Gregory V. Ashcroft
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''Gregory v. Ashcroft'', 501 U.S. 452 (1991) was a
U.S. Supreme Court The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that turn on question ...
case. It concerned a provision in the Missouri state constitution that required state judges to retire at the age of 70, and the court was asked to consider whether it conflicted with the 1967 federal
Age Discrimination in Employment Act The Age Discrimination in Employment Act of 1967 (ADEA; to ) is a United States labor law that forbids employment discrimination against anyone, at least 40 years of age, in the United States (see ). In 1967, the bill was signed into law by Pr ...
(ADEA) and the
Equal Protection Clause The Equal Protection Clause is part of the first section of the Fourteenth Amendment to the United States Constitution. The clause, which took effect in 1868, provides "nor shall any State... deny to any person within its jurisdiction the equal pr ...
of the
Fourteenth Amendment to the United States Constitution The Fourteenth Amendment (Amendment XIV) to the United States Constitution was adopted on July 9, 1868, as one of the Reconstruction Amendments. Considered one of the most consequential amendments, it addresses Citizenship of the United States ...
. The provision was upheld, with the case being one of several Supreme Court decisions supporting the principle that "ambiguous language will not be interpreted to intrude on areas of traditional state authority or important state governmental functions".


Facts

Two Missouri state judges brought suit against John D. Ashcroft, the Governor of Missouri, alleging a provision of the Missouri state constitution, Article V, § 26, violated both the ADEA and the Equal Protection Clause. The provision required all non-municipal state judges to retire at the age of seventy.David Andrew Schultz, ''Encyclopedia of the United States Constitution'' (Facts On File, 2010)
p. 329
The
United States District Court for the Eastern District of Missouri The United States District Court for the Eastern District of Missouri (in case citations, E.D. Mo.) is a trial level federal district court based in St. Louis, Missouri, with jurisdiction over fifty counties in the eastern half of Missouri. The ...
granted the governor’s motion to dismiss on the grounds that Missouri's appointed judges were not protected by the ADEA because they were "appointees ... 'on a policymaking level'" and were therefore excluded from the Act's definition of "employee". The
United States Court of Appeals for the Eighth Circuit The United States Court of Appeals for the Eighth Circuit (in case citations, 8th Cir.) is a United States federal court with appellate jurisdiction over the following United States district courts: * Eastern District of Arkansas * Western ...
affirmed the policymaking distinction, further holding that the provision did not violate the Fourteenth Amendment because there was a rational basis for distinguishing judges who had reached the age of seventy from those who had not. The U.S. Supreme Court granted
certiorari In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of a prerogative writ in England, issued by a superior court to direct that the recor ...
on both the ADEA and equal protection questions.


Judgment

In a 7–2 decision, the Court held that the Missouri constitutional provision did not violate federal statute or the Equal Protection Clause. Justice O'Connor, writing for the majority, held that under the principles of
federalism Federalism is a mode of government that combines a general level of government (a central or federal government) with a regional level of sub-unit governments (e.g., provinces, State (sub-national), states, Canton (administrative division), ca ...
and dual sovereignty, the
Supremacy Clause The Supremacy Clause of the Constitution of the United States ( Article VI, Clause 2) establishes that the Constitution, federal laws made pursuant to it, and treaties made under its authority, constitute the "supreme Law of the Land", and th ...
allows Congress to impose its will on the states, but only when acting under a Constitutionally-delegated power. The Court applied the 'plain statement' rule, the idea that Congress should make its intention 'clear and manifest' if it intends to alter the federal-state balance of power and pre-empt the historic powers of the states. The opinion recognized the authority of the people of the states to determine the qualifications of their most important government officials as a power that lies at 'the heart of representative government'. The Court found that state judges were not clearly 'employees' as defined by the ADEA (29 U.S.C. § 630(f)) and concluded that the statute did not plainly cover appointed state judges. The Court also found a rational basis for the retirement age, based in Missouri citizens' interest in maintaining a judiciary fully capable of performing the demanding tasks that judges must perform and the fact that physical and mental capacity sometimes diminishes with age. Justice White, with Justice Stevens joining, concurred in part and dissented in part. The concurrence found the majority's federalism concerns irrelevant to the "actual conflict" preemption, arguing that the cases cited for the plain statement rule involved issues of whether Congress intended for legislation to apply to states at all. The concurrence further argued that the majority's decision directly contravened the decisions in '' Garcia v. San Antonio Metropolitan Transit Authority'' (1985) and ''
South Carolina v. Baker ''South Carolina v. Baker'', 485 U.S. 505 (1988), was a United States Supreme Court case in which the Court ruled that section 310(b)(1) of the Tax Equity and Fiscal Responsibility Act of 1982 (TEFRA) does not violate the Tenth Amendment to the U ...
'' (1988). The concurrence agreed with the majority judgment because it found that the state judges were not included in the ADEA's definition of 'employee'. Justice Blackmun, joined by Justice Marshall, dissented, on the grounds that an appointed state judge is an "appointee on the policymaking level". They would instead have "deferred to the
EEOC The U.S. Equal Employment Opportunity Commission (EEOC) is a federal agency that was established via the Civil Rights Act of 1964 to administer and enforce civil rights laws against workplace discrimination. The EEOC investigates discrimination ...
's interpretation of the statute", which "regarded the state judges as covered under the ADEA".


Legacy

The holding in ''Gregory v. Ashcroft'' imposed a stricter burden on Congress to state clearly its intent to extend federal statutes to state and local governmental functions. This decision relied on the 'plain statement' rule, but the Supreme Court required more than an expression of Congress's clear and unequivocal intent to extend federal regulation to the states; the majority's interpretation of the rule required Congress to state clearly and specifically its intention to extend the ADEA to appointed state judges in particular.


References

{{US14thAmendment, equalprotection United States Supreme Court cases United States Supreme Court cases of the Rehnquist Court 1991 in United States case law Ageism case law United States equal protection case law