The general securities principal exam, commonly referred to as the Series 24 exam, is administered by the U.S.

Financial Industry Regulatory Authority The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Associat ...

(FINRA) which qualifies a registered individual to supervise or manage branch activities such as corporate securities,

REIT A real estate investment trust (REIT) is a company that owns, and in most cases operates, income-producing real estate. REITs own many types of commercial real estate, including office and apartment buildings, warehouses, hospitals, shopping ce ...

s, variable contracts, and

venture capital Venture capital (often abbreviated as VC) is a form of private equity financing that is provided by venture capital firms or funds to start-up company, startups, early-stage, and emerging companies that have been deemed to have high growth poten ...

; a general principal may also approve advertising and sales literature, including communications regarding municipal securities. The exam covers topics such as supervision of investment banking, trading, customer accounts, and the primary/secondary markets. A Series 24 license does not qualify an individual to function as a: * Registered options principal – Series 4 * General securities sales supervisor for options and municipal securities –

Series 9 The ninth series of the children's television series '' Hi-5'' aired between 11 June 2007 and 10 August 2007 on the Nine Network in Australia. The series was produced by Kids Like Us for Nine with Helena Harris as executive producer. This was t ...

* Municipal securities principal – Series 53 * Municipal fund securities principal – Series 51 * Financial and operations principal –

Series 27 Series may refer to: People with the name * Caroline Series (born 1951), English mathematician, daughter of George Series * George Series (1920–1995), English physicist Arts, entertainment, and media Music * Series, the ordered sets used i ...

* Introducing broker/dealer financial and operations principal –

Series 28 Series may refer to: People with the name * Caroline Series (born 1951), English mathematician, daughter of George Series * George Series (1920–1995), English physicist Arts, entertainment, and media Music * Series, the ordered sets used i ...

The Series 24 Exam is made up of 150 questions. Candidates have up to 3.5 hours to take the exam. 70% (105 correct answers) is considered a passing grade. In order to take the Series 24 exam, a candidate must be sponsored by a member firm of FINRA or another SRO (self-regulatory organization).

External links

SECSeries 24 - General Securities Principal Exam at FINRA.org
United States securities law Standardized tests in the United States Professional certification in finance {{econ-stub

See also

External links