In
United States constitutional law
The constitutional law of the United States is the body of law governing the interpretation and implementation of the United States Constitution. The subject concerns the scope of power of the United States federal government compared to the indi ...
, the political question
doctrine
Doctrine (from , meaning 'teaching, instruction') is a codification (law), codification of beliefs or a body of teacher, teachings or instructions, taught principles or positions, as the essence of teachings in a given branch of knowledge or in a ...
holds that a constitutional dispute requiring knowledge of a non-legal character, techniques not suitable for a court, or matters explicitly assigned by the Constitution to Legislative or Executive branches lies within the political realm, rather than the judiciary. Judges customarily refuse to address such matters as a matter of
justiciability, questioning whether their courts are an appropriate forum for the case. Legal questions are deemed justiciable, while political questions are nonjusticiable.
[Huhn, Wilson R. ''American Constitutional Law Volume 1''. 2016.] One scholar explained:
A ruling of nonjusticiability prevents a case's core issue from being resolved in a court of law. When the issue involves duties not addressed by the Constitution, courts leave it to the democratic process, rather than resolving political disputes themselves.
Origin
The doctrine can be traced to the landmark
Supreme Court
In most legal jurisdictions, a supreme court, also known as a court of last resort, apex court, high (or final) court of appeal, and court of final appeal, is the highest court within the hierarchy of courts. Broadly speaking, the decisions of ...
ruling in ''
Marbury v. Madison
''Marbury v. Madison'', 5 U.S. (1 Cranch) 137 (1803), was a landmark decision of the U.S. Supreme Court that established the principle of judicial review, meaning that American courts have the power to strike down laws and statutes they find ...
'' (1803).
[''Marbury v. Madison'', 5 U.S. 137 (1803).][§ 15 "Case or Controversy"—Political Questions, 20 Fed. Prac. & Proc. Deskbook § 15 (2d ed.)] In that case,
Chief Justice John Marshall
John Marshall (September 24, 1755July 6, 1835) was an American statesman, jurist, and Founding Fathers of the United States, Founding Father who served as the fourth chief justice of the United States from 1801 until his death in 1835. He remai ...
distinguished between the
US Secretary of State's legal work and purely discretionary political tasks, only the former of which involves legally identifiable standards that can be reviewed by a court of law.
Marshall argued that courts should generally not hear cases that involve political questions without implicating individual rights, though later decisions allowed the doctrine's application in cases that do implicate individual rights.
Doctrine
Unlike the rules of
standing
Standing, also referred to as orthostasis, is a position in which the body is held in an upright (orthostatic) position and supported only by the feet. Although seemingly static, the body rocks slightly back and forth from the ankle in the ...
,
ripeness, and
mootness
The terms moot, mootness and moot point are used both in English law, English and in American law, although with significantly different meanings.
In the Law of the United States, legal system of the United States, a matter is "moot" if furt ...
, when the political question doctrine applies, a particular question is beyond judicial competence no matter who raises it, how immediate the interests it affects, or how burning the controversy.
The doctrine is grounded in the
separation of powers
The separation of powers principle functionally differentiates several types of state (polity), state power (usually Legislature#Legislation, law-making, adjudication, and Executive (government)#Function, execution) and requires these operat ...
, as well as the federal judiciary's desire to avoid inserting itself into conflicts between branches of the
federal government
A federation (also called a federal state) is an entity characterized by a political union, union of partially federated state, self-governing provinces, states, or other regions under a #Federal governments, federal government (federalism) ...
.
It is justified as leaving political questions to the political process, in which voters can indirectly approve or reject the challenged action through voting.
The leading Supreme Court case on the political question doctrine is ''
Baker v. Carr'' (1962).
[''Baker v. Carr'', 369 U.S. 186, 217 (1962).] In that case, the Supreme Court held that an unequal apportionment of a state legislature may have denied equal protection and presented a justiciable issue.
In ''Baker'', the Court outlined six characteristics "
ominent on the surface of any case held to involve a political question":
*"a textually demonstrable constitutional commitment of the issue to a coordinate political department; or
*a lack of judicially discoverable and manageable standards for resolving it; or
*the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or
*the impossibility of a court's undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or
*an unusual need for unquestioning adherence to a political decision already made; or
*the potentiality of embarrassment from multifarious pronouncements by various departments on one question."
The first factor—a textually demonstrable commitment to another branch—is the classical view that the Court must decide all cases and issues before it unless, as a matter of constitutional interpretation, the Constitution itself commits the issue to another branch of government. The second and third factors—lack of judicially discoverable standards and involvement of the judiciary in nonjudicial policy determinations—suggest a functional approach, based on practical considerations of how government ought to work. The final three factors—lack of respect for other branches, need for adherence to a political decision already made, and possibility of embarrassment—are based on the Court's prudential consideration against overexertion or aggrandizement.
Other applications
While the scope of the political question doctrine is still unsettled, its application has been mostly settled in a few decided areas. These areas are:
Guarantee Clause
The
Guarantee Clause of the US Constitution requires the federal government to "guarantee to every State in this Union a Republican Form of Government." The Supreme Court has ruled that this clause does not imply any set of "judicially manageable standards which a court could utilize independently in order to identify a State's lawful government." On this ground, the Court refused to identify the legitimate
government of Rhode Island
The government of the state of Rhode Island is prescribed from a multitude of sources; the main sources are the Rhode Island Constitution, the General Laws, and executive orders. The governmental structure is modeled on the Government of the Uni ...
during the
Dorr Rebellion in ''
Luther v. Borden'' (1849). Since then, the Court has consistently refused to resort to the Guarantee Clause as a constitutional source for invalidating state action, such as whether it is lawful for states to adopt laws through referendums.
Impeachment
Article I, Section 2 of the Constitution states that the House "shall have the sole power of Impeachment," and Article I, Section 3 provides that the "Senate shall have the sole Power to try all Impeachments." Since the Constitution placed the sole power of impeachment in two political bodies, it is qualified as a political question. As a result, neither the decision of the House to impeach, nor of the Senate to remove a President or any other official, can be appealed to any court.
Foreign policy and war
A court will not usually decide if a treaty has been terminated because "governmental action
..must be regarded as of controlling importance." However, courts sometimes do rule on the issue. One example of this is native American tribes who have been officially terminated do not lose their treaty concessions without explicit text from Congress that the treaty is also abrogated.
In the case of ''bin Ali Jaber v. United States'' (2017), the plaintiffs filed a lawsuit under the
Torture Victim Protection Act of 1991 after a 2012 US drone strike killed five civilians.
The
District of Columbia Court of Appeals
The District of Columbia Court of Appeals is the highest court of the District of Columbia, the capital city of the United States. The court was established in 1942 as the Municipal Court of Appeals, and it has been the court of last resort ...
dismissed the plaintiffs' claims on the basis that the "plaintiffs challenged the type of executive decision found nonjusticiable in ''El-Shifa Pharmaceutical Industries Co. v. United States'' (2010)." In ''El-Shifa'', the court distinguished "between claims questioning the wisdom of military action, 'a policy choice . . . constitutionally committed' to the political branches, and 'legal issues such as whether the government had legal authority to act.'"
Thus, the court held that the plaintiffs' argument required the court to make a policy decision.
Gerrymandering
In cases like ''
Davis v. Bandemer'' (1986), ''
Vieth v. Jubelirer'' (2004), and ''
Gill v. Whitford'' (2018), the Supreme Court had repeatedly treated partisan
gerrymandering
Gerrymandering, ( , originally ) defined in the contexts of Representative democracy, representative electoral systems, is the political manipulation of Boundary delimitation, electoral district boundaries to advantage a Political party, pa ...
as judiciable, but it remained unable to agree on a majority standard for deciding such cases. In ''
Rucho v. Common Cause'' (2019), the Supreme Court ultimately reversed itself, deciding that partisan gerrymandering was a purely political question.
Private military contractors
In the case of ''Ghane v. Mid-South'' (January 16, 2014), the Mississippi Supreme Court held that a wrongful death action against a
private military company by the family of a deceased
United States Navy SEAL could proceed under Mississippi law since the plaintiff's claims did not present a non-justiciable political question under ''
Baker v. Carr'' (1962).
Court cases
US Supreme Court cases discussing the political question doctrine:
*''
Marbury v. Madison
''Marbury v. Madison'', 5 U.S. (1 Cranch) 137 (1803), was a landmark decision of the U.S. Supreme Court that established the principle of judicial review, meaning that American courts have the power to strike down laws and statutes they find ...
'', – Origin of the phrase.
* ''
Luther v. Borden'', – Guarantee of a republican form of government is a political question.
* ''
Coleman v. Miller'', – Mode of amending federal Constitution is a political question.
* ''
Colegrove v. Green'', – Apportionment of congressional districts is a political question (Overruled by ''Baker v. Carr'').
* ''
Baker v. Carr'', – Apportionment of state legislatures is not a political question.
* ''
Powell v. McCormack'', – Congress' exclusion of members who have met the qualifications to serve is not a political question.
* ''
Goldwater v. Carter'', – Presidential authority to terminate treaties is a political question.
* ''
INS v. Chadha'', – Constitutionality of one house
legislative veto is not a political question.
* ''
Nixon v. United States'', – Senate authority over impeachment is a political question.
* ''
Rucho v. Common Cause'', – Partisan gerrymandering is a political question.
International use
France
A type of act by the French government, the ''
acte de gouvernement'', avoids judicial review as it is too politically sensitive.
[Jully, A. (2019). Propos orthodoxes sur l'acte de gouvernement: (Note sous Conseil d'Etat, 17 avr. 2019, ''Société SADE'', n°418679, Inédit au Lebon). ''Civitas Europa'', 43(2), 165-171. doi:10.3917/civit.043.0165.] While the scope of the concept has been reduced over time, there are still acts that the courts do not have jurisdiction over, such as matters that are deemed to be unseverable from France's diplomatic acts, like the President's decision to conduct
tests of nuclear weapons or end
foreign aid
In international relations, aid (also known as international aid, overseas aid, foreign aid, economic aid or foreign assistance) is – from the perspective of governments – a voluntary transfer of resources from one country to another. The ...
.
Other acts include the President's decision to dissolve Parliament, award honors, or grant amnesty.
Such ''actes de gouvernement'' need to be politically-based and also concern domains in which the courts are not competent to judge.
Japan
The postwar constitution gave the
Supreme Court of Japan
The , located in Hayabusachō, Chiyoda, Tokyo, is the highest court in Japan. It has ultimate judicial authority to interpret the Japanese constitution and decide questions of national law. It has the power of judicial review, which allows it ...
the power of judicial review.
The court developed its own political question doctrine (; tōchikōi), in part to avoid interpreting Article 9 of the post-war pacifist constitution, which renounces war and the threat or use of force.
Issues arising under Article 9 have included include the legitimacy of Japan's
Self-Defense Force, the
, and the stationing of
American forces in Japan.
The ''Sunagawa case'' is considered the leading precedent on the political question doctrine in Japan.
In 1957, demonstrators entered a then-American military base in the
Tokyo
Tokyo, officially the Tokyo Metropolis, is the capital of Japan, capital and List of cities in Japan, most populous city in Japan. With a population of over 14 million in the city proper in 2023, it is List of largest cities, one of the most ...
suburb of Sunagawa, violating a special Japanese criminal law based on the US-Japan Security Treaty.
A Tokyo District Court found that the US military's presence in Japan were unconstitutional under Article 9 of the Constitution and acquitted the defendants.
The Japanese Supreme Court overturned the district court in a fast-track appeal, implicitly developing the political question doctrine in the ruling. The Court found it inappropriate for the judiciary to judge the constitutionality of highly political matters like the US-Japan Security Treaty, unless they expressly violate the Constitution.
On the Security Treaty, the Court saw "an extremely high degree of political consideration," and "there is a certain element of incompatibility in the process of judicial determination of its constitutionality by a court of law which has as its mission the exercise of the purely judicial function."
[Saikō Saibansho up. Ct.Dec. 16, 1959, A no. 710, 13 Saikō Saibansho Keiji Hanreishū eishū3225 (Japan).] It therefore found that the question should be resolved by the
Cabinet,
Diet, and people through elections.
The presence of American forces was held to not violate Article 9 because they were not under Japanese command.
The political question doctrine has remained a barrier for challenges under Article 9. Under the "clear mistake" rule developed by the Court, it defers to the political branches on Article 9 issues so long as the act is "not obviously unconstitutional and void."
Other notable cases on the political question doctrine in Japan include the ''Tomabechi case'', which concerned whether the dissolution of the Diet was valid. In the ''Tomabechi'' case, the Court also decided against judicial review by implicitly invoking the political question doctrine, citing the separation of powers as justification.
In addition, the Court announced that in political question cases not related to Article 9, the clear mistake rule does not apply and judicial review is categorically prohibited.
Switzerland
In 2007,
Taiwan
Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
filed a lawsuit before a Swiss civil court against the
International Organization for Standardization
The International Organization for Standardization (ISO ; ; ) is an independent, non-governmental, international standard development organization composed of representatives from the national standards organizations of member countries.
M ...
, arguing that the ISO's use of the
United Nations name "
Taiwan, Province of China" rather than "Republic of China (Taiwan)" violated Taiwan's name rights. On 9 September 2010, a panel of the
Federal Supreme Court of Switzerland decided, by three votes to two, to dismiss the suit as presenting a political question not subject to Swiss civil jurisdiction.
Taiwan
In November 1993, the
Judicial Yuan
The Judicial Yuan () is the Judiciary, judicial branch of the Republic of China.''See'' Constitution arts. 77-82, ''available at'' ''See'' Additional Articles of the Constitution art. 5, ''available at'' It functions as the Constitutional Cour ...
, the judicial branch of
Taiwan
Taiwan, officially the Republic of China (ROC), is a country in East Asia. The main geography of Taiwan, island of Taiwan, also known as ''Formosa'', lies between the East China Sea, East and South China Seas in the northwestern Pacific Ocea ...
, interpreted that the delimitation of national territory would be a significant political question beyond the reach of judicial review.
International law
The
International Court of Justice
The International Court of Justice (ICJ; , CIJ), or colloquially the World Court, is the only international court that Adjudication, adjudicates general disputes between nations, and gives advisory opinions on International law, internation ...
has dealt with the doctrine in its advisory function, and the
European Court of Human Rights
The European Court of Human Rights (ECtHR), also known as the Strasbourg Court, is an international court of the Council of Europe which interprets the European Convention on Human Rights (ECHR). The court hears applications alleging that a co ...
has engaged with the doctrine through the margin of appreciation. The
Court of Justice of the European Union
The Court of Justice of the European Union (CJEU) ( or "''CJUE''"; Latin: Curia) is the Judiciary, judicial branch of the European Union (EU). Seated in the Kirchberg, Luxembourg, Kirchberg quarter of Luxembourg City, Luxembourg, this EU ins ...
has never explicitly addressed the political question doctrine in its jurisprudence, yet it has been argued that there are traces of the doctrine present in its rulings.
See also
*
Judicial activism
Judicial activism is a judicial philosophy holding that courts can and should go beyond the applicable law to consider broader societal implications of their decisions. It is sometimes used as an antonym of judicial restraint. The term usually ...
References
Further reading
*
*
*
*
* Piazolo, Michael: ''Verfassungsgerichtsbarkeit und politische Fragen, die Political Question Doktrin im Verfahren vor dem Bundesverfassungsgericht und dem Supreme Court der USA''. Munich 1994 (german text)
{{DEFAULTSORT:Political Question
Civil procedure
Legal doctrines and principles
*