Psychoanalysis And Literature
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Psychoanalytic literary criticism is
literary criticism A genre of arts criticism, literary criticism or literary studies is the study, evaluation, and interpretation of literature. Modern literary criticism is often influenced by literary theory, which is the philosophical analysis of literature's ...
or
literary theory Literary theory is the systematic study of the nature of literature and of the methods for literary analysis. Culler 1997, p.1 Since the 19th century, literary scholarship includes literary theory and considerations of intellectual history, m ...
that, in method, concept, or form, is influenced by the tradition of
psychoanalysis PsychoanalysisFrom Greek language, Greek: and is a set of theories and techniques of research to discover unconscious mind, unconscious processes and their influence on conscious mind, conscious thought, emotion and behaviour. Based on The Inte ...
begun by
Sigmund Freud Sigmund Freud ( ; ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating psychopathology, pathologies seen as originating fro ...
. Psychoanalytic reading has been practiced since the early development of psychoanalysis itself, and has developed into a heterogeneous interpretive tradition. As Celine Surprenant writes, "Psychoanalytic literary criticism does not constitute a unified field. However, all variants endorse, at least to a certain degree, the idea that literature ... is fundamentally entwined with the psyche." Psychoanalytic criticism views artists, including authors, as neurotic. However, an artist escapes many of the outward manifestations and end results of neurosis by finding in the act of creating his or her art a pathway back to sanity and wholeness.


Overview

The object of psychoanalytic literary criticism, at its very simplest, can be the psychoanalysis of the author or of a particularly interesting character in a given work. The criticism is similar to psychoanalysis itself, closely following the analytic interpretive process discussed in Freud's ''
The Interpretation of Dreams ''The Interpretation of Dreams'' () is an 1899 book by Sigmund Freud, the founder of psychoanalysis, in which the author introduces his theory of the unconscious with respect to dream interpretation, and discusses what would later become the t ...
'' and other works. Critics may view the fictional characters as psychological case studies, attempting to identify such Freudian concepts as the
Oedipus complex In classical psychoanalytic theory, the Oedipus complex is a son's sexual attitude towards his mother and concomitant hostility toward his father, first formed during the phallic stage of psychosexual development. A daughter's attitude of desire ...
,
Freudian slip In psychoanalysis, a Freudian slip, also called parapraxis, is an error in speech, memory, or physical action that occurs due to the interference of an unconscious subdued wish or internal train of thought. Classical examples involve slips of ...
s,
Id, ego and superego In psychoanalytic theory, the id, ego, and superego are three distinct, interacting agents in the psychic apparatus, outlined in Sigmund Freud's structural model of the psyche. The three agents are theoretical constructs that Freud employed t ...
, and so on, and demonstrate how they influence the thoughts and behaviors of fictional characters. However, more complex variations of psychoanalytic criticism are possible. The concepts of psychoanalysis can be deployed with reference to the narrative or poetic structure itself, without requiring access to the authorial psyche (an interpretation motivated by French psychoanalyst
Jacques Lacan Jacques Marie Émile Lacan (, ; ; 13 April 1901 – 9 September 1981) was a French psychoanalyst and psychiatrist. Described as "the most controversial psycho-analyst since Sigmund Freud, Freud", Lacan gave The Seminars of Jacques Lacan, year ...
's remark that "the unconscious is structured like a language"). Or the founding texts of psychoanalysis may themselves be treated as literature and reread for the light cast by their formal qualities on their theoretical content (Freud's texts frequently resemble
detective stories A detective is an investigator, usually a member of a law enforcement agency. They often collect information to solve crimes by talking to witnesses and informants, collecting physical evidence, or searching records in databases. This leads the ...
, or the archaeological narratives of which he was so fond). Like all forms of literary criticism, psychoanalytic criticism can yield useful clues to the sometime baffling symbols, actions, and settings in a literary work; however, like all forms of literary criticism, it has its limits. For one thing, some critics rely on psychocriticism as a "one size fits all" approach, when other literary scholars argue that no one approach can adequately illuminate or interpret a complex work of art. As Guerin, et al. put it in ''A Handbook of Critical Approaches to Literature'',
The danger is that the serious student may become theory-ridden, forgetting that Freud's is not the only approach to literary criticism. To see a great work of fiction or a great poem primarily as a psychological case study is often to miss its wider significance and perhaps even the essential aesthetic experience it should provide.


Methods


Early applications

Freud wrote several important essays on literature, which he used to explore the psyche of authors and characters, to explain narrative mysteries, and to develop new concepts in psychoanalysis (for instance, ''
Delusion and Dream in Jensen's Gradiva ''Delusion and Dream in Jensen's Gradiva'' () is an essay written in 1907 by Sigmund Freud that subjects the novel '' Gradiva: a Pompeian fantasy'' by Wilhelm Jensen, and especially its protagonist, to psychoanalysis. The novel is about a young ...
'' and his influential readings of the
Oedipus Oedipus (, ; "swollen foot") was a mythical Greek king of Thebes. A tragic hero in Greek mythology, Oedipus fulfilled a prophecy that he would end up killing his father and marrying his mother, thereby bringing disaster to his city and family. ...
myth and
Shakespeare William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
's ''
Hamlet ''The Tragedy of Hamlet, Prince of Denmark'', often shortened to ''Hamlet'' (), is a Shakespearean tragedy, tragedy written by William Shakespeare sometime between 1599 and 1601. It is Shakespeare's longest play. Set in Denmark, the play (the ...
'' in ''
The Interpretation of Dreams ''The Interpretation of Dreams'' () is an 1899 book by Sigmund Freud, the founder of psychoanalysis, in which the author introduces his theory of the unconscious with respect to dream interpretation, and discusses what would later become the t ...
''). The criticism has been made, however, that in his and his early followers' studies 'what calls for elucidation are not the artistic and literary works themselves, but rather the psychopathology and biography of the artist, writer, or fictional characters'. Thus 'many psychoanalysts among Freud's earliest adherents did not resist the temptation to psychoanalyze poets and painters (sometimes to Freud's chagrin'). Later analysts would conclude that 'clearly one cannot psychoanalyse a writer from his text; one can only appropriate him'. Early psychoanalytic literary criticism would often treat the text as if it were a kind of dream. This means that the text represses its real (or latent) content behind obvious (manifest) content. The process of changing from latent to manifest content is known as the dream work and involves operations of concentration and
displacement Displacement may refer to: Physical sciences Mathematics and physics *Displacement (geometry), is the difference between the final and initial position of a point trajectory (for instance, the center of mass of a moving object). The actual path ...
. The critic analyzes the language and symbolism of a text to reverse the process of the dream work and arrive at the underlying latent thoughts. The danger is that 'such criticism tends to be reductive, explaining away the ambiguities of works of literature by reference to established psychoanalytic doctrine; and very little of this work retains much influence today'.


Jungians

Later readers, such as
Carl Jung Carl Gustav Jung ( ; ; 26 July 1875 – 6 June 1961) was a Swiss psychiatrist, psychotherapist, and psychologist who founded the school of analytical psychology. A prolific author of Carl Jung publications, over 20 books, illustrator, and corr ...
and another of Freud's disciples,
Karen Horney Karen Horney (; ; ; 16 September 1885 – 4 December 1952) was a German psychoanalyst who practiced in the United States during her later career. Her theories questioned some traditional Freudian views. This was particularly true of her theories ...
, broke with Freud, and their work, especially Jung's, led to other rich branches of psychoanalytic criticism: Horney's to feminist approaches including
womb envy In psychology, womb envy denotes the envy that men may feel of the biological functions of women (pregnancy, childbirth, breastfeeding). The neo-Freudian psychiatrist Karen Horney (1885–1952) proposed this as a male psychological trait. These ...
, and Jung's to the study of
archetypes The concept of an archetype ( ) appears in areas relating to behavior, historical psychology, philosophy and literary analysis. An archetype can be any of the following: # a statement, pattern of behavior, prototype, "first" form, or a main mo ...
and the
collective unconscious In psychology, the collective unconsciousness () is a term coined by Carl Jung, which is the belief that the unconscious mind comprises the instincts of Jungian archetypes—innate symbols understood from birth in all humans. Jung considered th ...
. Jung's work in particular was influential as, combined with the work of anthropologists such as
Claude Lévi-Strauss Claude Lévi-Strauss ( ; ; 28 November 1908 – 30 October 2009) was a Belgian-born French anthropologist and ethnologist whose work was key in the development of the theories of structuralism and structural anthropology. He held the chair o ...
and
Joseph Campbell Joseph John Campbell (March 26, 1904 – October 30, 1987) was an American writer. He was a professor of literature at Sarah Lawrence College who worked in comparative mythology and comparative religion. His work covers many aspects of t ...
, it led to the entire fields of mythocriticism and archetype analysis.
Northrop Frye Herman Northrop Frye (July 14, 1912 – January 23, 1991) was a Canadian literary critic and literary theorist, considered one of the most influential of the 20th century. Frye gained international fame with his first book, ''Fearful Symmetr ...
considered that 'the literary critic finds Freud most suggestive for the theory of comedy, and Jung for the theory of romance'.


Form

Waugh writes, 'The development of psychoanalytic approaches to literature proceeds from the shift of emphasis from "content" to the fabric of artistic and literary works'. Thus for example
Hayden White Hayden V. White (July 12, 1928 – March 5, 2018) was an American historian in the tradition of literary criticism, perhaps most famous for his work '' Metahistory: The Historical Imagination in Nineteenth-Century Europe'' (1973/2014). Career W ...
has explored how 'Freud's descriptions tally with nineteenth-century theories of
tropes Trope or tropes may refer to: Arts and entertainment * Trope (cinema), a cinematic convention for conveying a concept * Trope (literature), a figure of speech or common literary device * Trope (music), any of a variety of different things in m ...
, which his work somehow reinvents'. Especially influential here has been the work of
Jacques Lacan Jacques Marie Émile Lacan (, ; ; 13 April 1901 – 9 September 1981) was a French psychoanalyst and psychiatrist. Described as "the most controversial psycho-analyst since Sigmund Freud, Freud", Lacan gave The Seminars of Jacques Lacan, year ...
, an avid reader of literature who used literary examples as illustrations of important concepts in his work (for instance, Lacan argued with
Jacques Derrida Jacques Derrida (; ; born Jackie Élie Derrida;Peeters (2013), pp. 12–13. See also 15 July 1930 – 9 October 2004) was a French Algerian philosopher. He developed the philosophy of deconstruction, which he utilized in a number of his texts, ...
over the interpretation of
Edgar Allan Poe Edgar Allan Poe (; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic who is best known for his poetry and short stories, particularly his tales involving mystery and the macabre. He is widely re ...
's "
The Purloined Letter "The Purloined Letter" is a short story by American author Edgar Allan Poe. It is the third of his three detective stories featuring the fictional C. Auguste Dupin, the other two being "The Murders in the Rue Morgue" and " The Mystery of Marie R ...
"). 'Lacan's theories have encouraged a criticism which focuses not on the author but on the linguistic processes of the text'. Within this Lacanian emphasis, 'Freud's theories become a place from which to raise questions of interpretation, rhetoric, style, and figuration'. However, Lacanian scholars have noted that Lacan himself was not interested in literary criticism ''per se'', but in how literature might illustrate a psychoanalytic method or concept.


Reader response

According to Ousby, 'Among modern critical uses of psychoanalysis is the development of "
ego psychology Ego psychology is a school of psychoanalysis rooted in Sigmund Freud's structural id-ego-superego model of the mind. An individual interacts with the external world as well as responds to internal forces. Many psychoanalysts use a theoretical c ...
" in the work of
Norman Holland Norman N. Holland (September 19, 1927, New York City - September 28, 2017) was an American literary critic and Marston-Milbauer Eminent Scholar Emeritus at the University of Florida. Holland's scholarship focused largely on psychoanalytic criti ...
, who concentrates on the relations between reader and text' – as with
reader response criticism Reader-response criticism is a school of literary theory that focuses on the reader (or "audience") and their experience of a literary work, in contrast to other schools and theories that focus attention primarily on the author, content, or form o ...
. Rollin writes that 'Holland's experiments in reader response theory suggest that we all read literature selectively, unconsciously projecting our own fantasies into it'. Thus in
crime fiction Crime fiction, detective story, murder mystery, crime novel, mystery novel, and police novel are terms used to describe narratives or fiction that centre on criminal acts and especially on the investigation, either by an amateur or a professiona ...
, for example, ' Rycroft sees the criminal as personifying the reader's unavowed hostility to the parent'.


Charles Mauron: psychocriticism

In 1963, Charles Mauron conceived a structured method to interpret literary works via psychoanalysis. The study implied four different phases: # The creative process is akin to dreaming awake: as such, it is a
mimetic Mimesis (; , ''mīmēsis'') is a term used in literary criticism and philosophy that carries a wide range of meanings, including ''imitatio'', imitation, Similarity (philosophy), similarity, receptivity, representation (arts), representation, m ...
, and
cathartic In medicine, a cathartic is a substance that ''accelerates'' defecation. This is similar to a laxative, which is a substance that ''eases'' defecation, usually by softening feces. It is possible for a substance to be both a laxative and a cathar ...
, representation of an innate desire that is best expressed and revealed by metaphors and symbolically. # Then, the juxtaposition of a writer's works leads the critic to define symbolical themes. # These metaphorical networks are significant of a latent inner reality. # They point at an obsession just as dreams can do. The last phase consists in linking the writer's literary creation to his own personal life. On Mauron's concept, the author cannot be reduced to a ratiocinating self: his own more or less
traumatic Trauma most often refers to: *Psychological trauma, in psychology and psychiatric medicine, refers to severe mental and emotional injury caused by distressing events *Traumatic injury, sudden physical injury caused by an external force, which doe ...
biographical past, the cultural archetypes that have suffused his
soul The soul is the purported Mind–body dualism, immaterial aspect or essence of a Outline of life forms, living being. It is typically believed to be Immortality, immortal and to exist apart from the material world. The three main theories that ...
contrast with the conscious self, The chiasmic relation between the two tales may be seen as a sane and safe
acting out In the psychology of defense mechanisms and self-control, acting out is the performance of an action considered bad or anti-social. They indirectly express emotions through behavior rather than words. These actions are often used to cope with un ...
. A basically unconscious sexual impulse is symbolically fulfilled in a positive and socially gratifying way, a process known as Sublimation.


Anxiety of influence

'The American critic
Harold Bloom Harold Bloom (July 11, 1930 – October 14, 2019) was an American literary critic and the Sterling Professor of humanities at Yale University. In 2017, Bloom was called "probably the most famous literary critic in the English-speaking world". Af ...
has adopted the Freudian notion of the
Oedipus Complex In classical psychoanalytic theory, the Oedipus complex is a son's sexual attitude towards his mother and concomitant hostility toward his father, first formed during the phallic stage of psychosexual development. A daughter's attitude of desire ...
to his study of relationships of influence between poets...and his work has also inspired a
feminist Feminism is a range of socio-political movements and ideology, ideologies that aim to define and establish the political, economic, personal, and social gender equality, equality of the sexes. Feminism holds the position that modern soci ...
variant in the work of
Sandra Gilbert Sandra Mortola Gilbert (born Sandra Ellen Mortola; December 27, 1936 – November 10, 2024) was an American literary critic and poet who published in the fields of feminist literary criticism, feminist theory, and psychoanalytic criticism. She ...
and
Susan Gubar Susan D. Gubar (born November 30, 1944) is an American author and distinguished Professor Emerita of English and Women's Studies at Indiana University. She is best known for co-authoring the landmark feminist literary study '' The Madwoman in ...
'. In similar vein,
Shoshana Felman Shoshana Felman is an American literary critic and current Woodruff Professor of Comparative Literature and French at Emory University. She was on the faculty of Yale University from 1970 to 2004, where in 1986 she was awarded the Thomas E. Donn ...
has asked with respect to what she calls "''the guilt of poetry''" the question: 'Could literary history be in any way considered as a repetitive unconscious ''
transference Transference () is a phenomenon within psychotherapy in which repetitions of old feelings, attitudes, desires, or fantasies that someone displaces are subconsciously projected onto a here-and-now person. Traditionally, it had solely co ...
'' of the guilt of poetry?'.


Cultural examples

In '' Small World: An Academic Romance'', one of David Lodge's satires of academia, the naive hero Persse follows Angelica to a forum where she discourses on Romance: '"
Roland Barthes Roland Gérard Barthes (; ; 12 November 1915 – 25 March 1980) was a French literary theorist, essayist, philosopher, critic, and semiotician. His work engaged in the analysis of a variety of sign systems, mainly derived from Western popu ...
has taught us the close connection between narrative and sexuality, between the pleasures of the body and the 'pleasure of the text'....Romance is a multiple orgasm." Persse listened to this stream of filth flowing from between Angelica's exquisite lips and pearly teeth with growing astonishment and burning cheeks, but no one else in the audience seemed to find anything remarkable or disturbing about her presentation'. In
A.S. Byatt Dame Antonia Susan Duffy (; 24 August 1936 – 16 November 2023), known professionally by her former married name, A.S. Byatt ( ), was an English critic, novelist, poet and short-story writer. Her books have been translated into more than thirt ...
's novel ''
Possession Possession may refer to: Law *Dependent territory, an area of land over which another country exercises sovereignty, but which does not have the full right of participation in that country's governance *Drug possession, a crime *Ownership *Pe ...
'', the heroine/feminist scholar, while recognising that '"we live in the truth of what Freud discovered"', concedes that '"the whole of our scholarship – the whole of our thought – we question everything except the centrality of sexuality"'.A. S Byatt, ''Possession: A Romance'' (London 1990) p. 254 and p. 222


Footnotes


References

* Barthes, Roland. Trans. Stephen Heath. “The Death of the Author.” ''The Norton Anthology of Theory and Criticism.'' Ed. Vincent B. Leitch. New York: W.W. Norton & Company, 2001. * Bowie, Malcolm. ''Psychoanalysis and the Future of Theory.'' Cambridge, MA: B. Blackwell, 1994. * de Berg, Henk: ''Freud's Theory and Its Use in Literary and Cultural Studies: An Introduction.'' Rochester, NY: Camden House, 2003. * Ellmann, ed. ''Psychoanalytic Literary Criticism''. . * Felman, Shoshana, ed. ''Literature and Psychoanalysis: The Question of Reading: Otherwise''. . * Frankland, Graham. ''Freud's Literary Culture.'' New York: Cambridge University Press, 2000. * Freud, Sigmund. Trans. Alix Strachey. “The ‘Uncanny.” ''The Norton Anthology of Theory and Criticism.'' Ed. Vincent B. Leitch. New York: W.W. Norton & Company, 2001. * Freud, Sigmund. ''Standard Edition of the Complete Psychological Works of Sigmund Freud.'' 24 Volumes. Trans and ed. James Strachey. London: Hogarth Press, 1953–74. * Hertz, Neil. “Freud and the Sandman.” ''The End of the Line: Essays on Psychoanalysis and the Sublime.'' Aurora, CO: The Davies Group, Publishers, 2009. * Muller and Richardson, eds. ''The Purloined Poe: Lacan, Derrida and Psychoanalytic Reading''. * Rudnytsky, Peter L. & Ellen Handler Spits, Eds. ''Freud and Forbidden Knowledge.'' New York: New York University Press, 1994. * Smith, Joseph H. Ed. ''The Literary Freud: Mechanisms of Defense and the Poetic Will.'' New Haven, CT: Yale University Press, 1980. *Understanding how Psychoanalytic Criticism works: Bressler, C. E. (1994). ''Literary Criticism: An Introduction to Theory and Practice.'' Prentice-Hall, Inc. *College of Liberal Arts. (n.d.). ''Purdue Online Writing Lab.'' Purdue University. https://owl.purdue.edu/owl/subject_specific_writing/writing_in_literature/literary_theory_and_schools_of_criticism/psychoanalytic_criticism.html


External links


Traditional Freudian Criticism

Classical Freudian Literary Criticism: An Introduction
(lecture by Henk de Berg, 2015)
Reconceptualizing Freud


* [https://web.archive.org/web/20080109093720/http://dir.yahoo.com/Arts/Humanities/Literature/Criticism_and_Theory/Psychoanalytic_Literary_Criticism/ Psychoanalytical Literary Criticism in the Yahoo! Directory]
Mauron Metaphors (in French)
{{DEFAULTSORT:Psychoanalytic Literary Criticism Literary criticism Psychoanalysis