First Barbary War
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The First Barbary War (1801–1805), also known as the Tripolitan War and the Barbary Coast War, was a conflict during the 1801–1815 Barbary Wars, in which the United States fought against Ottoman Tripolitania. Tripolitania had declared war against the United States over disputes regarding tributary payments in exchange for a cessation of Tripolitanian commerce raiding at sea. United States President
Thomas Jefferson Thomas Jefferson (, 1743July 4, 1826) was an American Founding Fathers of the United States, Founding Father and the third president of the United States from 1801 to 1809. He was the primary author of the United States Declaration of Indepe ...
refused to pay this tribute. The First Barbary War was the first major American war fought outside the
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, and in the
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, besides the smaller American–Algerian War (1785–1795).


Background and overview

Barbary corsairs and crews from the quasi-independent North African Ottoman provinces of
Algiers Algiers is the capital city of Algeria as well as the capital of the Algiers Province; it extends over many Communes of Algeria, communes without having its own separate governing body. With 2,988,145 residents in 2008Census 14 April 2008: Offi ...
,
Tunis Tunis (, ') is the capital city, capital and largest city of Tunisia. The greater metropolitan area of Tunis, often referred to as "Grand Tunis", has about 2,700,000 inhabitants. , it is the third-largest city in the Maghreb region (after Casabl ...
, Tripoli, and the independent Sultanate of Morocco under the Alaouite dynasty (the Barbary Coast) were the scourge of the
Mediterranean The Mediterranean Sea ( ) is a sea connected to the Atlantic Ocean, surrounded by the Mediterranean basin and almost completely enclosed by land: on the east by the Levant in West Asia, on the north by Anatolia in West Asia and Southern ...
. Capturing merchant ships and enslaving or ransoming their crews provided the rulers of these nations with wealth and naval power. The Trinitarian Order, or order of "Mathurins", had operated from
France France, officially the French Republic, is a country located primarily in Western Europe. Overseas France, Its overseas regions and territories include French Guiana in South America, Saint Pierre and Miquelon in the Atlantic Ocean#North Atlan ...
for centuries with the special mission of collecting and disbursing funds for the relief and ransom of prisoners of Mediterranean pirates. According to Robert Davis, between 1 and 1.25 million Europeans were captured by Barbary pirates and sold as slaves between the 16th and 19th centuries. Barbary corsairs led attacks upon American merchant shipping in an attempt to extort ransom for the lives of captured sailors, and ultimately
tribute A tribute (; from Latin ''tributum'', "contribution") is wealth, often in kind, that a party gives to another as a sign of submission, allegiance or respect. Various ancient states exacted tribute from the rulers of lands which the state con ...
from the United States to avoid further attacks, as they had with the various European states. Before the Treaty of Paris, which formalized the United States' independence from
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, United States shipping was protected by France during the revolutionary years under the Treaty of Alliance (1778–83). Although the treaty does not mention the Barbary States in name, it refers to common enemies between both the United States and France. As such, piracy against United States shipping only began to occur after the end of the
American Revolution The American Revolution (1765–1783) was a colonial rebellion and war of independence in which the Thirteen Colonies broke from British America, British rule to form the United States of America. The revolution culminated in the American ...
, when the United States government lost its protection under the Treaty of Alliance. This lapse of protection by a European power led to the first American merchant ship being seized after the Treaty of Paris. On 11 October 1784, Moroccan pirates seized the
brigantine A brigantine is a two-masted sailing vessel with a fully square-rigged foremast and at least two sails on the main mast: a square topsail and a gaff sail mainsail (behind the mast). The main mast is the second and taller of the two masts. Ol ...
''Betsey''. The Spanish government negotiated the freedom of the captured ship and crew; however, Spain advised the United States to offer tribute to prevent further attacks against merchant ships. The United States Minister to France,
Thomas Jefferson Thomas Jefferson (, 1743July 4, 1826) was an American Founding Fathers of the United States, Founding Father and the third president of the United States from 1801 to 1809. He was the primary author of the United States Declaration of Indepe ...
, decided to send envoys to Morocco and Algeria to try to purchase treaties and the freedom of the captured sailors held by Algeria. Morocco was the first Barbary Coast State to sign a treaty with the United States, on 23 June 1786. This treaty formally ended all Moroccan piracy against American shipping interests. Specifically, article six of the treaty states that if any Americans captured by Moroccans or other Barbary Coast States docked at a Moroccan city, they would be set free and come under the protection of the Moroccan State. American diplomatic action with Algeria, the other major Barbary Coast State, was much less productive than with Morocco. Algeria began piracy against the United States on 25 July 1785 with the capture of the
schooner A schooner ( ) is a type of sailing ship, sailing vessel defined by its Rig (sailing), rig: fore-and-aft rigged on all of two or more Mast (sailing), masts and, in the case of a two-masted schooner, the foremast generally being shorter than t ...
''Maria'', and ''Dauphin'' a week later. All four Barbary Coast states demanded $660,000 each (equivalent to $ million in ). However, the envoys were given only an allocated budget of $40,000 () to achieve peace. Diplomatic talks to reach a reasonable sum for tribute or for the ransom of the captured sailors struggled to make any headway. The crews of ''Maria'' and ''Dauphin'' remained enslaved for over a decade, and soon were joined by crews of other ships captured by the Barbary States. In March 1786, Thomas Jefferson and
John Adams John Adams (October 30, 1735 – July 4, 1826) was a Founding Fathers of the United States, Founding Father and the second president of the United States from 1797 to 1801. Before Presidency of John Adams, his presidency, he was a leader of ...
went to
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to negotiate with Tripoli's envoy, ambassador Sidi Haji Abdrahaman (or Sidi Haji Abdul Rahman Adja). When they enquired "concerning the ground of the pretensions to make war upon nations who had done them no injury", the ambassador replied:
It was written in their Koran, that all nations which had not acknowledged the Prophet were sinners, whom it was the right and duty of the faithful to plunder and enslave; and that every mussulman who was slain in this warfare was sure to go to paradise. He said, also, that the man who was the first to board a vessel had one slave over and above his share, and that when they sprang to the deck of an enemy's ship, every sailor held a dagger in each hand and a third in his mouth; which usually struck such terror into the foe that they cried out for quarter at once.
Jefferson reported the conversation to Secretary of Foreign Affairs
John Jay John Jay (, 1745 – May 17, 1829) was an American statesman, diplomat, signatory of the Treaty of Paris (1783), Treaty of Paris, and a Founding Father of the United States. He served from 1789 to 1795 as the first chief justice of the United ...
, who submitted the ambassador's comments and offer to
Congress A congress is a formal meeting of the representatives of different countries, constituent states, organizations, trade unions, political parties, or other groups. The term originated in Late Middle English to denote an encounter (meeting of ...
. The incident convinced Jefferson that paying further tribute would do nothing to prevent more attacks. Although John Adams agreed with Jefferson, he believed that circumstances forced the United States to pay tribute; the United States had just fought an exhausting war, which put the nation deep into debt and unable to finance the establishment of a navy.. Various letters and testimonies by captured sailors described their time in captivity. Barbary Coast imprisonment was different from that practiced by the United States and the European powers of the time. Prisoners were able to obtain wealth and property, along with achieving status beyond that of a slave. One such example was James Leander Cathcart, who rose to the highest position a Christian slave could achieve in Algeria, becoming an adviser to the '' dey'' (governor). Even so, most captives could expect little more than lives of hard labor and abuse, and struggled under extremely poor conditions that exposed them to
vermin Vermin (colloquially varmint(s) or varmit(s)) are pests or nuisance animals that spread diseases and destroy crops, livestock, and property. Since the term is defined in relation to human activities, which species are included vary by regi ...
and disease. As word of their treatment reached the United States, through freed captives' narratives and letters, Americans pushed for Congress to take military action against the Barbary states. On July 19, 1794, Congress appropriated $800,000 (equivalent to $ million in ) for the release of American prisoners and for a peace treaty with
Algiers Algiers is the capital city of Algeria as well as the capital of the Algiers Province; it extends over many Communes of Algeria, communes without having its own separate governing body. With 2,988,145 residents in 2008Census 14 April 2008: Offi ...
,
Tunis Tunis (, ') is the capital city, capital and largest city of Tunisia. The greater metropolitan area of Tunis, often referred to as "Grand Tunis", has about 2,700,000 inhabitants. , it is the third-largest city in the Maghreb region (after Casabl ...
, and Tripoli. On September 5, 1795, American negotiator Joseph Donaldson signed a peace treaty with the Dey of Algiers, that included an upfront payment of $642,500 in specie (''silver coinage'', equivalent to $ million in ) for peace, the release of American captives, various expenses for their care, and various gifts for the Dey's royal court and family. An additional indefinite yearly tribute of $21,600 () in shipbuilding supplies and ammunition would be given to the Dey. The treaty, designed to prevent further piracy, resulted in the release of 115 American sailors held captive by the Dey. Jefferson continued to argue for cessation of the tribute, with rising support from
George Washington George Washington (, 1799) was a Founding Fathers of the United States, Founding Father and the first president of the United States, serving from 1789 to 1797. As commander of the Continental Army, Washington led Patriot (American Revoluti ...
and others. With the recommissioning of the American Navy in 1794 and a rush of new ships and weapons, it became increasingly possible for America to cease payments, although by now the long-standing habit was difficult to change. The continuing demand for tribute ultimately led to the formation of the
United States Department of the Navy The United States Department of the Navy (DON) is one of the three military departments within the United States Department of Defense. It was established by an Act of Congress on 30 April 1798, at the urging of Secretary of War James McHenr ...
, founded in 1798 to prevent further attacks upon American shipping while resolving the issue of Barbary piracy.
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and Anti-Federalist forces argued over the needs of the country and the burden of taxation. Jefferson's own
Democratic-Republican The Democratic-Republican Party (also referred to by historians as the Republican Party or the Jeffersonian Republican Party), was an American political party founded by Thomas Jefferson and James Madison in the early 1790s. It championed l ...
s and anti-navalists believed that the future of the country lay in westward expansion, arguing that the
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trade threatened to siphon money and energy away from the new nation while entangling it in the wars and intrigue of the
Old World The "Old World" () is a term for Afro-Eurasia coined by Europeans after 1493, when they became aware of the existence of the Americas. It is used to contrast the continents of Africa, Europe, and Asia in the Eastern Hemisphere, previously ...
. During the divisive 1800 presidential election, Thomas Jefferson defeated incumbent President John Adams. Jefferson was sworn into office on March 4, 1801. The new President was now poised to order naval actions against the Barbary states.


Declaration of war and naval blockade

Just before Jefferson's inauguration in 1801, Congress passed naval legislation that, among other things, provided for six frigates that "shall be officered and manned as the President of the United States may direct." In the event of a declaration of war on the United States by the Barbary powers, these ships were to "protect our commerce and chastise their insolence—by sinking, burning or destroying their ships and vessels wherever you shall find them." On Jefferson's inauguration as president in 1801, Yusuf Karamanli, the ''
Pasha Pasha (; ; ) was a high rank in the Ottoman Empire, Ottoman political and military system, typically granted to governors, generals, dignitary, dignitaries, and others. ''Pasha'' was also one of the highest titles in the 20th-century Kingdom of ...
'' (or ''Bashaw'') of Tripoli, demanded $225,000 (equivalent to $ million in ) from the new administration. It was a long-standing tradition that, if a government was changed or the consular was changed, said government would have to pay 'consular' gifts, in either gold or in goods, usually military and naval stores.Folayan, Kola. “The Tripolitan War : A Reconsideration of the Causes.” Africa: Rivista Trimestrale Di Studi e Documentazione Dell’Istituto Italiano per l’Africa e l’Oriente, vol. 27, no. 1, 1972, pp. 615–626. . Accessed 27 May 2021. (In 1800, federal revenues totaled a little over $10 million, equivalent to $ million in .) Finally able to put his long-held beliefs into practice, Jefferson refused the demand. Consequently, because of this, along with the Americans not paying the money nor the gifts as stated in the Treaty of Tripoli signed in 1796 between Tripoli and America, on 10 May 1801, the Pasha declared war on the United States, not through any formal written documents but in the customary Barbary manner of cutting down the flagstaff in front of the United States Consulate. Algiers and Tunis did not follow their ally in Tripoli. Before learning that Tripoli had declared war on the United States, Jefferson sent a small squadron, consisting of three frigates and one schooner, under the command of Commodore Richard Dale, with gifts and letters to attempt to maintain peace with the Barbary powers. However, if war had been declared, then Dale was instructed to "protect American ships and citizens against potential aggression"; however, Jefferson made it clear that he was "unauthorized by the
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, without the sanction of Congress, to go beyond the line of defense." He told Congress: "I communicate o youall material information on this subject, that in the exercise of this important function confided by the constitution to the legislature exclusively their judgment may form itself on a knowledge and consideration of every circumstance of weight." Woods, Thomas (2005-07-07
Presidential War Powers
'' LewRockwell.com''
Although Congress never voted on a formal declaration of war, it authorized the President to instruct the commanders of armed American vessels to seize all vessels and goods of the Pasha of Tripoli "and also to cause to be done all such other acts of precaution or hostility as the state of war will justify." The American squadron joined a Swedish flotilla under Rudolf Cederström in blockading Tripoli, the Swedes having been at war with the Tripolitans since 1800. On 31 May 1801, Dale's successor, Commodore Edward Preble, traveled to
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,
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, to the court of King Ferdinand IV of the
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. The kingdom was at war with Napoleon, but Ferdinand saw an opportunity and supplied the Americans with manpower, craftsmen, supplies, gunboats, mortar boats, and the ports of Messina, Syracuse, and
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to be used as naval bases for launching operations against Tripoli, a port walled fortress city protected by 150 pieces of heavy artillery and manned by 25,000 soldiers, assisted by a fleet of 10 ten-gunned brigs, 2 eight-gun schooners, two large
galley A galley is a type of ship optimised for propulsion by oars. Galleys were historically used for naval warfare, warfare, Maritime transport, trade, and piracy mostly in the seas surrounding Europe. It developed in the Mediterranean world during ...
s, and 19
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s. The first action of the campaign took place on 1 August 1801, when the armed schooner (commanded by Lieutenant Andrew Sterret) defeated the 14-gun Tripolitan corsair ''Tripoli'' in battle. In 1802, in response to Jefferson's request for a formal authorization of anti-piracy efforts, Congress passed "An act for the protection of commerce and seamen of the United States against the Tripolitan cruisers", authorizing the President to "employ such of the armed vessels of the United States as may be judged requisite... for protecting effectually the commerce and seamen thereof on the Atlantic Ocean, the Mediterranean and adjoining seas." The statute authorized American ships to seize vessels belonging to the Bey of Tripoli, with the captured property distributed to those who brought the vessels into port. The
United States Navy The United States Navy (USN) is the naval warfare, maritime military branch, service branch of the United States Department of Defense. It is the world's most powerful navy with the largest Displacement (ship), displacement, at 4.5 millio ...
went unchallenged on the sea, but the question of how far to push the conflict remained. Jefferson pressed the issue the following year, with an increase in military force and deployment of many of the navy's best ships to the region throughout 1802. , , , , ''Enterprise'', , , , , , , , , ''Scourge'', , and (joined in 1805) all saw service during the war, under the overall command of Preble. Throughout 1803, Preble set up and maintained a blockade of the Barbary ports while taking action to seize and harass their fleets.


Battles

In October 1803, Tripoli's fleet captured the USS ''Philadelphia'' intact after the frigate ran aground on a reef while patrolling Tripoli harbor. Efforts by the Americans to refloat the ship while under fire from shore batteries and Tripolitan Naval units failed. The ship, her captain William Bainbridge, and all officers and crew were taken ashore and held as hostages. ''Philadelphia'' was subsequently converted into a floating battery for harbor defense. On the night of 16 February 1804, Captain
Stephen Decatur Commodore (United States), Commodore Stephen Decatur Jr. (; January 5, 1779 – March 22, 1820) was a United States Navy officer. He was born on the eastern shore of Maryland in Worcester County, Maryland, Worcester County. His father, Ste ...
led a small detachment of
United States Marines The United States Marine Corps (USMC), also referred to as the United States Marines or simply the Marines, is the Marines, maritime land force service branch of the United States Department of Defense. It is responsible for conducting expedi ...
aboard the captured Tripolitan ketch rechristened ''Intrepid'', thus deceiving the guards on ''Philadelphia'' to float close enough to board her. Decatur's men stormed the ship and overpowered the Tripolitan sailors. With fire support from American warships, the Marines set fire to ''Philadelphia'' and destroyed her. Preble attacked Tripoli on 14 July 1804, kicking off a series of inconclusive battles, including an unsuccessful attempt to use ''Intrepid'' under Captain Richard Somers as a fire ship, packed with explosives and sent to enter Tripoli harbor. However, ''Intrepid'' was destroyed, possibly by enemy gunfire, before she achieved her goal, killing Somers and his entire crew. The turning point in the war was the Battle of Derna (April–May 1805). Ex-consul William Eaton, a former Army captain who used the title of "
general A general officer is an Officer (armed forces), officer of high rank in the army, armies, and in some nations' air force, air and space forces, marines or naval infantry. In some usages, the term "general officer" refers to a rank above colone ...
", and United States Marine Corps 1st Lieutenant Presley O'Bannon led a force of eight U.S. Marines and five hundred mercenaries—
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from Crete,
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, and
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—on a march across the desert from
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,
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, to capture the Tripolitan city of Derna. This was the first time the United States flag was raised in victory on foreign soil. The action is memorialized in a line of the Marines' Hymn—"the shores of Tripoli". The capturing of the city gave American negotiators leverage in securing the return of hostages and the end of the war.


Peace treaty and legacy

Wearied of the blockade and raids, and now under threat of a continued advance on Tripoli proper and a scheme to restore his deposed older brother Hamet Karamanli as ruler, Yusuf Karamanli signed a
treaty A treaty is a formal, legally binding written agreement between sovereign states and/or international organizations that is governed by international law. A treaty may also be known as an international agreement, protocol, covenant, convention ...
ending hostilities on 10 June 1805. Article 2 of the treaty reads:
The Bashaw of Tripoli shall deliver up to the American squadron now off Tripoli, all the Americans in his possession; and all the subjects of the Bashaw of Tripoli now in the power of the United States of America shall be delivered up to him; and as the number of Americans in possession of the Bashaw of Tripoli amounts to three hundred persons, more or less; and the number of Tripolino subjects in the power of the Americans to about, one hundred more or less; The Bashaw of Tripoli shall receive from the United States of America, the sum of sixty thousand dollars, as a payment for the difference between the prisoners herein mentioned.
In agreeing to pay a ransom of $60,000 (equivalent to $ million in ) for the American prisoners, the Jefferson administration drew a distinction between paying ''tribute'' and paying ''ransom''. At the time, some argued that buying sailors out of slavery was a fair exchange to end the war. William Eaton, however, remained bitter for the rest of his life about the treaty, feeling that his efforts had been squandered by the American emissary from the
United States Department of State The United States Department of State (DOS), or simply the State Department, is an United States federal executive departments, executive department of the U.S. federal government responsible for the country's foreign policy of the United State ...
, diplomat Tobias Lear. Eaton and others felt that the capture of Derna should have been used as a bargaining chip to obtain the release of all American prisoners without having to pay ransom. Furthermore, Eaton believed the honor of the United States had been compromised when it abandoned Hamet Karamanli after promising to restore him as leader of Tripoli. Eaton's complaints generally went unheard, especially as attention turned to the strained international relations which would ultimately lead to the withdrawal of the United States Navy from the area in 1807 and to the
War of 1812 The War of 1812 was fought by the United States and its allies against the United Kingdom of Great Britain and Ireland, United Kingdom and its allies in North America. It began when the United States United States declaration of war on the Uni ...
. The First Barbary War was beneficial to the reputation of the United States' military command and war mechanism, which had been up to that time relatively untested. The First Barbary War showed that the United States could execute a war far from home, and that American forces had the cohesion to fight together as Americans rather than separately as
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, New Yorkers, etc. The United States Navy and
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became a permanent part of the
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and United States history, and Decatur returned to the United States as its first post-revolutionary war hero. However, the more immediate problem of Barbary piracy was not fully settled. By 1807, Algiers had reassembled its fleets and resumed taking American ships and seamen hostage. Distracted by the preludes to the War of 1812, the United States was unable to respond to the provocation until 1815, with the Second Barbary War, in which naval victories by Commodores William Bainbridge and Stephen Decatur led to treaties ending all tribute payments by the United States.


Monument

The ''Tripoli Monument'', the oldest military monument in the United States, honors the American heroes of the First Barbary War: Somers—by then promoted to the rank of master commandant–Lieutenant James Caldwell, James Decatur (brother of Stephen Decatur), Henry Wadsworth, Joseph Israel and John Dorsey. Originally known as the ''Naval Monument'', it was carved of Carrara marble in
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in 1806 and brought to the United States on board ''Constitution'' ("Old Ironsides"). From its original location in the Washington Navy Yard, it was moved to the west terrace of the national Capitol and finally, in 1860, to the
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in
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.


Outcome

The outcome of the war is a matter of dispute among historians. Many historians view the war as an American victory. But some historians claim that the war was inconclusive or was a long-term success for Tripoli.Ronald Bruce St John (2013), Libya and the United States, Two Centuries of Strife, p. 52. "The outcome of the 1801-5 conflict between Libya and the United States represented a significant achievement for the Karamanli regime. Military success against the United States enhanced Tripoli’s international status as a maritime power on the Barbary coast, a key strategic objective of the Libyan government. In addition, the failure of the abortive American scheme to replace Yusuf Karamanli with his brother ensured the continuity of the former’s regime".


See also

* Barbary treaties * Islamic views on slavery * Military history of the United States * Slavery in the Ottoman Empire * Capture of Manuel Briones


References


Bibliography

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Further reading

* * * * * * * * * * * *


External links


Treaties with The Barbary Powers :


* * (Heritage Lecture #940)

{{DEFAULTSORT:Barbary War, First Ottoman Tripolitania Presidency of Thomas Jefferson United States Marine Corps in the 18th and 19th centuries Wars involving Morocco Wars involving Sweden Wars involving the Ottoman Empire Wars involving the United States 1800s conflicts