A hydraulic empire, also known as a hydraulic despotism, hydraulic society, hydraulic civilization, or water monopoly empire, is a social or government structure which maintains power and control through exclusive control over
access to water. It arises through the need for
flood control
Flood management or flood control are methods used to reduce or prevent the detrimental effects of flood waters. Flooding can be caused by a mix of both natural processes, such as extreme weather upstream, and human changes to waterbodies and ru ...
and
irrigation
Irrigation (also referred to as watering of plants) is the practice of applying controlled amounts of water to land to help grow crops, landscape plants, and lawns. Irrigation has been a key aspect of agriculture for over 5,000 years and has bee ...
, which requires central coordination and a specialized
bureaucracy
Bureaucracy ( ) is a system of organization where laws or regulatory authority are implemented by civil servants or non-elected officials (most of the time). Historically, a bureaucracy was a government administration managed by departments ...
.
Often associated with these terms and concepts is the notion of a ''water dynasty''. This body is a political structure which is commonly characterized by a system of hierarchy and control often based on class or caste. Power, both over resources (food,
water
Water is an inorganic compound with the chemical formula . It is a transparent, tasteless, odorless, and Color of water, nearly colorless chemical substance. It is the main constituent of Earth's hydrosphere and the fluids of all known liv ...
,
energy
Energy () is the physical quantity, quantitative physical property, property that is transferred to a physical body, body or to a physical system, recognizable in the performance of Work (thermodynamics), work and in the form of heat and l ...
) and a means of enforcement such as the military, is vital for the maintenance of control.
Civilizations
A developed hydraulic civilization maintains control over its population by means of controlling the
supply of water. The term was coined by the
German-American
German Americans (, ) are Americans who have full or partial German ancestry.
According to the United States Census Bureau's figures from 2022, German Americans make up roughly 41 million people in the US, which is approximately 12% of the pop ...
historian
Karl August Wittfogel (1896–1988), in his book ''
Oriental Despotism: A Comparative Study of Total Power'' (1957). Wittfogel asserted that such "hydraulic civilizations", although they were not all located in the Orient or characteristic of all Oriental societies, were essentially different from those of the Western world. According to Wittfogel, most of the
first civilizations in history, such as
Ancient Egypt
Ancient Egypt () was a cradle of civilization concentrated along the lower reaches of the Nile River in Northeast Africa. It emerged from prehistoric Egypt around 3150BC (according to conventional Egyptian chronology), when Upper and Lower E ...
,
Mesopotamia
Mesopotamia is a historical region of West Asia situated within the Tigris–Euphrates river system, in the northern part of the Fertile Crescent. Today, Mesopotamia is known as present-day Iraq and forms the eastern geographic boundary of ...
,
China
China, officially the People's Republic of China (PRC), is a country in East Asia. With population of China, a population exceeding 1.4 billion, it is the list of countries by population (United Nations), second-most populous country after ...
,
India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
,
Pre-Columbian Mexico
The pre-Columbian (or prehispanic) history of the territory now making up the country of Mexico is known through the work of archaeologists and epigraphers, and through the accounts of Spanish conquistadores, settlers and clergymen as well as ...
and
Peru
Peru, officially the Republic of Peru, is a country in western South America. It is bordered in the north by Ecuador and Colombia, in the east by Brazil, in the southeast by Bolivia, in the south by Chile, and in the south and west by the Pac ...
, are believed to have been hydraulic empires. Most hydraulic empires existed in arid or
desert
A desert is a landscape where little precipitation occurs and, consequently, living conditions create unique biomes and ecosystems. The lack of vegetation exposes the unprotected surface of the ground to denudation. About one-third of the la ...
regions, but
imperial China
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
also had some such characteristics, due to the exacting needs of rice cultivation.
The
Maurya Empire
The Maurya Empire was a geographically extensive Iron Age historical power in South Asia with its power base in Magadha. Founded by Chandragupta Maurya around c. 320 BCE, it existed in loose-knit fashion until 185 BCE. The primary source ...
in
India
India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
was classified by Wittfogel as a grandiose hydraulic economy.
Kautilya
''Kautilya's Arthashastra'' (, ; ) is an Ancient Indian Sanskrit treatise on statecraft, politics, economic policy and military strategy. The text is likely the work of several authors over centuries, starting as a compilation of ''Arthashas ...
while referring to the ''udakabhaga'' (water-cess, cess being a term used in India, Scotland and Ireland for an additional tax) lists various kinds of irrigation, viz., irrigated by manual labour, by carrying water on the shoulder, by water lifts, and by raising water from lakes, rivers etc. Some scholars believe the
Arthashastra
''Kautilya's Arthashastra'' (, ; ) is an Ancient Indian Sanskrit treatise on statecraft, politics, economic policy and military strategy. The text is likely the work of several authors over centuries, starting as a compilation of ''Arthashas ...
makes a clear reference to canals for irrigation, in a
sutra
''Sutra'' ()Monier Williams, ''Sanskrit English Dictionary'', Oxford University Press, Entry fo''sutra'' page 1241 in Indian literary traditions refers to an aphorism or a collection of aphorisms in the form of a manual or, more broadly, a ...
which points out that water was set in motion by digging (''khatapravrittim'') from a river-dam (''nandinibhandayatana'') or a tank.
Apart from Ancient Egypt and the
Kingdom of Kush
The Kingdom of Kush (; Egyptian language, Egyptian: 𓎡𓄿𓈙𓈉 ''kꜣš'', Akkadian language, Assyrian: ''Kûsi'', in LXX Χους or Αἰθιοπία; ''Ecōš''; ''Kūš''), also known as the Kushite Empire, or simply Kush, was an an ...
, the
Ajuran Sultanate
The Ajuran Sultanate (, ), natively referred to as Ajuuraan, and often simply Ajuran/Ajur, was a Muslims, Muslim empire in the Horn of Africa that thrived from the Late Middle Ages, late medieval and Early modern period, early modern period. F ...
of the
Horn of Africa
The Horn of Africa (HoA), also known as the Somali Peninsula, is a large peninsula and geopolitical region in East Africa.Robert Stock, ''Africa South of the Sahara, Second Edition: A Geographical Interpretation'', (The Guilford Press; 2004), ...
was the only other hydraulic empire in Africa. In the 13th century, the Ajuran began to monopolize the
water resources
Water resources are natural resources of water that are potentially useful for humans, for example as a source of drinking water supply or irrigation water. These resources can be either Fresh water, freshwater from natural sources, or water produ ...
of the
Jubba and
Shebelle rivers. Through
hydraulic engineering
Hydraulic engineering as a sub-discipline of civil engineering is concerned with the flow and conveyance of fluids, principally water and sewage. One feature of these systems is the extensive use of gravity as the motive force to cause the move ...
, they also constructed many of the state's
limestone
Limestone is a type of carbonate rock, carbonate sedimentary rock which is the main source of the material Lime (material), lime. It is composed mostly of the minerals calcite and aragonite, which are different Polymorphism (materials science) ...
wells and
cistern
A cistern (; , ; ) is a waterproof receptacle for holding liquids, usually water. Cisterns are often built to catch and store rainwater. To prevent leakage, the interior of the cistern is often lined with hydraulic plaster.
Cisterns are disti ...
s that are still in use today. Its rulers developed new systems for agriculture and taxation, which continued to be used in parts of the Horn of Africa as late as the 19th century.
Analysis
Wittfogel argues that climate caused some parts of the world to develop higher levels of civilization than others. He is known for claiming that climate in the Orient led to
despotic rule. This environmental determinism comes to bear when considering that in those societies where the most control was exhibited, this was commonly the case due to the central role of the resource in economic processes and its environmentally limited, or constrained nature. This made controlling supply and demand easier and allowed a more complete monopoly to be established, as well as preventing the use of alternative resources to compensate.
The typical hydraulic empire government, in Wittfogel's thesis, is extremely centralized, with no trace of an independent aristocracy – in contrast to the decentralized
feudalism
Feudalism, also known as the feudal system, was a combination of legal, economic, military, cultural, and political customs that flourished in Middle Ages, medieval Europe from the 9th to 15th centuries. Broadly defined, it was a way of struc ...
of medieval Europe. Though tribal societies had structures that were usually personal in nature, exercised by a patriarch over a tribal group related by various degrees of kinship, hydraulic hierarchies gave rise to the established permanent institution of impersonal government. Popular revolution in such a state was impossible: a dynasty might die out or be overthrown by force, but the new regime would differ very little from the old one. Hydraulic empires were only ever destroyed by foreign conquerors, he states.
Wittfogel's ideas, when applied to China, have been harshly criticized by scholars such as
Joseph Needham
Noel Joseph Terence Montgomery Needham (; 9 December 1900 – 24 March 1995) was a British biochemist, historian of science and sinologist known for his scientific research and writing on the history of Chinese science and technology, initia ...
who argued essentially that Wittfogel was operating from ignorance of basic
Chinese history
The history of China spans several millennia across a wide geographical area. Each region now considered part of the Chinese world has experienced periods of unity, fracture, prosperity, and strife. Chinese civilization first emerged in the Y ...
. Needham argued that the Chinese government was not despotic, was not dominated by a priesthood, had many peasant rebellions, and that Wittfogel's perspective does not address the necessity and presence of bureaucracy in modern Western civilization.
Robert L. Carneiro was also critical of Wittfogel's theory, writing in ''
Science
Science is a systematic discipline that builds and organises knowledge in the form of testable hypotheses and predictions about the universe. Modern science is typically divided into twoor threemajor branches: the natural sciences, which stu ...
'' in August 1970: "This theory has recently run into difficulties. Archeological evidence now makes it appear that in at least three of the areas that Wittfogel cites as exemplifying his "hydraulic hypothesis"—Mesopotamia, China, and Mexico—full-fledged states developed well before large-scale irrigation".
With regard to
Mesopotamia
Mesopotamia is a historical region of West Asia situated within the Tigris–Euphrates river system, in the northern part of the Fertile Crescent. Today, Mesopotamia is known as present-day Iraq and forms the eastern geographic boundary of ...
, Carneiro cited
Robert McCormick Adams, Jr., who had concluded: "In short, there is nothing to suggest that the rise of dynastic authority in southern Mesopotamia was linked to the administrative requirements of a major canal system."
On China, which Carneiro called "the prototypical area for Wittfogel's hydraulic theories", he quoted
Jacques Gernet who had recently written: “although the establishment of a system of regulation of water courses and irrigation, and the control of this system, may have affected the political constitution of the military states and imperial China, the fact remains that, historically, it was the pre-existing state structures and the large, well-trained labour force provided by the armies that made the great irrigation projects possible”.
Turning to Mexico, Carneiro wrote: “large-scale irrigation systems do not appear to antedate the Classic period, whereas it is clear that the first states arose in the preceding Formative or Pre-Classic period”.
Of hydraulic empires generally, Carneiro commented: "This is not to say, of course, that large-scale irrigation, where it occurred, did not contribute significantly to increasing the power and scope of the state. It unquestionably did. To the extent that Wittfogel limits himself to this contention, I have no quarrel with him whatever. However, the point at issue is not how the state increased its power but how it arose in the first place. And to this issue the hydraulic hypothesis does not appear to hold the key."
The same elements of resource control central to hydraulic empire were also central to Europe's colonization of much of the
global South
Global North and Global South are terms that denote a method of grouping countries based on their defining characteristics with regard to socioeconomics and politics. According to UN Trade and Development (UNCTAD), the Global South broadly com ...
. Colonies were resource rich areas located on the periphery, and the contemporary models of core-periphery interaction were focused on the extraction and control of these resources for the use of the core.
This was accomplished through a type of agro-managerial despotism with close connections to debates around hydraulic empire.
See also
*
Asiatic mode of production
*
River valley civilization
*
Oriental despotism
*
*''
Dune
A dune is a landform composed of wind- or water-driven sand. It typically takes the form of a mound, ridge, or hill. An area with dunes is called a dune system or a dune complex. A large dune complex is called a dune field, while broad, flat ...
''
*
Majapahit
Majapahit (; (eastern and central dialect) or (western dialect)), also known as Wilwatikta (; ), was a Javanese people, Javanese Hinduism, Hindu-Buddhism, Buddhist thalassocracy, thalassocratic empire in Southeast Asia based on the island o ...
References
{{DEFAULTSORT:Hydraulic Empire
Ancient Egyptian society
Theories of history
Empires
Historical determinism
Water and politics