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''Abrams v. United States'', 250 U.S. 616 (1919), was a decision by the
Supreme Court of the United States The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all Federal tribunals in the United States, U.S. federal court cases, and over Stat ...
upholding the criminal arrests of several defendants under the
Sedition Act of 1918 Sedition is overt conduct, such as speech or organization, that tends toward rebellion against the established order. Sedition often includes subversion of a constitution and incitement of discontent toward, or insurrection against, establ ...
, which was an amendment to the
Espionage Act of 1917 The Espionage Act of 1917 is a United States federal law enacted on June 15, 1917, shortly after the United States entered World War I. It has been amended numerous times over the years. It was originally found in Title 50 of the U.S. Code ( ...
. The law made it a criminal offense to criticize the production of war materiel with intent to hinder the progress of American military efforts. The defendants had been arrested in 1919 for printing and distributing anti-war leaflets in New York City. After their conviction under the Sedition Act, they appealed on
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recognise ...
grounds. The Supreme Court upheld the convictions under the
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence i ...
standard, which allowed the suppression of certain types of speech in the public interest.''Abrams v. United States''
250 U.S 616
(S. Ct., 1919).
The ruling is best known for its dissent by Justice Oliver Wendell Holmes, which led to a gradual liberalization of the Supreme Court's
First Amendment First most commonly refers to: * First, the ordinal form of the number 1 First or 1st may also refer to: Acronyms * Faint Images of the Radio Sky at Twenty-Centimeters, an astronomical survey carried out by the Very Large Array * Far Infrared a ...
jurisprudence.Thomas Healy, ''The Great Dissent: How Holmes Changed His Mind—and Changed the History of Freedom of Speech in America'', 2013 The clear and present danger standard, used in this ruling to uphold the criminal convictions, fell out of favor and was largely overturned by the Supreme Court in 1969.''Brandenburg v. Ohio''
395 U.S. 444
(1969).


Background

On August 12, 1919, Hyman Rosansky was arrested after throwing flyers out of a fourth-floor window of a hat factory in
Lower Manhattan Lower Manhattan, also known as Downtown Manhattan or Downtown New York City, is the southernmost part of the Boroughs of New York City, New York City borough of Manhattan. The neighborhood is History of New York City, the historical birthplace o ...
. Rosansky had received the flyers at an
anarchist Anarchism is a political philosophy and Political movement, movement that seeks to abolish all institutions that perpetuate authority, coercion, or Social hierarchy, hierarchy, primarily targeting the state (polity), state and capitalism. A ...
meeting the previous day. There were two separate leaflets: one in English and signed "Revolutionists" that denounced the sending of American troops to intervene in the
Russian Civil War The Russian Civil War () was a multi-party civil war in the former Russian Empire sparked by the 1917 overthrowing of the Russian Provisional Government in the October Revolution, as many factions vied to determine Russia's political future. I ...
; and a second in
Yiddish Yiddish, historically Judeo-German, is a West Germanic language historically spoken by Ashkenazi Jews. It originated in 9th-century Central Europe, and provided the nascent Ashkenazi community with a vernacular based on High German fused with ...
that favored the
communist Communism () is a sociopolitical, philosophical, and economic ideology within the socialist movement, whose goal is the creation of a communist society, a socioeconomic order centered on common ownership of the means of production, di ...
side in the
Russian Revolution The Russian Revolution was a period of Political revolution (Trotskyism), political and social revolution, social change in Russian Empire, Russia, starting in 1917. This period saw Russia Dissolution of the Russian Empire, abolish its mona ...
and denounced the American production of weapons to be used against the communists.Szajkowsky, Z. (1971) Double Jeopardy - The Abrams Case of 1919. ''The American Jewish Archives'' XXIII(1), 6-32. Jacob Abrams, whose name was eventually used in the Supreme Court ruling, had printed the leaflets in his basement workshop. Relying on information provided by Rosansky, police soon arrested Abrams,
Mollie Steimer Mollie Steimer (; November 21, 1897 – July 23, 1980) was a Ukrainian anarchist activist. After settling in New York City in 1913, she quickly became involved in the local anarchism in the United States, anarchist movement and was caught up ...
, and four other activists. All including Rosansky had emigrated to the United States from Russia and supported the communists in their efforts to depose the incumbent czarist regime. The defendants were charged under the
Sedition Act of 1918 Sedition is overt conduct, such as speech or organization, that tends toward rebellion against the established order. Sedition often includes subversion of a constitution and incitement of discontent toward, or insurrection against, establ ...
for inciting resistance to American military actions and urging curtailment of production of essential war materiel. They were also charged for conspiring with Germany, which was an opponent of both the United States and Russia at the time. One defendant''–''Jacob Schwartz''–'' died while in jail from the
Spanish Flu The 1918–1920 flu pandemic, also known as the Great Influenza epidemic or by the common misnomer Spanish flu, was an exceptionally deadly global influenza pandemic caused by the H1N1 subtype of the influenza A virus. The earliest docum ...
, while another''–'' Gabriel Porter''–''was acquitted. The five remaining defendants were convicted in criminal court and received various sentences ranging from three to twenty years in prison; some were also condemned to deportation to their native Russia after the completion of their prison sentences. The defendants attempted a
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recognise ...
argument and claimed that the Sedition Act conflicted with the
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recognise ...
protections of the First Amendment to the U.S. Constitution, but this argument was rejected by the criminal court. All five appealed their convictions to the
United States Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
with a focus on the First Amendment argument.


Opinion of the court

The Supreme Court ruled 7–2 that the defendants' freedom of speech had not been violated. Justice
John Hessin Clarke John Hessin Clarke (September 18, 1857 – March 22, 1945) was an American lawyer and judge who served as an associate justice of the Supreme Court of the United States from 1916 to 1922. Early life Born in New Lisbon, Ohio, Clarke was the thir ...
, author of the majority opinion, argued that Congress had passed the Sedition Act with the rationale that critics of American military efforts presented an "imminent danger that it he offending speechwill bring about forthwith certain substantive evils that the United States constitutionally may seek to prevent." The Supreme Court upheld the defendants' criminal convictions per the
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence i ...
test that it had formulated earlier the same year in ''
Schenck v. United States ''Schenck v. United States'', 249 U.S. 47 (1919), was a landmark decision of the U.S. Supreme Court concerning enforcement of the Espionage Act of 1917 during World War I. A unanimous Supreme Court, in an opinion by Justice Oliver Wendell Hol ...
'', a case that also involved a speech-related arrest under the Sedition Act. Clarke argued that the defendants' leaflets in ''Abrams'' demonstrated an intent to hinder production of war materiel, which was a clear violation of the terms of the Sedition Act and could not be characterized as simple expressions of political opinion. Clarke concluded: For the defendants' claim that they were merely supporters of Russian revolutionaries in a conflict that was purely internal to Russia, Clarke found a connection to the then-current conflict between the United States and Germany. Clarke reasoned that the defendants resented "our Government orsending troops into Russia as a strategic operation against the Germans on the eastern battle front." During the hearing, Justice Oliver Wendell Holmes objected on the grounds that the criminal prosecutors should have shown specific intent by the defendants to bring about the harms for which they were charged, but the majority dismissed this argument. The Court held that the leaflets' call for the curtailment of war materiel production violated the Sedition Act and the arrests were justifiable per statute. Congress's determination that all such propaganda posed a danger to the war effort was ruled sufficient to meet the standard set in ''
Schenck v. United States ''Schenck v. United States'', 249 U.S. 47 (1919), was a landmark decision of the U.S. Supreme Court concerning enforcement of the Espionage Act of 1917 during World War I. A unanimous Supreme Court, in an opinion by Justice Oliver Wendell Hol ...
'' for prosecution of attempted crimes, regardless of whether the attempt was made through speech or writing. Thus, the criminal convictions were upheld.


Holmes's dissent

Justice Oliver Wendell Holmes had sided with the majority in the earlier cases, notably ''Schenck'', in which the Supreme Court upheld speech-related criminal convictions under the Sedition Act. In ''Abrams'', Holmes issued a
dissenting opinion A dissenting opinion (or dissent) is an Legal opinion, opinion in a legal case in certain legal systems written by one or more judges expressing disagreement with the majority opinion of the court which gives rise to its judgment. Dissenting opi ...
that reflected a change in his views on criticism of government and the intent to create harms to the public or the nation. Holmes rejected the argument that the defendants' leaflets posed a
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence i ...
and argued that the defendants had received prison sentences "not for what the indictment alleges but for the creed that they avow." Holmes wrote that, although the defendant's leaflets called for a cessation of weapons production, they had not violated the
Sedition Act of 1918 Sedition is overt conduct, such as speech or organization, that tends toward rebellion against the established order. Sedition often includes subversion of a constitution and incitement of discontent toward, or insurrection against, establ ...
because the leaflets did not display a criminal intent "to cripple or hinder the United States in the prosecution of the war" against Germany. The defendants were objecting only to the American military's intervention in the Russian civil war. Holmes's previous opinion in ''Schenck'' had been criticized by Constitutional scholar Zechariah Chafee for failing to distinguish between speech-based opposition to military operations and intent to commit a crime. He also objected to the idea that the Sedition Act could be used to prosecute all seditious speech regardless of the military conflict being discussed. Holmes continued with a defense of
free speech Freedom of speech is a principle that supports the freedom of an individual or a community to articulate their opinions and ideas without fear of retaliation, censorship, or legal sanction. The right to freedom of expression has been recognise ...
and criticism of government, which he believed should be protected by the Constitution. He may have also been influenced by the fact that some friends in the Jewish immigrant community had recently been harassed by authorities for their
left-wing Left-wing politics describes the range of Ideology#Political ideologies, political ideologies that support and seek to achieve social equality and egalitarianism, often in opposition to social hierarchy either as a whole or of certain social ...
political opinions.Albert J. Alschuler, ''Law Without Values: The Life, Work, and Legacy of Justice Holmes'' (2000), pp. 71-72. Holmes also had experience as a judge in criminal court and was familiar with the common law of convictions and sentencing, which is believed to have informed his changing views on the prosecution of speech-based offenses. In ''Abrams'', he found the prison sentences to be excessive, arguing that even if the defendants' speech could be punished as an attempted crime, even if "enough can be squeezed from these poor and puny anonymities to turn the color of legal litmus paper," they had been convicted not for dangerous crimes, but for their beliefs. Holmes then turned to the value of speech that is critical of government, and the ability of those who disagree to react to that speech, without intervention by government or punishment of those with unpopular opinions. He argued that efforts to suppress opinions by force therefore contradict a fundamental principle of the Constitution. While he did not use the term himself, this focus on public debate rather than government prosecution has since been dubbed the
marketplace of ideas The marketplace of ideas is a rationale for freedom of expression based on an analogy to the economic concept of a free market. The marketplace of ideas holds that the truth will emerge from the competition of ideas in free, transparent public di ...
. Holmes's passionate, indignant opinion on this matter has become very influential and is often quoted:


Subsequent developments

While the criminal convictions against Jacob Abrams and the other defendants were upheld by the Supreme Court, the dissent by Holmes has proven to be more influential for later
First Amendment First most commonly refers to: * First, the ordinal form of the number 1 First or 1st may also refer to: Acronyms * Faint Images of the Radio Sky at Twenty-Centimeters, an astronomical survey carried out by the Very Large Array * Far Infrared a ...
jurisprudence. There is evidence that Holmes's dissent in Abrams was influenced by Zechariah Chafee, and colleagues like
Louis Brandeis Louis Dembitz Brandeis ( ; November 13, 1856 – October 5, 1941) was an American lawyer who served as an Associate Justice of the Supreme Court of the United States, associate justice on the Supreme Court of the United States from 1916 to ...
and
Learned Hand Billings Learned Hand ( ; January 27, 1872 – August 18, 1961) was an American jurist, lawyer, and judicial philosopher. He served as a federal trial judge on the U.S. District Court for the Southern District of New York from 1909 to 1924 a ...
,Richard Polenberg, ''Fighting Faiths: The Abrams Case, the Supreme Court, and Free Speech,'' pp. 218–228 (1987) while his apparently inconsistent views of speech that criticizes the government attracted some criticism. However, his dissent was eventually acknowledged as a significant turning point in the American judiciary's views on political speech, with the
marketplace of ideas The marketplace of ideas is a rationale for freedom of expression based on an analogy to the economic concept of a free market. The marketplace of ideas holds that the truth will emerge from the competition of ideas in free, transparent public di ...
analysis gradually becoming the standard in court disputes about government suppression of speech. This indeed happened by the 1950s-60s, as the judiciary transitioned to a focus on the risk of
imminent lawless action "Imminent lawless action" is one of several legal standards American courts use to determine whether certain speech is protected under the First Amendment of the United States Constitution. The standard was first established in 1969 in the Unite ...
caused by speech that government officials find inappropriate. Those later cases were informed by the government's actions against its critics during
World War II World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, at which time attitudes had changed since ''Abrams'' which was engendered by
World War I World War I or the First World War (28 July 1914 – 11 November 1918), also known as the Great War, was a World war, global conflict between two coalitions: the Allies of World War I, Allies (or Entente) and the Central Powers. Fighting to ...
. A key turning point was a
Second Circuit The United States Court of Appeals for the Second Circuit (in case citations, 2d Cir.) is one of the thirteen United States Courts of Appeals. Its territory covers the states of Connecticut, New York, and Vermont, and it has appellate jurisdic ...
opinion by Judge
Learned Hand Billings Learned Hand ( ; January 27, 1872 – August 18, 1961) was an American jurist, lawyer, and judicial philosopher. He served as a federal trial judge on the U.S. District Court for the Southern District of New York from 1909 to 1924 a ...
in '' U.S. v. Dennis'' in 1950, critiquing the
clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence i ...
standard. This inspired further dissents in favor of unfettered political speech from a bitterly divided Supreme Court when they heard the case on
appeal In law, an appeal is the process in which Legal case, cases are reviewed by a higher authority, where parties request a formal change to an official decision. Appeals function both as a process for error correction as well as a process of cla ...
the following year. The clear and present danger standard was gradually dropped in favor of the imminent lawless action standard, with more input for the marketplace of ideas. The imminent lawless action standard was confirmed by the Supreme Court in ''
Brandenburg v. Ohio ''Brandenburg v. Ohio'', 395 U.S. 444 (1969), is a landmark decision of the United States Supreme Court interpreting the First Amendment to the U.S. Constitution. The Court held that the government cannot punish inflammatory speech unless that ...
'' in 1969. That ruling effectively overturned ''Abrams'' and several other Supreme Court precedents from the same era. Contemporary discussions about the case were robust. Due to popular pressure, Congress repealed the statute at the heart of ''Abrams'' and several other recent Supreme Court rulings''–''the
Sedition Act of 1918 Sedition is overt conduct, such as speech or organization, that tends toward rebellion against the established order. Sedition often includes subversion of a constitution and incitement of discontent toward, or insurrection against, establ ...
''–''just one year after ''Abrams. M''ost arrestees were granted
clemency A pardon is a government decision to allow a person to be relieved of some or all of the legal consequences resulting from a criminal conviction. A pardon may be granted before or after conviction for the crime, depending on the laws of the j ...
by President
Woodrow Wilson Thomas Woodrow Wilson (December 28, 1856February 3, 1924) was the 28th president of the United States, serving from 1913 to 1921. He was the only History of the Democratic Party (United States), Democrat to serve as president during the Prog ...
.


See also

*
Clear and present danger ''Clear and Present Danger'' is a political thriller novel, written by Tom Clancy and published on August 17, 1989. A sequel to '' The Cardinal of the Kremlin'' (1988), main character Jack Ryan becomes acting Deputy Director of Intelligence i ...
*
Imminent lawless action "Imminent lawless action" is one of several legal standards American courts use to determine whether certain speech is protected under the First Amendment of the United States Constitution. The standard was first established in 1969 in the Unite ...
*
Marketplace of ideas The marketplace of ideas is a rationale for freedom of expression based on an analogy to the economic concept of a free market. The marketplace of ideas holds that the truth will emerge from the competition of ideas in free, transparent public di ...
*''
Brandenburg v. Ohio ''Brandenburg v. Ohio'', 395 U.S. 444 (1969), is a landmark decision of the United States Supreme Court interpreting the First Amendment to the U.S. Constitution. The Court held that the government cannot punish inflammatory speech unless that ...
'', *'' Dennis v. United States'', *''
Schenck v. United States ''Schenck v. United States'', 249 U.S. 47 (1919), was a landmark decision of the U.S. Supreme Court concerning enforcement of the Espionage Act of 1917 during World War I. A unanimous Supreme Court, in an opinion by Justice Oliver Wendell Hol ...
'', *''
Whitney v. California ''Whitney v. California'', 274 U.S. 357 (1927), was a United States Supreme Court decision upholding the conviction of an individual who had engaged in speech that raised a clear and present danger to society.''Whitney v. California''274 U.S. 357 ...
'', * List of United States Supreme Court cases, volume 250


References


Further reading

* * * *


External links

* * Case brief
QuimbeeFirst Amendment Library entry for ''Abrams v. United States''
{{DEFAULTSORT:Abrams V. United States 1919 in United States case law American Civil Liberties Union litigation United States Free Speech Clause case law United States home front during World War I United States Supreme Court cases United States Supreme Court cases of the White Court November 1919 in the United States