In
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's
Middle-earth
Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
fiction, Man and Men denote
human
Humans (''Homo sapiens'') or modern humans are the most common and widespread species of primate, and the last surviving species of the genus ''Homo''. They are Hominidae, great apes characterized by their Prehistory of nakedness and clothing ...
s, whether male or female, in contrast to
Elves
An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''.
In medieval Germanic-speakin ...
,
Dwarves,
Orcs, and
other humanoid races.
Men are described as the second or younger people, created after the Elves, and differing from them in being mortal. Along with
Ents and Dwarves, these are the "free peoples" of Middle-earth, differing from the enslaved peoples such as
Orcs.
Tolkien uses the Men of Middle-earth, interacting with immortal Elves, to explore a variety of
themes in ''The Lord of the Rings'', especially death and immortality. This appears throughout, but is the central theme of an appendix, "
The Tale of Aragorn and Arwen". Where the
Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s stand for simple, earthbound, comfort-loving people, Men are far more varied, from petty villains and slow-witted publicans to the gentle warrior
Faramir and the genuinely heroic
Aragorn; Tolkien had wanted to create a
heroic romance suitable for the modern age. Scholars have identified real-world analogues for each of the varied races of Men, whether from
medieval
In the history of Europe, the Middle Ages or medieval period lasted approximately from the 5th to the late 15th centuries, similarly to the post-classical period of World history (field), global history. It began with the fall of the West ...
times or
classical antiquity
Classical antiquity, also known as the classical era, classical period, classical age, or simply antiquity, is the period of cultural History of Europe, European history between the 8th century BC and the 5th century AD comprising the inter ...
.
The weakness of Men, ''The Lord of the Rings'' asserts, is the desire for power; the
One Ring promises enormous power, but
is both evil and addictive. Tolkien uses Aragorn and the warrior
Boromir, the two Men in
the Fellowship that was created to destroy the Ring, to show opposite reactions to that temptation. It becomes clear that, except for Men, all the
peoples of Middle-earth are dwindling and fading: the Elves are leaving, and the Ents are childless. By the Fourth Age, Middle-earth is peopled with Men, and indeed Tolkien intended it to represent the real world in the distant past.
Commentators have questioned Tolkien's attitude to race, given that good peoples are white and live in the West, while enemies may be dark and live in the East and South.
However, others note that
Tolkien was strongly anti-racist in real life.
In the fictional world
Creation
The race of Men in
J. R. R. Tolkien
John Ronald Reuel Tolkien (, 3 January 1892 – 2 September 1973) was an English writer and philologist. He was the author of the high fantasy works ''The Hobbit'' and ''The Lord of the Rings''.
From 1925 to 1945, Tolkien was the Rawlinson ...
's fictional world, in his books ''
The Hobbit
''The Hobbit, or There and Back Again'' is a children's fantasy novel by the English author J. R. R. Tolkien. It was published in 1937 to wide critical acclaim, being nominated for the Carnegie Medal and awarded a prize from the ...
'', ''
The Lord of the Rings
''The Lord of the Rings'' is an Epic (genre), epic high fantasy novel written by English author and scholar J. R. R. Tolkien. Set in Middle-earth, the story began as a sequel to Tolkien's 1937 children's book ''The Hobbit'' but eventually d ...
'' and ''
The Silmarillion'', is the second race of beings, the "younger children", created by the
One God,
Ilúvatar. Because they awoke in the
First Age at the start of the
Years of the Sun, long after the
Elves
An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''.
In medieval Germanic-speakin ...
, the Elves called them the "afterborn", or in
Quenya
Quenya ()Tolkien wrote in his "Outline of Phonology" (in '' Parma Eldalamberon'' 19, p. 74) dedicated to the phonology of Quenya: is "a sound as in English ''new''". In Quenya is a combination of consonants, ibidem., p. 81. is a constructed l ...
the ''Atani'', the "Second People". Like Elves, Men first awoke in
the East of
Middle-earth
Middle-earth is the Setting (narrative), setting of much of the English writer J. R. R. Tolkien's fantasy. The term is equivalent to the ''Midgard, Miðgarðr'' of Norse mythology and ''Middangeard'' in Old English works, including ''Beowulf'' ...
, spreading all over the continent and developing a variety of cultures and ethnicities. Unlike Tolkien's Elves, Men are mortal; when they die, they depart to a world unknown even to the godlike
Valar.
Free peoples
Men are one of the four "free peoples" in the list-poem spoken by the
Ent Treebeard; the others being Elves,
Dwarves, and Ents.
[, book 3, ch. 4 "Treebeard"] Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s, not included on that list, were a branch of the lineage of Men.
[, "Prologue"] Hobbits were not known to the Ents, but on meeting
Merry and
Pippin, Treebeard at once worked that people into the list.
The concept of the free peoples is shared by
Elrond.
[, book 2, ch. 3 "The Ring Goes South"] The Tolkien scholar
Paul H. Kocher writes that, in the style of the medieval
Great Chain of Being
The great chain of being is a hierarchical structure of all matter and life, thought by medieval Christianity to have been decreed by God. The chain begins with God and descends through angels, Human, humans, Animal, animals and Plant, plants to ...
, this list places Men and the other speaking peoples higher than the beasts, birds, and reptiles which he lists next. "Man the mortal, master of horses" is listed last among the free peoples, who were created separately.
Diversity

Although all Men in
Tolkien's legendarium
Tolkien's legendarium is the body of J. R. R. Tolkien's mythopoeic writing, unpublished in his lifetime, that forms the background to his ''The Lord of the Rings'', and which his son Christopher summarized in his compilation of '' The Silma ...
are related to one another, there are many different groups with different cultures. Those on the side of the hobbits in ''The Lord of the Rings'' are the
Dúnedain, the men who fought on the side of the
Elves
An elf (: elves) is a type of humanoid supernatural being in Germanic folklore. Elves appear especially in North Germanic mythology, being mentioned in the Icelandic ''Poetic Edda'' and the ''Prose Edda''.
In medieval Germanic-speakin ...
in the First Age against
Morgoth in
Beleriand, from whom other friendly groups, the Rangers including
Aragorn, and the men of
Gondor are descended; and their allies the
Rohirrim.
The main human adversaries in ''The Lord of the Rings'' are the
Haradrim and the Easterlings.
The Haradrim or Southrons were hostile to Gondor, and used elephants in war. Tolkien describes them as "swart",
meaning "dark-skinned". The Easterlings lived in Rhûn, the vast eastern region of Middle-earth; they fought in the armies of
Morgoth and
Sauron. Tolkien describes them as "slant-eyed";
they ride horses or wagons, leading to the name "wain-riders".
The Variags of Khand formed a third but smaller group, who appear as vassals of Mordor in the
Battle of the Pelennor Fields. Their name is from (''Variag''), meaning the
Varangians, Viking or other Germanic warriors who served as
mercenaries
A mercenary is a private individual who joins an War, armed conflict for personal profit, is otherwise an outsider to the conflict, and is not a member of any other official military. Mercenaries fight for money or other forms of payment rath ...
.
Other human adversaries include the Black Númenóreans, good men gone wrong; and the
Corsairs of Umbar, rebels of Gondor.
Sandra Ballif Straubhaar notes in ''
The J. R. R. Tolkien Encyclopedia'' that
Faramir, son of the
Steward of Gondor, makes an "arrogant"
speech, of which he later "has cause to repent",
classifying the types of Men as seen by the Men of
Númenórean origin at the end of the
Third Age; she notes, too, that his taxonomy is probably not to be taken at face value.
History
In a world with other intelligent and cultured races, Men in Middle-earth interact with each other and with the other races in a complex history, narrated mainly in ''
The Silmarillion''. Men are in general friendly with the other free peoples, especially Elves; they are implacable enemies of the enslaved peoples, especially
Orcs. In the First Age, Men, the Edain, lived in
Beleriand on the extreme West of Middle-earth. They form an alliance with the Elves and join a disastrous war against the first Dark Lord,
Morgoth, which destroys Beleriand. As a reward for fighting in the war, the creator,
Eru Iluvatar, gives the Edain the new island of
Númenor as their home.
[, ch. 17 "Of the Coming of Men into the West" and subsequent chapters]
The key difference between Men and Elves now becomes central to the story: Elves are
immortal, and return to
Valinor, home of the godlike
Valar, when they become weary of Middle-earth, or are killed in battle. Men, however, are mortal.
Morgoth's servant,
Sauron, tempts the Men of Númenor to attack Valinor, in their search for immortality: Sauron has falsely insinuated that Men can become immortal just by being in that place. The Men and Númenor are destroyed: the island is drowned,
Atlantis-like, beneath the waves; the world is made round; and Valinor is removed from the world, so that only the Elves can reach it. Sauron's body is destroyed, but his spirit escapes to become the new Dark Lord of Middle-earth. A remnant of the Men of Númenor who remained faithful, under
Elendil, sail to Middle-earth, where they found the kingdoms of
Arnor in the North and
Gondor in the South, remaining known as the Dúnedain, "Men of the West". Arnor becomes fragmented, and declines until its kings become Rangers in the wilds, but they retain their memory of Númenor or "Westernesse", through many generations down to
Aragorn, a protagonist in ''The Lord of the Rings''. The line of kings in Gondor eventually dies out, and the country is ruled by
Stewards, the throne empty, until Aragorn returns.
Intermarriage and immortality
Tolkien stated that the core
theme of ''The Lord of the Rings'' was death and the human desire to escape it.
The theme, which recurs throughout the work, is sharply visible in an appendix, "
The Tale of Aragorn and Arwen", in which the immortal Elf
Arwen chooses mortality so that she can marry the mortal Man
Aragorn. The result, as with the earlier intermarriage of their ancestors
Lúthien and Beren in the
First Age in Beleriand, was to make Aragorn's line exceptionally long-lived among Men, and as the royal family intermarried with other people of Gondor, to maintain or extend the lifespan of the entire race.
[, Appendix A: "Annals of the Kings and Rulers": I "The Númenórean Kings": (v) "Here follows a part of the tale of Aragorn and Arwen"]
Fading
The overall feeling in ''The Lord of the Rings'', however, despite the victories and Aragorn's long-awaited kingship and marriage, is of
decline and fall, echoing
the view of Norse mythology that everything will inevitably be destroyed. As the Tolkien scholar
Marjorie Burns put it, "Here is a mythology where even the gods can die, and it leaves the reader with a vivid sense of life's cycles, with an awareness that everything comes to an end, that, though
he evilSauron may go, the elves will fade as well."
This fits with Tolkien's equation of Middle-earth with the real Earth at some distant epoch in the past, and with his apparent intention to create a
mythology for England. He could combine medieval myths and legends, hints from poems and nearly-forgotten names to build a world of
Wizards and Elves, Dwarves,
Rings of Power, Hobbits, Orcs,
Trolls
A troll is a being in Nordic folklore, including Norse mythology. In Old Norse sources, beings described as trolls dwell in isolated areas of rocks, mountains, or caves, live together in small family units, and are rarely helpful to human be ...
and
Ringwraiths, and heroic Men with Elvish blood in their veins, and follow their history through long ages, provided that at the end he tore it all down again, leaving nothing, once again, but dim memories. By the end of ''The Lord of the Rings'', the reader has learnt that the Elves have left for the Uttermost West, never to return, and that the other peoples, Dwarves, Hobbits, Ents and all the rest, are dwindling and fading, leaving only a world of Men.
Kocher writes that the furthest look into Man's future in ''The Lord of the Rings'' is the conversation between the Elf
Legolas and the Dwarf
Gimli, close friends, at the moment when they first visit
Minas Tirith, the capital city of the Men of Gondor, "and see the marks of decay around them". Gimli says that the works of Men always "fail of their promise"; Legolas replies that even if that's so, "seldom do they fail of their seed", in marked contrast to the scarcity of children among Elves and Dwarves, implying that Men will outlast the other races. Gimli suggests again that Men's projects "come to naught in the end but might-have-beens". Legolas just replies "To that the Elves know not the answer".
[, book 5, ch. 9 "The Last Debate"] Kocher comments that this "sad little fugue" is at variance with the hopeful tone of the rest of the work, remaining cheerful even in the face of apparently insuperable odds.
Analysis
Ambition for power
Kocher writes that the
Rings of Power reflected the characteristics of the race that was to wear them. Those for Men "stimulated and implemented their ambition for power". Whereas the tough Dwarves resisted Sauron's domination, and the Elves hid
their Rings from him, with Men his plan "works perfectly", turning the ambitious kings into
Ringwraiths, the nine Black Riders. With the
One Ring to rule them, Sauron gains complete control over them, and they become his most powerful servants. Kocher comments that for Tolkien, the exercise of personal
free will
Free will is generally understood as the capacity or ability of people to (a) choice, choose between different possible courses of Action (philosophy), action, (b) exercise control over their actions in a way that is necessary for moral respon ...
, the most precious gift, is "the distinguishing mark of his individuality". The wise, like the
Wizard Gandalf
Gandalf is a protagonist in J. R. R. Tolkien's novels ''The Hobbit'' and ''The Lord of the Rings''. He is a Wizards (Middle-earth), wizard, one of the Istari order, and the leader of the Company of the Ring. Tolkien took the name "Gandalf" fr ...
and the Elf-queen
Galadriel, therefore avoid putting pressure on anybody. In contrast, Sauron is evil exactly because he seeks to dominate the wills of others; the Ringwraiths, the nine fallen kings of Men, are the clearest exemplars of the process.
Kocher states that the leading Man in ''The Lord of the Rings'' is Aragorn, though critics often overlooked him in favour of Frodo as
protagonist
A protagonist () is the main character of a story. The protagonist makes key decisions that affect the plot, primarily influencing the story and propelling it forward, and is often the character who faces the most significant obstacles. If a ...
. Aragorn is one of two Men in the
Fellowship of the Ring, the nine walkers from the Free Peoples opposed to the nine Black Riders. The other is
Boromir, elder son of the Steward of Gondor, and the two Men are sharply opposed. Both are ambitious, and both intend one day to rule Gondor. Boromir means to fight valiantly, to save Gondor, with any help he can get, and to inherit the Stewardship. Aragorn knows he is in the line of kings by his ancestry, but he is unknown in Gondor. When they meet at the
Council of Elrond, they dispute who has been holding back Sauron. Aragorn presents the shards of the broken sword of his ancestor, Elendil, and asks Boromir if he wants the House of Elendil (the line of kings) to return. Boromir evasively replies that he would welcome the sword. The One Ring is then shown to the Council. Boromir at once thinks of using it himself. Elrond explains how dangerous the Ring is; Boromir reluctantly sets the idea of using it aside for the moment, and suggests again that Elendil's sword might help save Gondor, if Aragorn is strong enough. Aragorn replies gracefully to the tactless suggestion. Kocher comments that by being both bold and tactful, Aragorn has won all that he wanted from Boromir: the sword is genuine, as is Aragorn's claim to own it, and he has been invited back to Gondor. The Fellowship set off, temporarily united; when they reach
Parth Galen, Boromir tries to seize the Ring from Frodo, causing Frodo to use the Ring to escape; the Fellowship is scattered. Orcs attack, seeking the Ring; Boromir repents, and dies trying to save the Hobbits, an act which redeems him. Aragorn gives Boromir an honourable
boat-funeral. The quest eventually succeeds, and Aragorn, growing in strength through many perils and wise decisions is crowned King. Boromir gave in to the temptation of power, and fell; Aragorn responded rightfully, and rose.
[, book 2, ch. 2 " The Council of Elrond"]
Race
The status of the friendly races has been debated by critics. David Ibata, writing in ''
The Chicago Tribune'', asserts that the protagonists in ''The Lord of the Rings'' all have fair skin, and they are mainly blond-haired and blue-eyed as well. Ibata suggests that having the "good guys" white and their opponents of other races, in both book and film, is uncomfortably close to racism.
The
theologian
Theology is the study of religious belief from a religious perspective, with a focus on the nature of divinity. It is taught as an academic discipline, typically in universities and seminaries. It occupies itself with the unique content of ...
Fleming Rutledge states that the leader of the Drúedain, Ghân-buri-Ghân, is treated as a
noble savage
In Western anthropology, Western philosophy, philosophy, and European literature, literature, the Myth of the Noble savage refers to a stock character who is uncorrupted by civilization. As such, the "noble" savage symbolizes the innate goodness a ...
.
Michael N. Stanton writes in ''The J. R. R. Tolkien Encyclopedia'' that
Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s were "a distinctive form of human beings", and notes that their speech contains "vestigial elements" which hint that they originated in the North of Middle-earth.
The scholar Margaret Sinex states that Tolkiens' construction of the Easterlings and Southrons draws on centuries of Christian tradition of creating an "imaginary Saracen".
Zakarya Anwar judges that while Tolkien himself was anti-racist, his fantasy writings can certainly be taken the wrong way.
With his different races of Men arranged from good in the West to evil in the East, simple in the North and sophisticated in the South, Tolkien had, in the view of John Magoun, constructed a "fully expressed
moral geography":
Gondor is both virtuous, being West, and has problems, being South;
Mordor in the Southeast is hellish, while
Harad in the extreme South "regresses into hot savagery".
Peter Jackson
Sir Peter Robert Jackson (born 31 October 1961) is a New Zealand filmmaker. He is best known as the director, writer, and producer of the ''Lord of the Rings'' trilogy (2001–2003) and the ''Hobbit'' trilogy (2012–2014), both of which ar ...
, in his
''The Lord of the Rings'' film trilogy, clothes the Haradrim in long red robes and
turban
A turban (from Persian language, Persian دولبند, ''dolband''; via Middle French ''turbant'') is a type of headwear based on cloth winding. Featuring many variations, it is worn as customary headwear by people of various cultures. Commun ...
s, and has them riding their elephants, giving them the look in Ibata's opinion of "North African or Middle Eastern tribesmen".
Ibata notes that the film companion book, ''The Lord of the Rings: Creatures'', describes them as "exotic outlanders" inspired by "12th century
Saracen
upright 1.5, Late 15th-century German woodcut depicting Saracens
''Saracen'' ( ) was a term used both in Greek and Latin writings between the 5th and 15th centuries to refer to the people who lived in and near what was designated by the Rom ...
warriors".
Jackson's Easterling soldiers are covered in armour, revealing only their "coal-black eyes" through their helmet's eye-slits.
Ibata comments that they look Asian, their headgear recalling both
Samurai helmets and conical "Coolie" hats.
From "clod" to hero
The Tolkien scholar Deborah C. Rogers compares the Men of ''The Lord of the Rings'' with the
Hobbit
Hobbits are a fictional race of people in the novels of J. R. R. Tolkien. About half average human height, Tolkien presented hobbits as a variety of humanity, or close relatives thereof. Occasionally known as halflings in Tolkien's writings, ...
s. She notes that the Hobbits are to an extent the low, simple, earthbound "clods" of the story who like beer and comfort and do not wish to go on adventures; they fit the
antihero
An antihero (sometimes spelled as anti-hero or two words anti hero) or anti-heroine is a character in a narrative (in literature, film, TV, etc.) who may lack some conventional heroic qualities and attributes, such as idealism and morality. Al ...
of modern literature and
Northrop Frye's lower
literary modes including various forms of humour.
In contrast, Tolkien's Men are not all of a piece: Rogers mentions the "petty villain",
Bill Ferny; the "loathsome"
Grima Wormtongue; the "slow-thinking" publican
Barliman Butterbur of
Bree; "that portrait of damnation",
Denethor,
Steward of Gondor; and at the upper end of the scale, the kingly
Théoden, brought back to life from Wormtongue's corruption; the "gentle warrior" Faramir and his brother the hero-villain Boromir; and finally the
ranger Aragorn, who becomes king.
Aragorn is the opposite of hobbitish: tall, not provincial, untroubled by the discomforts of the wild. At the start, in Bree, he appears as a Ranger of the North, a weatherbeaten man named Strider. Gradually the reader discovers he is heir to the throne of
Gondor, engaged to be married to
Arwen, an Elf-woman. Equipped with a
named magical sword, he emerges as an unqualified
hero
A hero (feminine: heroine) is a real person or fictional character who, in the face of danger, combats adversity through feats of ingenuity, courage, or Physical strength, strength. The original hero type of classical epics did such thin ...
, in Frye's "High Mimetic" or "Romantic" literary mode, making the whole novel indeed a
heroic romance: he regains his throne, marries Arwen, and has a long, peaceful, and happy reign.
Notes
References
Primary
Secondary
Sources
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{{DEFAULTSORT:Man (Middle-Earth)
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