Ivan Alexandrovich Serov (; 13 August 1905 – 1 July 1990) was a
Soviet
The Union of Soviet Socialist Republics. (USSR), commonly known as the Soviet Union, was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 until Dissolution of the Soviet ...
intelligence officer who served as
Chairman
The chair, also chairman, chairwoman, or chairperson, is the presiding officer of an organized group such as a board, committee, or deliberative assembly. The person holding the office, who is typically elected or appointed by members of the gro ...
of the
KGB
The Committee for State Security (, ), abbreviated as KGB (, ; ) was the main security agency of the Soviet Union from 1954 to 1991. It was the direct successor of preceding Soviet secret police agencies including the Cheka, Joint State Polit ...
from March 1954 to December 1958 and Director of the
GRU from December 1958 to February 1963. Serov was
NKVD
The People's Commissariat for Internal Affairs (, ), abbreviated as NKVD (; ), was the interior ministry and secret police of the Soviet Union from 1934 to 1946. The agency was formed to succeed the Joint State Political Directorate (OGPU) se ...
Commissar of the
Ukrainian SSR
The Ukrainian Soviet Socialist Republic, abbreviated as the Ukrainian SSR, UkrSSR, and also known as Soviet Ukraine or just Ukraine, was one of the Republics of the Soviet Union, constituent republics of the Soviet Union from 1922 until 1991. ...
from 1939 to 1941 and Deputy Commissar of the NKVD under
Lavrentiy Beria from 1941 to 1954.
Serov was active in organising NKVD activities against
anti-Soviet forces during the
Soviet Invasion of Poland
The Soviet invasion of Poland was a military conflict by the Soviet Union without a formal declaration of war. On 17 September 1939, the Soviet Union invaded Second Polish Republic, Poland from the east, 16 days after Nazi Germany invaded Polan ...
and
World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
, including the
Katyn massacre. Serov issued the
Serov Instructions and helped organise the
mass deportations of people from
Poland
Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
,
Baltic states and the
Caucasus
The Caucasus () or Caucasia (), is a region spanning Eastern Europe and Western Asia. It is situated between the Black Sea and the Caspian Sea, comprising parts of Southern Russia, Georgia, Armenia, and Azerbaijan. The Caucasus Mountains, i ...
. Serov helped establish
secret police forces in the
Eastern Bloc
The Eastern Bloc, also known as the Communist Bloc (Combloc), the Socialist Bloc, the Workers Bloc, and the Soviet Bloc, was an unofficial coalition of communist states of Central and Eastern Europe, Asia, Africa, and Latin America that were a ...
after the war and played an important role in suppressing the
Hungarian Revolution of 1956.
Serov was removed from power in 1963 after his protégé,
GRU Colonel
Oleg Penkovsky, was exposed as a
mole passing classified documents to both
British and
American intelligence. In retaliation, Serov was stripped of his position, rank,
Communist Party membership and
Hero of the Soviet Union
The title Hero of the Soviet Union () was the highest distinction in the Soviet Union, awarded together with the Order of Lenin personally or collectively for heroic feats in service to the Soviet state and society. The title was awarded both ...
award in 1965. He lived in obscurity until his death in 1990.
Early life and military career
Ivan Alexandrovich Serov was born on 13 August 1905 in
Afimskoe, a village in the
Vologda Governorate of the
Russian Empire
The Russian Empire was an empire that spanned most of northern Eurasia from its establishment in November 1721 until the proclamation of the Russian Republic in September 1917. At its height in the late 19th century, it covered about , roughl ...
, into a
Russian peasant family. In 1923, when he was 18 years old, Serov joined the
Red Army shortly after the end of the
Russian Civil War
The Russian Civil War () was a multi-party civil war in the former Russian Empire sparked by the 1917 overthrowing of the Russian Provisional Government in the October Revolution, as many factions vied to determine Russia's political future. I ...
. In 1926, he became a member of the
All-Union Communist Party (Bolsheviks), and in 1928 graduated from the
Artillery
Artillery consists of ranged weapons that launch Ammunition, munitions far beyond the range and power of infantry firearms. Early artillery development focused on the ability to breach defensive walls and fortifications during sieges, and l ...
Officers' School of
Leningrad
Saint Petersburg, formerly known as Petrograd and later Leningrad, is the List of cities and towns in Russia by population, second-largest city in Russia after Moscow. It is situated on the Neva, River Neva, at the head of the Gulf of Finland ...
. A major step in his career as a Red Army officer was his attendance in the mid-1930s of Higher Academic Courses in the prestigious
Frunze Military Academy. He married during these years and had two children: a son, Vladimir, who became an engineering officer in the USSR Air Force followed by a daughter, Svetlana.
Commissar of Ukraine
In 1939, Serov joined the
People's Commissariat for Internal Affairs (NKVD), the main
security agency and
secret police of the Soviet Union. He was appointed to the high-ranking position of NKVD Commissar of the
Ukrainian SSR
The Ukrainian Soviet Socialist Republic, abbreviated as the Ukrainian SSR, UkrSSR, and also known as Soviet Ukraine or just Ukraine, was one of the Republics of the Soviet Union, constituent republics of the Soviet Union from 1922 until 1991. ...
in 1940. As well as performing his duties in this post, Serov was also responsible for the co-ordination of deportation from the
Baltic States and
Poland
Poland, officially the Republic of Poland, is a country in Central Europe. It extends from the Baltic Sea in the north to the Sudetes and Carpathian Mountains in the south, bordered by Lithuania and Russia to the northeast, Belarus and Ukrai ...
.
He was one of the top ranked officials responsible for the
Katyn massacre of Polish officer POWs.
[Suvorov, V.: ''Inside Soviet Military Intelligence''. Appendix A.]
In 1956, an article in ''
Time
Time is the continuous progression of existence that occurs in an apparently irreversible process, irreversible succession from the past, through the present, and into the future. It is a component quantity of various measurements used to sequ ...
'' magazine accused Serov of being responsible for the death of "hundreds of thousands of Ukrainian peasants" during this period.
["The Shadow of Ivan Serov"](_blank)
Time, December 3, 1956. Retrieved November 25, 2007. Serov was also a colleague in Ukraine of
Nikita Khrushchev
Nikita Sergeyevich Khrushchev (– 11 September 1971) was the General Secretary of the Communist Party of the Soviet Union, First Secretary of the Communist Party of the Soviet Union from 1953 to 1964 and the Premier of the Soviet Union, Chai ...
, the local Head of State.
Deputy Commissar of the NKVD
In 1941, Serov was promoted to Deputy Commissar of the NKVD as a whole, becoming one of the primary lieutenants of NKVD chief
Lavrentiy Beria. In this function, Serov was responsible for the mass deportation of a variety of
Caucasian peoples, including the
deportation of the Chechens. He issued the so-called
Serov Instructions, which detailed procedures for mass deportations from the Baltic States, which was for some time confused with the
NKVD Order No. 001223 by historians.
["Dropping the Cop"](_blank)
Time, December 22, 1958. Retrieved November 25, 2007. He also coordinated the mass expulsion of
Crimean Tatars from the
Crimean ASSR at the end of World War II.
Viktor Suvorov claims that in 1946, Serov had oversight of the execution of
Andrey Vlasov and the rest of the command of the
Russian Liberation Army, an organisation that had co-operated with the
Nazis
Nazism (), formally named National Socialism (NS; , ), is the far-right politics, far-right Totalitarianism, totalitarian socio-political ideology and practices associated with Adolf Hitler and the Nazi Party (NSDAP) in Germany. During H ...
in World War II.
Serov was one of the senior figures in
SMERSH, the wartime counterintelligence department of the Red Army,
Soviet Navy and NKVD troops, serving as a deputy to
Viktor Abakumov. It was in this function that he founded the
Ministry of Public Security, the secret police of the Soviet-backed
Polish People's Republic until 1956, acting as its main Soviet advisor and organiser. Serov organised the repression of the anti-Soviet
Home Army
The Home Army (, ; abbreviated AK) was the dominant resistance movement in German-occupied Poland during World War II. The Home Army was formed in February 1942 from the earlier Związek Walki Zbrojnej (Armed Resistance) established in the ...
and helped to establish
Stalinism
Stalinism (, ) is the Totalitarianism, totalitarian means of governing and Marxism–Leninism, Marxist–Leninist policies implemented in the Soviet Union (USSR) from History of the Soviet Union (1927–1953), 1927 to 1953 by dictator Jose ...
in Poland.
In 1945, Serov was transferred to the
2nd Belorussian Front
The 2nd Belorussian Front (, ''Vtoroi Belorusskiy front'', also romanized "Byelorussian SSR, Byelorussian"), was a Front (military formation), major formation of the Soviet Army during World War II, being equivalent to a Western army group.
I ...
and went to
Berlin
Berlin ( ; ) is the Capital of Germany, capital and largest city of Germany, by both area and List of cities in Germany by population, population. With 3.7 million inhabitants, it has the List of cities in the European Union by population withi ...
in May that year. He stayed there until 1947 and helped to organise a security agency that would become the
Stasi, the secret police of the
German Democratic Republic
East Germany, officially known as the German Democratic Republic (GDR), was a country in Central Europe from Foundation of East Germany, its formation on 7 October 1949 until German reunification, its reunification with West Germany (FRG) on ...
. Serov was also there to monitor and spy on Marshal
Georgy Zhukov (of whom Stalin was personally suspicious) while acting as his political advisor.
Chairman of the KGB
After the
death of Joseph Stalin in March 1953, Serov was one of the few senior members of the political police to survive the wave of
demotions and
forced retirements of Stalinist officials. Serov, who had Beria's trust, betrayed him when he conspired with officers of
GRU to avoid his own downfall.
In March 1954, Serov was appointed Chairman of the
KGB
The Committee for State Security (, ), abbreviated as KGB (, ; ) was the main security agency of the Soviet Union from 1954 to 1991. It was the direct successor of preceding Soviet secret police agencies including the Cheka, Joint State Polit ...
, making him head of the greater part of the Soviet secret police. Serov organised security for the tours of
Nikolai Bulganin and
Nikita Khrushchev
Nikita Sergeyevich Khrushchev (– 11 September 1971) was the General Secretary of the Communist Party of the Soviet Union, First Secretary of the Communist Party of the Soviet Union from 1953 to 1964 and the Premier of the Soviet Union, Chai ...
in the
United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Northwestern Europe, off the coast of European mainland, the continental mainland. It comprises England, Scotlan ...
, where he was decried by the
British media as "
Ivan the Terrible
Ivan IV Vasilyevich (; – ), commonly known as Ivan the Terrible,; ; monastic name: Jonah. was Grand Prince of Moscow, Grand Prince of Moscow and all Russia from 1533 to 1547, and the first Tsar of all Russia, Tsar and Grand Prince of all R ...
" and "the Butcher".
Hungary
Serov played a key role in the suppression of the
Hungarian Revolution of 1956 which attempted to overthrow the Soviet-backed
Hungarian People's Republic. Serov was active in Hungary, sending reports to the
Kremlin from
Budapest
Budapest is the Capital city, capital and List of cities and towns of Hungary, most populous city of Hungary. It is the List of cities in the European Union by population within city limits, tenth-largest city in the European Union by popul ...
, and escorting visiting Soviet Presidium leaders
Anastas Mikoyan and
Mikhail Suslov via an
armoured personnel carrier into Budapest on 24 October, as there was too much shooting in the streets. Serov organised the deportation of Hungarian revolutionaries, including Nagy, and also tried stopping The Workers' Council of Budapest from negotiating for the return of deportees and political rights, using Soviet troops to prevent the council from meeting in the city's Sports Hall.
Serov co-ordinated the abduction of
Pál Maléter and the disruption of peace talks between the Red Army and the Hungarian forces.
Director of the GRU
In December 1958, Serov was removed from his post as Chairman of the KGB after hints by Khrushchev, who had said that Western visitors could expect that they "wouldn't see so many policemen around the place" and that the Soviet police force would undergo a restructuring. Serov was instead appointed as the Director of the GRU, with the official reason being a need to strengthen the agency's leadership. Serov was active in the
Cuban Missile Crisis
The Cuban Missile Crisis, also known as the October Crisis () in Cuba, or the Caribbean Crisis (), was a 13-day confrontation between the governments of the United States and the Soviet Union, when American deployments of Nuclear weapons d ...
, helping the Soviet leadership with American intelligence.
Removal from power
In February 1963, Serov was dismissed as Director of the GRU when it was discovered that
Oleg Penkovsky, a GRU
colonel
Colonel ( ; abbreviated as Col., Col, or COL) is a senior military Officer (armed forces), officer rank used in many countries. It is also used in some police forces and paramilitary organizations.
In the 17th, 18th, and 19th centuries, a colon ...
and his
protégé, was a
double agent spying for the British. The affair was an embarrassment and irreparably damaged his reputation. Khrushchev, feeling he could no longer trust Serov, had him appointed to an unimportant position as assistant to the commander of the
Turkestan Military District. A month later, he was demoted to
major general. In August, he was transferred to the
Volga Military District. In November 1964, Serov wrote a letter to the
Politburo
A politburo () or political bureau is the highest organ of the central committee in communist parties. The term is also sometimes used to refer to similar organs in socialist and Islamist parties, such as the UK Labour Party's NEC or the Poli ...
expressing his dismay at his treatment in the aftermath of the Penkovsky affair. In April 1965, he was stripped of his party membership and dismissed. Serov spent the rest of his life unsuccessfully seeking
rehabilitation in the eyes of the public, restoration of his party membership, and the return of his rank of
general
A general officer is an Officer (armed forces), officer of high rank in the army, armies, and in some nations' air force, air and space forces, marines or naval infantry.
In some usages, the term "general officer" refers to a rank above colone ...
and
Hero of the Soviet Union
The title Hero of the Soviet Union () was the highest distinction in the Soviet Union, awarded together with the Order of Lenin personally or collectively for heroic feats in service to the Soviet state and society. The title was awarded both ...
to him.
Death
Serov died in 1990 at the Central Military Clinical Hospital in
Krasnogorsk. He was buried at the cemetery in the village of Ilyinskoye in
Krasnogorsky District,
Moscow Oblast
Moscow Oblast (, , informally known as , ) is a federal subjects of Russia, federal subject of Russia (an oblast). With a population of 8,524,665 (Russian Census (2021), 2021 Census) living in an area of , it is one of the most densely populate ...
.
Awards and decorations
;Soviet Union
*jubilee medals
SOURCE:
;Foreign
Serov's award of the Gold's Cross of the Virtuti Militari was posthumously deprived in 1995 by the decision of the
President of Poland Lech Wałęsa
Lech Wałęsa (; ; born 29 September 1943) is a Polish statesman, dissident, and Nobel Peace Prize laureate who served as the president of Poland between 1990 and 1995. After winning the 1990 Polish presidential election, 1990 election, Wałę ...
.
Personality
In
MI5 files about Serov, British agents who had met him called him "something of a ladies' man," good mannered, carefully dressed and a moderate drinker. He displayed a considerable familiarity with detective fiction such as
Sherlock Holmes
Sherlock Holmes () is a Detective fiction, fictional detective created by British author Arthur Conan Doyle. Referring to himself as a "Private investigator, consulting detective" in his stories, Holmes is known for his proficiency with obser ...
. His sense of humour was somewhat heavy, and his jokes were broadly sarcastic and, on occasion, strongly anti-Semitic.
According to the MI5 reports, Serov was "a capable organiser with a cunning mind".
Significance
Serov, although generally considered less significant than Beria in modern literature, helped to bring
Stalinism
Stalinism (, ) is the Totalitarianism, totalitarian means of governing and Marxism–Leninism, Marxist–Leninist policies implemented in the Soviet Union (USSR) from History of the Soviet Union (1927–1953), 1927 to 1953 by dictator Jose ...
to Europe and to Stalinise the Soviet Union. Serov's consolidation of Soviet power in Eastern Europe was helped by his organisation of both the
Urząd Bezpieczeństwa (Polish Intelligence Service) in Poland and the
Stasi in East Germany.
Cultural references
Serov makes a brief appearance at the beginning of
Ian Fleming's 1957
James Bond
The ''James Bond'' franchise focuses on James Bond (literary character), the titular character, a fictional Secret Intelligence Service, British Secret Service agent created in 1953 by writer Ian Fleming, who featured him in twelve novels ...
novel ''
From Russia, With Love.'' Fleming writes that he "was in every respect a bigger man than Beria" and that "he, with
Bulganin and
Khrushchev, now ruled Russia. One day, he might even stand on the peak, alone."
Serov also briefly features in the 1950s novel ''Berlin'' by the German anti-Nazi writer
Theodor Plievier, who lived in the USSR throughout the Hitler years. Plievier says Serov was nicknamed ''chramoi'' (which he translates as "Old Cripple Foot", rus, хромой, p=xrɐˈmoj, 'lame', 'limping'), a reference to a supposed deformity (presumably a club foot).
[Theodor Plievier, ''Berlin'' (Mayflower Books, 1976) p.247 ]
Sources
*
Nikita Petrov, "The First Chairman of the
KGB
The Committee for State Security (, ), abbreviated as KGB (, ; ) was the main security agency of the Soviet Union from 1954 to 1991. It was the direct successor of preceding Soviet secret police agencies including the Cheka, Joint State Polit ...
: Ivan Serov" (''Pervy predsedatel KGB : Ivan Serov''),
Moscow
Moscow is the Capital city, capital and List of cities and towns in Russia by population, largest city of Russia, standing on the Moskva (river), Moskva River in Central Russia. It has a population estimated at over 13 million residents with ...
: ''
Materik'' (2005)
* Johanna Granville
''The First Domino: International Decision Making During the Hungarian Crisis of 1956'' Texas A & M University Press, 2004.
*
Viktor Suvorov, "Inside Soviet Military Intelligence" (1984),
References
External links
*
{{DEFAULTSORT:Serov, Ivan
1905 births
1990 deaths
People from Sokolsky District, Vologda Oblast
People from Kadnikovsky Uyezd
Commissars 2nd Class of State Security
Katyn massacre
Perpetrators of Indigenous genocides
KGB officers
GRU officers
KGB chairmen
Perpetrators of World War II prisoner of war massacres
Soviet interior ministers of Ukraine
Frunze Military Academy alumni
Hero of the Soviet Union forfeitures
Recipients of the Order of Lenin
Recipients of the Order of the Red Banner
Recipients of the Order of Suvorov, 1st class
Recipients of the Order of Kutuzov, 1st class
Recipients of the Gold Cross of the Virtuti Militari
Recipients of the Order of the Cross of Grunwald, 2nd class
Recipients of the Patriotic Order of Merit in gold