In
physics
Physics is the natural science that studies matter, its fundamental constituents, its motion and behavior through space and time, and the related entities of energy and force. "Physical science is that department of knowledge which rel ...
, the optical theorem is a general law of
wave
In physics, mathematics, and related fields, a wave is a propagating dynamic disturbance (change from equilibrium) of one or more quantities. Waves can be periodic, in which case those quantities oscillate repeatedly about an equilibrium (r ...
scattering theory
In mathematics and physics, scattering theory is a framework for studying and understanding the scattering of waves and particles. Wave scattering corresponds to the collision and scattering of a wave with some material object, for instance su ...
, which relates the forward
scattering amplitude to the total
cross section of the scatterer. It is usually written in the form
:
where (0) is the
scattering amplitude with an angle of zero, that is the amplitude of the wave scattered to the center of a distant screen and is the
wave vector
In physics, a wave vector (or wavevector) is a vector used in describing a wave, with a typical unit being cycle per metre. It has a magnitude and direction. Its magnitude is the wavenumber of the wave (inversely proportional to the wavelength) ...
in the incident direction.
Because the optical theorem is derived using only
conservation of energy
In physics and chemistry, the law of conservation of energy states that the total energy of an isolated system remains constant; it is said to be ''conserved'' over time. This law, first proposed and tested by Émilie du Châtelet, means tha ...
, or in
quantum mechanics
Quantum mechanics is a fundamental theory in physics that provides a description of the physical properties of nature at the scale of atoms and subatomic particles. It is the foundation of all quantum physics including quantum chemistry, q ...
from
conservation of probability
A continuity equation or transport equation is an equation that describes the transport of some quantity. It is particularly simple and powerful when applied to a conserved quantity, but it can be generalized to apply to any extensive quantity. ...
, the optical theorem is widely applicable and, in
quantum mechanics
Quantum mechanics is a fundamental theory in physics that provides a description of the physical properties of nature at the scale of atoms and subatomic particles. It is the foundation of all quantum physics including quantum chemistry, q ...
,
includes both
elastic and inelastic scattering.
The generalized optical theorem, first derived by
Werner Heisenberg
Werner Karl Heisenberg () (5 December 1901 – 1 February 1976) was a German theoretical physicist and one of the main pioneers of the theory of quantum mechanics. He published his work in 1925 in a breakthrough paper. In the subsequent series ...
, allows for arbitrary outgoing directions ''k:
:
The original optical theorem is recovered by letting
.
History
The optical theorem was originally developed independently by Wolfgang Sellmeier and
Lord Rayleigh
John William Strutt, 3rd Baron Rayleigh, (; 12 November 1842 – 30 June 1919) was an English mathematician and physicist who made extensive contributions to science. He spent all of his academic career at the University of Cambridge. Amo ...
in 1871.
[Strutt, J. W. (1871). XV. On the light from the sky, its polarization and colour. The London, Edinburgh, and Dublin Philosophical Magazine and Journal of Science, 41(271), 107-120.] Lord Rayleigh recognized the forward
scattering amplitude in terms of the
index of refraction
In optics, the refractive index (or refraction index) of an optical medium is a dimensionless number that gives the indication of the light bending ability of that medium.
The refractive index determines how much the path of light is bent, or ...
as
:
(where is the number density of scatterers),
which he used in a study of the color and polarization of the sky.
The equation was later extended to quantum scattering theory by several individuals, and came to be known as the Bohr–Peierls–Placzek relation after a 1939 paper. It was first referred to as the "optical theorem" in print in 1955 by
Hans Bethe
Hans Albrecht Bethe (; July 2, 1906 – March 6, 2005) was a German-American theoretical physicist who made major contributions to nuclear physics, astrophysics, quantum electrodynamics, and solid-state physics, and who won the 1967 Nobel Prize ...
and
Frederic de Hoffmann, after it had been known as a "well known theorem of optics" for some time.
Derivation
The theorem can be derived rather directly from a treatment of a
scalar wave
In physics, mathematics, and related fields, a wave is a propagating dynamic disturbance (change from equilibrium) of one or more quantities. Waves can be periodic, in which case those quantities oscillate repeatedly about an equilibrium (r ...
. If a
plane wave
In physics, a plane wave is a special case of wave or field: a physical quantity whose value, at any moment, is constant through any plane that is perpendicular to a fixed direction in space.
For any position \vec x in space and any time t, t ...
is incident along positive z axis on an object, then the wave
scattering amplitude a great distance away from the scatterer is approximately given by
:
All higher terms, when squared, vanish more quickly than
, and so are negligible a great distance away. For large values of
and for small angles, a
Taylor expansion
In mathematics, the Taylor series or Taylor expansion of a function is an infinite sum of terms that are expressed in terms of the function's derivatives at a single point. For most common functions, the function and the sum of its Taylor se ...
gives us
:
We would now like to use the fact that the
intensity
Intensity may refer to:
In colloquial use
* Strength (disambiguation)
*Amplitude
*Level (disambiguation)
*Magnitude (disambiguation)
In physical sciences
Physics
*Intensity (physics), power per unit area (W/m2)
* Field strength of electric, ma ...
is proportional to the square of the amplitude
. Approximating
as
, we have
:
If we drop the
term and use the fact that
, we have
:
Now suppose we
integrate over a screen far away in the ''xy'' plane, which is small enough for the small-angle approximations to be appropriate, but large enough that we can integrate the intensity over
to
in ''x'' and ''y'' with negligible error. In
optics
Optics is the branch of physics that studies the behaviour and properties of light, including its interactions with matter and the construction of instruments that use or detect it. Optics usually describes the behaviour of visible, ultra ...
, this is equivalent to summing over many fringes of the
diffraction pattern. To further simplify matters, let's approximate
. We obtain
:
where ''A'' is the area of the surface integrated over. Although these are improper integrals, by suitable substitutions the exponentials can be transformed into complex
Gaussians and the definite integrals evaluated resulting in:
:
This is the probability of reaching the screen if none were scattered, lessened by an amount