:''In politics, the term "incrementalism" is also used as a synonym for
Gradualism
Gradualism, from the Latin ''gradus'' ("step"), is a hypothesis, a theory or a tenet assuming that change comes about gradually or that variation is gradual in nature and happens over time as opposed to in large steps. Uniformitarianism, increment ...
.''
Incrementalism is a method of working by adding to a project using many small
incremental changes instead of a few (extensively planned) large jumps.
Logic
Logic is the study of correct reasoning. It includes both formal and informal logic. Formal logic is the science of deductively valid inferences or of logical truths. It is a formal science investigating how conclusions follow from premis ...
al incrementalism implies that the steps in the process are sensible.
Logical incrementalism focuses on "the Power-Behavioral Approach to planning rather than to the Formal Systems Planning Approach".
[ In public policy, incrementalism is the method of change by which many small policy changes are enacted over time in order to create a larger broad based policy change. Political scientist ]Charles E. Lindblom
Charles Edward Lindblom (March 21, 1917 – January 30, 2018) was an American academic who studied economics at the University of Chicago and was Sterling Professor emeritus of political science and economics at Yale University. He served as pres ...
developed this theoretical policy of rationality in the 1950s as a middle way between the rational actor model and bounded rationality
Bounded rationality is the idea that rationality is limited when individuals make decisions, and under these limitations, rational individuals will select a decision that is satisfactory rather than optimal.
Limitations include the difficulty of ...
, as both long term, goal-driven policy rationality and satisficing
Satisficing is a decision-making strategy or cognitive heuristic that entails searching through the available alternatives until an acceptability threshold is met. The term ''satisficing'', a portmanteau of ''satisfy'' and ''suffice'', was introduc ...
were not seen as adequate.
Origin
Most people use incrementalism without ever needing a name for it because it is the natural and intuitive way to tackle everyday problems, such as making coffee
Coffee is a drink prepared from roasted coffee beans. Darkly colored, bitter, and slightly acidic, coffee has a stimulating effect on humans, primarily due to its caffeine content. It is the most popular hot drink in the world.
Seeds of ...
or getting dressed. These actions normally don't require extensive planning and problems can be dealt with one at a time as they arise.
Even in processes that involve more extensive planning, incrementalism is often an important tactic for dealing reactively with small details. For example, one might plan a route for a driving trip on a map, but one would not typically plan in advance where to change lanes or how long to stop at each traffic light.
Lindblom's essay “The Science of Muddling Through” (1959) helped policymakers understand why they needed to consider a different approach when making policy changes. The goal for the new perspective of incrementalism was for policy makers to avoid making changes before they really engaged and rationally thought through the issue.
Contrasts to other planning methodologies
In large projects following some type of strategic planning
Strategic planning is an organization's process of defining its strategy or direction, and making decisions on allocating its resources to attain strategic goals.
It may also extend to control mechanisms for guiding the implementation of the s ...
, there is normally a need to allocate time to plan the project in order to avoid "fire fighting", in other words the avoidance of time delaying issues. In contrast to other systems of planning such as top down, bottom up, and so on, incrementalism involves concentrating on dealing with the immediate problems as they arrive and avoiding trying to create an overall strategic plan. This means muddling through the issues at hand based on importance.
Strategic implementation is a very well thought out plan of implementation that is the opposite to incrementalism. Although the plan involved with the strategic implementation might work incrementally it has set objectives at set times with little to no intention of muddling through the process. In other words, every part of the implementation would be expected and planned for ahead of time.
The antithesis
Antithesis (Greek for "setting opposite", from "against" and "placing") is used in writing or speech either as a proposition that contrasts with or reverses some previously mentioned proposition, or when two opposites are introduced together f ...
of incrementalism is that work must be accomplished in one single push rather than through a process of continuous improvement. All work must be planned, only presented when complete and work in progress must be hidden.
In political science
Political science is the scientific study of politics. It is a social science dealing with systems of governance and power, and the analysis of political activities, political thought, political behavior, and associated constitutions and ...
, research on incrementalism has largely been incorporated into the study of Punctuated equilibrium in social theory
Punctuated equilibrium in social theory is a conceptual framework for understanding the process of social change, change in complex social systems. The approach studies the evolution of policy change,Baumgartner, Frank and Bryan D. Jones (1993). Ag ...
, which views policy change as periods of incremental improvement punctuated by major policy shifts.
Advantages
The advantages of incrementalism over other formal systems is that no time is wasted planning for outcomes which may not occur.
* Politically expedient: Since it does not involve any radical and complete changes, it is easily accepted and therefore the process is expedient.
* Simplicity: it is very simple to understand. Compared to some of the other budgeting methods used in business, it is one of the easiest to put in practice, since one does not have to be an accountant or have much experience in business to use this form of budgeting.
* Gradual change: a very stable budget exists from one period to the next and allows for gradual change within the company. Many managers are intimidated by large budget increases from one period to the next. This type of budget will not cause that problem because it is based on the previous period's budget.
* Flexibility: it is very flexible. Doing it from one month to the next allows one to see change very quickly when a new policy or budget is implemented.
* Avoiding conflict: companies with many different departments often run into conflict between departments because of their different budgets. With this method of budgeting, it is easier to keep everyone on the same page and avoid conflicts between departments.
Disadvantages
Disadvantages are that time may be wasted dealing with the immediate problems and no overall strategy is developed. Incrementalism in the study of rationality can be seen as a stealthy way to bring about radical changes that were not initially intended, a slippery slope
A slippery slope argument (SSA), in logic, critical thinking, political rhetoric, and caselaw, is an argument in which a party asserts that a relatively small first step leads to a chain of related events culminating in some significant (usuall ...
.
* Beagle Fallacy: A beagle hound has a very good sense of smell but limited eyesight, and thus could miss prey that appears in front of but downwind. Likewise, by only focusing on incremental changes to policies and policy applications, organisations are in danger of missing the broader directions in fulfilling their mandate. Beagle fallacy is the primary criticism of incrementalism.
* Failure to account for change: it is based on the idea that expenses will run much as they did before. However, in business, that is rarely the case, and there are always variables.
* Absence of incentives: such a simple method of budgeting really does not provide employees with much reason to be creative. They have no incentive to innovate and come up with new ideas or policies since everything is limited.
* "Use it or lose it" perspective: Many employees view this as a "use it or lose it" system and know that next year's budget is going to be incrementally based on this year's. Therefore, if they do not spend everything that is allocated to them, they may not have enough money to work with next year. That creates an environment where waste is encouraged.
Usage
Incrementalism is commonly employed in politics
Politics (from , ) is the set of activities that are associated with making decisions in groups, or other forms of power relations among individuals, such as the distribution of resources or status. The branch of social science that stud ...
, engineering
Engineering is the use of scientific method, scientific principles to design and build machines, structures, and other items, including bridges, tunnels, roads, vehicles, and buildings. The discipline of engineering encompasses a broad rang ...
, software design
Software design is the process by which an agent creates a specification of a software artifact intended to accomplish goals, using a set of primitive components and subject to constraints. Software design may refer to either "all the activity ...
, planning
Planning is the process of thinking regarding the activities required to achieve a desired goal. Planning is based on foresight, the fundamental capacity for mental time travel. The evolution of forethought, the capacity to think ahead, is c ...
and industry. Whereas it is often criticized as "fire fighting", the progressive improvement of product designs characteristic, e.g., of Japanese engineering can create steadily improving product performance, which in certain circumstances outperforms more orthodox planning systems.
Another example would be in small changes that make way for a bigger overall change to get past unnoticed. A series of small steps toward an agenda would be less likely to be questioned than a large and swift change. An example could be the rise of gas prices, the company would only raise the price by a few cents every day, instead of a large change to a target price overnight. More people would notice and dispute a dramatic, 10% increase overnight, while a 10% increase over a span of a week would less likely be even noticed, let alone argued. This can be applied in many different ways, such as, economics, politics, a person's appearance, or laws.
Examples
In the 1970s, many countries decided to invest in wind energy
Wind power or wind energy is mostly the use of wind turbines to generate electricity. Wind power is a popular, sustainable, renewable energy source that has a much smaller impact on the environment than burning fossil fuels. Historically, ...
. Denmark
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, a small country of around 5 million people, became a world leader in this technology using an incremental approach while more formal design processes in the US, Germany
Germany, officially the Federal Republic of Germany (FRG),, is a country in Central Europe. It is the most populous member state of the European Union. Germany lies between the Baltic and North Sea to the north and the Alps to the sou ...
and the United Kingdom
The United Kingdom of Great Britain and Northern Ireland, commonly known as the United Kingdom (UK) or Britain, is a country in Europe, off the north-western coast of the European mainland, continental mainland. It comprises England, Scotlan ...
failed to develop competitive machines. The reason for the difference of approach was that the Danish wind industry developed from an agricultural base whilst the American and UK wind industries were based on hi-tech aerospace
Aerospace is a term used to collectively refer to the atmosphere and outer space. Aerospace activity is very diverse, with a multitude of commercial, industrial and military applications. Aerospace engineering consists of aeronautics and astrona ...
companies with significant university
A university () is an institution of higher (or tertiary) education and research which awards academic degrees in several academic disciplines. ''University'' is derived from the Latin phrase ''universitas magistrorum et scholarium'', which ...
involvement. While the Danes built better and better windmills using an incremental approach, those using formal planning techniques believed that they could easily design a superior windmill straight away.
In practice, however, windmill design is not very complicated and the biggest problem is the tradeoff between cost and reliability. Although the UK and the U.S.A. designs were technically superior, the lack of experience in the field meant that their machines were less reliable in the field. In contrast, the heavy agricultural windmills produced by the Danes just kept turning, and by 2000 the top three windmill manufacturers in the world were Danish.
The Central Arizona Project
The Central Arizona Project (CAP) is a 336 mi (541 km) diversion canal in Arizona in the southern United States.
The aqueduct diverts water from the Colorado River to the Bill Williams Wildlife Refuge south portion of Lake Havasu ...
and the Salt River Project
The Salt River Project (SRP) is the umbrella name for two separate entities: the Salt River Project Agricultural Improvement and Power District, an agency of the state of Arizona that serves as an electrical utility for the Phoenix metropolitan a ...
display the use of Innovation
Innovation is the practical implementation of ideas that result in the introduction of new goods or service (economics), services or improvement in offering goods or services. ISO TC 279 in the standard ISO 56000:2020 defines innovation as "a ...
and incrementalism. There was a Plan 6 cost-sharing program that was a component in both of these projects and displayed innovations of the external enforcers and internal entrepreneurs and how they muddled through as well as collaborated incrementally to work on these projects with many different players in the mix.
The resource allocation in local authorities is riddled by politics and provides the underlying methods of incrementalism in the negotiations process of putting local authorities priorities together. Looking the United States Federal Budget is a back and forth negotiation between politicians and provides great insight of incremental change. Every year a new budget must be formed to allocate funds to the agencies such as the DoD and government programs such as Social Security and Medicare. The amounts with which are decided gradually change based on the importance as well as efficiencies and inefficiencies of agencies or priorities.
In the case of climate change the opinions changed gradually over the years as more and more scientific evidence became clear to policy makers that it should be a prevalent policy issue. Political economy of climate change
Political economy of climate change is an approach that applies the political economy thinking concerning social and political processes to study the critical issues surrounding decision-making on climate change.
The ever-increasing awareness and ...
and Politics of global warming
The politics of climate change results from different perspectives on how to respond to climate change. Global warming is driven largely by the emissions of greenhouse gases due to human economic activity, especially the burning of fossil fuels ...
are worth noting on the international scale of climate change policy and how there has been an incremental leaning towards the belief and action against climate change over the years.
Related concepts
Incrementalism is a planning methodology normally found where a large strategic plan is either unnecessary or has failed to develop and for that reason it is often just called "muddling through".Overseas Development Institute
ODI (formerly the 'Overseas Development Institute') is a global affairs think tank, founded in 1960. Its mission is "to inspire people to act on injustice and inequality through collaborative research and ideas that matter for people and the ...
Research and Policy in Development Group
Fundamental decisions vs disjointed incrementalism ('muddling through')
/ref> Incrementalism is the antithesis of intrusive central planning, which can create rigid work systems unable to deal with the actual problems faced at the grassroots level. However, without a central planning framework incremental working is difficult to support within structured systems and therefore requires a degree of self-reliance, skills and experience of those dealing with the problems such as is found in autonomous work group In business management, an autonomous work group is a group encouraged to manage its own work and working practices.
Definition
A. Rao, N. Thorberry and J. Weintraub define autonomous teamwork as "groups of independent workers, who regulate much ...
s.
See also
* Adaptation
* Critical juncture theory
* Heuristics
A heuristic (; ), or heuristic technique, is any approach to problem solving or self-discovery that employs a practical method that is not guaranteed to be optimal, perfect, or rational, but is nevertheless sufficient for reaching an immediate, ...
* Integrated Strategies
Integrated Strategies is a global management consulting firm specializing in supply chain, strategic sourcing Strategic sourcing is the process of developing channels of supply at the lowest total cost, not just the lowest purchase price. It exp ...
* Methodology
In its most common sense, methodology is the study of research methods. However, the term can also refer to the methods themselves or to the philosophical discussion of associated background assumptions. A method is a structured procedure for bri ...
* Conventional wisdom
The conventional wisdom or received opinion is the body of ideas or explanations generally accepted by the public and/or by experts in a field. In religion, this is known as orthodoxy.
Etymology
The term is often credited to the economist John ...
* Ipso facto
* Maladaptation
In evolution, a maladaptation () is a trait that is (or has become) more harmful than helpful, in contrast with an adaptation, which is more helpful than harmful. All organisms, from bacteria to humans, display maladaptive and adaptive traits. ...
* Organization theory
* Rationality
* Gradualism
Gradualism, from the Latin ''gradus'' ("step"), is a hypothesis, a theory or a tenet assuming that change comes about gradually or that variation is gradual in nature and happens over time as opposed to in large steps. Uniformitarianism, increment ...
References
Further reading
*
*
*{{cite book , last1=Hayes , first1=Michael T. , title=Incrementalism and Public Policy , date=1992 , publisher=Longman , isbn=978-0-8013-0576-4
External links
Incrementalism
Knowledge base essay: Incrementalism
Incrementalism (incrementalist decision-making)
Theories