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In mathematics, a filter on a set X is a
family Family (from la, familia) is a group of people related either by consanguinity (by recognized birth) or affinity (by marriage or other relationship). The purpose of the family is to maintain the well-being of its members and of society. Idea ...
\mathcal of
subset In mathematics, set ''A'' is a subset of a set ''B'' if all elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they are unequal, then ''A'' is a proper subset o ...
s such that: # X \in \mathcal and \emptyset \notin \mathcal # if A\in \mathcal and B \in \mathcal, then A\cap B\in \mathcal # If A,B\subset X,A\in \mathcal, and A\subset B, then B\in \mathcal A filter on a set may be thought of as representing a "collection of large subsets". Filters appear in
order Order, ORDER or Orders may refer to: * Categorization, the process in which ideas and objects are recognized, differentiated, and understood * Heterarchy, a system of organization wherein the elements have the potential to be ranked a number of ...
,
model theory In mathematical logic, model theory is the study of the relationship between formal theories (a collection of sentences in a formal language expressing statements about a mathematical structure), and their models (those structures in which the ...
,
set theory Set theory is the branch of mathematical logic that studies sets, which can be informally described as collections of objects. Although objects of any kind can be collected into a set, set theory, as a branch of mathematics, is mostly concer ...
, but can also be found in
topology In mathematics, topology (from the Greek words , and ) is concerned with the properties of a geometric object that are preserved under continuous deformations, such as stretching, twisting, crumpling, and bending; that is, without closing ho ...
, from which they originate. The dual notion of a filter is an
ideal Ideal may refer to: Philosophy * Ideal (ethics), values that one actively pursues as goals * Platonic ideal, a philosophical idea of trueness of form, associated with Plato Mathematics * Ideal (ring theory), special subsets of a ring considere ...
. Filters were introduced by Henri Cartan in
1937 Events January * January 1 – Anastasio Somoza García becomes President of Nicaragua. * January 5 – Water levels begin to rise in the Ohio River in the United States, leading to the Ohio River flood of 1937, which continues into Febr ...
and as described in the article dedicated to
filters in topology Filters in topology, a subfield of mathematics, can be used to study topological spaces and define all basic topological notions such a convergence, continuity, compactness, and more. Filters, which are special families of subsets of some gi ...
, they were subsequently used by Nicolas Bourbaki in their book ''
Topologie Générale Nicolas Bourbaki () is the collective pseudonym of a group of mathematicians, predominantly French alumni of the École normale supérieure - PSL (ENS). Founded in 1934–1935, the Bourbaki group originally intended to prepare a new textbook in ...
'' as an alternative to the related notion of a
net Net or net may refer to: Mathematics and physics * Net (mathematics), a filter-like topological generalization of a sequence * Net, a linear system of divisors of dimension 2 * Net (polyhedron), an arrangement of polygons that can be folded u ...
developed in
1922 Events January * January 7 – Dáil Éireann, the parliament of the Irish Republic, ratifies the Anglo-Irish Treaty by 64–57 votes. * January 10 – Arthur Griffith is elected President of Dáil Éireann, the day after Éamon de Valera ...
by
E. H. Moore Eliakim Hastings Moore (; January 26, 1862 – December 30, 1932), usually cited as E. H. Moore or E. Hastings Moore, was an American mathematician. Life Moore, the son of a Methodist minister and grandson of US Congressman Eliakim H. Moore, di ...
and
Herman L. Smith Herman Lyle Smith (July 7, 1892 – 1950) was an American mathematician, the co-discoverer, with E. H. Moore, of nets, and also a discoverer of the related notion of filters independently of Henri Cartan. Born in Pittwood, Illinois, Smith recei ...
. Order filters are generalizations of filters from sets to arbitrary
partially ordered set In mathematics, especially order theory, a partially ordered set (also poset) formalizes and generalizes the intuitive concept of an ordering, sequencing, or arrangement of the elements of a set. A poset consists of a set together with a binar ...
s. Specifically, a filter on a set is just a proper order filter in the special case where the partially ordered set consists of the
power set In mathematics, the power set (or powerset) of a set is the set of all subsets of , including the empty set and itself. In axiomatic set theory (as developed, for example, in the ZFC axioms), the existence of the power set of any set is ...
ordered by
set inclusion In mathematics, set ''A'' is a subset of a set ''B'' if all elements of ''A'' are also elements of ''B''; ''B'' is then a superset of ''A''. It is possible for ''A'' and ''B'' to be equal; if they are unequal, then ''A'' is a proper subset o ...
.


Preliminaries, notation, and basic notions

In this article, upper case Roman letters like S \text X denote sets (but not families unless indicated otherwise) and \wp(X) will denote the
power set In mathematics, the power set (or powerset) of a set is the set of all subsets of , including the empty set and itself. In axiomatic set theory (as developed, for example, in the ZFC axioms), the existence of the power set of any set is ...
of X. A subset of a power set is called (or simply, ) where it is if it is a subset of \wp(X). Families of sets will be denoted by upper case calligraphy letters such as \mathcal, \mathcal, \text \mathcal. Whenever these assumptions are needed, then it should be assumed that X is non–empty and that \mathcal, \mathcal, etc. are families of sets over X. The terms "prefilter" and "filter base" are synonyms and will be used interchangeably. Warning about competing definitions and notation There are unfortunately several terms in the theory of filters that are defined differently by different authors. These include some of the most important terms such as "filter." While different definitions of the same term usually have significant overlap, due to the very technical nature of filters (and point–set topology), these differences in definitions nevertheless often have important consequences. When reading mathematical literature, it is recommended that readers check how the terminology related to filters is defined by the author. For this reason, this article will clearly state all definitions as they are used. Unfortunately, not all notation related to filters is well established and some notation varies greatly across the literature (for example, the notation for the set of all prefilters on a set) so in such cases this article uses whatever notation is most self describing or easily remembered. The theory of filters and prefilters is well developed and has a plethora of definitions and notations, many of which are now unceremoniously listed to prevent this article from becoming prolix and to allow for the easy look up of notation and definitions. Their important properties are described later. Sets operations The or in X of a
family of sets In set theory and related branches of mathematics, a collection F of subsets of a given set S is called a family of subsets of S, or a family of sets over S. More generally, a collection of any sets whatsoever is called a family of sets, set fa ...
\mathcal \subseteq \wp(X) is and similarly the of \mathcal is \mathcal^ := \ = \bigcup_ \wp(B). Throughout, f is a map and S is a set. Nets and their tails A is a set I together with a
preorder In mathematics, especially in order theory, a preorder or quasiorder is a binary relation that is reflexive and transitive. Preorders are more general than equivalence relations and (non-strict) partial orders, both of which are special c ...
, which will be denoted by \,\leq\, (unless explicitly indicated otherwise), that makes (I, \leq) into an () ; this means that for all i, j \in I, there exists some k \in I such that i \leq k \text j \leq k. For any indices i \text j, the notation j \geq i is defined to mean i \leq j while i < j is defined to mean that i \leq j holds but it is true that j \leq i (if \,\leq\, is antisymmetric then this is equivalent to i \leq j \text i \neq j). A is a map from a non–empty directed set into X. The notation x_ = \left(x_i\right)_ will be used to denote a net with domain I. Warning about using strict comparison If x_ = \left(x_i\right)_ is a net and i \in I then it is possible for the set x_ = \left\, which is called , to be empty (for example, this happens if i is an
upper bound In mathematics, particularly in order theory, an upper bound or majorant of a subset of some preordered set is an element of that is greater than or equal to every element of . Dually, a lower bound or minorant of is defined to be an elem ...
of the
directed set In mathematics, a directed set (or a directed preorder or a filtered set) is a nonempty Set (mathematics), set A together with a Reflexive relation, reflexive and Transitive relation, transitive binary relation \,\leq\, (that is, a preorder), with ...
I). In this case, the family \left\ would contain the empty set, which would prevent it from being a prefilter (defined later). This is the (important) reason for defining \operatorname\left(x_\right) as \left\ rather than \left\ or even \left\\cup \left\ and it is for this reason that in general, when dealing with the prefilter of tails of a net, the strict inequality \,<\, may not be used interchangeably with the inequality \,\leq.


Filters and prefilters

The following is a list of properties that a family \mathcal of sets may possess and they form the defining properties of filters, prefilters, and filter subbases. Whenever it is necessary, it should be assumed that \mathcal \subseteq \wp(X). Many of the properties of \mathcal defined above and below, such as "proper" and "directed downward," do not depend on X, so mentioning the set X is optional when using such terms. Definitions involving being "upward closed in X," such as that of "filter on X," do depend on X so the set X should be mentioned if it is not clear from context. \textrm(X) \quad=\quad \textrm(X) \,\setminus\, \ \quad\subseteq\quad \textrm(X) \quad\subseteq\quad \textrm(X). \text X containing \mathcal called the , and \mathcal is said to this filter. This filter is equal to the intersection of all filters on X that are supersets of \mathcal. The –system generated by \mathcal, denoted by \pi(\mathcal), will be a prefilter and a subset of \mathcal_. Moreover, the filter generated by \mathcal is equal to the upward closure of \pi(\mathcal), meaning \pi(\mathcal)^ = \mathcal_. However, \mathcal^ = \mathcal_ if \mathcal is a prefilter (although \mathcal^ is always an upward closed filter base for \mathcal_). * A \subseteq–smallest (meaning smallest relative to \subseteq) filter containing a filter subbase \mathcal will exist only under certain circumstances. It exists, for example, if the filter subbase \mathcal happens to also be a prefilter. It also exists if the filter (or equivalently, the –system) generated by \mathcal is
principal Principal may refer to: Title or rank * Principal (academia), the chief executive of a university ** Principal (education), the office holder/ or boss in any school * Principal (civil service) or principal officer, the senior management level in ...
, in which case \mathcal \cup \ is the unique smallest prefilter containing \mathcal. Otherwise, in general, a \subseteq–smallest filter containing \mathcal might not exist. For this reason, some authors may refer to the –system generated by \mathcal as However, if a \subseteq–smallest prefilter does exist (say it is denoted by \operatorname \mathcal) then contrary to usual expectations, it is necessarily equal to " the prefilter generated by \mathcal" (that is, \operatorname \mathcal \neq \pi(\mathcal) is possible). And if the filter subbase \mathcal happens to also be a prefilter but not a -system then unfortunately, " the prefilter generated by this prefilter" (meaning \pi(\mathcal)) will not be \mathcal = \operatorname \mathcal (that is, \pi(\mathcal) \neq \mathcal is possible even when \mathcal is a prefilter), which is why this article will prefer the accurate and unambiguous terminology of "the –system generated by \mathcal".
  • of a filter \mathcal and that \mathcal is a of \mathcal if \mathcal is a filter and \mathcal \subseteq \mathcal where for filters, \mathcal \subseteq \mathcal \text \mathcal \leq \mathcal. * Importantly, the expression "is a filter of" is for filters the analog of "is a sequence of". So despite having the prefix "sub" in common, "is a filter of" is actually the of "is a sequence of." However, \mathcal \leq \mathcal can also be written \mathcal \vdash \mathcal which is described by saying "\mathcal is subordinate to \mathcal." With this terminology, "is ordinate to" becomes for filters (and also for prefilters) the analog of "is a sequence of," which makes this one situation where using the term "subordinate" and symbol \,\vdash\, may be helpful.
  • There are no prefilters on X = \varnothing (nor are there any nets valued in \varnothing), which is why this article, like most authors, will automatically assume without comment that X \neq \varnothing whenever this assumption is needed.


    Basic examples

    Named examples