
The great man theory is an approach to the study of
history
History is the systematic study of the past, focusing primarily on the Human history, human past. As an academic discipline, it analyses and interprets evidence to construct narratives about what happened and explain why it happened. Some t ...
popularised in the 19th century according to which history can be largely explained by the impact of ''great men'', or
hero
A hero (feminine: heroine) is a real person or fictional character who, in the face of danger, combats adversity through feats of ingenuity, courage, or Physical strength, strength. The original hero type of classical epics did such thin ...
es: highly influential and unique individuals who, due to their natural attributes, such as superior intellect, heroic courage, extraordinary leadership abilities, or divine inspiration, have a decisive historical effect. The
theory
A theory is a systematic and rational form of abstract thinking about a phenomenon, or the conclusions derived from such thinking. It involves contemplative and logical reasoning, often supported by processes such as observation, experimentation, ...
is primarily attributed to the Scottish essayist, historian, and philosopher
Thomas Carlyle
Thomas Carlyle (4 December 17955 February 1881) was a Scottish essayist, historian, and philosopher. Known as the "Sage writing, sage of Chelsea, London, Chelsea", his writings strongly influenced the intellectual and artistic culture of the V ...
, who gave a series of lectures on
heroism in 1840, later published as ''
On Heroes, Hero-Worship, & the Heroic in History'', in which he states:
This theory is usually contrasted with
people's history, which emphasizes the life of the masses creating overwhelming waves of smaller events which carry leaders along with them. Another contrasting school is
historical materialism
Historical materialism is Karl Marx's theory of history. Marx located historical change in the rise of Class society, class societies and the way humans labor together to make their livelihoods.
Karl Marx stated that Productive forces, techno ...
.
Overview
Carlyle stated that "The History of the world is but the Biography of great men", reflecting his belief that heroes shape history through both their personal attributes and divine inspiration.
[ Hirsch, E.D. ]
The New Dictionary of Cultural Literacy (Third Edition)
', Houghton Mifflin Company
Houghton Mifflin Harcourt Company ( ; HMH) is an American publisher of textbooks, instructional technology materials, assessments, and reference works. The company is based in the Boston Financial District. It was formerly known as the Houghto ...
, Boston, 2002. In his book ''Heroes and Hero-Worship'', Carlyle saw history as having turned on the decisions, works, ideas, and characters of "heroes", giving detailed analysis of six types: The hero as divinity (such as
Odin
Odin (; from ) is a widely revered god in Norse mythology and Germanic paganism. Most surviving information on Odin comes from Norse mythology, but he figures prominently in the recorded history of Northern Europe. This includes the Roman Em ...
), prophet (such as
Muhammad
Muhammad (8 June 632 CE) was an Arab religious and political leader and the founder of Islam. Muhammad in Islam, According to Islam, he was a prophet who was divinely inspired to preach and confirm the tawhid, monotheistic teachings of A ...
), poet (such as
Shakespeare
William Shakespeare ( 23 April 1564 – 23 April 1616) was an English playwright, poet and actor. He is widely regarded as the greatest writer in the English language and the world's pre-eminent dramatist. He is often called England's natio ...
), priest (such as
Martin Luther
Martin Luther ( ; ; 10 November 1483 – 18 February 1546) was a German priest, Theology, theologian, author, hymnwriter, professor, and former Order of Saint Augustine, Augustinian friar. Luther was the seminal figure of the Reformation, Pr ...
), man of letters (such as
Rousseau), and king (such as
Napoleon
Napoleon Bonaparte (born Napoleone di Buonaparte; 15 August 1769 – 5 May 1821), later known by his regnal name Napoleon I, was a French general and statesman who rose to prominence during the French Revolution and led Military career ...
). Carlyle also argued that the study of great men was "profitable" to one's own heroic side; that by examining the lives led by such heroes, one could not help but uncover something about one's own true nature.
[Carlyle, Thomas. ]
On Heroes, Hero-Worship and the Heroic in History
'', Fredrick A. Stokes & Brother, New York, 1888. p. 2.
As
Sidney Hook notes, a common misinterpretation of the theory is that "all factors in history, save great men, were inconsequential",
[Sidney Hook (1955) ''The Hero in History'', Boston: Beacon Press, p. 14] whereas Carlyle is instead claiming that great men are the decisive factor, owing to their unique genius. Hook then goes on to emphasize this uniqueness to illustrate the point: "
Genius is not the result of compounding talent. How many battalions are the equivalent of a Napoleon? How many minor poets will give us a Shakespeare? How many run of the mine scientists will do the work of an
Einstein?"
American scholar Frederick Adams Woods supported the great man theory in his work ''The Influence of Monarchs: Steps in a New Science of History''. Woods investigated 386 rulers in Western Europe from the 12th century until the French Revolution in the late 18th century and their influence on the course of historical events.
The Great Man approach to history was most fashionable with professional historians in the 19th century; a popular work of this school is the ''
Encyclopædia Britannica Eleventh Edition'' (1911) which contains lengthy and detailed biographies about the great men of history, but very few general or social histories. For example, all information on the post-Roman "
Migrations Period" of European History is compiled under the biography of
Attila the Hun. This heroic view of history was also strongly endorsed by some philosophers, such as
Léon Bloy,
Søren Kierkegaard
Søren Aabye Kierkegaard ( , ; ; 5 May 1813 – 11 November 1855) was a Danes, Danish theologian, philosopher, poet, social critic, and religious author who is widely considered to be the first existentialist philosopher. He wrote critical tex ...
,
Oswald Spengler and
Max Weber
Maximilian Carl Emil Weber (; ; 21 April 186414 June 1920) was a German Sociology, sociologist, historian, jurist, and political economy, political economist who was one of the central figures in the development of sociology and the social sc ...
.
Georg Wilhelm Friedrich Hegel
Georg Wilhelm Friedrich Hegel (27 August 1770 – 14 November 1831) was a 19th-century German idealist. His influence extends across a wide range of topics from metaphysical issues in epistemology and ontology, to political philosophy and t ...
, proceeding from
providentialist theory, argued that "what is real is reasonable" and World-Historical individuals are World-Spirit's agents. Hegel wrote: "Such are great historical men—whose own particular aims involve those large issues which are the will of the World-Spirit." Thus, according to Hegel, a great man does not create historical reality himself but only uncovers the inevitable future.
In ''
Untimely Meditations'',
Friedrich Nietzsche
Friedrich Wilhelm Nietzsche (15 October 1844 – 25 August 1900) was a German philosopher. He began his career as a classical philology, classical philologist, turning to philosophy early in his academic career. In 1869, aged 24, Nietzsche bec ...
writes that "the goal of humanity lies in its highest specimens".
Although Nietzsche's body of work shows some overlap with Carlyle's line of thought, Nietzsche expressly rejected Carlyle's hero cult in
''Ecce Homo''.
Assumptions
This theory rests on two main assumptions, as pointed out by
Villanova University
Villanova University is a Private university, private Catholic Church, Catholic research university in Villanova, Pennsylvania, United States. It was founded by the Order of Saint Augustine in 1842 and named after Thomas of Villanova, Saint Thom ...
:
# Every great leader is born already possessing certain traits that will enable them to rise and lead on instinct.
# The need for them has to be great for these traits to then arise, allowing them to lead.
This theory, and history, claims these great leaders as heroes that were able to rise against the odds to defeat rivals while inspiring followers along the way. Theorists say that these leaders were then born with a specific set of traits and attributes that make them ideal candidates for leadership and roles of authority and power. This theory relies then heavily on born rather than made, nature rather than nurture and cultivates the idea that those in power deserve to lead and shouldn't be questioned because they have the unique traits that make them suited for the position.
[
]
Responses
Herbert Spencer's critique
One of the most forceful critics of Carlyle's formulation of the great man theory was Herbert Spencer
Herbert Spencer (27 April 1820 – 8 December 1903) was an English polymath active as a philosopher, psychologist, biologist, sociologist, and anthropologist. Spencer originated the expression "survival of the fittest", which he coined in '' ...
, who believed that attributing historical events to the decisions of individuals was an unscientific position.[Segal, Robert A. ]
Hero Myths
', Wiley-Blackwell, 2000, p. 3. He believed that the men Carlyle supposed "great men" are merely products of their social environment:
William James' defence
William James
William James (January 11, 1842 – August 26, 1910) was an American philosopher and psychologist. The first educator to offer a psychology course in the United States, he is considered to be one of the leading thinkers of the late 19th c ...
, in his 1880 lecture "Great Men, Great Thoughts, and the Environment", published in the '' Atlantic Monthly'', forcefully defended Carlyle and refuted Spencer, condemning what James viewed as an "impudent", "vague", and "dogmatic" argument.
James' defence of the great man theory can be summarized as follows: The unique physiological
Physiology (; ) is the science, scientific study of function (biology), functions and mechanism (biology), mechanisms in a life, living system. As a branches of science, subdiscipline of biology, physiology focuses on how organisms, organ syst ...
nature of the individual is the deciding factor in making the great man, who, in turn, is the deciding factor in changing his environment in a unique way, without which the new environment would not have come to be, wherein the extent and nature of this change is also dependent on the reception of the environment to this new stimulus. To begin his argument, he first sardonically claims that these inherent physiological qualities have as much to do with "social, political, geographical nd anthropological conditions" as the "conditions of the crater of Vesuvius
Mount Vesuvius ( ) is a Somma volcano, somma–stratovolcano located on the Gulf of Naples in Campania, Italy, about east of Naples and a short distance from the shore. It is one of several volcanoes forming the Campanian volcanic arc. Vesuv ...
has to do with the flickering of this gas by which I write".
James argues that genetic anomalies in the brains of these ''great men'' are the decisive factor by introducing an original influence into their environment. They might therefore offer original ideas, discoveries, inventions and perspectives which "would not, in the mind of another individual, have engendered just that conclusion ... It flashes out of one brain, and no other, because the instability of that brain is such as to tip and upset itself in just that particular direction."
James then argues that these spontaneous variations of genius, i.e. the ''great men'', which are causally independent of their social environment, subsequently influence that environment which in turn will either preserve or destroy the newly encountered variations in a form of evolutionary selection. If the great man is preserved then the environment is changed by his influence in "an entirely original and peculiar way. He acts as a ferment, and changes its constitution, just as the advent of a new zoological species changes the faunal and floral equilibrium of the region in which it appears." Each ferment, each great man, exerts a new influence on their environment which is either embraced or rejected and if embraced will in turn shape the crucible for the selection process of future geniuses.
In the words of William James, "If we were to remove these geniuses or alter their idiosyncrasies, what increasing uniformities would the environment exhibit?" James challenges Mr. Spencer or anyone else to provide a reply. According to James, there are two distinct factors driving social evolution: personal agents and the impact of their unique qualities on the overall course of events.
He thus concludes: "Both factors are essential to change. The community stagnates without the impulse of the individual. The impulse dies away without the sympathy of the community."
Other responses
Before the 19th century, Blaise Pascal
Blaise Pascal (19June 162319August 1662) was a French mathematician, physicist, inventor, philosopher, and Catholic Church, Catholic writer.
Pascal was a child prodigy who was educated by his father, a tax collector in Rouen. His earliest ...
begins his ''Three Discourses on the Condition of the Great'' (written it seems for a young duke) by telling the story of a castaway on an island whose inhabitants take him for their missing king. He defends in his parable of the shipwrecked king, that the legitimacy of the greatness
Greatness is a concept of a state of exceptional superior (hierarchy), superiority affecting a person or wikt:entity, object in a particular place or area. Greatness can also be attributed to individuals who possess a natural ability to be b ...
of ''great men'' is fundamentally custom and chance. A coincidence that gives birth to him in the right place with noble parents and arbitrary custom deciding, for example, on an unequal distribution of wealth in favor of the nobles.
Leo Tolstoy
Count Lev Nikolayevich Tolstoy Tolstoy pronounced his first name as , which corresponds to the romanization ''Lyov''. () (; ,Throughout Tolstoy's whole life, his name was written as using Reforms of Russian orthography#The post-revolution re ...
's '' War and Peace'' features criticism of great-man theories as a recurring theme in the philosophical digressions. According to Tolstoy, the significance of great individuals is imaginary; as a matter of fact they are only "history's slaves," realizing the decree of Providence.
Jacob Burckhardt
Carl Jacob Christoph Burckhardt (; ; 25 May 1818 – 8 August 1897) was a Swiss historian of art and culture and an influential figure in the historiography of both fields. His best known work is '' The Civilization of the Renaissance in ...
affirmed the historical existence of great men in politics, even excusing the rarity among them to possess "greatness of soul", or magnanimity: "Contemporaries believe that if people will only mind their own business political morality will improve of itself and history will be purged of the crimes of the 'great men.' These optimists forget that the common people too are greedy and envious and when resisted tend to turn to collective violence." Burckhardt predicted that the belittling of great men would lead to a lowering of standards and rise in mediocrity generally.
Mark Twain
Samuel Langhorne Clemens (November 30, 1835 – April 21, 1910), known by the pen name Mark Twain, was an American writer, humorist, and essayist. He was praised as the "greatest humorist the United States has produced," with William Fau ...
suggests in his essay " The United States of Lyncherdom" that "moral cowardice" is "the commanding feature of the make-up of 9,999 men in the 10,000" and that "from the beginning of the world no revolt against a public infamy or oppression has ever been begun but by the one daring man in the 10,000, the rest timidly waiting, and slowly and reluctantly joining, under the influence of that man and his fellows from the other ten thousands."
In 1926, William Fielding Ogburn noted that Great Men history was being challenged by newer interpretations that focused on wider social forces. While not seeking to deny that individuals could have a role or show exceptional qualities, he saw Great Men as inevitable products of productive cultures. He noted for example that if Isaac Newton
Sir Isaac Newton () was an English polymath active as a mathematician, physicist, astronomer, alchemist, theologian, and author. Newton was a key figure in the Scientific Revolution and the Age of Enlightenment, Enlightenment that followed ...
had not lived, calculus
Calculus is the mathematics, mathematical study of continuous change, in the same way that geometry is the study of shape, and algebra is the study of generalizations of arithmetic operations.
Originally called infinitesimal calculus or "the ...
would have still been discovered by Gottfried Leibniz
Gottfried Wilhelm Leibniz (or Leibnitz; – 14 November 1716) was a German polymath active as a mathematician, philosopher, scientist and diplomat who is credited, alongside Isaac Newton, Sir Isaac Newton, with the creation of calculus in ad ...
, and suspected that if neither man had lived, it would have been discovered by someone else. Among modern critics of the theory, Sidney Hook is supportive of the idea; he gives credit to those who shape events through their actions, and his book ''The Hero in History'' is devoted to the role of the hero and in history and influence of the outstanding persons.
In the introduction to a new edition of ''Heroes and Hero-Worship'', David R. Sorensen notes the modern decline in support for Carlyle's theory in particular but also for "heroic distinction" in general. He cites Robert K. Faulkner as an exception, a proponent of Aristotelian magnanimity who in his book ''The Case for Greatness: Honorable Ambition and Its Critics'', criticizes the political bias in discussions on greatness and heroism, stating: "the new liberalism’s antipathy to superior statesmen and to human excellence is peculiarly zealous, parochial, and antiphilosophic."
Ian Kershaw wrote in 1998 that "The figure of Hitler
Adolf Hitler (20 April 1889 – 30 April 1945) was an Austrian-born German politician who was the dictator of Nazi Germany from 1933 until Death of Adolf Hitler, his suicide in 1945. Adolf Hitler's rise to power, He rose to power as the lea ...
, whose personal attributes – distinguished from his political aura and impact – were scarcely noble, elevating or enriching, posed self-evident problems for such a tradition." Some historians like Joachim Fest responded by arguing that Hitler had a "negative greatness". By contrast, Kershaw rejects the Great Men theory and argues that it is more important to study wider political and social factors to explain the history of Nazi Germany
Nazi Germany, officially known as the German Reich and later the Greater German Reich, was the German Reich, German state between 1933 and 1945, when Adolf Hitler and the Nazi Party controlled the country, transforming it into a Totalit ...
. Kershaw argues that Hitler was an unremarkable person, but his importance came from how people viewed him, an example of Max Weber
Maximilian Carl Emil Weber (; ; 21 April 186414 June 1920) was a German Sociology, sociologist, historian, jurist, and political economy, political economist who was one of the central figures in the development of sociology and the social sc ...
's concept of charismatic leadership
In the field of sociology, charismatic authority is a concept of organizational leadership wherein the authority of the leader derives from the personal charisma of the leader. In the tripartite classification of authority, the sociologist Max We ...
.[Kershaw, Ian ''Hitler 1889–1936: Hubris'', W. W. Norton, New York, 1998, p. xii-xiii & xx]
See also
Bibliography
*
*
*
References
External links
"Twilight of the Idols"
by Peter Dizikes, from ''The New York Times
''The New York Times'' (''NYT'') is an American daily newspaper based in New York City. ''The New York Times'' covers domestic, national, and international news, and publishes opinion pieces, investigative reports, and reviews. As one of ...
'', November 5, 2006. "Do changes in science mean the traditional great-man science biography is going the way of the dodo?"
{{DEFAULTSORT:Great Man Theory
1840 introductions
Whig history
Thomas Carlyle
Philosophy of history
Theories of history
Heroes
Men in history