Mexico–United States border, an ...
has not held multiple-choice referendums in the Swiss or Swedish sense (in which only one of several counter-propositions can be victorious, and the losing proposals are wholly null and void), it does have so many yes-or-no referendums at each election day that conflicts arise. The State's constitution provides a method for resolving conflicts when two or more inconsistent propositions are passed on the same day. This is a de facto form of approval voting—i.e. the proposition with the most "yes" votes prevails over the others to the extent of any conflict. Other voting systems that could be used in multiple-choice referendum are Condorcet method and quadratic voting (including Quadratic voting#Quadratic funding, quadratic funding).


Electronic referendum


Quorum

Quorums are typically introduced to prevent referendum results from being skewed by low turnout or decided by a motivated minority of voters.


Participation quorum

Referendums may require a Voter turnout, turnout threshold (also called a participation quorum) in order for the referendum to be considered legally valid. In a participation quorum a majority of those voting must approve of the referendum, and a certain percentage of population must have voted in order for the results to be approved. The usage of participation quorums in referendums is controversial, as higher requirements have been shown to reduced turnout and voter participation. With high participation quorums, the opposition of a referendum has an interest in Abstention, abstaining from the vote instead of participating, in order to invalidate the referendum results through low turnout. This is a form of the Participation criterion, no-show paradox. All others who are not voting for other reasons, including those with no opinion, are effectively also voting against the referendum. In the 2005 Italian fertility laws referendum, opposition to the proposed loosening of laws on research on embryos and on allowing In vitro fertilisation, in-vitro fertilization, campaigned for people to abstain from voting to drive down turnout. Although a majority of people voted yes for the changes in the law, the results were invalid because participation was low.


Disputes

Important referendums are frequently challenged in courts. In pre-referendum disputes, plaintiffs have often tried to prevent the referendum to take place. In one such challenge, in 2017, the Constitutional Court of Spain, Spanish Constitutional Court suspended the Catalonia's 2017 Catalan independence referendum, independence referendum. In post-referendum disputes, they challenge the result. British courts dismissed post-referendum challenges of the 2016 United Kingdom European Union membership referendum, Brexit referendum. International court, International tribunals have traditionally not interfered with referendum disputes. In 2021, the European Court of Human Rights extended its jurisdiction to referendums in its judgment ''Toplak and Mrak v. Slovenia'', initiated by two Disability, disabled voters over polling place Accessibility, access.


Criticisms


Criticism of populist aspect

In Political Governance states that voters in a referendum are more likely to be driven by transient whims than by careful deliberation, or that they are not sufficiently informed to make decisions on complicated or technical issues. Also, voters might be swayed by propaganda, strong personalities, intimidation, and expensive advertising campaigns. James Madison argued that direct democracy is the "tyranny of the majority". Some opposition to the referendum has arisen from its use by dictators such as Adolf Hitler and Benito Mussolini who, it is argued, used the plebiscite to disguise oppressive policies as populism. Dictators may also make use of referendums as well as show elections to further legitimize their authority such as António de Oliveira Salazar in 1933 Portuguese constitutional referendum, 1933; Benito Mussolini in 1934 Italian general election, 1934; Adolf Hitler in 1934 German referendum, 1934, 1936 German election and referendum, 1936; Francisco Franco in 1947 Spanish law of succession referendum, 1947; Park Chung Hee in 1972 South Korean constitutional referendum, 1972; and Ferdinand Marcos in 1973 Philippine constitutional plebiscite, 1973. Hitler's use of plebiscites is argued as the reason why, since World War II, there has been no provision in Germany for the holding of referendums at the federal level. In recent years, referendums have been used strategically by several European governments trying to pursue political and electoral goals. In 1995, John Bruton considered that


Closed questions and the separability problem

Some critics of the referendum attack the use of closed questions. A difficulty called the separability problem can plague a referendum on two or more issues. If one issue is in fact, or in perception, related to another on the ballot, the imposed simultaneous voting of first preference on each issue can result in an outcome which is displeasing to most.


Undue limitations on regular government power

Several commentators have noted that the use of Popular initiative, citizens' initiatives to amend constitutions has so tied the government to a jumble of popular demands as to render the government unworkable. A 2009 article in ''The Economist'' argued that this had restricted the ability of the
California California () is a U.S. state, state in the Western United States that lies on the West Coast of the United States, Pacific Coast. It borders Oregon to the north, Nevada and Arizona to the east, and shares Mexico–United States border, an ...
state government to tax the people and pass the budget, and called for an entirely new Californian constitution. A similar problem also arises when elected governments accumulate excessive debts. That can severely reduce the effective margin for later governments. Both these problems can be moderated by a combination of other measures as * strict rules for correct accounting on budget plans and effective public expenditure; * mandatory assessment by an independent public institution of all budgetary implications of all legislative proposals, before they can be approved; * mandatory prior assessment of the constitutional coherence of any proposal; * interdiction of extra-budget expenditure (tax payers anyway have to fund them, sooner or later).


Disproportionate disruption

Referendums occur occasionally rather than periodically as elections are and they do not offer the same kind of formal opposition. Because referendums affect for a longer term than legislative deliberation, a turnout and supermajority requirement is necessary to maintain principles of majoritarianism. In republic polities, referendums could be used to bypass legislatures and representatives by the executive body. Zurcher argues that the use of the Nazi referendums was ending turnout requirements to advance intrinsic advantages in an otherwise slower and more demanding manner to constitutional and policy changes.


Sources

* The Federal Authorities of the Swiss Confederation, statistics (German)
Statistik Schweiz – Stimmbeteiligung
*


See also

* Right to petition *Deliberative referendum


External links


From 1777 inclusively


References


Further reading

*Smith, Julie (ed.). 2021.
The Palgrave Handbook of European Referendums
'. Palgrave. * * * * Morel, L. (2011). 'Referenda'. In: B. Badie, D. Berg-Schlosser, & L. Morlino (eds), ''International Encyclopedia of Political Science''. Thousand Oaks: Sage: 2226–2230. {{Authority control Referendums, Politics Direct democracy Voting Political terminology Latin gerundives in English