Neil Joseph Smelser (1930–2017) was an American sociologist who served as
professor
Professor (commonly abbreviated as Prof.) is an Academy, academic rank at university, universities and other tertiary education, post-secondary education and research institutions in most countries. Literally, ''professor'' derives from Latin ...
of
sociology
Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. The term sociol ...
at the
University of California, Berkeley
The University of California, Berkeley (UC Berkeley, Berkeley, Cal, or California), is a Public university, public Land-grant university, land-grant research university in Berkeley, California, United States. Founded in 1868 and named after t ...
. He was an active researcher from 1958 to 1994. His research was on
collective behavior
The expression collective behavior was first used by Franklin Henry Giddings and employed later by Robert Park and Ernest Burgess, Herbert Blumer, Ralph H. Turner and Lewis Killian, and Neil Smelser to refer to social processes and even ...
,
sociological theory
A sociological theory is a that intends to consider, analyze, and/or explain objects of social reality from a sociological perspective,Macionis, John and Linda M. Gerber. 2010. ''Sociology'' (7th Canadian ed.). Upper Saddle River, NJ: Pearson ...
,
economic sociology
Economic sociology is the study of the social cause and effect of various economic phenomena. The field can be broadly divided into a classical period and a contemporary one, known as "new economic sociology".
The classical period was concerned ...
,
sociology of education
The sociology of education is the study of how public institutions and individual experiences affect education and its outcomes. It is mostly concerned with the public schooling systems of modern industrial societies, including the expansion of ...
,
social change
Social change is the alteration of the social order of a society which may include changes in social institutions, social behaviours or social relations. Sustained at a larger scale, it may lead to social transformation or societal transformat ...
, and
comparative methods. Among many lifetime achievements, Smelser "laid the foundations for economic sociology."
Biography
Smelser was born in
Kahoka,
Missouri
Missouri (''see #Etymology and pronunciation, pronunciation'') is a U.S. state, state in the Midwestern United States, Midwestern region of the United States. Ranking List of U.S. states and territories by area, 21st in land area, it border ...
, on July 22, 1930. He received his undergraduate degree from
Harvard University
Harvard University is a Private university, private Ivy League research university in Cambridge, Massachusetts, United States. Founded in 1636 and named for its first benefactor, the History of the Puritans in North America, Puritan clergyma ...
in 1952 in the
Department of Social Relations. From 1952 to 1954, he was a
Rhodes scholar
The Rhodes Scholarship is an international Postgraduate education, postgraduate award for students to study at the University of Oxford in Oxford, United Kingdom. The scholarship is open to people from all backgrounds around the world.
Esta ...
at
Magdalen College, Oxford
Magdalen College ( ) is a Colleges of the University of Oxford, constituent college of the University of Oxford. It was founded in 1458 by Bishop of Winchester William of Waynflete. It is one of the wealthiest Oxford colleges, as of 2022, and ...
, where he studied economics, philosophy, and politics and was awarded a
Bachelor of Arts
A Bachelor of Arts (abbreviated B.A., BA, A.B. or AB; from the Latin ', ', or ') is the holder of a bachelor's degree awarded for an undergraduate program in the liberal arts, or, in some cases, other disciplines. A Bachelor of Arts deg ...
degree. During his first year of graduate school at the age of 24, he co-authored ''Economy and Society'' with
Talcott Parsons
Talcott Parsons (December 13, 1902 – May 8, 1979) was an American sociologist of the classical tradition, best known for his social action theory and structural functionalism. Parsons is considered one of the most influential figures in soci ...
, first published in 1956.
He earned his
Doctor of Philosophy
A Doctor of Philosophy (PhD, DPhil; or ) is a terminal degree that usually denotes the highest level of academic achievement in a given discipline and is awarded following a course of Postgraduate education, graduate study and original resear ...
degree in
sociology
Sociology is the scientific study of human society that focuses on society, human social behavior, patterns of Interpersonal ties, social relationships, social interaction, and aspects of culture associated with everyday life. The term sociol ...
from Harvard in 1958, and was a junior fellow of the Society of Fellows. He was given tenure a year after graduating from Harvard and joining Berkeley.
and, at the age of 31, he was the youngest editor of the ''
American Sociological Review
The ''American Sociological Review'' is a bi-monthly peer-reviewed academic journal covering all aspects of sociology. It is published by SAGE Publications on behalf of the American Sociological Association. It was established in 1936. It is along ...
'' in 1961, just three years after coming to Berkeley.
He was the fifth director of the
Center for Advanced Study in the Behavioral Sciences
The Center for Advanced Study in the Behavioral Sciences (CASBS) is an interdisciplinary research institution at Stanford University designed to advance the frontiers of knowledge about human behavior and society, and contribute to the resoluti ...
from 1994 to 2001. He retired in 1994 when he became an
emeritus professor
''Emeritus/Emerita'' () is an honorary title granted to someone who retires from a position of distinction, most commonly an academic faculty position, but is allowed to continue using the previous title, as in "professor emeritus".
In some c ...
and died in Berkeley on October 2, 2017.
Awards and honors
Over his career, Smelser received many prestigious awards and prizes.
1968
American Academy of Arts and Sciences
The American Academy of Arts and Sciences (The Academy) is one of the oldest learned societies in the United States. It was founded in 1780 during the American Revolution by John Adams, John Hancock, James Bowdoin, Andrew Oliver, and other ...
1993
National Academy of Sciences
The National Academy of Sciences (NAS) is a United States nonprofit, NGO, non-governmental organization. NAS is part of the National Academies of Sciences, Engineering, and Medicine, along with the National Academy of Engineering (NAE) and the ...
1993 Berkeley Citatio
1995 Elected President of
American Sociological Association
The American Sociological Association (ASA) is a non-profit organization dedicated to advancing the discipline and profession of sociology. Founded in December 1905 as the American Sociological Society at Johns Hopkins University by a group of fi ...
2000 Ernest W. Burgess Fellow of the American Academy of Political and Social Science.
2002 Mattei Dogan Foundation Prize for Distinguished Career Achievement from the International Sociological Associatio
American Philosophical Society
Major works
Theory of Collective Behavior
In ''
Theory of Collective Behavior'', Smelser offers a unified theory of collective behavior. It differs from the European social-psychological research on
crowd psychology
Crowd psychology (or mob psychology) is a subfield of social psychology which examines how the psychology of a group of people differs from the psychology of any one person within the group. The study of crowd psychology looks into the actions ...
by
Gustave Le Bon
Charles-Marie Gustave Le Bon (7 May 1841 – 13 December 1931) was a leading French polymath whose areas of interest included anthropology, psychology, sociology, medicine, invention, and physics. He is best known for his 1895 work '' The Crowd: ...
,
Wilfred Trotter
Wilfred Batten Lewis Trotter, FRS (3 November 1872 – 25 November 1939) was an English surgeon, a pioneer in neurosurgery. He was also known for his studies on social psychology, most notably for his concept of the herd instinct, which he f ...
,
William McDougall, and
Sigmund Freud
Sigmund Freud ( ; ; born Sigismund Schlomo Freud; 6 May 1856 – 23 September 1939) was an Austrian neurologist and the founder of psychoanalysis, a clinical method for evaluating and treating psychopathology, pathologies seen as originating fro ...
. It also breaks with the American tradition of
Edward Alsworth Ross,
Robert E. Park, and
Herbert Blumer
Herbert George Blumer (March 7, 1900 – April 13, 1987) was an American sociologist whose main scholarly interests were symbolic interactionism and methods of social research. Believing that individuals create social reality through collective ...
.
As part of his theory, Smelser used the concept of value-added as a metaphor to describe how collective actions occur. Smelser's ''
value added theory'' (or strain theory) argued that six elements were necessary for a particular kind of collective behavior to emerge:
* Structural conduciveness - things that make or allow certain behaviors possible (e.g. spatial proximity)
* Structural strain - something (inequality, injustice) must strain society
* Generalized belief - explanation; participants have to come to an understanding of what the problem is
* Precipitating factors - spark to ignite the flame
* Mobilization for action - people need to become organized
* Failure of social control - how the authorities react (or don't)
Economic sociology
Smelser was a proponent of
economic sociology
Economic sociology is the study of the social cause and effect of various economic phenomena. The field can be broadly divided into a classical period and a contemporary one, known as "new economic sociology".
The classical period was concerned ...
, an interdisciplinary field that links sociology and economics.
In ''The Sociology of Economic Life'' (1963), Smelser defines the field of economic sociology "as the sociological perspective applied to economic phenomena."
Smelser contrasts economic sociology to mainstream economics in terms of (1) their concept of the actor, (2) their concept of economic action, (3) their sense of constraints on Economic Action, (4) their view of the relationship between the economy and society, (5) their goals of analysis, (6) the models they employ, and (7) their intellectual tradition.
Neil J. Smelser and Richard Swedberg's edited volume ''The Handbook of Economic Sociology'' (1994; 2nd edition in 2005) is credited with "consolidat
ngthe field of economic sociology."
The comparative method
Smelser wrote some important early works on the comparative method in the social sciences. In ''Comparative Methods in the Social Sciences'' (1976), Smelser shows how classic studies of
Alexis de Tocqueville
Alexis Charles Henri Clérel, comte de Tocqueville (29 July 180516 April 1859), was a French Aristocracy (class), aristocrat, diplomat, political philosopher, and historian. He is best known for his works ''Democracy in America'' (appearing in t ...
,
Émile Durkheim
David Émile Durkheim (; or ; 15 April 1858 – 15 November 1917) was a French Sociology, sociologist. Durkheim formally established the academic discipline of sociology and is commonly cited as one of the principal architects of modern soci ...
, and
Max Weber
Maximilian Carl Emil Weber (; ; 21 April 186414 June 1920) was a German Sociology, sociologist, historian, jurist, and political economy, political economist who was one of the central figures in the development of sociology and the social sc ...
relied on the comparative method.
Smelser's work on the comparative method influenced a key text on the comparative method by
Arend Lijphart
Arend d'Angremond Lijphart (born 17 August 1936) is a Dutch-American political scientist specializing in comparative politics, elections and voting systems, democratic institutions, and ethnicity and politics. He is Research Professor Emeritus ...
.
[Gerardo L. Munck and Richard Snyder, “Arend Lijphart: Political Institutions, Divided Societies, and Consociational Democracy,” pp. 234-72, in Gerardo L. Munck and Richard Snyder, ''Passion, Craft, and Method in Comparative Politics''. Baltimore, Md.: The Johns Hopkins University Press, 2007, p. 263.]
Publications
* Parsons, Talcott, and Neil J. Smelser. 1956. ''Economy and Society: A Study in the Integration of Economic and Social Theory''. London: Routledge.
* Smelser, Neil J. 1959. ''Social Change in the Industrial Revolution: An Application of Theory to the British Cotton Industry''. Chicago: University of Chicago Press.
* Smelser, Neil J. 1962. ''Theory of Collective Behavior''. New York: Free Press.
* Smelser, Neil J. 1963. ''The Sociology of Economic Life''. Englewood Cliffs, N.J., Prentice-Hall.
* Smelser, Neil J. 1968. ''Essays in Sociological Explanation''. Englewood Cliffs, N.J., Prentice-Hall.
* Smelser, Neil J. 1976. ''Comparative Methods in the Social Sciences''. Englewood Cliffs, N.J., Prentice-Hall.
* Smelser, Neil J. (ed.). 1988. ''Handbook of sociology''. Newbury Park, Calif.: Sage Publications.
* Smelser, Neil J. 1991. ''Social Paralysis and Social Change: British Working-Class Education in the Nineteenth Century''. Berkeley, CA: University of California Press.
* Smelser, Neil J., and Richard Swedberg. (eds.). 1994. ''The Handbook of Economic Sociology''. Princeton, NJ: Princeton University Press.
* Smelser, Neil J. 1998. ''The Social Edges of Psychoanalysis''. Berkeley, CA: University of California Press.
* Smelser, Neil J. 1998. "The Rational and the Ambivalent in the Social Sciences: 1997 Presidential Address". ''American Sociological Review'' Vol. 63, No. 1: 1-16.
* Smelser, Neil J., and Paul B. Baltes (eds.). 2001. ''
International Encyclopedia of the Social & Behavioral Sciences
The ''International Encyclopedia of the Social & Behavioral Sciences'', originally edited by Neil J. Smelser and
Paul B. Baltes, is a 26-volume work published by Elsevier. It has some 4,000 signed articles (commissioned by around 50 subject edi ...
'', 26 volumes. Amsterdam, Netherlands: Elsevier.
* Smelser, Neil J., and Richard Swedberg. (eds.). 2005. ''The Handbook of Economic Sociology'', Second Edition. Princeton, NJ: Princeton University Press.
* Smelser, Neil J. 2013. ''Dynamics of the Contemporary University: Growth, Accretion, and Conflict''. Berkeley, CA: University of California Press.
* Smelser, Neil J. 2014. ''Getting Sociology Right: A Half-Century of Reflections''. Berkeley, CA: University of California Press.
Resources on Smelser and his research
* King, Judson, Victoria Bonnell, and Michael Burawoy. 2017. "In Memoriam. Neil Joseph Smelser. University Professor. Professor of Sociology, Emeritus. UC Berkeley, 1930-2017
* Ormrod, James S. 2014. "Smelser’s Theory of Collective Behaviour", pp. 184–99, in James S. Ormrod, ''Fantasy and Social Movements''. New York, NY: Palgrave Macmillan.
* Smelser, Neil J. 2011-2012. "Neil Smelser: Distinguished Sociologist, University Professor and Servant to the Public." Interviews conducted by Jess McIntosh and Lisa Rubens in 2011-201
* Social Science Space. 2017. "The Constant Diplomat: Neil Smelser, 1930-2017
* Sullivan, T.J., Thompson, K.S. (1986), "Collective Behaviour and Social Change" in ''Sociology: Concepts, Issues and Applications'', Chapter 12. MacMillan, New York.
* Swedberg, Richard, 1990. ''Economics and Sociology: Redefining Their Boundaries: Conversations with Economists and Sociologists''. Princeton; Chapter 11 on Neil Smelser.
References
External links
Emeritus Faculty profileIntellectual Odyssey, with Neil Smelser (Conversations with History)(2006)
{{DEFAULTSORT:Smelser, Neil
1930 births
2017 deaths
American sociologists
American Rhodes Scholars
University of California, Berkeley faculty
Harvard University alumni
Presidents of the American Sociological Association
Members of the United States National Academy of Sciences
Foreign members of the Russian Academy of Sciences
People from Kahoka, Missouri
Center for Advanced Study in the Behavioral Sciences fellows
American Sociological Review editors
Max Weber scholars