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Functional Behavior Assessment (FBA) is an ongoing process of collecting information with a goal of identifying the environmental variables that control a problem or target behavior. The purpose of the assessment is to prove and aid the effectiveness of the interventions or treatments used to help eliminate the problem behavior. Through functional behavior assessments, we have learned that there are complex
patterns A pattern is a regularity in the world, in human-made design, or in abstract ideas. As such, the elements of a pattern repeat in a predictable manner. A geometric pattern is a kind of pattern formed of geometric shapes and typically repeated li ...
to people's seemingly unproductive behaviors. It is important to not only pay attention to consequences that follow the behavior but also the antecedent that evokes the behavior. More work needs to be done in the future with functional assessment including balancing precision and efficiency, being more specific with variables involved and a more smooth transition from assessment to intervention.


Definition

Functional behavior assessment (FBA) is a method developed by
applied behavior analysis Applied behavior analysis (ABA), also called behavioral engineering, is a psychological intervention that applies empirical approaches based upon the principles of respondent and operant conditioning to change behavior of social significance. ...
(ABA) to identify the variables that maintain a problem
behavior Behavior (American English) or behaviour ( British English) is the range of actions and mannerisms made by individuals, organisms, systems or artificial entities in some environment. These systems can include other systems or organisms as w ...
. Behavior is lawful. Whether it is desirable or undesirable, behavior is controlled by environmental variables. Behavior is a function of the
antecedent An antecedent is a preceding event, condition, cause, phrase, or word. The etymology is from the Latin noun ''antecedentem'' meaning "something preceding", which comes from the preposition ''ante'' ("before") and the verb ''cedere'' ("to go"). ...
and consequences that make up the three-term contingency. Functional assessment is the process of gathering information about the antecedent stimuli and consequences functional to the problem behavior. It attempts to provide an explanation to why the problem behavior may be occurring. The information about the antecedent stimuli may include the
time Time is the continued sequence of existence and events that occurs in an apparently irreversible succession from the past, through the present, into the future. It is a component quantity of various measurements used to sequence events, t ...
and place, the presence of others and the
frequency Frequency is the number of occurrences of a repeating event per unit of time. It is also occasionally referred to as ''temporal frequency'' for clarity, and is distinct from '' angular frequency''. Frequency is measured in hertz (Hz) which is ...
. The information collected helps identify which of the antecedent and consequences are maintaining the behavior. The information collected from functional assessment can also help develop appropriate treatments for the target behavior. Stimulus that may have been found to be reinforcing for the original behavior could be transferred to reinforce a more appropriate behavior.


Functions of problem behavior

The purpose of conducting a functional assessment is to identify the function of the target behavior. There are four main classes of functions of problem behavior.


Social positive reinforcement

Social positive reinforcement is when another person delivers a
positive reinforcement In behavioral psychology, reinforcement is a consequence applied that will strengthen an organism's future behavior whenever that behavior is preceded by a specific antecedent stimulus. This strengthening effect may be measured as a higher fr ...
after the problem behavior occurs. This is include the giving of
attention Attention is the behavioral and cognitive process of selectively concentrating on a discrete aspect of information, whether considered subjective or objective, while ignoring other perceivable information. William James (1890) wrote that "Att ...
, fun activities or goods and services provided by the person. An example of social positive reinforcement would be Max's mother (
social Social organisms, including human(s), live collectively in interacting populations. This interaction is considered social whether they are aware of it or not, and whether the exchange is voluntary or not. Etymology The word "social" derives from ...
) dropping what she is doing and provide attention (positive reinforcement) to her son when he engages in head banging on the wall (problem behavior).


Social negative reinforcement

Social negative reinforcement is when another person delivers a negative reinforcement after the problem behavior occurs. The person may terminate an aversive stimuli (interaction, task or activity) and the behavior is more likely to be maintained. An example of social negative reinforcement would be Max complains (problem behavior) to his parents (social) when he is asked to do chores, as a result, his parents allows him to escape the task (negative reinforcement).


Automatic positive reinforcement

Automatic positive reinforcement is when a positive reinforcement occurs automatically and is not mediated by another person. The behavior is strengthened by an automatic reinforcing consequence. An example of automatic positive reinforcement would be an
autistic The autism spectrum, often referred to as just autism or in the context of a professional diagnosis autism spectrum disorder (ASD) or autism spectrum condition (ASC), is a neurodevelopmental condition (or conditions) characterized by difficulti ...
child waving his hands in front of his face (problem behavior) because the
sensory Sensory may refer to: Biology * Sensory ecology, how organisms obtain information about their environment * Sensory neuron, nerve cell responsible for transmitting information about external stimuli * Sensory perception, the process of acquiri ...
stimulation (automatic positive reinforcement) produced is reinforcing for the child.


Automatic negative reinforcement

Automatic negative reinforcement is when a negative reinforcement occurs automatically reducing or eliminating an aversive stimulus as a reinforcing consequence of the behavior. A popular example of automatic negative reinforcement would be
binge eating Binge eating is a pattern of disordered eating which consists of episodes of uncontrollable eating. It is a common symptom of eating disorders such as binge eating disorder and bulimia nervosa. During such binges, a person rapidly consumes an ...
. Binge eating (problem behavior) had been found to temporarily reduce any unpleasant emotions the person may be experiencing before the binge (automatic negative reinforcement).


Assessment methods

There are various different methods used to conduct functional assessment, all of which falls into three distinct categories.


Indirect methods

Indirect functional assessment methods use behavior interviews or surveys to gather information about the person exhibiting the behavior from themselves others who know this person well. The main advantage of indirect methods is they are easy and cheap to conduct and do not take much time. The main disadvantage of indirect methods is that the people involved are relying on their memories, thus some information may be lost or inaccurate. Because of their convenience, indirect methods are used most commonly. It is essential assessment to be clear and objective as this will produce the most accurate answers without interpretation. The goal of the indirect assessment method is to generate information on the antecedent, behavior and consequence that can help generate a hypothesis about the variables that maintains the behavior. Indirect methods can help develop a
correlation In statistics, correlation or dependence is any statistical relationship, whether causal or not, between two random variables or bivariate data. Although in the broadest sense, "correlation" may indicate any type of association, in statisti ...
hypothesis A hypothesis (plural hypotheses) is a proposed explanation for a phenomenon. For a hypothesis to be a scientific hypothesis, the scientific method requires that one can testable, test it. Scientists generally base scientific hypotheses on prev ...
but not a functional relationship.


Direct observation methods

Direct observation methods involve is present to observe and record the problem behavior as it occurs. The goal of direct observation is to record the immediate antecedent and consequences that functions with the problem behavior within a
natural environment The natural environment or natural world encompasses all living and non-living things occurring naturally, meaning in this case not artificial. The term is most often applied to the Earth or some parts of Earth. This environment encompasses ...
. The main advantage of direct observation is that the antecedents and consequences are recorded as it happens instead of recollection of memory. Therefore, the information recorded is generally more accurate. The main disadvantage of direct observation is it requires a considerable amount of time and effort to implement. Another thing about direct observation is, like indirect methods, it can only demonstrate a correlation but not a functional relationship. The observer of the direct observation method should be present in the natural environment when the problem behavior is most likely to occur. The observer should also be trained to record the problem behavior and its functional antecedent and consequences immediately, correctly and objectively. Direct observation can also be an ABC observation. Together with indirect methods, direct and indirect assessments are categorized as descriptive assessment because the antecedent and consequences are described from with memory of events. The information collected aids the development of a hypothesis, but to demonstrate a functional relationship, one must use the experimental method.


Experimental methods

Experimental methods involve manipulating either the antecedent or consequent variables to determine their influence on the problem behavior. This is the only method that can demonstrate a functional relationship between the antecedent stimulus or the reinforcing consequence and the problem behavior. The main advantage of the experimental method is the demonstration of a functional relationship. The main disadvantage of the experimental method is the extensive use of time and effort to create an experiment. Experimental methods can also be called experimental analysis or functional analysis. ''For more information please visit
functional analysis Functional analysis is a branch of mathematical analysis, the core of which is formed by the study of vector spaces endowed with some kind of limit-related structure (e.g. inner product, norm, topology, etc.) and the linear functions defined ...
.''


Conducting a functional assessment

A functional assessment should always be conducted before treating a problem behavior. To develop appropriate treatment, one must have the correct information about the antecedents and consequences controlling the behavior because treatment involves manipulating these environmental events to evoke a change in the problem behavior. Here is the proper procedure to correctly implement a functional assessment. # The first step should start with a behavioral interview with the client or someone who knows him/her well. # The interview from the first step should help develop a hypothesis about which antecedent would produce the behavior and which reinforcing consequence would maintain it. # Once a hypothesis has been formed, the next step is to conduct a direct observation assessment in the natural environment. If the data collected from the interview is
consistent In classical deductive logic, a consistent theory is one that does not lead to a logical contradiction. The lack of contradiction can be defined in either semantic or syntactic terms. The semantic definition states that a theory is consisten ...
with the observation, the
validity Validity or Valid may refer to: Science/mathematics/statistics: * Validity (logic), a property of a logical argument * Scientific: ** Internal validity, the validity of causal inferences within scientific studies, usually based on experiments ...
of the hypothesis is strengthened. # With the information from both sources being consistent, confirm your initial hypothesis to develop appropriate treatment plans for the identified antecedent and consequence. # If the data collected from the behavioral interview and the information observed from the direct observation is inconsistent, conduct further assessments such as another interview or continued observation to clear up any of the inconsistencies. # If after review and extra interviews and further observations, the information collected are still inconsistent, it is time to conduct a functional analysis. A functional analysis is also need if the information is consistent but can not lead to a conclusive, firm hypothesis about the predictably of the antecedent and consequence.


Functional interventions

After a functional behavior assessment has been conducted, the information collected is used to develop treatments and interventions. Interventions are designed to manipulate the antecedent or/and the consequence of the problem behavior to decrease its occurrence rate and increase the rate of occurrence of functional replacement behaviors. Functional interventions include
extinction Extinction is the termination of a kind of organism or of a group of kinds ( taxon), usually a species. The moment of extinction is generally considered to be the death of the last individual of the species, although the capacity to breed ...
, differential reinforcement and antecedent manipulations. These intervention are functional because they deal with the environmental events that are functional to the problem behavior. They are also non-aversive as punishment is not involved. More aversive interventions can be used as latter resort if previous non-aversive intervention have been tried and shown ineffective. Punishment such as time-out and response cost are considered negative punishment, which although is still controversial, is more widely accepted than positive punishment such as overcorrection, contingent exercise, guided compliance and
physical restraint Physical restraint refers to means of purposely limiting or obstructing the freedom of a person's bodily movement. Basic methods Usually, binding objects such as handcuffs, legcuffs, ropes, chains, straps or straitjackets are used for ...
. As mentioned punishment should only be used as a last resort when other methods have already been considered.


Research

A lot of
research Research is "creative and systematic work undertaken to increase the stock of knowledge". It involves the collection, organization and analysis of evidence to increase understanding of a topic, characterized by a particular attentiveness t ...
being done with functional assessment deals with self injurious behaviors of mentally challenged children or adults and
autistic The autism spectrum, often referred to as just autism or in the context of a professional diagnosis autism spectrum disorder (ASD) or autism spectrum condition (ASC), is a neurodevelopmental condition (or conditions) characterized by difficulti ...
children. Carr, Newsom and Binkoff conducted an experimental method of functional assessment on the two boys with
intellectual disabilities Intellectual disability (ID), also known as general learning disability in the United Kingdom and formerly mental retardation, Rosa's Law, Pub. L. 111-256124 Stat. 2643(2010). is a generalized neurodevelopmental disorder characterized by signifi ...
exhibiting aggressive behaviors. They hypothesized that their aggressive behaviors were maintained by escape from academic tasks. To test their hypothesis, they set two different experimental conditions; 1. Academic demands were put on the boys, 2. Academic demands were not put on the children. If their hypothesis is true, then the problem behavior should occur much more often in the first condition than the second. Results show that their hypothesis was indeed true as the aggressive behavior occurred at a much higher frequency in the first condition. The researchers concluded that the boy's problem behavior was indeed maintained by the antecedent of academic demands and the consequence of escape from the demands. Another functional assessment research was done by Iwata in 1982 worked with children with
developmental disabilities Developmental disability is a diverse group of chronic conditions, comprising mental or physical impairments that arise before adulthood. Developmental disabilities cause individuals living with them many difficulties in certain areas of life, espe ...
showing self injurious behaviors. The research could not conclude what was maintaining their behavior but believed it either adult attention, escape from demands or
sensory Sensory may refer to: Biology * Sensory ecology, how organisms obtain information about their environment * Sensory neuron, nerve cell responsible for transmitting information about external stimuli * Sensory perception, the process of acquiri ...
stimulation from the injuries. For each of the hypothesis, they created a condition that would fit into the category. For adult attention hypothesis, they created an environment where an adult is in the room with the child but pays no attention to him/her until after the behavior occurs. For the escape from demands hypothesis, they had an adult make a normal demand towards the child, but terminate it if the self injurious behavior occurs. For the sensory stimulation hypothesis, the child is left alone without the presence of anyone or any stimulating activities. Iwata compared the levels of self injurious behaviors across the three conditions and demonstrated that the function of the problem behavior for each child was different. Some wanted attention, others escape while some were maintained by automatic reinforcement. As shown here, it is very important to conduct a functional assessment to determine what exactly is maintaining the behavior before any function interventions are taken.


See also

*
Behavior modification Behavior modification is an early approach that used respondent and operant conditioning to change behavior. Based on methodological behaviorism, overt behavior was modified with consequences, including positive and negative reinforcement conti ...
* Functional analysis (psychology) * Behavioral targeting


References

{{Reflist Behavior modification Behavioural sciences Educational assessment and evaluation Behavior therapy Disability