Power Of The Powerless
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''The Power of the Powerless'' () is an expansive political essay written in October 1978 by the
Czech Czech may refer to: * Anything from or related to the Czech Republic, a country in Europe ** Czech language ** Czechs, the people of the area ** Czech culture ** Czech cuisine * One of three mythical brothers, Lech, Czech, and Rus *Czech (surnam ...
dramatist,
political dissident A dissident is a person who actively challenges an established Political system, political or Organized religion, religious system, doctrine, belief, policy, or institution. In a religious context, the word has been used since the 18th century, a ...
, and later statesman,
Václav Havel Václav Havel (; 5 October 193618 December 2011) was a Czech statesman, author, poet, playwright, and dissident. Havel served as the last List of presidents of Czechoslovakia, president of Czechoslovakia from 1989 until 1992, prior to the dissol ...
. The essay dissects the nature of
communist regime A communist state, also known as a Marxist–Leninist state, is a one-party state in which the totality of the power belongs to a party adhering to some form of Marxism–Leninism, a branch of the communist ideology. Marxism–Leninism was ...
s of the time, life within such a regime, and how by their very nature, such regimes can create dissidents of ordinary citizens. The essay goes on to discuss ideas and possible actions by loose communities of individuals linked by a common cause, such as human-rights petition
Charter 77 Charter 77 (''Charta 77'' in Czech language, Czech and Slovak language, Slovak) was an informal civic initiative in the Czechoslovak Socialist Republic from 1976 to 1992, named after the document Charter 77 from January 1977. Founding members ...
. Officially suppressed, the essay was circulated in
samizdat Samizdat (, , ) was a form of dissident activity across the Eastern Bloc in which individuals reproduced censored and underground makeshift publications, often by hand, and passed the documents from reader to reader. The practice of manual rep ...
form and translated into multiple languages. It became a
manifesto A manifesto is a written declaration of the intentions, motives, or views of the issuer, be it an individual, group, political party, or government. A manifesto can accept a previously published opinion or public consensus, but many prominent ...
for dissents in
Czechoslovakia Czechoslovakia ( ; Czech language, Czech and , ''Česko-Slovensko'') was a landlocked country in Central Europe, created in 1918, when it declared its independence from Austria-Hungary. In 1938, after the Munich Agreement, the Sudetenland beca ...
,
Poland Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
, and other communist regimes. The essay was translated into English by Paul Wilson and published in 1985 as part of a volume of essays edited by John Keane, entitled ''The Power of the Powerless: Citizens Against the State in Central-Eastern Europe''.Havel, Václav. 1985. The Power of the Powerless: Citizens Against the State in Central-Eastern Europe, edited by J. Keane. Armonk, NY: M. E. Sharpe. .


Background and history

Under the
communist regime in Czechoslovakia Communism () is a sociopolitical, philosophical, and economic ideology within the socialist movement, whose goal is the creation of a communist society, a socioeconomic order centered on common ownership of the means of production, distrib ...
, there was an omnipresent pressure exerted by the political apparatus on culture. Various methods were used to pressure citizens into compliance. Havel's philosophical mentor,
Jan Patočka Jan Patočka (; 1 June 1907 – 13 March 1977) was a Czech philosopher. Having studied in Prague, Paris, Berlin, and Freiburg, he was one of the last pupils of Edmund Husserl and Martin Heidegger. In Freiburg he also developed a lifelong philos ...
, who was also the co-spokesman of the human-rights petition,
Charter 77 Charter 77 (''Charta 77'' in Czech language, Czech and Slovak language, Slovak) was an informal civic initiative in the Czechoslovak Socialist Republic from 1976 to 1992, named after the document Charter 77 from January 1977. Founding members ...
, died of a
stroke Stroke is a medical condition in which poor cerebral circulation, blood flow to a part of the brain causes cell death. There are two main types of stroke: brain ischemia, ischemic, due to lack of blood flow, and intracranial hemorrhage, hemor ...
in March 1977, after an 11-hour interrogation by the Czechoslovak secret police regarding his involvement in the Charter. Havel wrote "The Power of the Powerless" in October 1978, originally meant to be the basis of a planned book of Polish and Czechoslovak essays on the nature of
freedom Freedom is the power or right to speak, act, and change as one wants without hindrance or restraint. Freedom is often associated with liberty and autonomy in the sense of "giving oneself one's own laws". In one definition, something is "free" i ...
. Each of the contributors of this planned book was to have received a copy of Havel's essay and then to respond to it. After the launch of Charter 77, which coincided with the release of ''The Power of the Powerless'', Havel was put under continuous pressure by the secret police; he was under constant government surveillance and they interrogated him almost daily. When he did not cave, Havel was imprisoned. He was arrested in May 1979—along with other members of the
Committee for the Defense of the Unjustly Prosecuted The Committee for the Defense of the Unjustly Prosecuted (; as a result the acronym VONS is used) was a Czechoslovak dissident organization founded largely by Charter 77 signatories. VONS was founded on 27 April 1978. Founding and political aims ...
(''Výbor na obranu nespravedlivě stíhaných'', or VONS), an organization that Havel co-founded that year—and he remained imprisoned until February 1983. Following Havel's arrest, the individual Czechoslovak essays were decided to be 'published' separately and were distributed in
samizdat Samizdat (, , ) was a form of dissident activity across the Eastern Bloc in which individuals reproduced censored and underground makeshift publications, often by hand, and passed the documents from reader to reader. The practice of manual rep ...
form in 1979; as such, they were the only contributions to be released. The essay was translated into English by Paul Wilson and published in 1985 as part of a volume of essays edited by John Keane, entitled ''The Power of the Powerless: Citizens Against the State in Central-Eastern Europe'', which includes an introduction by
Steven Lukes Steven Michael Lukes (born 8 March 1941) is a British political and social theorist. Currently he is a professor of politics and sociology at New York University. He was formerly a professor at the University of Siena, the European University ...
and contributions from various Soviet-era Eastern-European
dissidents A dissident is a person who actively challenges an established political or religious system, doctrine, belief, policy, or institution. In a religious context, the word has been used since the 18th century, and in the political sense since the 2 ...
and intellectuals.


Content

The topic of how best to resist a totalitarian system occupied Havel's mind after the launch of Charter 77. This became the crux of his essay, which was one of the most "original and compelling pieces of political writing" to come out of the
Eastern Bloc The Eastern Bloc, also known as the Communist Bloc (Combloc), the Socialist Bloc, the Workers Bloc, and the Soviet Bloc, was an unofficial coalition of communist states of Central and Eastern Europe, Asia, Africa, and Latin America that were a ...
, according to Havel biographer, John Keane. Dedicated to the memory of
Jan Patočka Jan Patočka (; 1 June 1907 – 13 March 1977) was a Czech philosopher. Having studied in Prague, Paris, Berlin, and Freiburg, he was one of the last pupils of Edmund Husserl and Martin Heidegger. In Freiburg he also developed a lifelong philos ...
, the opening section of the essay sought to explain what Charter 77 signified to those living within Czechoslovakia, and "to give courage" to fellow opponents of the Soviet bloc elsewhere.


Life in a "post-totalitarian" system

Havel coined the term "post-totalitarian" for this essay, writing, "I do not wish to imply by the prefix 'post-' that the system is no longer
totalitarian Totalitarianism is a political system and a form of government that prohibits opposition from political parties, disregards and outlaws the political claims of individual and group opposition to the state, and completely controls the public sph ...
; on the contrary, I mean that it is totalitarian in a way fundamentally different from classical
dictatorship A dictatorship is an autocratic form of government which is characterized by a leader, or a group of leaders, who hold governmental powers with few to no Limited government, limitations. Politics in a dictatorship are controlled by a dictator, ...
s..." Havel, Václav. "The Power of the Powerless." In ''Open Letters: Selected Writings: 1965–1990'', edited and translated by Paul Wilson. ISBN 0-679-73811-8. Havel biographer, John Keane, describes Havel's definition of a post-totalitarian world:
Within the system, every individual is trapped within a dense network of the state's governing instruments… themselves legitimated by a flexible but comprehensive ideology, a ' secularized religion'…it is therefore necessary to see, argued Havel, that power relations…are best described as a labyrinth of influence, repression, fear and self-censorship which swallows up everyone within it, at the very least by rendering them silent, stultified and marked by some undesirable prejudices of the powerful…


Havel's greengrocer

Havel uses the example of a
greengrocer A greengrocer is a person who owns or operates a shop selling primarily produce, fruit and vegetables. The term may also be used to refer to a shop selling primarily produce. It is used predominantly in the United Kingdom and Australia. In the ...
who displays in his shop the sign ''
Workers of the world, unite! The political slogan "Workers of the world, unite!" is one of the rallying cries from ''The Communist Manifesto'' (1848) by Karl Marx and Friedrich Engels (, literally , but soon popularised in English language, English as "Workers of the wo ...
'' Since failure to display the sign could be seen as disloyalty, he displays it and the sign becomes not a symbol of his enthusiasm for the regime, but a symbol of both his submission to it and humiliation by it. Havel returns repeatedly to this motif to show the contradictions between the "intentions of life" and the "intentions of systems", i.e. between the individual and the state, in a totalitarian society. An individual living within such a system must live a lie, to hide that which he truly believes and desires, and to do that which he must do, to be left in peace and to survive. This is comparable to the classical tale of "
The Emperor's New Clothes "The Emperor's New Clothes" ( ) is a literary folktale written by the Danish author Hans Christian Andersen, about a vain emperor who gets exposed before his subjects. The tale has been translated into over 100 languages.Andersen 2005a 4 "Th ...
."
ey must live within a lie. They need not accept the lie. It is enough for them to have accepted their life with it and in it. For by this very fact, individuals confirm the system, fulfill the system, make the system, are the system.
Individuals at each level within the bureaucracy must display their own equivalent of the grocer's ''Workers of the world, unite!'' sign, oppressing those below them and in turn oppressed by those above. Against this public lie is contrasted a life lived in truth, a title suggested by
Aleksandr Solzhenitsyn Aleksandr Isayevich Solzhenitsyn. (11 December 1918 – 3 August 2008) was a Soviet and Russian author and Soviet dissidents, dissident who helped to raise global awareness of political repression in the Soviet Union, especially the Gulag pris ...
and his essay "
Live Not By Lies Aleksandr Isayevich Solzhenitsyn. (11 December 1918 – 3 August 2008) was a Soviet and Russian author and dissident who helped to raise global awareness of political repression in the Soviet Union, especially the Gulag prison system. He was a ...
". Havel argued that the restoration of a free society could only be achieved through a paradigm based on the individual, "human existence", and a fundamental reconstitution of one's "respect for self, for others and for the universe;" to refuse to give power to empty slogans and meaningless rituals, to refuse to allow the lie to oppress one, and to refuse to be part of the lie that oppresses others. By doing so individuals illuminate their surroundings revealing to others that they have power.


Overcoming powerlessness

Havel proposes that the oppressed always contain "''within themselves'' the power to remedy their own powerlessness…" Havel argued that by an individual "living in truth" in their daily life they automatically differentiate themselves from the officially mandated culture prescribed by the State; since power is only effective inasmuch as citizens are willing to submit to it. Havel explained step-by-step that the powerlessness of the powerful is traceable to several factors: Those who rule at the top of the pyramid are fundamentally incapable of controlling every aspect of an individual citizen's life despite their best efforts to do so. And those in petty power positions all the way down the line perform the prescribed rituals mandated by the State yet it is this blind obedience which in turn tends to dull the perceptions of the leaders at the top—inadvertently opening space for those who wish not to conform. Official power is further eroded by the ideological rituals that the entire power structure depend on, and "that are ever less credible, exactly because they are untested by public discussion and controversy." Havel argued that the part of a human being that yearns for freedom, truth, and self-dignity can never be fully repressed. Havel echoed Patočka's sentiment that no matter what the situation, individuals carry responsibility with them. Therefore it is possible to not allow oneself to be humiliated by superiors anymore, or intimidated by the secret police. Havel argued that this oppression can never be universal if even a single person doesn't give it power over them. Havel felt that all that is suffered over time under such systems often leads to deeper reflection: "There are times, when we must sink to the bottom of our misery to understand truth, just as we must descend to the bottom of a well to see the stars in broad daylight." Havel wrote that "living in truth" means rejecting the notion that power is something to be grasped or abolished. Havel instead argues that power is relational. Havel said the written laws in the East and West are pretty similar. The difference is in their administration. "Demanding that the laws be upheld… threatens the whole mendacious structure at its point of maximum mendacity." People were "easily and inconspicuously locked up for copying banned books." However, "policemen, prosecutors, or judges… exposed to public attention… suddenly and anxiously begin to take particular care that no cracks appear in the
egal Egal or Égal may refer to: People * Ali Sugule Egal (1936–2016), Somali composer, poet and playwright * Fabienne Égal (born 1954), French announcer and television host * Liban Abdi Egal, Somali entrepreneur * Muhammad Haji Ibrahim Egal (1928 ...
ritual."


Forms of opposition to the regime

In later sections, Havel writes of what form opposition in such regimes could take and the nature of being a
dissident A dissident is a person who actively challenges an established political or religious system, doctrine, belief, policy, or institution. In a religious context, the word has been used since the 18th century, and in the political sense since the 2 ...
in the circumstances of the time, using the example of
Charter 77 Charter 77 (''Charta 77'' in Czech language, Czech and Slovak language, Slovak) was an informal civic initiative in the Czechoslovak Socialist Republic from 1976 to 1992, named after the document Charter 77 from January 1977. Founding members ...
. Havel's political program being a breaking with both the traditional forms of governing and opposition. He contrasts
Tomáš Garrigue Masaryk Tomáš () is a Czech name, Czech and Slovak name, Slovak given name, equivalent to the name Thomas (name), Thomas. Tomáš is also a surname (feminine: Tomášová). Notable people with the name include: Given name Sport *Tomáš Berdych (born 198 ...
's observation of the limits of
grassroots A grassroots movement is one that uses the people in a given district, region or community as the basis for a political or continent movement. Grassroots movements and organizations use collective action from volunteers at the local level to imp ...
organization, of so-called small works, with the example of the Polish
Workers' Defence Committee The Workers' Defense Committee ( , KOR) was a Polish civil society group that was established to give aid to prisoners and their families after the June 1976 protests and ensuing government crackdown. It was a precursor and inspiration for efforts ...
(''Komitet Obrony Robotników'', or KOR) and of what could be achieved through an independent social life and organization to achieve "social self-defense". Such a defense throughout the then Eastern Bloc having as its basis the defense of human and civil rights. Havel touches upon the concepts articulated by fellow dissident and Charter 77 signatory,
Václav Benda Václav Benda (August 8, 1946, Prague – June 2, 1999) was a Czech Roman Catholic activist and intellectual, and mathematician. Under Communist rule in Czechoslovakia, Benda and his wife were rare in that they were devout Roman Catholics among th ...
, who had earlier described " parallel structures" of "parallel institutions" within a society more responsive to human needs. He points out that the first person in Czechoslovakia to formulate and put into practice a concept of a "second culture" was
Ivan Martin Jirous Ivan Martin Jirous (23 September 1944 – 9 November 2011) was a Czech poet and dissident, best known as the artistic director of the Czech psychedelic rock group The Plastic People of the Universe, and later one of the key figures of the Czech u ...
; although Jirous was mainly referring to events such as rock music concerts.


Toward a "post-democratic" system

Havel concludes the essay with a discussion about
democracy Democracy (from , ''dēmos'' 'people' and ''kratos'' 'rule') is a form of government in which political power is vested in the people or the population of a state. Under a minimalist definition of democracy, rulers are elected through competitiv ...
and the problems of technology. He rejects the view that the only answer to a post-totalitarian regime would be to establish
parliamentary democracy A parliamentary system, or parliamentary democracy, is a form of government where the head of government (chief executive) derives their democratic legitimacy from their ability to command the support ("confidence") of a majority of the legisl ...
.
To cling to the notion of traditional parliamentary democracy as one’s political ideal and to succumb to the illusion that only this tried and true form is capable of guaranteeing human beings enduring dignity and an independent role in society would, in my opinion, be at the very least shortsighted.
He calls for an "
existential Existentialism is a family of philosophical views and inquiry that explore the human individual's struggle to lead an authentic life despite the apparent absurdity or incomprehensibility of existence. In examining meaning, purpose, and value ...
revolution" that goes "significantly beyond the framework of classical parliamentary democracy" and that can thus be called post-democratic: "Having introduced the term 'posttotalitarian' for the purposes of this discussion, perhaps I should refer to the notion I have just outlined – purely for the moment – as the prospects for a 'post-democratic' system." The post-democratic system he envisages should
…provide hope of a moral reconstitution of society, which means a radical renewal of the relationship of human beings to what I have called the 'human order,' which no political order can replace. A new experience of being, a renewed rootedness in the universe, a newly grasped sense of higher responsibility, a newfound inner relationship to other people and to the human community-these factors clearly indicate the direction in which we must go.


Impact

After the fall of the communist regimes of central-eastern Europe in 1989, which included the
Fall of the Berlin Wall The fall of the Berlin Wall (, ) on 9 November in German history, 9 November 1989, during the Peaceful Revolution, marked the beginning of the destruction of the Berlin Wall and the figurative Iron Curtain, as East Berlin transit restrictions we ...
and Czechoslovakia's
Velvet Revolution The Velvet Revolution () or Gentle Revolution () was a non-violent transition of power in what was then Czechoslovakia, occurring from 17 November to 28 November 1989. Popular demonstrations against the one-party government of the Communist Pa ...
, observers hearkened back to the writings of dissidents who had dissected the inherent weaknesses in the political regimes. Solidarity activist
Zbigniew Bujak Zbigniew Bujak (born 29 November 1954) is a former Polish activist and anti-Communist dissident. Biography Bujak was an electrician and foreman in 1980 at the Ursus Tractor Factory, Ursus tractor factory near Warsaw, Poland. He became engage ...
said of the essay, "When I look at the victories of Solidarity, and of Charter 77, I see in them an astonishing fulfillment of the prophecies and knowledge contained in Havel's essay."
Václav Havel Václav Havel (; 5 October 193618 December 2011) was a Czech statesman, author, poet, playwright, and dissident. Havel served as the last List of presidents of Czechoslovakia, president of Czechoslovakia from 1989 until 1992, prior to the dissol ...
was elected as the first and only president of the post-communist Czechoslovakia and then the first president of the
Czech Republic The Czech Republic, also known as Czechia, and historically known as Bohemia, is a landlocked country in Central Europe. The country is bordered by Austria to the south, Germany to the west, Poland to the northeast, and Slovakia to the south ...
after the
dissolution of Czechoslovakia The dissolution of Czechoslovakia, which took effect on December 31, 1992, was the Self-determination, self-determined Partition (politics), partition of the federal republic of Fifth Czechoslovak Republic, Czechoslovakia into the independent ...
in 1993.


See also

* ''
The Captive Mind ''The Captive Mind'' ( Polish: ''Zniewolony umysł'') is a 1953 work of nonfiction by Polish writer, poet, academic and Nobel laureate Czesław Miłosz. It was first published in English in a translation by Jane Zielonko in 1953. Overview ''Th ...
'' *
Czechoslovak Socialist Republic The Czechoslovak Socialist Republic, (Czech language, Czech and Slovak language, Slovak: ''Československá socialistická republika'', ČSSR) known from 1948 to 1960 as the Czechoslovak Republic (''Československá republika)'', Fourth Czecho ...
*
Dissolution of Czechoslovakia The dissolution of Czechoslovakia, which took effect on December 31, 1992, was the Self-determination, self-determined Partition (politics), partition of the federal republic of Fifth Czechoslovak Republic, Czechoslovakia into the independent ...


Notes

*The content of this article is based in part on the corresponding article at the
Czech Wikipedia The Czech Wikipedia () is the Czech language edition of Wikipedia. Currently active users and administrators maintain the encyclopedia's articles. History It was created on 3 May 2002. (Translation: "The Czech version of Wikipedia started ...
.


Further reading

* Barton, David Gilbreath. (2020). ''Havel: Unfinished Revolution''.
University of Pittsburgh Press The University of Pittsburgh Press is a scholarly publishing house and a major American university press, part of the University of Pittsburgh. The university and the press are located in Pittsburgh, Pennsylvania, in the United States. The press ...
. ISBN 0822946068. * *Havel, Václav. (1992). "The Power of the Powerless." In ''Open Letters: Selected Writings: 1965-1990'', edited and translated by Paul Wilson. Vintage Books. ISBN 0-679-73811-8. *—— (1997). ''The Art Of The Impossible: Politics As Morality In Practice''.
Knopf Canada Random House of Canada was the Canadian distributor for Random House, Inc. from 1944 until 2013. On July 1, 2013, it amalgamated with Penguin Canada to become Penguin Random House Canada. Company history Random House of Canada was established in ...
. ISBN 0676970494. * *
Hanyš, Milan (2023). Beyond “The Power of the Powerless”: the Political Thought and Polemics of the Czechoslovak Opposition, 1977–1980. ''East Central Europe'', ''50''(2-3), 279-303
https://doi.org/10.30965/18763308-50020006


External links


''The Power of the Powerless'' (Full text) in English
also available i

— bringing together from different sections the motif of the green grocer *Havel, Václav, and Paul Wilson. 2018. "The Power of the Powerless, with Translators Introduction." ''East European Politics and Societies 'and' Cultures'' 32(2):353-408. . *Milan Hanyš and Ludger Hagedorn. 2018 October 25.
Living in Truth: Václav Havel’s Power of the Powerless
(video). Time to Talk Debates, Vienna Humanities Festival 2018. * Žantovský, Michael,
Madeleine Albright Madeleine Jana Korbel Albright (born Marie Jana Körbelová, later Korbelová; May 15, 1937 – March 23, 2022) was an American diplomat and political science, political scientist who served as the 64th United States Secretary of State, United S ...
, and
John McCain John Sidney McCain III (August 29, 1936 – August 25, 2018) was an American statesman and United States Navy, naval officer who represented the Arizona, state of Arizona in United States Congress, Congress for over 35 years, first as ...
. 2014 November 19.
Václav Havel's Legacy Today (Part 1)
(video).
Library of Congress The Library of Congress (LOC) is a research library in Washington, D.C., serving as the library and research service for the United States Congress and the ''de facto'' national library of the United States. It also administers Copyright law o ...

Transcript

dead link--> {{DEFAULTSORT:Power of the Powerless 1978 in Czechoslovakia 1978 essays Political manifestos Works by Václav Havel Samizdat publications 1978 documents