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Plan R 4 was an unrealised
British British may refer to: Peoples, culture, and language * British people, nationals or natives of the United Kingdom, British Overseas Territories and Crown Dependencies. * British national identity, the characteristics of British people and culture ...
plan to invade
Norway Norway, officially the Kingdom of Norway, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. The remote Arctic island of Jan Mayen and the archipelago of Svalbard also form part of the Kingdom of ...
and
Sweden Sweden, formally the Kingdom of Sweden, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. It borders Norway to the west and north, and Finland to the east. At , Sweden is the largest Nordic count ...
in April 1940, during the
Second World War World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
. As a result of competing plans for Norway and
Operation Weserübung Operation Weserübung ( , , 9 April – 10 June 1940) was the invasion of Denmark and Norway by Nazi Germany during World War II. It was the opening operation of the Norwegian Campaign. In the early morning of 9 April 1940 (, "Weser Day"), Ge ...
the German invasion of Norway the same month, it was not carried out as designed. Similar plans had been made for the proposed Anglo-French intervention in the Winter War.


Background

Germany lacked
iron Iron is a chemical element; it has symbol Fe () and atomic number 26. It is a metal that belongs to the first transition series and group 8 of the periodic table. It is, by mass, the most common element on Earth, forming much of Earth's o ...
ore for
steel Steel is an alloy of iron and carbon that demonstrates improved mechanical properties compared to the pure form of iron. Due to steel's high Young's modulus, elastic modulus, Yield (engineering), yield strength, Fracture, fracture strength a ...
production and before the war, iron ore had been imported from mines in the French region of
Lorraine Lorraine, also , ; ; Lorrain: ''Louréne''; Lorraine Franconian: ''Lottringe''; ; ; is a cultural and historical region in Eastern France, now located in the administrative region of Grand Est. Its name stems from the medieval kingdom of ...
. Since the outbreak of war in September 1939, that supply had been cut off and shipments from the other large supplier,
Sweden Sweden, formally the Kingdom of Sweden, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. It borders Norway to the west and north, and Finland to the east. At , Sweden is the largest Nordic count ...
, were essential for the production of military equipment. In the
Gulf of Bothnia The Gulf of Bothnia (; ; ) is divided into the Bothnian Bay and the Bothnian Sea, and it is the northernmost arm of the Baltic Sea, between Finland's west coast ( East Bothnia) and the northern part of Sweden's east coast ( West Bothnia an ...
, the northern part of the
Baltic Sea The Baltic Sea is an arm of the Atlantic Ocean that is enclosed by the countries of Denmark, Estonia, Finland, Germany, Latvia, Lithuania, Poland, Russia, Sweden, and the North European Plain, North and Central European Plain regions. It is the ...
, lies the Swedish port of
Luleå Luleå ( , , locally ; ; ) is a Cities in Sweden, city on the coast of northern Sweden, and the County Administrative Boards of Sweden, capital of Norrbotten County, the northernmost county in Sweden. Luleå has 48,728 inhabitants in its urban ...
from where ore is shipped during the summer. The Baltic that far north froze in winter and for several months each year, the Swedes sent iron ore by rail to the ice-free port of
Narvik () is the third-largest List of municipalities of Norway, municipality in Nordland Counties of Norway, county, Norway, by population. The administrative centre of the municipality is the Narvik (town), town of Narvik. Some of the notable villag ...
, in the far north of Norway. In a normal year, 80 per cent of the iron ore was exported through Narvik. The only alternative in winter was a long rail journey to
Oxelösund Oxelösund is a locality and the seat of Oxelösund Municipality in Södermanland County, Sweden with 11,488 inhabitants in 2018. It is located less than south from the city centre of its larger neighbour, Nyköping, with the two urban areas form ...
on the Baltic, south of
Stockholm Stockholm (; ) is the Capital city, capital and List of urban areas in Sweden by population, most populous city of Sweden, as well as the List of urban areas in the Nordic countries, largest urban area in the Nordic countries. Approximately ...
, which was not frozen. British intelligence suggested that Oxelösund could ship only a fifth of the weight that Germany required. Travelling inside Norwegian territorial waters for most of the trip, the shipping from Narvik was virtually immune to British interception. The British and the French
strategy Strategy (from Greek στρατηγία ''stratēgia'', "troop leadership; office of general, command, generalship") is a general plan to achieve one or more long-term or overall goals under conditions of uncertainty. In the sense of the " a ...
was to use the
Winter War The Winter War was a war between the Soviet Union and Finland. It began with a Soviet invasion of Finland on 30 November 1939, three months after the outbreak of World War II, and ended three and a half months later with the Moscow Peac ...
, the invasion by the
Soviet Union The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
that has begun on 30 November 1939 as an excuse for seizing the Swedish ore fields in the north and the Norwegian harbours through which it was shipped to Germany. The plan was to get Norwegian and Swedish permission to send an expeditionary force to Finland across
Sápmi is the cultural region traditionally inhabited by the Sámi people. Sápmi includes the northern parts of Fennoscandia, stretching over four countries: Norway, Sweden, Finland, and Russia. Most of Sápmi lies north of the Arctic Circle, boun ...
, ostensibly to help the Finns. Once there, they were to take control of Swedish harbours and mines, occupy cities such as
Gävle Gävle ( ; ) is a Urban areas in Sweden, city in Sweden, the seat of Gävle Municipality and the capital of Gävleborg County. It had 79,004 inhabitants in 2020, which makes it the List of cities in Sweden, 13th-most-populated city in Sweden. I ...
and Luleå, ending German access to Swedish ore and presenting Norway and Sweden with a
fait accompli Many words in the English vocabulary are of French language, French origin, most coming from the Anglo-Norman language, Anglo-Norman spoken by the upper classes in England for several hundred years after the Norman conquest of England, Norman ...
. Because of the danger of Allied or German occupation and of the war being waged on their territory, the Swedes and the Norwegians refused the transit requests. The Germans, aware of the danger, were making plans for an invasion of Norway to protect their supply of iron ore. The ''Altmark'' Incident of 16 February 1940 convinced Hitler that the Allies would not respect Norwegian neutrality and he ordered the plans for an invasion hastened. The Scandinavian reluctance to allow Allied troops on their territory baulked the original Allied plan for using aid to Finland as a pretext for sending troops but on 12 March, the Allies decided to try a "semi-peaceable" invasion instead. Troops were to be landed in Norway and were to move into Sweden to capture the Swedish mines but if serious military resistance from the Norwegians was encountered, the Allies were not to press the issue. Finland sued for peace on 13 March and the revised version of the plan had to be abandoned. Faced with this, the Allied instead began work on Plan R 4. The Germans knew something of the Allied plans. Intercepted radio traffic showed that Allied transport groups had been readied. Later interceptions informed Germany that the Allies had abandoned the plan and redeployed their forces.
Adolf Hitler Adolf Hitler (20 April 1889 – 30 April 1945) was an Austrian-born German politician who was the dictator of Nazi Germany from 1933 until Death of Adolf Hitler, his suicide in 1945. Adolf Hitler's rise to power, He rose to power as the lea ...
feared that the Allies would launch their invasion sooner or later and 9 April was set as the date of
Operation Weserübung Operation Weserübung ( , , 9 April – 10 June 1940) was the invasion of Denmark and Norway by Nazi Germany during World War II. It was the opening operation of the Norwegian Campaign. In the early morning of 9 April 1940 (, "Weser Day"), Ge ...
, the German attack on
Denmark Denmark is a Nordic countries, Nordic country in Northern Europe. It is the metropole and most populous constituent of the Kingdom of Denmark,, . also known as the Danish Realm, a constitutionally unitary state that includes the Autonomous a ...
and Norway.


Plan

Britain had two parallel plans,
Operation Wilfred Operation Wilfred was a British naval operation during the Second World War that involved the naval mine, mining of the channels between Norway and its offshore islands to prevent the transport of Swedish iron ore through neutral Norwegian wate ...
and Plan R 4.


Operation Wilfred

Operation Wilfred, set to commence on 5 April (but delayed to 8 April), was a British naval operation intending to place two minefields inside Norwegian territorial waters already. Ships carrying ore would have to sail into international waters and run the gauntlet of the
Royal Navy The Royal Navy (RN) is the naval warfare force of the United Kingdom. It is a component of His Majesty's Naval Service, and its officers hold their commissions from the King of the United Kingdom, King. Although warships were used by Kingdom ...
, which could prevent the transport of Swedish iron ore to Germany. The Norwegian and the Swedish governments were to be publicly informed some days beforehand and to be accused of inability to uphold their neutrality.


Plan R 4

R 4 consisted of * Operation Stratford – the main British force (Scots Guards + AA) to occupy the area from Narvik to the Swedish border following the railway. * Operation Avonmouth (combined British and French force) – a raid to destroy the Sola airfield outside Stavanger and occupation of Bergen and Trondheim, the force comprising the main part of 146th and 148th Infantry Brigades plus a French Alpine brigade. * Operation Plymouth – consisting of the Hallamshire Battalion of the 146th Infantry Brigade to land at Trondheim and advance eastwards. According to military historian Earl F. Ziemke in his 1960 essay "''The German Decision To Invade Norway and Denmark''", it was hoped that Operation Wilfred would provoke a German reaction in the form of troop landings or threats thereof and R 4 was to be executed "the moment the Germans landed in Norway 'or showed they intended to do so." The first battalion transports were to sail within a few hours of the mines having been laid. In his 2007 essay "''The German Invasion of Norway, 1940: The Operational Intelligence Dimension''" the historian Adam Claasen wrote "it is not intended that any Forces shall be landed in Norway until the Germans have violated Norwegian Territory, or there is clear evidence that they intend to do so". Both authors agree that the plan assumed the Norwegians would not resist the British forces.


Aftermath

Plan R 4 could not be executed as planned, as most of the German navy was reported to be in Norwegian waters already. The plan to invade northern Sweden after Norway had to be abandoned as Allied troops were swiftly sent to support the Norwegians against the Germans, but success was achieved only in the Narvik area, where the Germans were brought close to surrender. The Allied troops consisted of 24,500 British, Norwegian, French and Polish troops, in particular marine infantry, French Foreign Legionnaires and Polish mountain troops. The German troops were composed of 2,000 mountain troops and 2,600 seamen from the sunken German invasion flotilla. On 17 April 1940, Hitler ordered the German troops to evacuate to Sweden to be interned (see the Allied campaign in Norway). The
Battle of France The Battle of France (; 10 May – 25 June 1940), also known as the Western Campaign (), the French Campaign (, ) and the Fall of France, during the Second World War was the Nazi Germany, German invasion of the Low Countries (Belgium, Luxembour ...
and the Low Countries led to an Allied troop redeployment. Allied troops were evacuated in Operation Alphabet from Narvik by 8 June 1940.


See also

* Franco-British plans for intervention in the Winter War *
Foreign support of Finland in the Winter War Foreign support in the Winter War consisted of materiel, men and moral support to the Finnish struggle against the Soviet Union in the Winter War. World opinion at large supported the Finnish cause. The Second World War had not yet begun in earn ...
*
British occupation of the Faroe Islands Operation Valentine, the British occupation of the Faroe Islands during the Second World War, was implemented immediately following Operation Weserübung, the German invasion of metropolitan Denmark and Norway. It was a small component of the ...
*
Iceland in World War II At the beginning of World War II, Kingdom of Iceland, Iceland was a Sovereignty, sovereign Monarchy, kingdom in personal union with Denmark, with King Christian X as head of state. Iceland officially remained neutral throughout World War II. H ...
* Operation Catherine * Operation Pike


Footnotes


References

* *


Further reading

* * * * * * * * {{World War II Military history of the United Kingdom during World War II Military operations directly affecting Sweden during World War II Cancelled invasions Cancelled military operations of World War II Norway–United Kingdom relations