''
Ex parte
In law, ''ex parte'' () is a Latin term meaning literally "from/out of the party/faction of" (name of party/faction, often omitted), thus signifying "on behalf of (name)". An ''ex parte'' decision is one decided by a judge without requiring al ...
Grossman'', 267 U.S. 87 (1925), was a
US Supreme Court
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point of ...
that held that the
US President
The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the executive branch of the federal government and is the commander-in-chief of the United States ...
may pardon criminal
contempt of court. Grossman had been convicted of criminal contempt but was pardoned by the President. The district court subsequently sent him back to prison.
Background
During the time of
Prohibition
Prohibition is the act or practice of forbidding something by law; more particularly the term refers to the banning of the manufacture, storage (whether in barrels or in bottles), transportation, sale, possession, and consumption of alcoholic ...
, Philip Grossman owned a business in
Chicago
(''City in a Garden''); I Will
, image_map =
, map_caption = Interactive Map of Chicago
, coordinates =
, coordinates_footnotes =
, subdivision_type = List of sovereign states, Count ...
that sold
alcoholic drinks
An alcoholic beverage (also called an alcoholic drink, adult beverage, or a drink) is a drink that contains ethanol, a type of alcohol that acts as a drug and is produced by fermentation of grains, fruits, or other sources of sugar. The c ...
. Charged under the
Volstead Act
The National Prohibition Act, known informally as the Volstead Act, was an act of the 66th United States Congress, designed to carry out the intent of the 18th Amendment (ratified January 1919), which established the prohibition of alcoholic d ...
, the enforcement mechanism for Prohibition, a judge placed an
injunction on him that forbade him from selling alcohol. Grossman violated the order and was found guilty of criminal
contempt of court in
district court. Sentenced to one year in prison and a fine of $1,000 (), he was pardoned by President
Calvin Coolidge
Calvin Coolidge (born John Calvin Coolidge Jr.; ; July 4, 1872January 5, 1933) was the 30th president of the United States from 1923 to 1929. Born in Vermont, Coolidge was a Republican lawyer from New England who climbed up the ladder of Ma ...
in December 1923, on the condition that the fine be paid. Grossman's prison sentence was removed after he paid the fine, and he was released.
The district court, claiming the pardon would subvert the
independence of the judiciary Judicial independence is the concept that the judiciary should be independent from the other branches of government. That is, courts should not be subject to improper influence from the other branches of government or from private or partisan inte ...
, ordered Grossman back to prison on May 15, 1924 to serve out the rest of his sentence.
Before the Supreme Court, lawyers for Grossman requested the release of their client. He was opposed by lawyers for the
Department of Justice
A justice ministry, ministry of justice, or department of justice is a ministry or other government agency in charge of the administration of justice. The ministry or department is often headed by a minister of justice (minister for justice in a ...
, who supported the district court. The
United States Attorney General
The United States attorney general (AG) is the head of the United States Department of Justice, and is the chief law enforcement officer of the federal government of the United States. The attorney general serves as the principal advisor to the p ...
, who appeared before the Court supporting the President's power to pardon, was
Harlan Fiske Stone
Harlan is a given name and a surname which may refer to:
Surname
* Bob Harlan (born 1936 Robert E. Harlan), American football executive
* Bruce Harlan (1926–1959), American Olympic diver
* Byron B. Harlan (1886–1949), American politician
* Byr ...
, who would go on to replace
Justice McKenna
Joseph McKenna (August 10, 1843 – November 21, 1926) was an American politician who served in all three branches of the U.S. federal government, as a member of the U.S. House of Representatives, as U.S. Attorney General and as an Associate Ju ...
within a few months of oral argument.
Decision
Chief Justice
William Howard Taft
William Howard Taft (September 15, 1857March 8, 1930) was the 27th president of the United States (1909–1913) and the tenth chief justice of the United States (1921–1930), the only person to have held both offices. Taft was elected pr ...
, writing for a unanimous Court, rejected the arguments of the district court and ordered Grossman to be freed.
Firstly, examining the history of the pardon power, Taft looked to the
common law
In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omniprese ...
and the monarchy of England, where, he noted, monarchs "had always exercised the power to pardon contempts of court," just like ordinary crimes, and, just as in the United States, civil and criminal contempt existed. A distinction between civil and criminal contempt was made: civil contempt was remedial for the contemnor, and pardons cannot stop it. While criminal contempt is punitive, serving a deterring effect against transgression of court orders.
He next looked at the proceedings of the
Constitutional Convention Constitutional convention may refer to:
* Constitutional convention (political custom), an informal and uncodified procedural agreement
*Constitutional convention (political meeting), a meeting of delegates to adopt a new constitution or revise an e ...
and how the pardon clause had originated in the
Committee of Detail
The Committee of Detail was a committee established by the United States Constitutional Convention on July 24, 1787, to put down a draft text reflecting the agreements made by the convention up to that point, including the Virginia Plan's 15 r ...
, was refined by the Committee on Style, and was ultimately added to the Constitution, as it now stands: "And he shall have power to grant reprieves and pardons for offenses against the United States except in cases of impeachment."
Referring to ''
United States v. Hudson
''United States v. Hudson and Goodwin'', 11 U.S. (7 Cranch) 32 (1812), was a case in which the United States Supreme Court held that Congress must first enact a constitutional law criminalizing an activity, attach a penalty, and give the federal co ...
'', Taft then rejected the idea that the offenses covered by the pardon clause extended only to those for which the Congress had defined as crimes, and he instead looked at the plain meaning of the words "offenses against the United States:"
Taft further determined that the pardon power had been exercised many times with regard to criminal contempt (over 85 years, the pardoning power had been used 27 times) and cited opinions by
Attorneys General
In most common law jurisdictions, the attorney general or attorney-general (sometimes abbreviated AG or Atty.-Gen) is the main legal advisor to the government. The plural is attorneys general.
In some jurisdictions, attorneys general also have exec ...
Henry D. Gilpin
Henry Dilworth Gilpin (April 14, 1801 – January 29, 1860) was an American lawyer and statesman who served as the 14th Attorney General of the United States under President Martin Van Buren from 1840 to 1841. He served as the 2nd Solicitor of th ...
,
John Nelson,
John Y. Mason
John Young Mason (April 18, 1799October 3, 1859) was a United States representative from Virginia, the 16th and 18th United States Secretary of the Navy, the 18th Attorney General of the United States, United States Minister to France and a Uni ...
, and
William H. H. Miller; along with statements by Attorneys General
Philander C. Knox and
Harry M. Daugherty
Harry Micajah Daugherty (; January 26, 1860 – October 12, 1941) was an American politician. A key Ohio Republican political insider, he is best remembered for his service as Attorney General of the United States under Presidents Warren G. Ha ...
. The weight of longstanding practice could not be ignored, stated Taft, and served to bolster the argument that the usage of the pardon power was not incorrect.
Finally, Taft turned to the argument about
judicial independence and that the usage of the power of pardon here would undermine a functioning judiciary. Cognizant that the Constitution allowed for
separation of powers
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typica ...
, he determined that the system of
checks and balances
Separation of powers refers to the division of a state's government into branches, each with separate, independent powers and responsibilities, so that the powers of one branch are not in conflict with those of the other branches. The typica ...
allowed for the discretion of the President in determining the use of the pardon power insofar as it pertained to criminal contempt. After all, criminal contempt does not require the restraint of a jury, and as such, it is possible that a mistake could creep in. and While a president could pardon all criminal contempt, such a thing would be an improbable absurdity. Nevertheless, limits still existed: the pardon can be issued only for contempt that has already occurred, and a capricious President could face
impeachment
Impeachment is the process by which a legislative body or other legally constituted tribunal initiates charges against a public official for misconduct. It may be understood as a unique process involving both political and legal elements.
I ...
.
Nevertheless, in light of the weight of history, precedent, Constitutional function, and justice, Taft concluded:
See also
*
Ex parte Garland
''Ex parte Garland'', 71 U.S. (4 Wall.) 333 (1866), was an important United States Supreme Court case involving the disbarment of former Confederate officials.
Background
In January 1865, the US Congress passed a law that effectively disbarred fo ...
References
External links
*
{{DEFAULTSORT:Ex parte Grossman
United States Supreme Court cases
United States Supreme Court cases of the Taft Court
United States clemency case law
Pardons
1925 in United States case law