
The focal mechanism of an
earthquake
An earthquakealso called a quake, tremor, or tembloris the shaking of the Earth's surface resulting from a sudden release of energy in the lithosphere that creates seismic waves. Earthquakes can range in intensity, from those so weak they ...
describes the
deformation in the
source region that generates the
seismic wave
A seismic wave is a mechanical wave of acoustic energy that travels through the Earth or another planetary body. It can result from an earthquake (or generally, a quake), volcanic eruption, magma movement, a large landslide and a large ma ...
s. In the case of a
fault-related event, it refers to the orientation of the
fault plane that slipped, and the slip
vector
Vector most often refers to:
* Euclidean vector, a quantity with a magnitude and a direction
* Disease vector, an agent that carries and transmits an infectious pathogen into another living organism
Vector may also refer to:
Mathematics a ...
and is also known as a fault-plane solution. Focal mechanisms are derived from a solution of the moment tensor for the earthquake, which itself is estimated by an analysis of observed
seismic
Seismology (; from Ancient Greek σεισμός (''seismós'') meaning "earthquake" and -λογία (''-logía'') meaning "study of") is the scientific study of earthquakes (or generally, quakes) and the generation and propagation of elastic ...
waveforms
In electronics, acoustics, and related fields, the waveform of a signal is the shape of its graph as a function of time, independent of its time and magnitude scales and of any displacement in time.David Crecraft, David Gorham, ''Electroni ...
. The focal mechanism can be derived from observing the pattern of "first motions", whether the first arriving P waves break up or down. This method was used before waveforms were recorded and analysed digitally, and this method is still used for earthquakes too small for easy moment tensor solution. Focal mechanisms are now mainly derived using semi-automatic analysis of the recorded waveforms.
Moment tensor solutions

The moment tensor solution is displayed graphically using a so-called ''beachball'' diagram. The pattern of energy radiated during an earthquake with a single direction of motion on a single fault plane may be modelled as a ''double couple'', which is described mathematically as a special case of a second order
tensor
In mathematics, a tensor is an algebraic object that describes a multilinear relationship between sets of algebraic objects associated with a vector space. Tensors may map between different objects such as vectors, scalars, and even other ...
(similar to those for
stress and
strain) known as the moment tensor.
Earthquakes not caused by fault movement have quite different patterns of energy radiation. In the case of an underground
nuclear explosion
A nuclear explosion is an explosion that occurs as a result of the rapid release of energy from a high-speed nuclear reaction. The driving reaction may be nuclear fission or nuclear fusion or a multi-stage cascading combination of the two, th ...
, for instance, the seismic moment tensor is
isotropic
In physics and geometry, isotropy () is uniformity in all orientations. Precise definitions depend on the subject area. Exceptions, or inequalities, are frequently indicated by the prefix ' or ', hence '' anisotropy''. ''Anisotropy'' is also ...
, and this difference allows such explosions to be easily discriminated from their seismic response. This is an essential part of monitoring to distinguish between earthquakes and explosions for the
Comprehensive Test Ban Treaty
The Comprehensive Nuclear-Test-Ban Treaty (CTBT) is a multilateral treaty to ban nuclear weapons test explosions and any other nuclear explosions, for both civilian and military purposes, in all environments. It was adopted by the United Nati ...
.
Graphical representation ("beachball plot")

The data for an earthquake is plotted using a lower-hemisphere
stereographic projection
In mathematics, a stereographic projection is a perspective transform, perspective projection of the sphere, through a specific point (geometry), point on the sphere (the ''pole'' or ''center of projection''), onto a plane (geometry), plane (th ...
. The
azimuth
An azimuth (; from ) is the horizontal angle from a cardinal direction, most commonly north, in a local or observer-centric spherical coordinate system.
Mathematically, the relative position vector from an observer ( origin) to a point ...
and take-off angle are used to plot the position of an individual seismic record. The take-off angle is the angle from the vertical of a seismic ray as it emerges from the earthquake focus. These angles are calculated from a standard set of tables that describe the relationship between the take-off angle and the distance between the focus and the observing station. By convention, filled symbols plot data from stations where the P wave first motion recorded was up (a compressive wave), hollow symbols for down (a tensional wave), and crosses for stations with arrivals too weak to get a sense of motion. If there are sufficient observations, one may draw two well-constrained orthogonal
great circle
In mathematics, a great circle or orthodrome is the circular intersection of a sphere and a plane passing through the sphere's center point.
Discussion
Any arc of a great circle is a geodesic of the sphere, so that great circles in spher ...
s that divide the compressive from the tensional observations, and these are the nodal planes. Observations from stations with no clear first motion normally lie close to these planes. By convention, the compressional quadrants are colour-filled, and the tensional is left white. The two nodal planes intersect at the N (neutral)-axis. The P and T axes are also often plotted; with the N axis, these three directions respectively match the directions of the maximum, minimum, and intermediate principal compressive stresses associated with the earthquake. The P-axis is plotted in the centre of the white segment, and the T-axis in the centre of the colour-filled segment.

The fault plane responsible for the earthquake will parallel one of the nodal planes; the other is called the auxiliary plane. It is impossible to determine solely from a focal mechanism which of the nodal planes is the fault plane. Other geological or geophysical evidence is needed to remove the ambiguity. The slip vector, the direction of motion of one side of the fault relative to the other, lies within the fault plane, 90 degrees from the N-axis.
For example, in the
2004 Indian Ocean earthquake
On 26 December 2004, at 07:58:53 local time (UTC+07:00, UTC+7), a major earthquake with a magnitude of 9.2–9.3 struck with an epicenter, epicentre off the west coast of Aceh in northern Sumatra, Indonesia. The Submarine earthquake, undersea ...
, the moment tensor solution gives two nodal planes, one dipping northeast at 6 degrees and one dipping southwest at 84 degrees. In this case, the earthquake can be confidently associated with the plane dipping shallowly to the northeast, as this is the orientation of the
subducting
Subduction is a geological process in which the oceanic lithosphere and some continental lithosphere is recycled into the Earth's mantle at the convergent boundaries between tectonic plates. Where one tectonic plate converges with a second pla ...
slab as defined by historical earthquake locations and plate tectonic models.
Fault plane solutions are useful for defining the style of faulting in seismogenic volumes at depth for which no surface expression of the fault plane exists or where an ocean covers the fault trace. A simple example of a successful test of the hypothesis of
sea floor spreading
Seafloor spreading, or seafloor spread, is a process that occurs at mid-ocean ridges, where new oceanic crust is formed through volcanic activity and then gradually moves away from the ridge.
History of study
Earlier theories by Alfred Wegener ...
was the demonstration that the sense of motion along oceanic
transform faults is opposite to what would be expected in classical geologic interpretation of the offset oceanic ridges. This was done by constructing fault plane solutions of earthquakes in oceanic faults, which showed beach ball plots of strike-slip nature (see figures), with one nodal plane parallel to the fault and the slip in the direction required by the idea of seafloor spreading from the ridges.
Fault plane solutions also played a crucial role in discovering that the deep earthquake zones in some subducting slabs are under compression while others are under tension.
Beach ball calculator
There are several programs available to prepare Focal Mechanism Solutions (FMS). BBC, a
MATLAB
MATLAB (an abbreviation of "MATrix LABoratory") is a proprietary multi-paradigm programming language and numeric computing environment developed by MathWorks. MATLAB allows matrix manipulations, plotting of functions and data, implementat ...
-based toolbox, is available to prepare the beach ball diagrams. This software plots the first motion polarity data as it arrives at different stations. The compression and dilation are separated using mouse help. A final diagram is prepared automatically.
See also
*
Seismic moment
Seismic moment is a quantity used by seismologists to measure the size of an earthquake. The scalar seismic moment M_0 is defined by the equation
M_0=\mu AD, where
*\mu is the shear modulus of the rocks involved in the earthquake (in pascal (unit) ...
References
External links
Focal Mechanisms– United States Geological Survey
A Primer on Focal Mechanism Solutions for Geologists– Baylor University
*
ttps://www.youtube.com/watch?v=MomVOkyDdLo Focal Mechanisms Explained: What are those "beach balls"?–
IRIS Consortium
IRIS (Incorporated Research Institutions for Seismology) was a university research consortium dedicated to exploring the Earth's interior through the collection and distribution of seismographic data. It operated the U.S. National Science Foundati ...
{{DEFAULTSORT:Focal Mechanism
Seismology
Structural geology