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The nine familial exterminations, nine kinship exterminations, or execution of nine relations, also known by the names ''zuzhu'' ("family execution") and ''miezu'' ("family extermination"), was the most severe punishment for a capital offense in premodern China,
Korea Korea is a peninsular region in East Asia consisting of the Korean Peninsula, Jeju Island, and smaller islands. Since the end of World War II in 1945, it has been politically Division of Korea, divided at or near the 38th parallel north, 3 ...
, and
Vietnam Vietnam, officially the Socialist Republic of Vietnam (SRV), is a country at the eastern edge of mainland Southeast Asia, with an area of about and a population of over 100 million, making it the world's List of countries and depende ...
.The Nine Exterminations (族诛)
Definition of "族诛" at the China Encyclopedia
A
collective A collective is a group of entities that share or are motivated by at least one common issue or interest or work together to achieve a common objective. Collectives can differ from cooperatives in that they are not necessarily focused upon an e ...
form of kin punishment typically associated with offenses such as
treason Treason is the crime of attacking a state (polity), state authority to which one owes allegiance. This typically includes acts such as participating in a war against one's native country, attempting to Coup d'état, overthrow its government, spy ...
, the punishment involved the execution of all relatives of an individual, which were categorized into nine groups. The occurrence of this punishment was somewhat rare, with relatively few sentences recorded throughout history.


Punishment

The punishment involved the execution of close and extended family members. These included: *The criminal's parents *The criminal's grandparents *Any children the criminal may have, over a certain age (varying over different eras, children below that age becoming slaves) and—if married—their spouses. *Any grandchildren the criminal may have, over a certain age (again with enslavement for the underaged) and—if married—their spouses. *Siblings and siblings-in-law (the siblings of the criminal and that of his or her spouse, in the case where he or she is married) *Uncles and aunts of the criminal, as well as their spouses *The criminal's cousins (in the case of China, this included up to second and third cousins) *The criminal's spouse *The criminal's spouse's parents *The criminal
Confucian Confucianism, also known as Ruism or Ru classicism, is a system of thought and behavior originating in ancient China, and is variously described as a tradition, philosophy, religion, theory of government, or way of life. Founded by Confucius ...
principles also played a major role in the extent of the punishment. The killing of children was disapproved under
Mencius Mencius (孟子, ''Mèngzǐ'', ; ) was a Chinese Confucian philosopher, often described as the Second Sage () to reflect his traditional esteem relative to Confucius himself. He was part of Confucius's fourth generation of disciples, inheriting ...
's principle that "being offspring is not a sin" (
Classical Chinese Classical Chinese is the language in which the classics of Chinese literature were written, from . For millennia thereafter, the written Chinese used in these works was imitated and iterated upon by scholars in a form now called Literary ...
: 罪人不孥), so that children under a certain age were often spared execution.


History


Ancient China

The first written account of the concept is in the ''
Book of Documents The ''Book of Documents'' ( zh, p=Shūjīng, c=書經, w=Shu King) or the ''Classic of History'', is one of the Five Classics of ancient Chinese literature. It is a collection of rhetorical prose attributed to figures of ancient China, a ...
'', a historical account of the Shang (1600 BC – 1046 BC) and Zhou (1045 BC – 256 BC) dynasties, where it is recorded that prior to a military battle, officers would threaten their subordinates that they would exterminate their families if they refused to obey orders.什么是“族诛”
"What is 'Mie Zu'?" from the Primary School learning resources network (小学语文资源网)
From the
Spring and Autumn period The Spring and Autumn period () was a period in History of China, Chinese history corresponding roughly to the first half of the Eastern Zhou (256 BCE), characterized by the gradual erosion of royal power as local lords nominally subject t ...
(770 BC – 403 BC), there are records of exterminations of "three clans" "Ancient Chinese law and judiciary", from the Research Institute of Chinese Culture (中國文化研究院) (). A notable case was under the
State of Qin Qin (, , or ''Ch'in'') was an ancient Chinese state during the Zhou dynasty. It is traditionally dated to 897 BC. The state of Qin originated from a reconquest of western lands that had previously been lost to the Xirong. Its location at ...
in 338 BC: lawmaker Shang Yang's entire family was killed by order of King Huiwen, while Shang Yang himself was sentenced to death by being drawn and quartered. This was an ironic occurrence as it was Shang Yang who formulated such a punishment into Qin law in the first place, being commonly recorded as a lawmaker who used excessive punishments.


Early imperial era

During the
Qin dynasty The Qin dynasty ( ) was the first Dynasties of China, imperial dynasty of China. It is named for its progenitor state of Qin, a fief of the confederal Zhou dynasty (256 BC). Beginning in 230 BC, the Qin under King Ying Zheng enga ...
(221 BC – 207 BC), punishments became even more rigorous under the first emperor of unified China,
Qin Shi Huang Qin Shi Huang (, ; February 25912 July 210 BC), born Ying Zheng () or Zhao Zheng (), was the founder of the Qin dynasty and the first emperor of China. He is widely regarded as the first ever supreme leader of a unitary state, unitary d ...
(259 BC – 210 BC). In order to uphold his rule, strict laws were enforced, where deception,
libel Defamation is a communication that injures a third party's reputation and causes a legally redressable injury. The precise legal definition of defamation varies from country to country. It is not necessarily restricted to making assertions ...
, and the study of banned books became punishable by familial extermination.“株连九族”的历史演进 – 新华网
"The history and evolution of '株连九族' (Nine exterminations)" –
Xinhua Xinhua News Agency (English pronunciation: ),J. C. Wells: Longman Pronunciation Dictionary, 3rd ed., for both British and American English or New China News Agency, is the official State media, state news agency of the China, People's Republic ...
This increase in tyranny only helped to speed up the overthrow of the Qin dynasty. The
Han dynasty The Han dynasty was an Dynasties of China, imperial dynasty of China (202 BC9 AD, 25–220 AD) established by Liu Bang and ruled by the House of Liu. The dynasty was preceded by the short-lived Qin dynasty (221–206 BC ...
(202 BC – 220 AD), although it inherited the concept of family execution, was more moderate in inflicting such severe punishments. In many cases, the Han emperor would retract the sentence, and so family executions were much rarer than under the Qin dynasty. During the
Tang dynasty The Tang dynasty (, ; zh, c=唐朝), or the Tang Empire, was an Dynasties of China, imperial dynasty of China that ruled from 618 to 907, with an Wu Zhou, interregnum between 690 and 705. It was preceded by the Sui dynasty and followed ...
(618–907), the family punishment was not abolished, but it was only applied to those who plotted against the rule of the emperor. By this time, the penalty had become more regulated and different; from the
Tang Code The ''Tang Code'' () was a penal code that was established and used during the Tang dynasty in China. Supplemented by civil statutes and regulations, it became the basis for later dynastic codes not only in China but elsewhere in East Asia. The Cod ...
, the sentence involved the death of parents, children over the age of sixteen, and other close kindred, and was only applied to the offenses of treason and rebellion.


Late imperial era

Kublai Khan Kublai Khan (23 September 1215 – 18 February 1294), also known by his temple name as the Emperor Shizu of Yuan and his regnal name Setsen Khan, was the founder and first emperor of the Mongol-led Yuan dynasty of China. He proclaimed the ...
, the founder of the
Yuan dynasty The Yuan dynasty ( ; zh, c=元朝, p=Yuáncháo), officially the Great Yuan (; Mongolian language, Mongolian: , , literally 'Great Yuan State'), was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after Div ...
(1271–1368), executed the sons of the Muslim Persian finance minister
Ahmad Fanakati Ahmad Fanākatī, alternatively rendered as Ahmad Banākatī (; ; before 1242 — 10 April 1282) was a Persian Muslim from the Qara Khitai (Western Liao dynasty) who served as chancellor and finance minister of the Yuan dynasty during Kublai's ...
after finding out about his corruption in the aftermath of his assassination in 1282. During the Ming (1368–1644) and
Qing The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
(1644–1912) dynasties, the breadth of family extermination was increased. Under the
Hongwu Emperor The Hongwu Emperor (21 October 1328– 24 June 1398), also known by his temple name as the Emperor Taizu of Ming, personal name Zhu Yuanzhang, courtesy name Guorui, was the List of emperors of the Ming dynasty, founding emperor of the Ming dyna ...
those committing rebellion and treason were punished by having their parents, grandparents, brethren (by birth, as well as "sworn brothers"), children, grandchildren, those living with the criminal regardless of surname, uncles, and the children of brethren put to death, as well as death for the rebels themselves by '' lingchi''. The number of sentences during the Ming was higher than that of the Tang, due to the policy of "showing mercy beneath the sword" (), while females were given the choice to become
slave Slavery is the ownership of a person as property, especially in regards to their labour. Slavery typically involves compulsory work, with the slave's location of work and residence dictated by the party that holds them in bondage. Enslavemen ...
s rather than be killed. A rare case was Fang Xiaoru, whose students and friends were also executed as the 10th family kin by the
Yongle Emperor The Yongle Emperor (2 May 1360 – 12 August 1424), also known by his temple name as the Emperor Chengzu of Ming, personal name Zhu Di, was the third List of emperors of the Ming dynasty, emperor of the Ming dynasty, reigning from 1402 to 142 ...
, the only case where "ten exterminations" was officially sentenced and carried out. The punishment by family extermination during the
Qing dynasty The Qing dynasty ( ), officially the Great Qing, was a Manchu-led Dynasties of China, imperial dynasty of China and an early modern empire in East Asia. The last imperial dynasty in Chinese history, the Qing dynasty was preceded by the ...
was a direct imitation of the regulation under the Ming. On 1 November 1728, after the Qing reconquest of Lhasa in
Tibet Tibet (; ''Böd''; ), or Greater Tibet, is a region in the western part of East Asia, covering much of the Tibetan Plateau and spanning about . It is the homeland of the Tibetan people. Also resident on the plateau are other ethnic groups s ...
, several Tibetan rebels were killed along with their families by Qing
Manchu The Manchus (; ) are a Tungusic peoples, Tungusic East Asian people, East Asian ethnic group native to Manchuria in Northeast Asia. They are an officially recognized Ethnic minorities in China, ethnic minority in China and the people from wh ...
officers and officials. Punishment by nine exterminations was abolished near the end of the Qing dynasty, and was officially repealed by the imperial government in 1905.


In other countries

There were various ethical judgements regarding group punishment in ancient times. It was typically seen as a tyrannical method of rule, unjustly punishing innocent family members for the crime of a relative. Like all forms of collective punishment, it was also intended as a dreadful deterrent for the worst crimes, rather than merely as a form of revenge. In ancient Korea, this punishment was applied during the reign of King Jinpyeong of Silla when conspirator Yi Chan-chil-suk (이찬칠숙) and his entire family and relatives to the ninth degree were put to death. In Vietnam, the most prominent example is the execution of most of the family members of Nguyễn Trãi, an official who was wrongly accused of killing the king. He had his entire family executed.


"Nine tribes"

In ancient times, there were nine different relations (or ''
guanxi ''Guanxi'' () is a term used in Chinese culture to describe an individual's social network of mutually beneficial personal and business relationships. The character ''guan'', 关, means "closed" and "caring" while the character ''xi'' 系 mean ...
'') that an individual had with other people, which were referred to as the "family" or "tribe" (). ZDIC definition of "族" These relations, under Confucian principles, were bonded by
filial piety Filial piety is the virtue of exhibiting love and respect for one's parents, elders, and ancestors, particularly within the context of Confucian ethics, Confucian, Chinese Buddhism, Chinese Buddhist ethics, Buddhist, and Daoism, Daoist ethics. ...
. Because members of a family remained strictly loyal to one another, they were considered responsible for crimes committed by any member due to guilt by association. It also provided the argument that the entire family would be responsible in supporting each other in the case of a rebellion against a ruler. The Chinese character can be translated by its original definition of "clan" or "tribe", or it can have the additional meanings of "kinship", "family" (as in 家族), or "ethnicity" (as in 民族).


See also

*
Ancestral sin Ancestral sin, generational sin, or ancestral fault (; ; ), is the doctrine that teaches that individuals inherit the judgement for the sin of their ancestors. It exists primarily as a concept in Mediterranean religions (e.g. in Christian hamarti ...
* Bloodline theory *
Burning of books and burying of scholars The burning of books and burying of scholars was the purported Book burning, burning of texts in 213 BCE and live burial of 460 Confucian scholars in 212 BCE ordered by Chinese emperor Qin Shi Huang. The events were alleged to have destroye ...
* Chinese social relations * Family members of a traitor to the Motherland *
Frankpledge Frankpledge was a system of joint suretyship common in England throughout the Early Middle Ages and High Middle Ages. The essential characteristic was the compulsory sharing of responsibility among persons connected in tithings. This unit, un ...
* Guilt by association * Nine bestowments * Chinese numerology *
Ren (philosophy) (, meaning "co-humanity" or "humaneness") is the highest Confucian virtue meaning the good quality of a virtuous human when reaching for higher ideals or when being altruistic. According to Confucius, ''Ren'' does not have a singular definit ...
* Sippenhaft * Ten Abominations


References


Further reading

*Ma Zhongqi (馬重奇), Zhou Liying (周麗英). ''A discussion of historical Chinese culture'' 《中國古代文化知識趣談》. Daoshi Publishing Company, 2002. . {{Capital punishment Ancient China Capital punishment in China Legal history of China Collective punishment Determinism Execution methods Family murders History of Korea History of Vietnam Kinship and descent Political and cultural purges