
Letters patent ( la, litterae patentes) (
always in the plural) are a type of
legal instrument in the form of a published written order issued by a
monarch
A monarch is a head of stateWebster's II New College DictionarMonarch Houghton Mifflin. Boston. 2001. p. 707. Life tenure, for life or until abdication, and therefore the head of state of a monarchy. A monarch may exercise the highest authority ...
,
president or other head of state, generally granting an office, right,
monopoly, title or status to a person or
corporation
A corporation is an organization—usually a group of people or a company—authorized by the state to act as a single entity (a legal entity recognized by private and public law "born out of statute"; a legal person in legal context) and ...
. Letters patent can be used for the creation of
corporation
A corporation is an organization—usually a group of people or a company—authorized by the state to act as a single entity (a legal entity recognized by private and public law "born out of statute"; a legal person in legal context) and ...
s or government offices, or for granting city status or a
coat of arms
A coat of arms is a heraldic visual design on an escutcheon (i.e., shield), surcoat, or tabard (the latter two being outer garments). The coat of arms on an escutcheon forms the central element of the full heraldic achievement, which in it ...
. Letters patent are issued for the appointment of representatives of
the Crown
The Crown is the state in all its aspects within the jurisprudence of the Commonwealth realms and their subdivisions (such as the Crown Dependencies, overseas territories, provinces, or states). Legally ill-defined, the term has differen ...
, such as
governors and
governors-general of
Commonwealth realms, as well as appointing a
Royal Commission. In the United Kingdom, they are also issued for the creation of peers of the realm.
A particular form of letters patent has evolved into the modern
intellectual property
Intellectual property (IP) is a category of property that includes intangible creations of the human intellect. There are many types of intellectual property, and some countries recognize more than others. The best-known types are patents, cop ...
patent
A patent is a type of intellectual property that gives its owner the legal right to exclude others from making, using, or selling an invention for a limited period of time in exchange for publishing an sufficiency of disclosure, enabling disclo ...
(referred to as a utility patent or
design patent in
United States patent law) granting exclusive rights in an
invention or design. In this case it is essential that the written grant should be in the form of a public document so other inventors can consult it both to avoid infringement (while the patent remains in force) and to understand how to put it into practical use (once the patent rights expire). In the
Holy Roman Empire
The Holy Roman Empire was a political entity in Western, Central, and Southern Europe that developed during the Early Middle Ages and continued until its dissolution in 1806 during the Napoleonic Wars.
From the accession of Otto I in 962 ...
,
Austrian Empire
The Austrian Empire (german: link=no, Kaiserthum Oesterreich, modern spelling , ) was a Central- Eastern European multinational great power from 1804 to 1867, created by proclamation out of the realms of the Habsburgs. During its existence ...
, and
Austria-Hungary
Austria-Hungary, often referred to as the Austro-Hungarian Empire,, the Dual Monarchy, or Austria, was a constitutional monarchy and great power in Central Europe between 1867 and 1918. It was formed with the Austro-Hungarian Compromise of ...
, imperial patent was also the highest form of generally binding legal regulations, e.g.
Patent of Toleration,
Serfdom Patent etc.
The opposite of letters patent are ''
letters close'' ( la, litterae clausae), which are personal in nature and sealed so that only the recipient can read their contents. Letters patent are thus comparable to other kinds of
open letter in that their audience is wide. It is not clear how the contents of letters patent became widely published before collection by the addressee, for example whether they were left after sealing by the king for inspection during a certain period by courtiers in a royal palace, who would disseminate the contents back to the gentry in the shires through normal conversation and social intercourse. Today, for example, it is a convention for the British prime minister to announce that they have left a document they wish to enter the public domain "in the library of the House of Commons", where it may be freely perused by all members of parliament.
Meaning
Letters patent are so named from the Latin verb ', to lie open, exposed, accessible. The originator's
seal was attached ''
pendent'' from the document, so that it did not have to be broken in order for the document to be read.
They are called "letters" (plural) from their Latin name ', used by medieval and later scribes when the documents were written in Latin. This loanword preserves the collective plural "letters" (''litterae'') that the Latin language uses to denote a message as opposed to a single alphabet letter (''littera'').
Usage
Letters patent are a form of open or public
proclamation and a vestigial exercise of extra-parliamentary power by a monarch or president. Prior to the establishment of Parliament, the monarch ruled absolutely by the issuing of his personal written orders, open or closed.
They can thus be contrasted with the
Act of Parliament
Acts of Parliament, sometimes referred to as primary legislation
Primary legislation and secondary legislation (the latter also called delegated legislation or subordinate legislation) are two forms of law, created respectively by the legislat ...
, which is in effect a written order by Parliament involving
assent
Assent can refer to:
* , a village between Bekkevoort and Diest
* Assent (philosophy), the mental act of accepting a statement as true
* Offer and acceptance
* Royal assent
* Assent (military), Austrian mil. accept (s.o.) for military service(''g ...
by the monarch in conjunction with its members. No explicit government approval is contained within letters patent, only the seal or signature of the monarch.
Parliament today tolerates only a very narrow exercise of the royal prerogative by issuance of letters patent, and such documents are issued with prior informal government approval, or indeed are now generated by government itself with the monarch's seal affixed as a mere formality. In their original form they were simply written instructions or orders from the sovereign, whose order was law, which were made public to reinforce their effect.
For the sake of good governance, it is of little use if the sovereign appoints a person to a position of authority but does not at the same time inform those over whom such authority is to be exercised of the validity of the appointment.
According to the United Kingdom
Ministry of Justice A Ministry of Justice is a common type of government department that serves as a justice ministry.
Lists of current ministries of justice
Named "Ministry"
* Ministry of Justice (Abkhazia)
* Ministry of Justice (Afghanistan)
* Ministry of Just ...
, there are 92 different types of letters patent.
The
Patent Rolls are made up of office copies of English (and later United Kingdom) royal letters patent, which run in an almost unbroken series from 1201 to the present day, with most of those to 1625 having been published.
United Kingdom and Commonwealth realms
In the
United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Europe, off the north-western coast of the European mainland, continental mainland. It comprises England, Scotlan ...
and other
Commonwealth realms, letters patent are royal proclamations granting an office, right, title, or status to a person (and sometimes in regards to corporations and cities). Letters patent take the form of an
open letter from the
monarch
A monarch is a head of stateWebster's II New College DictionarMonarch Houghton Mifflin. Boston. 2001. p. 707. Life tenure, for life or until abdication, and therefore the head of state of a monarchy. A monarch may exercise the highest authority ...
to a subject, although this is a
legal fiction and they are in fact a
royal decree made under the
Royal Prerogative, and are treated as
statute
A statute is a formal written enactment of a legislative authority that governs the legal entities of a city, state, or country by way of consent. Typically, statutes command or prohibit something, or declare policy. Statutes are rules made b ...
law. Letters patent do not require the consent of
parliament.
United States

The primary source of letters patent in the
United States
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., federal district, five ma ...
are
intellectual property
Intellectual property (IP) is a category of property that includes intangible creations of the human intellect. There are many types of intellectual property, and some countries recognize more than others. The best-known types are patents, cop ...
patent
A patent is a type of intellectual property that gives its owner the legal right to exclude others from making, using, or selling an invention for a limited period of time in exchange for publishing an sufficiency of disclosure, enabling disclo ...
s and
land patents, though letters patent are issued for a variety of other purposes. They function dually as public records and personal certificates.
In the United States, the
forgery of letters patent granted by the
President is a
crime
In ordinary language, a crime is an unlawful act punishable by a state or other authority. The term ''crime'' does not, in modern criminal law, have any simple and universally accepted definition,Farmer, Lindsay: "Crime, definitions of", in Ca ...
subject to fine,
imprisonment up to ten years or both (). Without letters patent, a person is unable to assume an appointed office. Such an issue prompted the ''
Marbury v. Madison'' suit, where
William Marbury and three others petitioned the
United States Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point ...
to order
James Madison to deliver their letters for appointments made under the previous administration.
Form of United States letters patent
United States letters patent generally do not fit a specific form, except for the
eschatocol
An eschatocol, or closing protocol, is the final section of a legal or public document, which may include a formulaic sentence of appreciation; the attestation of those responsible for the document, which may be the author, writer, countersigner, ...
, or formal ending:
See also
*
Commissioning scroll
*''
Firman''
*
Land patent, in the United States
*
Letter of marque
*
Letters close
*
Lettre de cachet
*
Exequatur
*
Papal bull, a type of letters patent issued by a Pope
*
Patent
A patent is a type of intellectual property that gives its owner the legal right to exclude others from making, using, or selling an invention for a limited period of time in exchange for publishing an sufficiency of disclosure, enabling disclo ...
, granting rights for an invention
*
Patent of Toleration
*
Royal Charter
A royal charter is a formal grant issued by a monarch under royal prerogative as letters patent. Historically, they have been used to promulgate public laws, the most famous example being the English Magna Carta (great charter) of 1215, but ...
*
Statute of Monopolies 1623, an attempt to rein in the abuse of letters patent in England
References
External links
Research Guide on Letters Patent
{{authority control
Governance of the British Empire
Heraldry and law
Legal documents
Patent
A patent is a type of intellectual property that gives its owner the legal right to exclude others from making, using, or selling an invention for a limited period of time in exchange for publishing an sufficiency of disclosure, enabling disclo ...