A letter of recommendation or recommendation letter, also known as a letter of reference, reference letter, or simply reference, is a document in which the writer assesses the qualities, characteristics, and capabilities of the person being recommended in terms of that individual's ability to perform a particular task or function. Letters of recommendation are typically related to
employment
Employment is a relationship between two party (law), parties Regulation, regulating the provision of paid Labour (human activity), labour services. Usually based on a employment contract, contract, one party, the employer, which might be a cor ...
(such a letter may also be called an employment reference or job reference),
admission to institutions of higher education, or
scholarship
A scholarship is a form of Student financial aid, financial aid awarded to students for further education. Generally, scholarships are awarded based on a set of criteria such as academic merit, Multiculturalism, diversity and inclusion, athleti ...
eligibility. They are usually written by someone who worked with or taught the person, such as a
supervisor
A supervisor, or lead, (also known as foreman, boss, overseer, facilitator, monitor, area coordinator, line-manager or sometimes gaffer) is the job title of a lower-level management position and role that is primarily based on authority over la ...
,
colleague
Collegiality is the relationship between colleagues, especially among peers, for example a fellow member of the same profession.
Colleagues are those explicitly united in a common purpose and, at least in theory, respect each other's abilities t ...
, or
teacher
A teacher, also called a schoolteacher or formally an educator, is a person who helps students to acquire knowledge, competence, or virtue, via the practice of teaching.
''Informally'' the role of teacher may be taken on by anyone (e.g. w ...
. Financial institutions, such as banks, may ask other institutions for references to judge, for example, a potential customer's
creditworthiness
Credit risk is the chance that a borrower does not repay a loan or fulfill a loan obligation. For lenders the risk includes late or lost interest and principal sum, principal payment, leading to disrupted Cash flow, cash flows and increased Colle ...
.
References may also be required of companies seeking to win contracts, particularly in the fields of
engineering
Engineering is the practice of using natural science, mathematics, and the engineering design process to Problem solving#Engineering, solve problems within technology, increase efficiency and productivity, and improve Systems engineering, s ...
,
consultancy
A consultant (from "to deliberate") is a professional (also known as ''expert'', ''specialist'', see variations of meaning below) who provides advice or services in an area of specialization (generally to medium or large-size corporations). Con ...
,
manufacturing
Manufacturing is the creation or production of goods with the help of equipment, labor, machines, tools, and chemical or biological processing or formulation. It is the essence of the
secondary sector of the economy. The term may refer ...
, and
construction
Construction are processes involved in delivering buildings, infrastructure, industrial facilities, and associated activities through to the end of their life. It typically starts with planning, financing, and design that continues until the a ...
, and with regard to
public procurement
Government procurement or public procurement is the purchase of goods, works (construction) or services by the state, such as by a government agency or a state-owned enterprise. In 2019, public procurement accounted for approximately 12% of GDP ...
and
tenders, to assess their ability to deliver the required level of service.
History
Letters of recommendation have a long history: for example in the
New Testament
The New Testament (NT) is the second division of the Christian biblical canon. It discusses the teachings and person of Jesus in Christianity, Jesus, as well as events relating to Christianity in the 1st century, first-century Christianit ...
,
Saint Paul discusses whether he needs a letter of recommendation to commend his ministry to the
church in Corinth.
Referee
The person providing a reference is called a referee. An employment reference letter is usually written by a former employer or manager, but references can also be requested from co-workers, customers, and vendors.
Teachers and professors often supply references for former students. Reference letters for organizations are usually supplied by parties to which the company has provided similar services in the past.
Reference letters for
student
A student is a person enrolled in a school or other educational institution, or more generally, a person who takes a special interest in a subject.
In the United Kingdom and most The Commonwealth, commonwealth countries, a "student" attends ...
s are usually written by a former teacher or
professor
Professor (commonly abbreviated as Prof.) is an Academy, academic rank at university, universities and other tertiary education, post-secondary education and research institutions in most countries. Literally, ''professor'' derives from Latin ...
.
Content
The employment reference letter can cover topics such as:
* the employee's tasks and responsibilities
* the duration of employment or tasks/ responsibilities
* the position relative to the author of the reference letter
* the employee's abilities, knowledge, creativity, intelligence
* the employee's qualifications (foreign languages, special skills)
* the employee's social attitude
* the employee's power of rapport
* reason(s) of employment termination
* some text with the actual recommendation itself (e.g. 'I unequivocally recommend ...
ameas a ...
unction/roleand would be happy to hire him/ her again').
Some professional and academic guidelines recommend structuring recommendation letters with clear sections, including an introduction, specific examples of the candidate’s qualifications, and a concluding endorsement. Templates and step-by-step guides can help writers ensure their letters are well-organized and effective.
Language
In some countries, elements of performance are evaluated using established forms of expression, sometimes
euphemistic
A euphemism ( ) is when an expression that could offend or imply something unpleasant is replaced with one that is agreeable or inoffensive. Some euphemisms are intended to amuse, while others use bland, inoffensive terms for concepts that the u ...
. For example, in the German-language ''Arbeitszeugnis'', the following terms are frequently used:
* Excellent = ''stets zu unserer vollsten Zufriedenheit erledigt'' (always done to our complete satisfaction)
* Good = ''stets zu unserer vollen Zufriedenheit'' (always to our full satisfaction)
* Satisfactory = ''zu unserer vollen Zufriedenheit'' (to our full satisfaction)
* Adequate = ''zu unserer Zufriedenheit'' (to our satisfaction)
* Poor = ''hat sich bemüht, den Anforderungen gerecht zu werden'' (has endeavored to meet the demands)
This language established itself as an unwritten code in the employment world. Its purpose was to give even weakly performing employees a letter of recommendation that does not sound negative. However, the euphemistically glazed-over descriptions are now codified and generally known, so that the original cryptic intent is no longer served. Nonetheless, it is still standard to use this codified language.
Recipient of the letter
Depending on context and issuer, letters can be either:
* specifically requested to be written about someone, and therefore addressed to a particular requester (such as a new employer, university admissions officer)
* or may be issued to the person being recommended without specifying an addressee
For example, a German ''Arbeitszeugnis'' is usually issued automatically to a leaving employee, and is therefore not addressed to a particular requester. A letter of recommendation for a university of college in the US is usually written for and addressed to a specific institution the student wants to apply to.
If the letter is addressed to a particular requester, the letter will often be sent directly to that requester, and not to the applicant. In that case, applicants usually have the right to view a copy of the letter. Some applications, such as professional schools, give applicants the choice to waive their right to view their letters. Usually, applicants are encouraged to waive their rights because if they do not, it is a sign they are not confident in their recommenders.
Checking of references
Most potential employers will contact referees to obtain references before offering a job to a new employee. A survey by the
Society for Human Resource Management
The Society for Human Resource Management (SHRM) is a professional human resources membership association headquartered in Alexandria, Virginia. SHRM promotes the role of HR as a profession and provides education, certification, and networking ...
(SHRM) found that eight out of ten resource professionals said they regularly conduct reference checks for professional (89%), executive (85%), administrative (84%) and technical (81%) positions. Candidates are advised to ensure that they provide a suitable list of referees to their new prospective employer or institution, and to contact those referees to ensure that they are able and willing to provide a suitable reference. In some cases, employers will contact a candidate's former company for a reference even if no contact is supplied by the candidate.
Duty to provide a reference
Some employers may not be willing to provide reference letters because they may be concerned about potential lawsuits. In this case, the employer may only provide the job title, dates of employment, and salary history.
[ Finland, ]Germany
Germany, officially the Federal Republic of Germany, is a country in Central Europe. It lies between the Baltic Sea and the North Sea to the north and the Alps to the south. Its sixteen States of Germany, constituent states have a total popu ...
, Austria
Austria, formally the Republic of Austria, is a landlocked country in Central Europe, lying in the Eastern Alps. It is a federation of nine Federal states of Austria, states, of which the capital Vienna is the List of largest cities in Aust ...
, Switzerland
Switzerland, officially the Swiss Confederation, is a landlocked country located in west-central Europe. It is bordered by Italy to the south, France to the west, Germany to the north, and Austria and Liechtenstein to the east. Switzerland ...
, Hungary
Hungary is a landlocked country in Central Europe. Spanning much of the Pannonian Basin, Carpathian Basin, it is bordered by Slovakia to the north, Ukraine to the northeast, Romania to the east and southeast, Serbia to the south, Croatia and ...
and Bulgaria
Bulgaria, officially the Republic of Bulgaria, is a country in Southeast Europe. It is situated on the eastern portion of the Balkans directly south of the Danube river and west of the Black Sea. Bulgaria is bordered by Greece and Turkey t ...
are the only countries in Europe
Europe is a continent located entirely in the Northern Hemisphere and mostly in the Eastern Hemisphere. It is bordered by the Arctic Ocean to the north, the Atlantic Ocean to the west, the Mediterranean Sea to the south, and Asia to the east ...
where employees can legally claim an employment reference, including the right to a correct, unambiguous, and benevolent appraisal.
While there is no common law
Common law (also known as judicial precedent, judge-made law, or case law) is the body of law primarily developed through judicial decisions rather than statutes. Although common law may incorporate certain statutes, it is largely based on prece ...
duty to provide a reference, the Supreme Court of Canada
The Supreme Court of Canada (SCC; , ) is the highest court in the judicial system of Canada. It comprises nine justices, whose decisions are the ultimate application of Canadian law, and grants permission to between 40 and 75 litigants eac ...
has held that a refusal to do so may constitute "conduct that is unfair or is in bad faith
Bad faith (Latin: ''mala fides'') is a sustained form of deception which consists of entertaining or pretending to entertain one set of feelings while acting as if influenced by another."of two hearts ... a sustained form of deception which c ...
" with respect to a wrongful dismissal, and thus "indicative of the type of conduct that ought to merit compensation by way of an addition to the notice period." There is a duty of care
In Tort, tort law, a duty of care is a legal Law of obligations, obligation that is imposed on an individual, requiring adherence to a standard of care, standard of Reasonable person, reasonable care to avoid careless acts that could foreseeab ...
to ensure that, where one is provided, it is accurate and fair and not give a misleading impression, as held by the House of Lords
The House of Lords is the upper house of the Parliament of the United Kingdom. Like the lower house, the House of Commons of the United Kingdom, House of Commons, it meets in the Palace of Westminster in London, England. One of the oldest ext ...
in '' Spring v Guardian Assurance plc''. If an employer goes beyond what a reference should contain, or if it gives inaccurate or misleading information, liability may arise in the areas of breach of statutory duty, negligent misstatement, deceit, defamation
Defamation is a communication that injures a third party's reputation and causes a legally redressable injury. The precise legal definition of defamation varies from country to country. It is not necessarily restricted to making assertions ...
or malicious falsehood
Defamation is a communication that injures a third party's reputation and causes a legally redressable injury. The precise legal definition of defamation varies from country to country. It is not necessarily restricted to making assertions ...
. It does not matter what form the reference might take.
In the United Kingdom, references received by an employer from another person or organization can be disclosed to the person about whom they are written under the subject access provisions of the Data Protection Act 1998
The Data Protection Act 1998 (c. 29) (DPA) was an act of Parliament of the United Kingdom designed to protect personal data stored on computers or in an organised paper filing system. It enacted provisions from the European Union (EU) Data Pr ...
, but certain confidentiality considerations apply as to the identity of the person giving the reference. As a result, together with the duty of care under ''Spring'', many organizations have issued guidance as to best practice
A best practice is a method or technique that has been generally accepted as superior to alternatives because it tends to produce superior results. Best practices are used to achieve quality as an alternative to mandatory standards. Best practice ...
to be undertaken by reference providers.
The duty of care has also been held to apply in non-reference situations, as noted in 2011 in '' McKie v Swindon College''. In another case, the Court of Appeal of England and Wales
The Court of Appeal (formally "His Majesty's Court of Appeal in England", commonly cited as "CA", "EWCA" or "CoA") is the highest court within the Senior Courts of England and Wales, and second in the legal system of England and Wales only to ...
has held that "a reference must not give an unfair or misleading impression overall, even if its discrete components are factually correct." However, while a reference must be accurate and fair, it is not necessary to report all material facts concerning an individual, but it can be argued that, if an agreed reference arising from a settlement agreement is misleadingly incomplete, the employer can be sued by a subsequent employer for breaching its duty of care. The Employment Appeal Tribunal
The Employment Appeal Tribunal is a tribunal in England and Wales and Scotland, and is a superior court of record. Its primary role is to hear appeals from Employment Tribunals in England, Scotland and Wales. It also hears appeals from decisions ...
, in an unfair dismissal In labour law, unfair dismissal is an act of employment termination made without good reason or contrary to the country's specific legislation.
Situation per country
Australia
Australia has long-standing protection for employees in relation to ...
case, ruled that, in preparing a reference, it was not reasonable to provide details of complaints against an employee of which the employee was not aware.
The Court of Appeal has further held that, if an employee leaves when an investigation is ongoing but has not been concluded, or where issues arise after an employee leaves that have not been investigated, employers can disclose this information but should do so in a measured and fair way, which will be particularly important if to omit this information would mean providing a misleading reference.
In 2014, the UK government's Crown Commercial Service issued an information note clarifying that government departments are permitted to issue references relating to suppliers, and that failure to do so, reflecting a belief that policy matters prevented references from being issued, could have a detrimental effect on companies' development, especially small and medium sized enterprises
Small and medium-sized enterprises (SMEs) or small and medium-sized businesses (SMBs) are businesses whose personnel and revenue numbers fall below certain limits. The abbreviation "SME" is used by many national agencies and international organizat ...
. The information note emphasized the importance of references being based on evidence and contemporaneous records, related to a specific proposed contract
A contract is an agreement that specifies certain legally enforceable rights and obligations pertaining to two or more parties. A contract typically involves consent to transfer of goods, services, money, or promise to transfer any of thos ...
for which a reference has been requested, and issued by a member of staff formally authorized to speak for the organization providing the reference.
In 2016, the Financial Conduct Authority
The Financial Conduct Authority (FCA) is a financial regulatory body in the United Kingdom. It operates independently of the UK Government and is financed by charging fees to members of the financial services industry. The FCA regulates financi ...
and the Prudential Regulation Authority are issuing rules that will require the furnishing of references, before any approval or certification may be given by them, as well as specifying the information that they must contain.
Relieving letters in India
In India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
, employees typically receive a relieving letter (also called an experience certificate or service certificate) from their employer when leaving a job. While the relieving letter may also serve as a letter of recommendation, the specific purpose of the relieving letter is to prove to any new employer that the applicant properly resigned from their old job and fulfilled all obligations to the former employer, such as working the notice period.
Generally, employers are legally required to provide a relieving letter to leaving employees. In Kerala
Kerala ( , ) is a States and union territories of India, state on the Malabar Coast of India. It was formed on 1 November 1956, following the passage of the States Reorganisation Act, by combining Malayalam-speaking regions of the erstwhile ...
, for example, this is regulated in the Kerala Shops and Commercial Establishments Bill Despite this, employers will sometimes deny or delay providing a relieving letter, which makes it difficult for a leaving employee to start a new job.
See also
* Character witness
References
Bibliography
* Karl-Heinz List: ''Das zeitgemäße Arbeitszeugnis. Ein Handbuch für Zeugnisaussteller''. 3. Auflage. BW Bildung und Wissen Verlag, Nürnberg 2008, .
* Hein Schleßmann: ''Das Arbeitszeugnis. Zeugnisrecht, Zeugnissprache, Bausteine, Muster''. 18. Auflage. Verlag Recht und Wirtschaft, Frankfurt am Main 2007, .
* Volker Stück: ''Das Arbeitszeugnis''. In: ''Monatsschrift für Deutsches Recht''. 60. Jg., Bd. 2, 2006, S. 791–799.
* Arnulf Weuster, Brigitte Scheer: ''Arbeitszeugnisse in Textbausteinen. Rationelle Erstellung, Analyse, Rechtsfragen''. 11. Auflage. Richard Boorberg Verlag, Stuttgart, München, Hannover, Berlin, Weimar, Dresden 2007, .
*
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