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False necessity, or anti-necessitarian social theory, is a contemporary
social theory Social theories are analytical frameworks, or paradigms, that are used to study and interpret social phenomenon, social phenomena.Seidman, S., 2016. Contested knowledge: Social theory today. John Wiley & Sons. A tool used by social scientists, so ...
that argues for the plasticity of social organizations and their potential to be shaped in new ways. The theory rejects the assumption that laws of change govern the history of human societies and limit human freedom.Unger, Robero Mangabeira, ''False necessity: anti-necessitarian social theory in the service of radical democracy: from Politics, a work in constructive social theory'' (London: Verso, 2004), xvii. It is a critique of "necessitarian" thought in conventional social theories (like
liberalism Liberalism is a political and moral philosophy based on the rights of the individual, liberty, consent of the governed, political equality and equality before the law."political rationalism, hostility to autocracy, cultural distaste for ...
or
Marxism Marxism is a left-wing to far-left method of socioeconomic analysis that uses a materialist interpretation of historical development, better known as historical materialism, to understand class relations and social conflict and a dialec ...
) which hold that parts of the social order are necessary or the result of the natural flow of history. The theory rejects the idea that human societies must be organized in a certain way (for example,
liberal democracy Liberal democracy is the combination of a liberal political ideology that operates under an indirect democratic form of government. It is characterized by elections between multiple distinct political parties, a separation of powers into ...
) and that human activity will adhere to certain forms (for example if people were only motivated by rational self-interest). ''False necessity'' uses
structural analysis Structural analysis is a branch of Solid Mechanics which uses simplified models for solids like bars, beams and shells for engineering decision making. Its main objective is to determine the effect of loads on the physical structures and thei ...
to understand sociopolitical arrangements, but discards the tendency to assemble indivisible categories and to create law-like explanations. It aims to liberate human activity from necessary arrangements and limitations, and to open up a world without constraints where the possible becomes actual.


Background

Modern social theory contains a tension between the realization of human freedom and the necessity of social rules. Liberal political theorists of the seventeenth century, such as Hobbes and
Locke Locke may refer to: People *John Locke, English philosopher *Locke (given name) *Locke (surname), information about the surname and list of people Places in the United States *Locke, California, a town in Sacramento County *Locke, Indiana *Locke, ...
, saw the issue as one of sacrificing some individual freedoms in order to gain others. They understood social rules as enabling constraints—necessary impositions that limited activity in some spheres in order to expand it in others. In the sociopolitical realm, these early liberal thinkers argued that citizens agree to surrender their freedom for political authority in order to gain greater freedom from a
state of nature The state of nature, in moral and political philosophy, religion, social contract theories and international law, is the hypothetical life of people before societies came into existence. Philosophers of the state of nature theory deduce that th ...
. The sovereign authority is a constraint, but it allows freedom from the constraints that other individuals might impose upon us. In this way, rules are always seen as a means of increasing freedom rather than rescinding it. These early Enlightenment thinkers opposed existing religious, aristocratic, and absolutist institutions and organizations as the natural state of the world. They did not argue for the absolute freedom of the individual outside of any constraining rules. For them, human activity was still subject to certain types of social arrangements that followed a historical necessity. Inspired by
Kant Immanuel Kant (, , ; 22 April 1724 – 12 February 1804) was a German philosopher and one of the central Enlightenment thinkers. Born in Königsberg, Kant's comprehensive and systematic works in epistemology, metaphysics, ethics, and aest ...
's thesis of
human freedom Freedom is understood as either having the ability to act or change without constraint or to possess the power and resources to fulfill one's purposes unhindered. Freedom is often associated with liberty and autonomy in the sense of "giving one ...
, which argued that there is no evidence to disprove man's absolute freedom or capacity to resist external domination, thinkers at the end of the 18th century addressed how human freedoms were constrained by social institutions. Thinkers like Fichte,
Schiller Johann Christoph Friedrich von Schiller (, short: ; 10 November 17599 May 1805) was a German playwright, poet, and philosopher. During the last seventeen years of his life (1788–1805), Schiller developed a productive, if complicated, friends ...
, Schelling, and
Hegel Georg Wilhelm Friedrich Hegel (; ; 27 August 1770 – 14 November 1831) was a German philosopher. He is one of the most important figures in German idealism and one of the founding figures of modern Western philosophy. His influence extends ...
argued that those institutions that constrain human freedom and subject the individual to fear and prejudice insult human dignity and deny the individual his autonomy. But they attempted to formulate universal laws, which in turn led to deterministic social and political arrangements. Marx, for example, put humanity at the mercy of historical and institutional necessity. The contemporary theory of false necessity attempts to realize this idea in its entirety, and to escape the limitations of liberal and Marxist theories. It aims to realize social plasticity by decoupling human freedom from any necessary social rules or historical trajectory. The theory recognizes the need for social rules, but also affirms the human potential to transcend them. Humanity need not be constrained by any structure.


Development and content

The development of the theory is credited to philosopher and politician
Roberto Mangabeira Unger Roberto Mangabeira Unger (; born 24 March 1947) is a Brazilian philosopher and politician. His work is in the tradition of classical social theory and pragmatism, and is developed across many fields including legal theory, philosophy and religion ...
. His main book on the thesis, ''False Necessity: Anti-necessitarian social theory in the service of radical democracy'', was first published in 1987 by Cambridge University Press, and reissued in 2004 by Verso with a new 124 page introduction, and a new appendix, "Five theses on the relation of religion to politics, illustrated by allusions to Brazilian experience." The theory of ''false necessity'' attempts to understand humans and human history without making its theorists objects of a law-giving fate. It rejects the assumption that certain and necessary laws of organization and change govern the social, political, and economic institutions of human activity and thereby limit human freedom. It holds that the problem with traditional deep structure theory, such as Marxism, is that it couples the distinction of deep structure and routine practice with both indivisible types of social organization, and deep seated constraints and developmental laws. The theory rejects the constraints and focuses on how human behavior is shaped by the deep structures of these institutions, and how they can be remade at will, either in whole or in part. The aim is to rescue social theory and recreate the project of self-affirmation and society. Rather than "enabling constraint" or "universal structure", the theory advocates "structure-denying structures"—that is, structures that enable their own dissolution and remaking. Since these structures normally constrain human activity, this would increase freedom.


Sources of entrapment and emancipation

The problem of false necessity arises due to the failure of transformative practice to realize its stated aim. This can take form in three different scenarios:Unger, Roberto Mangabeira, ''Social Theory: Its Situation and its Task, Politics 2'' (New York: Verso, 1987), chapter 5. *the ideals fought for (democracy, decentralization, technical coordination, etc.) result in the development of rigid institutions *an oligarchy effect in which groups and rulers clash at the summit of power and drum up popular support *the survival effect in which there is a fear of disturbance of contemporary arrangements. Unger points to mass politics as a means to counter oligarchy and group identity. If these forms are only disturbed and not destroyed, democracy is limited and becomes a quarrel about forms of power and seizing advantage. Likewise, enlarged economic rationality provides another source of emancipation by shifting economic and social relations in the ability to constantly innovate and renew.


Radical project

The theory of ''false necessity'' develops the idea that the organization of society is made and can be remade—people can rebel against the worlds they have built; they can interrupt their rebellions and establish themselves in any of those worlds. By emphasizing the disembodiment of institutional and social structures, the theory provides a basis to explain societies without using necessitarian thought or predetermined institutional arrangements. At the extreme, the theory of ''false necessity'' criticizes and thus unifies strands of the radical tradition. It frees leftist and liberal ideals from institutional fetishism, and emancipates modernist ideals from structural fetishism. The theory further detaches the radical commitment from utopian claims and provides a theoretical basis for transformative action. That transformative action, Unger believes, does not have to be a complete overhaul or total revolution, but rather is "a piecemeal but cumulative change in the organization of society". The key to the project, in the words of one critic, "is to complete the rebellion against the naturalistic fallacy (that is, the confusion of accident with essence and contingency with necessity) and to effect an irrevocable emancipation from false necessity".


Thinkers and opinions

Contemporary political thinkers and philosophers have developed and advocated the theory of false necessity.
Roberto Mangabeira Unger Roberto Mangabeira Unger (; born 24 March 1947) is a Brazilian philosopher and politician. His work is in the tradition of classical social theory and pragmatism, and is developed across many fields including legal theory, philosophy and religion ...
has employed the theory in developing social, political, and economic alternatives, as well as in his political activism and appointments in Brazilian politics.
Richard Rorty Richard McKay Rorty (October 4, 1931 – June 8, 2007) was an American philosopher. Educated at the University of Chicago and Yale University, he had strong interests and training in both the history of philosophy and in contemporary analytic ph ...
compared the theory's move toward greater liberalism with
Jürgen Habermas Jürgen Habermas (, ; ; born 18 June 1929) is a German social theorist in the tradition of critical theory and pragmatism. His work addresses communicative rationality and the public sphere. Associated with the Frankfurt School, Habermas's ...
, and called it a powerful alternative to the postmodern " School of Resentment". Other thinkers have said the theory is "a challenge that the social disciplines can ignore only at their peril". Bernard Yack wrote that it contributed to "a new left Kantian approach to the problem of realizing human freedom in our social institutions".


See also

*
Determinism Determinism is a philosophical view, where all events are determined completely by previously existing causes. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes overlapping motives and consi ...
* Empowered democracy *
Formative context Formative contexts are the institutional and imaginative arrangements that shape a society's conflicts and resolutions. They are the structures that limit both the practice and the imaginative possibilities in a socio-political order, and in doing s ...
*
Historical determinism Historical determinism is the stance that events are historically predetermined or currently constrained by various forces. Historical determinism can be understood in contrast to its negation, i.e. the rejection of historical determinism. Some po ...
* Necessitarianism *
Negative capability Negative capability is a phrase first used by Romantic poet John Keats in 1817 to explain the capacity of the greatest writers (particularly Shakespeare) to pursue a vision of artistic beauty even when it leads them into intellectual confusion a ...
* Postanarchism


References

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Further reading

*Unger, Roberto Mangabeira. ''False necessity: anti-necessitarian social theory in the service of radical democracy: from Politics, a work in constructive social theory.'' London: Verso, 2004. *Unger, Roberto Mangabeira. ''Social Theory: Its Situation and its Task.'' Politics 2. New York: Verso, 1987. *Yack, Bernard. ''The longing for total revolution: philosophic sources of social discontent from Rousseau to Marx and Nietzsche.'' Princeton, N.J: Princeton University Press, 1986.


External links


Homepage of Roberto Mangabeira Unger
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