External Examiner
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The external examiner plays an important role in degree-level examinations in higher education in the United Kingdom. The external examiner system originated in 1832 with the establishment of the University of Durham, and was then adopted by other British universities in the 19th century before spreading to other countries.


Development and spread

The first recorded requirement for external oversight was a 1788 law in the Kingdom of Denmark-Norway that required independent verification of the competence of newly trained doctors by censors, although the actual examination was held by the professors alone. The system of external experts participating in university examinations as external examiners originated in 1832 with the establishment of the University of Durham, the first in England since the
University of Cambridge The University of Cambridge is a Public university, public collegiate university, collegiate research university in Cambridge, England. Founded in 1209, the University of Cambridge is the List of oldest universities in continuous operation, wo ...
was founded 600 years earlier. Durham used examiners from the
University of Oxford The University of Oxford is a collegiate university, collegiate research university in Oxford, England. There is evidence of teaching as early as 1096, making it the oldest university in the English-speaking world and the List of oldest un ...
to assure the public that its degrees were a similar standard to Oxford's. The establishment of more universities in England from the 1880s was accompanied by a requirement that examinations be conducted by internal and external examiners. Following the introduction of external examination in Britain in the 19th century, this was adopted by other countries including
Denmark Denmark is a Nordic countries, Nordic country in Northern Europe. It is the metropole and most populous constituent of the Kingdom of Denmark,, . also known as the Danish Realm, a constitutionally unitary state that includes the Autonomous a ...
,
Sweden Sweden, formally the Kingdom of Sweden, is a Nordic countries, Nordic country located on the Scandinavian Peninsula in Northern Europe. It borders Norway to the west and north, and Finland to the east. At , Sweden is the largest Nordic count ...
,
New Zealand New Zealand () is an island country in the southwestern Pacific Ocean. It consists of two main landmasses—the North Island () and the South Island ()—and List of islands of New Zealand, over 600 smaller islands. It is the List of isla ...
,
India India, officially the Republic of India, is a country in South Asia. It is the List of countries and dependencies by area, seventh-largest country by area; the List of countries by population (United Nations), most populous country since ...
and
Malaysia Malaysia is a country in Southeast Asia. Featuring the Tanjung Piai, southernmost point of continental Eurasia, it is a federation, federal constitutional monarchy consisting of States and federal territories of Malaysia, 13 states and thre ...
. While the role of the external examiner varies with the culture and level of examination, the purpose of the system remains the same: to ensure that standards are kept the same across universities, and to provide an assurance of fair play given that internal examiners might be prejudiced for or against a candidate. In consequence, (by convention and often by regulation) if examiners disagree, the view of the external examiner takes precedence. External examination is one of the oldest systems of
quality control Quality control (QC) is a process by which entities review the quality of all factors involved in production. ISO 9000 defines quality control as "a part of quality management focused on fulfilling quality requirements". This approach plac ...
within higher education.


Practice by level of higher education


Undergraduate and taught postgraduate examinations

In undergraduate and taught postgraduate examinations, external examiners typically see and have to approve draft examination questions before the papers are set; and they will review the marks and the work of at least a sample of candidates. They are often asked to adjudicate when candidates are on borderlines or when internal examiners have disagreed about a candidate's marks. Externals are expected to make a report both to the department and also to the university authorities; they have wide licence to comment on all aspects of the degree programme, including its staffing and teaching, not just on the examination process. Where ''
viva voce ''Viva voce'' is a Latin phrase literally meaning "with living voice" but most often translated as "by word of mouth." It may refer to: *Word of mouth *A voice vote in a deliberative assembly *An oral exam ** Thesis defence, in academia *Spoken ev ...
'' examinations are still held as part of the final degree assessment, it is common for external examiners to take part in them. Students may have the right to ask for their work to be considered by the external examiner. External examiners are typically appointed for a period of three or four years, and it is common to consult them about changes to the programme that are being introduced during their period of office. In the case of examinations in broad disciplines, there are commonly several external examiners with different areas of expertise on a board of examiners.


PhD examinations and appointees

While the external examiner in the form described above (and in many cases, the use of the title "external examiner") is specific to British or British-influenced higher education, the use of examiners from other universities (and often other countries) is widespread in other countries, especially for PhD examinations. In some countries, e.g. Australia, New Zealand and India, externals commonly send their opinions by post, though there may also be a "local" external examiner who is present at the ''viva''. Whatever the level of examination, it is normal to appoint as externals senior academics of acknowledged expertise – though in the case of PhD exams, expertise takes priority over seniority if the two criteria cannot both be met, as is often the case with highly specialised subjects. An invitation or appointment to serve as an external examiner is therefore usually seen as something of an honour, though often an inconvenient one: although a fee or
honorarium An honorarium is an '' ex gratia'' payment, i.e., a payment made, without the giver recognizing themself as having any liability or legal obligation to the recipient for their volunteered services, or for services for which fees are not tradition ...
is paid to external examiners, it is usually small, and a considerable amount of work is involved, often at the busiest time of the
academic year An academic year, or school year, is a period that schools, colleges and university, universities use to measure the duration of studies for a given educational level. Academic years are often divided into academic terms. Students attend classe ...
.


Use around the world


United Kingdom

of the
Office for Students The Office for Students (OfS) is a non-departmental public body of the Department for Education of the Government of the United Kingdom, United Kingdom Government. It acts as the regulator and competition authority for the higher education sector ...
' regulatory framework for higher education, external examiners are not explicitly required for undergraduate examinations at English
universities A university () is an educational institution, institution of tertiary education and research which awards academic degrees in several Discipline (academia), academic disciplines. ''University'' is derived from the Latin phrase , which roughly ...
. However, they remain an established and recognised part of the academic infrastructure promoting comparability and common standards, and there is guidance that an institution applying for degree awarding powers must demonstrate that "the organisation makes scrupulous use of external examiners including in the moderation of assessment tasks and student assessed work". In other countries of the UK (i.e. Wales, Scotland and Northern Ireland), there is a requirement that providers " seexternal expertise, assessment and classification processes that are reliable, fair and transparent", with guidance making it clear that this includes using external examiners. In doctoral examinations within the UK, there are normally only two or three examiners, and the external examiner usually takes the lead in questioning the candidate in the ''viva voce'' examination, which is the key stage of the assessment.


References


Bibliography

* * {{cite web, url=https://www.qaa.ac.uk/docs/qaa/quality-code/external-examining-principles.pdf?sfvrsn=fe91a281_12, title=External Examining Principles, website=Quality Assurance Agency for Higher Education, publisher= UK Standing Committee for Quality Assessment, date=August 2022 Higher education in the United Kingdom Student assessment and evaluation