The Hobbesian trap (or Schelling's dilemma) is a
theory
A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
that explains why
preemptive strikes occur between two groups, out of bilateral
fear
Fear is an unpleasant emotion that arises in response to perception, perceived dangers or threats. Fear causes physiological and psychological changes. It may produce behavioral reactions such as mounting an aggressive response or fleeing the ...
of an imminent
attack. Without outside influences, this situation will lead to a fear spiral (
catch-22,
vicious circle,
Nash equilibrium
In game theory, the Nash equilibrium is the most commonly used solution concept for non-cooperative games. A Nash equilibrium is a situation where no player could gain by changing their own strategy (holding all other players' strategies fixed) ...
) in which fear will lead to an
arms race
An arms race occurs when two or more groups compete in military superiority. It consists of a competition between two or more State (polity), states to have superior armed forces, concerning production of weapons, the growth of a military, and ...
which in turn will lead to increasing fear. The Hobbesian trap can be explained in terms of
game theory
Game theory is the study of mathematical models of strategic interactions. It has applications in many fields of social science, and is used extensively in economics, logic, systems science and computer science. Initially, game theory addressed ...
. Although
cooperation
Cooperation (written as co-operation in British English and, with a varied usage along time, coöperation) takes place when a group of organisms works or acts together for a collective benefit to the group as opposed to working in competition ...
would be the better outcome for both sides, mutual
distrust leads to the adoption of strategies that have negative outcomes for both individual players and all players combined.
The theory has been used to explain outbreaks of
conflicts and
violence
Violence is characterized as the use of physical force by humans to cause harm to other living beings, or property, such as pain, injury, disablement, death, damage and destruction. The World Health Organization (WHO) defines violence a ...
, spanning from
individuals to
states.
History
An early example of Hobbesian trap reasoning is
Thucydides
Thucydides ( ; ; BC) was an Classical Athens, Athenian historian and general. His ''History of the Peloponnesian War'' recounts Peloponnesian War, the fifth-century BC war between Sparta and Athens until the year 411 BC. Thucydides has been d ...
's analysis of the
Peloponnesian War
The Second Peloponnesian War (431–404 BC), often called simply the Peloponnesian War (), was an Ancient Greece, ancient Greek war fought between Classical Athens, Athens and Sparta and their respective allies for the hegemony of the Ancien ...
in
Ancient Greece
Ancient Greece () was a northeastern Mediterranean civilization, existing from the Greek Dark Ages of the 12th–9th centuries BC to the end of classical antiquity (), that comprised a loose collection of culturally and linguistically r ...
. Thucydides presented that fear and distrust towards the other side led to an
escalation of violence. The theory is most commonly associated with English philosopher
Thomas Hobbes
Thomas Hobbes ( ; 5 April 1588 – 4 December 1679) was an English philosopher, best known for his 1651 book ''Leviathan (Hobbes book), Leviathan'', in which he expounds an influential formulation of social contract theory. He is considered t ...
.
Nobel Prize
The Nobel Prizes ( ; ; ) are awards administered by the Nobel Foundation and granted in accordance with the principle of "for the greatest benefit to humankind". The prizes were first awarded in 1901, marking the fifth anniversary of Alfred N ...
winner
Thomas Schelling
Thomas Crombie Schelling (April 14, 1921 – December 13, 2016) was an American economist and professor of foreign policy, national security, nuclear strategy, and arms control at the School of Public Policy at the University of Maryland, Coll ...
also saw fear as a
motive for conflict. Applying game theory to the
Cold War
The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
and
nuclear strategy
Nuclear strategy involves the development of military doctrine, doctrines and strategy, strategies for the production and use of nuclear weapons.
As a sub-branch of military strategy, nuclear strategy attempts to match nuclear weapons as means ...
, Schelling's view was that in situations where two parties are in conflict but share a common interest, the two sides will often reach a tacit agreement rather than resort to open conflict.
Examples
Psychology professor
Steven Pinker
Steven Arthur Pinker (born September 18, 1954) is a Canadian-American cognitive psychology, cognitive psychologist, psycholinguistics, psycholinguist, popular science author, and public intellectual. He is an advocate of evolutionary psycholo ...
is a proponent of the theory of the Hobbesian trap and has applied the theory to many conflicts and outbreaks of violence between people, groups, tribes, societies and states.
Issues of
gun control
Gun control, or firearms regulation, is the set of laws or policies that regulate the manufacture, sale, transfer, possession, modification, or use of firearms and ammunition by civilians.
Most countries allow civilians to own firearms, bu ...
have been described as a Hobbesian trap. A common example is the dilemma that both the armed
burglar and the armed
homeowner face when they meet each other. Neither side may want to shoot, but both are afraid of the other party shooting first so they may be inclined to fire preemptively, although the favorable outcome for both parties would be that nobody be shot.
A similar example between two states is the
Cuban Missile Crisis
The Cuban Missile Crisis, also known as the October Crisis () in Cuba, or the Caribbean Crisis (), was a 13-day confrontation between the governments of the United States and the Soviet Union, when American deployments of Nuclear weapons d ...
. Fear and mutual distrust between the actors increased the likelihood of a preemptive strike.
Hobbesian traps in
nuclear weapons
A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either nuclear fission, fission (fission or atomic bomb) or a combination of fission and nuclear fusion, fusion reactions (thermonuclear weap ...
' case can be defused if both sides can threaten
second strike
In nuclear strategy, a retaliatory strike or second-strike capability is a country's assured ability to respond to a nuclear attack with powerful nuclear retaliation against the attacker. To have such an ability (and to convince an opponent of its ...
, which is the capacity to retaliate with nuclear force after the first attack. This is the basis of
mutual assured destruction.
''
The Dark Forest'', a
science fiction
Science fiction (often shortened to sci-fi or abbreviated SF) is a genre of speculative fiction that deals with imaginative and futuristic concepts. These concepts may include information technology and robotics, biological manipulations, space ...
novel by
Liu Cixin
Liu Cixin (, pronounced ; born 23 June 1963) is a Chinese computer engineer and science fiction writer. In English translations of his works, his name is given as Cixin Liu. He is sometimes called "''Da'' Liu" ("Big Liu") by his fellow sc ...
, incorporates a Hobbesian trap into its narrative. The
dark forest hypothesis, both
diegetically and non-diegetically to the novel, is a form of the Hobbesian trap that has been used to answer the
Fermi Paradox by arguing that any two advanced
space-faring civilizations will inevitably seek to destroy each other rather than risk being destroyed by the other, like two scared armed men prowling through a dark forest, ready to shoot at anything that so much as snaps a twig.
Avoidance
The Hobbesian trap can be avoided by influences that increase the trust between the two parties.
In Hobbes' case, the Hobbesian trap would be present in the
state of nature where, in the absence of
law
Law is a set of rules that are created and are enforceable by social or governmental institutions to regulate behavior, with its precise definition a matter of longstanding debate. It has been variously described as a science and as the ar ...
and
law enforcement
Law enforcement is the activity of some members of the government or other social institutions who act in an organized manner to enforce the law by investigating, deterring, rehabilitating, or punishing people who violate the rules and norms gove ...
, the credible threat of violence from others may justify preemptive attacks. For Hobbes, we avoid this problem by naming a ruler who pledges to punish violence with violence.
[Hobbes, Thomas (1651). ''Leviathan'', Book 1, Chapter XIII.] In the Cuban Missile Crisis, for example,
Kennedy and
Khrushchev realized that they were caught in a Hobbesian trap, which helped them to make
concessions that reduced distrust and fear.
See also
*
Hobson's choice
*
Mexican standoff
*
Presumption of guilt
*
Prisoner's dilemma
The prisoner's dilemma is a game theory thought experiment involving two rational agents, each of whom can either cooperate for mutual benefit or betray their partner ("defect") for individual gain. The dilemma arises from the fact that while def ...
*
Realism (international relations)
Realism, in international relations theory, is a Theory, theoretical framework that views world politics as an enduring competition among self-interested State (polity), states vying for power and positioning within an Anarchy (international re ...
*
Security dilemma
In international relations, the security dilemma (also referred to as the spiral model) is when the increase in one state's security (such as increasing its military strength) leads other states to fear for their own security (because they do not k ...
References
{{Reflist
Conflict (process)
Dilemmas
Game theory
Strategy (game theory)