In the
Standard Model
The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
of
particle physics
Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
, the Higgs mechanism is essential to explain the
generation mechanism of the property "
mass
Mass is an Intrinsic and extrinsic properties, intrinsic property of a physical body, body. It was traditionally believed to be related to the physical quantity, quantity of matter in a body, until the discovery of the atom and particle physi ...
" for
gauge boson
In particle physics, a gauge boson is a bosonic elementary particle that acts as the force carrier for elementary fermions. Elementary particles whose interactions are described by a gauge theory interact with each other by the exchange of gauge ...
s. Without the Higgs mechanism, all
boson
In particle physics, a boson ( ) is a subatomic particle whose spin quantum number has an integer value (0, 1, 2, ...). Bosons form one of the two fundamental classes of subatomic particle, the other being fermions, which have half odd-intege ...
s (one of the two classes of particles, the other being
fermion
In particle physics, a fermion is a subatomic particle that follows Fermi–Dirac statistics. Fermions have a half-integer spin (spin 1/2, spin , Spin (physics)#Higher spins, spin , etc.) and obey the Pauli exclusion principle. These particles i ...
s) would be considered
massless, but measurements show that the
W+, W−, and
Z0 bosons actually have relatively large masses of around . The Higgs field resolves this conundrum. The simplest description of the mechanism adds to the Standard Model a
quantum field
In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct physical models of subatom ...
(the
Higgs field
The Higgs boson, sometimes called the Higgs particle, is an elementary particle in the Standard Model of particle physics produced by the excited state, quantum excitation of the Higgs field,
one of the field (physics), fields in particl ...
), which permeates all of space. Below some extremely high temperature, the field causes
spontaneous symmetry breaking
Spontaneous symmetry breaking is a spontaneous process of symmetry breaking, by which a physical system in a symmetric state spontaneously ends up in an asymmetric state. In particular, it can describe systems where the equations of motion o ...
during interactions. The breaking of symmetry triggers the Higgs mechanism, causing the bosons with which it interacts to have mass. In the Standard Model, the phrase "Higgs mechanism" refers specifically to the generation of masses for the
W±, and Z weak
Weak may refer to:
Songs
* Weak (AJR song), "Weak" (AJR song), 2016
* Weak (Melanie C song), "Weak" (Melanie C song), 2011
* Weak (SWV song), "Weak" (SWV song), 1993
* Weak (Skunk Anansie song), "Weak" (Skunk Anansie song), 1995
* "Weak", a son ...
gauge bosons through
electroweak
In particle physics, the electroweak interaction or electroweak force is the unified description of two of the fundamental interactions of nature: electromagnetism (electromagnetic interaction) and the weak interaction. Although these two forc ...
symmetry breaking.
The
Large Hadron Collider
The Large Hadron Collider (LHC) is the world's largest and highest-energy particle accelerator. It was built by the CERN, European Organization for Nuclear Research (CERN) between 1998 and 2008, in collaboration with over 10,000 scientists, ...
at
CERN
The European Organization for Nuclear Research, known as CERN (; ; ), is an intergovernmental organization that operates the largest particle physics laboratory in the world. Established in 1954, it is based in Meyrin, western suburb of Gene ...
announced results consistent with the Higgs particle on 14 March 2013, making it extremely likely that the field, or one like it, exists, and explaining how the Higgs mechanism takes place in nature.
The view of the Higgs mechanism as involving spontaneous symmetry breaking of a gauge symmetry is technically incorrect since by
Elitzur's theorem gauge symmetries never can be spontaneously broken. Rather, the
Fröhlich–Morchio–Strocchi mechanism reformulates the Higgs mechanism in an entirely gauge invariant way, generally leading to the same results.
The mechanism was proposed in 1962 by
Philip Warren Anderson
Philip Warren Anderson (December 13, 1923 – March 29, 2020) was an American theoretical physicist and Nobel laureate. Anderson made contributions to the theories of Anderson localization, localization, antiferromagnetism, symmetry breaking ( ...
,
following work in the late 1950s on symmetry breaking in
superconductivity
Superconductivity is a set of physical properties observed in superconductors: materials where Electrical resistance and conductance, electrical resistance vanishes and Magnetic field, magnetic fields are expelled from the material. Unlike an ord ...
and a 1960 paper by
Yoichiro Nambu
was a Japanese-American physicist and professor at the University of Chicago.
Known for his groundbreaking contributions to theoretical physics, Nambu was the originator of the theory of spontaneous symmetry breaking, a concept that revoluti ...
that discussed its application within
particle physics
Particle physics or high-energy physics is the study of Elementary particle, fundamental particles and fundamental interaction, forces that constitute matter and radiation. The field also studies combinations of elementary particles up to the s ...
.
A theory able to finally explain
mass generation
In theoretical physics, a mass generation mechanism is a theory that describes the origin of mass from the most fundamental laws of physics. Physicists have proposed a number of models that advocate different views of the origin of mass. The probl ...
without "breaking" gauge theory
was published almost simultaneously by three independent groups in 1964: by
Robert Brout and
François Englert
François, Baron Englert (; born 6 November 1932) is a Belgian theoretical physicist and 2013 Nobel Prize laureate.
Englert is professor emeritus at the Université libre de Bruxelles (ULB), where he is a member of the Service de Physique Thé ...
;
by
Peter Higgs
Peter Ware Higgs (29 May 1929 – 8 April 2024) was a British theoretical physicist, professor at the University of Edinburgh,Griggs, Jessica (Summer 2008The Missing Piece ''Edit'' the University of Edinburgh Alumni Magazine, p. 17 and Nobel ...
;
and by
Gerald Guralnik,
C. R. Hagen, and
Tom Kibble
Sir Thomas Walter Bannerman Kibble (; 23 December 1932 – 2 June 2016) was a British theoretical physicist, senior research investigator at the Blackett Laboratory and Emeritus Professor of Theoretical Physics at Imperial College London. His ...
.
The Higgs mechanism is therefore also called the Brout–Englert–Higgs mechanism, or Englert–Brout–Higgs–Guralnik–Hagen–Kibble mechanism,
Anderson–Higgs mechanism, Anderson–Higgs–Kibble mechanism, Higgs–Kibble mechanism by
Abdus Salam
Mohammad Abdus Salam Salam adopted the forename "Mohammad" in 1974 in response to the anti-Ahmadiyya decrees in Pakistan, similarly he grew his beard. (; ; 29 January 192621 November 1996) was a Pakistani theoretical physicist. He shared the 1 ...
and ABEGHHK'tH mechanism (for Anderson, Brout, Englert, Guralnik, Hagen, Higgs, Kibble, and
't Hooft) by Peter Higgs.
The Higgs mechanism in electrodynamics was also discovered independently by
Eberly and Reiss in reverse as the "gauge" Dirac field mass gain due to the artificially displaced electromagnetic field as a Higgs field.
On 8 October 2013, following the discovery at CERN's Large Hadron Collider of a new particle that appeared to be the long-sought
Higgs boson
The Higgs boson, sometimes called the Higgs particle, is an elementary particle in the Standard Model of particle physics produced by the excited state, quantum excitation of the Higgs field,
one of the field (physics), fields in particl ...
predicted by the theory, it was announced that Peter Higgs and François Englert had been awarded the 2013
Nobel Prize in Physics
The Nobel Prize in Physics () is an annual award given by the Royal Swedish Academy of Sciences for those who have made the most outstanding contributions to mankind in the field of physics. It is one of the five Nobel Prizes established by the ...
.
[Englert's co-author Robert Brout had died in 2011; the Nobel Prize is not usually awarded posthumously.]
Standard Model
The Higgs mechanism was incorporated into modern particle physics by
Steven Weinberg
Steven Weinberg (; May 3, 1933 – July 23, 2021) was an American theoretical physicist and Nobel laureate in physics for his contributions with Abdus Salam and Sheldon Glashow to the unification of the weak force and electromagnetic inter ...
and
Abdus Salam
Mohammad Abdus Salam Salam adopted the forename "Mohammad" in 1974 in response to the anti-Ahmadiyya decrees in Pakistan, similarly he grew his beard. (; ; 29 January 192621 November 1996) was a Pakistani theoretical physicist. He shared the 1 ...
, and is an essential part of the
Standard Model
The Standard Model of particle physics is the Scientific theory, theory describing three of the four known fundamental forces (electromagnetism, electromagnetic, weak interaction, weak and strong interactions – excluding gravity) in the unive ...
.
In the Standard Model, at temperatures high enough that electroweak symmetry is unbroken, all elementary particles are massless. At a critical temperature, the Higgs field develops a
vacuum expectation value
In quantum field theory, the vacuum expectation value (VEV) of an operator is its average or expectation value in the vacuum. The vacuum expectation value of an operator O is usually denoted by \langle O\rangle. One of the most widely used exa ...
; some theories suggest the symmetry is spontaneously broken by
tachyon condensation
Tachyon condensation is a process in particle physics in which a system can lower its potential energy by spontaneously producing particles. The end result is a "condensate" of particles that fills the volume of the system. Tachyon condensation is ...
, and the
W and Z bosons
In particle physics, the W and Z bosons are vector bosons that are together known as the weak bosons or more generally as the intermediate vector bosons. These elementary particles mediate the weak interaction; the respective symbols are , , an ...
acquire masses (also called "electroweak symmetry breaking", or ''EWSB''). In the history of the universe, this is believed to have happened about a
picosecond after the hot big bang, when the universe was at a temperature .
Fermions, such as the
lepton
In particle physics, a lepton is an elementary particle of half-integer spin (Spin (physics), spin ) that does not undergo strong interactions. Two main classes of leptons exist: electric charge, charged leptons (also known as the electron-li ...
s and
quark
A quark () is a type of elementary particle and a fundamental constituent of matter. Quarks combine to form composite particles called hadrons, the most stable of which are protons and neutrons, the components of atomic nucleus, atomic nuclei ...
s in the Standard Model, can also acquire mass as a result of their interaction with the Higgs field, but not in the same way as the gauge bosons.
Structure of the Higgs field
In the Standard Model, the Higgs field is an
SU(2)
In mathematics, the special unitary group of degree , denoted , is the Lie group of unitary matrices with determinant 1.
The matrices of the more general unitary group may have complex determinants with absolute value 1, rather than real 1 ...
doublet (i.e. the standard representation with two complex components called isospin), which is a
scalar under Lorentz transformations. Its electric charge is zero; its
weak isospin
In particle physics, weak isospin is a quantum number relating to the electrically charged part of the weak interaction: Particles with half-integer weak isospin can interact with the bosons; particles with zero weak isospin do not.
Weak isospin ...
is and the third component of weak isospin is −; and its
weak hypercharge
In the Standard Model (mathematical formulation), Standard Model of electroweak interactions of particle physics, the weak hypercharge is a quantum number relating the electric charge and the third component of weak isospin. It is frequently deno ...
(the charge for the
U(1)
In mathematics, the circle group, denoted by \mathbb T or , is the multiplicative group of all complex numbers with absolute value 1, that is, the unit circle in the complex plane or simply the unit complex numbers
\mathbb T = \.
The circle g ...
gauge group defined up to an arbitrary multiplicative constant) is 1. Under U(1) rotations, it is multiplied by a phase, which thus mixes the real and imaginary parts of the complex spinor into each other, combining to the standard two-component complex representation of the group U(2).
The Higgs field, through the interactions specified (summarized, represented, or even simulated) by its potential, induces spontaneous breaking of three out of the four generators ("directions") of the gauge group U(2). This is often written as , (which is strictly speaking only the same on the level of infinitesimal symmetries) because the diagonal phase factor also acts on other fields –
quark
A quark () is a type of elementary particle and a fundamental constituent of matter. Quarks combine to form composite particles called hadrons, the most stable of which are protons and neutrons, the components of atomic nucleus, atomic nuclei ...
s in particular. Three out of its four components would ordinarily resolve as
Goldstone boson
In physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu within the context of the BCS superco ...
s, if they were not coupled to gauge fields.
However, after symmetry breaking, these three of the four degrees of freedom in the Higgs field mix with the three
W and Z bosons (, and ), and are only observable as components of these
weak boson
In particle physics, the W and Z bosons are vector bosons that are together known as the weak bosons or more generally as the intermediate vector bosons. These elementary particles mediate the weak interaction; the respective symbols are , , an ...
s, which are made massive by their inclusion; only the single remaining degree of freedom becomes a new scalar particle: the
Higgs boson
The Higgs boson, sometimes called the Higgs particle, is an elementary particle in the Standard Model of particle physics produced by the excited state, quantum excitation of the Higgs field,
one of the field (physics), fields in particl ...
. The components that do not mix with Goldstone bosons form a massless photon.
The photon as the part that remains massless
The
gauge group
A gauge group is a group of gauge symmetries of the Yang–Mills gauge theory of principal connections on a principal bundle. Given a principal bundle P\to X with a structure Lie group G, a gauge group is defined to be a group of its vertical ...
of the electroweak part of the standard model is . The group SU(2) is the group of all 2-by-2 unitary matrices with unit determinant; all the orthonormal changes of coordinates in a complex two dimensional vector space.
Rotating the coordinates so that the second basis vector points in the direction of the Higgs boson makes the
vacuum expectation value
In quantum field theory, the vacuum expectation value (VEV) of an operator is its average or expectation value in the vacuum. The vacuum expectation value of an operator O is usually denoted by \langle O\rangle. One of the most widely used exa ...
of ''H'' the spinor . The generators for rotations about the x-, y-, and z-axes are by half the
Pauli matrices
In mathematical physics and mathematics, the Pauli matrices are a set of three complex matrices that are traceless, Hermitian, involutory and unitary. Usually indicated by the Greek letter sigma (), they are occasionally denoted by tau () ...
, , and , so that a rotation of angle about the z-axis takes the vacuum to
:
While the and generators mix up the top and bottom components of the
spinor
In geometry and physics, spinors (pronounced "spinner" IPA ) are elements of a complex numbers, complex vector space that can be associated with Euclidean space. A spinor transforms linearly when the Euclidean space is subjected to a slight (infi ...
, the rotations only multiply each by opposite phases. This phase can be undone by a U(1) rotation of angle . Consequently, under both an SU(2) -rotation and a U(1) rotation by an amount , the vacuum is invariant.
This combination of generators
:
defines the unbroken part of the gauge group, where is the electric charge, is the generator of rotations around the 3-axis in the
adjoint representation of SU(2) and is the
weak hypercharge
In the Standard Model (mathematical formulation), Standard Model of electroweak interactions of particle physics, the weak hypercharge is a quantum number relating the electric charge and the third component of weak isospin. It is frequently deno ...
generator of the U(1). This combination of generators (a ''3'' rotation in the SU(2) and a simultaneous U(1) rotation by half the angle) preserves the vacuum, and defines the unbroken gauge group in the standard model, namely the electric charge group. The part of the gauge field in this direction stays massless, and amounts to the physical photon.
By contrast, the broken trace-orthogonal charge
couples to the massive boson.
Consequences for fermions
In spite of the introduction of spontaneous symmetry breaking, the mass terms preclude chiral gauge invariance. For these fields, the mass terms should always be replaced by a gauge-invariant "Higgs" mechanism. One possibility is some kind of
Yukawa coupling (see below) between the fermion field and the Higgs field , with unknown couplings , which after symmetry breaking (more precisely: after expansion of the Lagrange density around a suitable ground state) again results in the original mass terms, which are now, however (i.e., by introduction of the Higgs field) written in a gauge-invariant way. The Lagrange density for the Yukawa interaction of a fermion field and the Higgs field is
:
where again the gauge field only enters via the gauge covariant derivative operator (i.e., it is only indirectly visible). The quantities are the
Dirac matrices
In mathematical physics, the gamma matrices, \ \left\\ , also called the Dirac matrices, are a set of conventional matrices with specific anticommutation relations that ensure they generate a matrix representation of the Clifford algebra \ \mathr ...
, and is the already-mentioned Yukawa coupling parameter for . Now the mass-generation follows the same principle as above, namely from the existence of a finite expectation value . Again, this is crucial for the existence of the property ''mass''.
History of research
Background
Spontaneous symmetry breaking
Spontaneous symmetry breaking is a spontaneous process of symmetry breaking, by which a physical system in a symmetric state spontaneously ends up in an asymmetric state. In particular, it can describe systems where the equations of motion o ...
offered a framework to introduce bosons into relativistic quantum field theories. However, according to
Goldstone's theorem
In physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu within the context of the BCS superc ...
, these bosons should be massless. The only observed particles which could be approximately interpreted as Goldstone bosons were the
pion
In particle physics, a pion (, ) or pi meson, denoted with the Greek alphabet, Greek letter pi (letter), pi (), is any of three subatomic particles: , , and . Each pion consists of a quark and an antiquark and is therefore a meson. Pions are the ...
s, which
Yoichiro Nambu
was a Japanese-American physicist and professor at the University of Chicago.
Known for his groundbreaking contributions to theoretical physics, Nambu was the originator of the theory of spontaneous symmetry breaking, a concept that revoluti ...
related to
chiral symmetry
A chiral phenomenon is one that is not identical to its mirror image (see the article on mathematical chirality). The spin of a particle may be used to define a handedness, or helicity, for that particle, which, in the case of a massless particl ...
breaking.
A similar problem arises with
Yang–Mills theory
Yang–Mills theory is a quantum field theory for nuclear binding devised by Chen Ning Yang and Robert Mills in 1953, as well as a generic term for the class of similar theories. The Yang–Mills theory is a gauge theory based on a special un ...
(also known as
non-abelian gauge theory
In physics, a gauge theory is a type of field theory in which the Lagrangian, and hence the dynamics of the system itself, does not change under local transformations according to certain smooth families of operations (Lie groups). Formally, t ...
), which predicts massless
spin
Spin or spinning most often refers to:
* Spin (physics) or particle spin, a fundamental property of elementary particles
* Spin quantum number, a number which defines the value of a particle's spin
* Spinning (textiles), the creation of yarn or thr ...
-1
gauge boson
In particle physics, a gauge boson is a bosonic elementary particle that acts as the force carrier for elementary fermions. Elementary particles whose interactions are described by a gauge theory interact with each other by the exchange of gauge ...
s. Massless weakly-interacting gauge bosons lead to long-range forces, which are only observed for electromagnetism and the corresponding massless
photon
A photon () is an elementary particle that is a quantum of the electromagnetic field, including electromagnetic radiation such as light and radio waves, and the force carrier for the electromagnetic force. Photons are massless particles that can ...
. Gauge theories of the
weak force needed a way to describe massive gauge bosons in order to be consistent.
Discovery

That breaking gauge symmetries did not lead to massless particles was observed in 1961 by
Julian Schwinger
Julian Seymour Schwinger (; February 12, 1918 – July 16, 1994) was a Nobel Prize-winning American theoretical physicist. He is best known for his work on quantum electrodynamics (QED), in particular for developing a relativistically invariant ...
, but he did not demonstrate massive particles would eventuate. This was done in
Philip Warren Anderson
Philip Warren Anderson (December 13, 1923 – March 29, 2020) was an American theoretical physicist and Nobel laureate. Anderson made contributions to the theories of Anderson localization, localization, antiferromagnetism, symmetry breaking ( ...
's 1962 paper
but only in non-relativistic field theory; it also discussed consequences for particle physics but did not work out an explicit relativistic model. The relativistic model was developed in 1964 by three independent groups:
*
Robert Brout and
François Englert
François, Baron Englert (; born 6 November 1932) is a Belgian theoretical physicist and 2013 Nobel Prize laureate.
Englert is professor emeritus at the Université libre de Bruxelles (ULB), where he is a member of the Service de Physique Thé ...
*
Peter Higgs
Peter Ware Higgs (29 May 1929 – 8 April 2024) was a British theoretical physicist, professor at the University of Edinburgh,Griggs, Jessica (Summer 2008The Missing Piece ''Edit'' the University of Edinburgh Alumni Magazine, p. 17 and Nobel ...
*
Gerald Guralnik,
Carl Richard Hagen, and
Tom Kibble
Sir Thomas Walter Bannerman Kibble (; 23 December 1932 – 2 June 2016) was a British theoretical physicist, senior research investigator at the Blackett Laboratory and Emeritus Professor of Theoretical Physics at Imperial College London. His ...
.
Slightly later, in 1965, but independently from the other publications
the mechanism was also proposed by
Alexander Migdal and
Alexander Polyakov, at that time Soviet undergraduate students. However, their paper was delayed by the editorial office of
JETP, and was published late, in 1966.
The mechanism is closely analogous to phenomena previously discovered by
Yoichiro Nambu
was a Japanese-American physicist and professor at the University of Chicago.
Known for his groundbreaking contributions to theoretical physics, Nambu was the originator of the theory of spontaneous symmetry breaking, a concept that revoluti ...
involving the "vacuum structure" of quantum fields in
superconductivity
Superconductivity is a set of physical properties observed in superconductors: materials where Electrical resistance and conductance, electrical resistance vanishes and Magnetic field, magnetic fields are expelled from the material. Unlike an ord ...
. A similar but distinct effect (involving an affine realization of what is now recognized as the Higgs field), known as the
Stueckelberg mechanism, had previously been studied by
Ernst Stueckelberg
Ernst Carl Gerlach Stueckelberg (baptised as Johann Melchior Ernst Karl Gerlach Stückelberg, full name after 1911: Baron Ernst Carl Gerlach Stueckelberg von Breidenbach zu Breidenstein und Melsbach; 1 February 1905 – 4 September 1984) was a S ...
.
These physicists discovered that when a gauge theory is combined with an additional field that spontaneously breaks the symmetry group, the gauge bosons can consistently acquire a nonzero mass. In spite of the large values involved (see below) this permits a gauge theory description of the weak force, which was independently developed by
Steven Weinberg
Steven Weinberg (; May 3, 1933 – July 23, 2021) was an American theoretical physicist and Nobel laureate in physics for his contributions with Abdus Salam and Sheldon Glashow to the unification of the weak force and electromagnetic inter ...
and
Abdus Salam
Mohammad Abdus Salam Salam adopted the forename "Mohammad" in 1974 in response to the anti-Ahmadiyya decrees in Pakistan, similarly he grew his beard. (; ; 29 January 192621 November 1996) was a Pakistani theoretical physicist. He shared the 1 ...
in 1967. Higgs's original article presenting the model was rejected by ''
Physics Letters
''Physics Letters'' was a scientific journal published from 1962 to 1966, when it split in two series now published by Elsevier
Elsevier ( ) is a Dutch academic publishing company specializing in scientific, technical, and medical content. Its ...
''. When revising the article before resubmitting it to ''
Physical Review Letters
''Physical Review Letters'' (''PRL''), established in 1958, is a peer-reviewed, scientific journal that is published 52 times per year by the American Physical Society. The journal is considered one of the most prestigious in the field of physics ...
'', he added a sentence at the end, mentioning that it implies the existence of one or more new, massive scalar bosons, which do not form complete
representations of the symmetry group; these are the Higgs bosons.
The three papers by Brout and Englert; Higgs; and Guralnik, Hagen, and Kibble were each recognized as "milestone letters" by ''Physical Review Letters'' in 2008. While each of these seminal papers took similar approaches, the contributions and differences among the
1964 PRL symmetry breaking papers are noteworthy. All six physicists were jointly awarded the 2010
J. J. Sakurai Prize for Theoretical Particle Physics for this work.
Benjamin W. Lee is often credited with first naming the "Higgs-like" mechanism, although there is debate around when this first occurred. One of the first times the ''Higgs'' name appeared in print was in 1972 when
Gerardus 't Hooft
Gerardus "Gerard" 't Hooft (; born July 5, 1946) is a Dutch theoretical physicist and professor at Utrecht University, the Netherlands. He shared the 1999 Nobel Prize in Physics with his thesis advisor Martinus J. G. Veltman "for elucidating t ...
and
Martinus J. G. Veltman referred to it as the "Higgs–Kibble mechanism" in their Nobel winning paper.
Simple explanation of the theory, from its origins in superconductivity
The proposed Higgs mechanism arose as a result of theories proposed to explain observations in
superconductivity
Superconductivity is a set of physical properties observed in superconductors: materials where Electrical resistance and conductance, electrical resistance vanishes and Magnetic field, magnetic fields are expelled from the material. Unlike an ord ...
. A superconductor does not allow penetration by external magnetic fields (the
Meissner effect
In condensed-matter physics, the Meissner effect (or Meißner–Ochsenfeld effect) is the expulsion of a magnetic field from a superconductor during its transition to the superconducting state when it is cooled below the critical temperature. Th ...
). This strange observation implies that the electromagnetic field somehow becomes short-ranged during this phenomenon. Successful theories arose to explain this during the 1950s, first for fermions (
Ginzburg–Landau theory
In physics, Ginzburg–Landau theory, often called Landau–Ginzburg theory, named after Vitaly Ginzburg and Lev Landau, is a mathematical physical theory used to describe superconductivity. In its initial form, it was postulated as a phenomen ...
, 1950), and then for bosons (
BCS theory
In physics, the Bardeen–Cooper–Schrieffer (BCS) theory (named after John Bardeen, Leon Cooper, and John Robert Schrieffer) is the first microscopic theory of superconductivity since Heike Kamerlingh Onnes's 1911 discovery. The theory descr ...
, 1957).
In these theories, superconductivity is interpreted as arising from a
charged condensate. Initially, the condensate value does not have any preferred direction. This implies that it is scalar, but its
phase
Phase or phases may refer to:
Science
*State of matter, or phase, one of the distinct forms in which matter can exist
*Phase (matter), a region of space throughout which all physical properties are essentially uniform
*Phase space, a mathematica ...
is capable of defining a gauge in gauge based field theories. To do this, the field must be charged. A charged scalar field must also be complex (or described another way, it contains at least two components, and a symmetry capable of rotating the compontents into each other). In naïve gauge theory, a gauge transformation of a condensate usually rotates the phase. However, in these circumstances, it instead fixes a preferred choice of phase. However it turns out that fixing the choice of gauge so that the condensate has the same phase everywhere, also causes the electromagnetic field to gain an extra term. This extra term causes the electromagnetic field to become short range.
Goldstone's theorem
In physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu within the context of the BCS superc ...
also plays a role in such theories. The connection is technically, when a condensate breaks a symmetry, then the state reached by acting with a symmetry generator on the condensate has the same energy as before. This means that some kinds of oscillation will not involve change of energy. Oscillations with unchanged energy imply that excitations (particles) associated with the oscillation are massless.
Once attention was drawn to this theory within particle physics, the parallels were clear. A change of the usually long range electromagnetic field to become short-ranged, within a gauge invariant theory, was exactly the needed effect sought for the bosons that mediate the weak interaction (because a long-range force has massless gauge bosons, and a short-ranged force implies massive gauge bosons, suggesting that a result of this interaction is that the field's gauge bosons acquired mass, or a similar and equivalent effect). The features of a field required to do this was also quite well-defined – it would have to be a charged scalar field, with at least two components, and complex in order to support a symmetry able to rotate these into each other.
Examples
The Higgs mechanism occurs whenever a charged field has a vacuum expectation value. In the non-relativistic context this is a
superconductor, more formally known as the
Landau model of a charged
Bose–Einstein condensate
In condensed matter physics, a Bose–Einstein condensate (BEC) is a state of matter that is typically formed when a gas of bosons at very low Density, densities is cooled to temperatures very close to absolute zero#Relation with Bose–Einste ...
. In the relativistic condensate, the condensate is a scalar field that is relativistically invariant.
Landau model
The Higgs mechanism is a type of
superconductivity
Superconductivity is a set of physical properties observed in superconductors: materials where Electrical resistance and conductance, electrical resistance vanishes and Magnetic field, magnetic fields are expelled from the material. Unlike an ord ...
that occurs in the vacuum. It occurs when all of space is filled with a sea of particles which are charged, or, in field language, when a charged field has a nonzero vacuum expectation value. Interaction with the quantum fluid filling the space prevents certain forces from propagating over long distances (as it does inside a superconductor; e.g., in the
Ginzburg–Landau theory
In physics, Ginzburg–Landau theory, often called Landau–Ginzburg theory, named after Vitaly Ginzburg and Lev Landau, is a mathematical physical theory used to describe superconductivity. In its initial form, it was postulated as a phenomen ...
).
A superconductor expels all magnetic fields from its interior, a phenomenon known as the
Meissner effect
In condensed-matter physics, the Meissner effect (or Meißner–Ochsenfeld effect) is the expulsion of a magnetic field from a superconductor during its transition to the superconducting state when it is cooled below the critical temperature. Th ...
. This was mysterious for a long time, because it implies that electromagnetic forces somehow become short-range inside the superconductor. Contrast this with the behavior of an ordinary metal. In a metal, the conductivity shields electric fields by rearranging charges on the surface until the total field cancels in the interior.
But magnetic fields can penetrate to any distance, and if a
magnetic monopole
In particle physics, a magnetic monopole is a hypothetical particle that is an isolated magnet with only one magnetic pole (a north pole without a south pole or vice versa). A magnetic monopole would have a net north or south "magnetic charge". ...
(an isolated magnetic pole) is surrounded by a metal the field can escape without collimating into a string. In a superconductor, however, electric charges move with no dissipation, and this allows for permanent surface currents, not only surface charges. When magnetic fields are introduced at the boundary of a superconductor, they produce surface currents that exactly neutralize them.
The Meissner effect arises due to currents in a thin surface layer, whose
thickness can be calculated from the simple model of Ginzburg–Landau theory, which treats superconductivity as a charged Bose–Einstein condensate.
Suppose that a superconductor contains bosons with charge . The wavefunction of the bosons can be described by introducing a
quantum field
In theoretical physics, quantum field theory (QFT) is a theoretical framework that combines field theory and the principle of relativity with ideas behind quantum mechanics. QFT is used in particle physics to construct physical models of subatom ...
,
which obeys the
Schrödinger equation as a field equation. In units where the
reduced Planck constant
The Planck constant, or Planck's constant, denoted by h, is a fundamental physical constant of foundational importance in quantum mechanics: a photon's energy is equal to its frequency multiplied by the Planck constant, and the wavelength of a ...
, , is set to 1:
:
The operator
annihilates a boson at the point , while its adjoint
creates a new boson at the same point. The wavefunction of the Bose–Einstein condensate is then the
expectation value
In probability theory, the expected value (also called expectation, expectancy, expectation operator, mathematical expectation, mean, expectation value, or first moment) is a generalization of the weighted average. Informally, the expected va ...
of , which is a classical function that obeys the same equation. The interpretation of the expectation value is that it is the phase that one should give to a newly created boson so that it will coherently superpose with all the other bosons already in the condensate.
When there is a charged condensate, the electromagnetic interactions are screened. To see this, consider the effect of a
gauge transformation
In the physics of gauge theory, gauge theories, gauge fixing (also called choosing a gauge) denotes a mathematical procedure for coping with redundant Degrees of freedom (physics and chemistry), degrees of freedom in field (physics), field variab ...
on the field. A gauge transformation rotates the phase of the condensate by an amount which changes from point to point, and shifts the vector potential by a gradient:
:
When there is no condensate, this transformation only changes the definition of the phase of
at every point. But when there is a condensate, the phase of the condensate defines a preferred choice of phase.
The condensate wave function can be written as
:
where is real amplitude, which determines the local density of the condensate. If the condensate were neutral, the flow would be along the gradients of , the direction in which the phase of the Schrödinger field changes. If the phase changes slowly, the flow is slow and has very little energy. But now can be made equal to zero just by making a gauge transformation to rotate the phase of the field.
The energy of slow changes of phase can be calculated from the Schrödinger kinetic energy,
:
and taking the density of the condensate to be constant,
:
Fixing the choice of gauge so that the condensate has the same phase everywhere, the electromagnetic field energy has an extra term,
:
When this term is present, electromagnetic interactions become short-ranged. Every field mode, no matter how long the wavelength, oscillates with a nonzero frequency. The lowest frequency can be read off from the energy of a long wavelength mode,
:
This is a harmonic oscillator with frequency
:
The quantity
is the density of the condensate of superconducting particles.
In an actual superconductor, the charged particles are electrons, which are fermions not bosons. So in order to have superconductivity, the electrons need to somehow bind into
Cooper pair
In condensed matter physics, a Cooper pair or BCS pair (Bardeen–Cooper–Schrieffer pair) is a pair of electrons (or other fermions) bound together at low temperatures in a certain manner first described in 1956 by American physicist Leon Cooper. ...
s. The charge of the condensate is therefore twice the electron charge . The pairing in a normal superconductor is due to lattice vibrations, and is in fact very weak; this means that the pairs are very loosely bound. The description of a Bose–Einstein condensate of loosely bound pairs is actually more difficult than the description of a condensate of elementary particles, and was only worked out in 1957 by
John Bardeen
John Bardeen (; May 23, 1908 – January 30, 1991) was an American solid-state physicist. He is the only person to be awarded the Nobel Prize in Physics twice: first in 1956 with William Shockley and Walter Houser Brattain for their inventio ...
,
Leon Cooper, and
John Robert Schrieffer in the famous
BCS theory
In physics, the Bardeen–Cooper–Schrieffer (BCS) theory (named after John Bardeen, Leon Cooper, and John Robert Schrieffer) is the first microscopic theory of superconductivity since Heike Kamerlingh Onnes's 1911 discovery. The theory descr ...
.
Abelian Higgs mechanism
Gauge invariance means that certain transformations of the gauge field do not change the energy at all. If an arbitrary gradient is added to , the energy of the field is exactly the same. This makes it difficult to add a mass term, because a mass term tends to push the field toward the value zero. But the zero value of the vector potential is not a gauge invariant idea. What is zero in one gauge is nonzero in another.
So in order to give mass to a gauge theory, the gauge invariance must be broken by a condensate. The condensate will then define a preferred phase, and the phase of the condensate will define the zero value of the field in a gauge-invariant way. The gauge-invariant definition is that a gauge field is zero when the phase change along any path from parallel transport is equal to the phase difference in the condensate wavefunction.
The condensate value is described by a quantum field with an expectation value, just as in the
Ginzburg–Landau model.
In order for the phase of the vacuum to define a gauge, the field must have a phase (also referred to as 'to be charged'). In order for a scalar field to have a phase, it must be complex, or (equivalently) it should contain two fields with a symmetry which rotates them into each other. The vector potential changes the phase of the quanta produced by the field when they move from point to point. In terms of fields, it defines how much to rotate the real and imaginary parts of the fields into each other when comparing field values at nearby points.
The only
renormalizable
Renormalization is a collection of techniques in quantum field theory, statistical field theory, and the theory of self-similar geometric structures, that is used to treat infinities arising in calculated quantities by altering values of the ...
model where a complex scalar field acquires a nonzero value is the 'Mexican-hat' model, where the field energy has a minimum away from zero. The action for this model is
:
which results in the Hamiltonian
:
The first term is the kinetic energy of the field. The second term is the extra potential energy when the field varies from point to point. The third term is the potential energy when the field has any given magnitude.
This potential energy, the Higgs potential,
has a graph which looks like a
Mexican hat, which gives the model its name. In particular, the minimum energy value is not at but on the circle of points where the magnitude of
When the field is not coupled to electromagnetism, the Mexican-hat potential has flat directions. Starting in any one of the circle of vacua and changing the phase of the field from point to point costs very little energy. Mathematically, if
:
with a constant prefactor, then the action for the field i.e., the "phase" of the Higgs field has only derivative terms. This is not a surprise: Adding a constant to is a symmetry of the original theory, so different values of cannot have different energies. This is an example of configuring the model to conform to
Goldstone's theorem
In physics, Goldstone bosons or Nambu–Goldstone bosons (NGBs) are bosons that appear necessarily in models exhibiting spontaneous breakdown of continuous symmetries. They were discovered by Yoichiro Nambu within the context of the BCS superc ...
: Spontaneously broken continuous symmetries (normally) produce massless excitations.
The Abelian Higgs model is the Mexican-hat model coupled to
electromagnetism
In physics, electromagnetism is an interaction that occurs between particles with electric charge via electromagnetic fields. The electromagnetic force is one of the four fundamental forces of nature. It is the dominant force in the interacti ...
:
:
The classical vacuum is again at the minimum of the potential, where the magnitude of the complex field is equal But now the phase of the field is arbitrary, because gauge transformations change it. This means that the field
can be set to zero by a gauge transformation, and does not represent any actual degrees of freedom at all.
Furthermore, choosing a gauge where the phase of the vacuum is fixed, the potential energy for fluctuations of the vector field is nonzero. So in the Abelian Higgs model, the gauge field acquires a mass. To calculate the magnitude of the mass, consider a constant value of the vector potential in the -direction in the gauge where the condensate has constant phase. This is the same as a sinusoidally varying condensate in the gauge where the vector potential is zero. In the gauge where A is zero, the potential energy density in the condensate is the scalar gradient energy:
:
This energy is the same as a mass term where
Mathematical details of the abelian Higgs mechanism
Non-Abelian Higgs mechanism
The Non-Abelian Higgs model has the following action
:
where now the non-Abelian field A is contained in the covariant derivative ''D'' and in the tensor components
and
(the relation between A and those components is well-known from the
Yang–Mills theory
Yang–Mills theory is a quantum field theory for nuclear binding devised by Chen Ning Yang and Robert Mills in 1953, as well as a generic term for the class of similar theories. The Yang–Mills theory is a gauge theory based on a special un ...
).
It is exactly analogous to the Abelian Higgs model. Now the field
is in a representation of the gauge group, and the gauge covariant derivative is defined by the rate of change of the field minus the rate of change from parallel transport using the gauge field A as a connection.
:
Again, the expectation value of
defines a preferred gauge where the vacuum is constant, and fixing this gauge, fluctuations in the gauge field ''A'' come with a nonzero energy cost.
Depending on the representation of the scalar field, not every gauge field acquires a mass. A simple example is in the renormalizable version of an early electroweak model due to
Julian Schwinger
Julian Seymour Schwinger (; February 12, 1918 – July 16, 1994) was a Nobel Prize-winning American theoretical physicist. He is best known for his work on quantum electrodynamics (QED), in particular for developing a relativistically invariant ...
. In this model, the gauge group is SO(3) (or SU(2) − there are no spinor representations in the model), and the gauge invariance is broken down to U(1) or SO(2) at long distances. To make a consistent renormalizable version using the Higgs mechanism, introduce a scalar field
which transforms as a vector (a triplet) of SO(3). If this field has a vacuum expectation value, it points in some direction in field space. Without loss of generality, one can choose the ''z''-axis in field space to be the direction that
is pointing, and then the vacuum expectation value of
is , where is a constant with dimensions of mass ().
Rotations around the ''z''-axis form a U(1) subgroup of SO(3) which preserves the vacuum expectation value of
, and this is the unbroken gauge group. Rotations around the ''x'' and ''y''-axis do not preserve the vacuum, and the components of the SO(3) gauge field which generate these rotations become massive vector mesons. There are two massive W mesons in the Schwinger model, with a mass set by the mass scale , and one massless U(1) gauge boson, similar to the photon.
The Schwinger model predicts
magnetic monopole
In particle physics, a magnetic monopole is a hypothetical particle that is an isolated magnet with only one magnetic pole (a north pole without a south pole or vice versa). A magnetic monopole would have a net north or south "magnetic charge". ...
s at the electroweak unification scale, and does not predict the Z boson. It doesn't break electroweak symmetry properly as in nature. But historically, a model similar to this (but not using the Higgs mechanism) was the first in which the weak force and the electromagnetic force were unified.
Affine Higgs mechanism
Ernst Stueckelberg
Ernst Carl Gerlach Stueckelberg (baptised as Johann Melchior Ernst Karl Gerlach Stückelberg, full name after 1911: Baron Ernst Carl Gerlach Stueckelberg von Breidenbach zu Breidenstein und Melsbach; 1 February 1905 – 4 September 1984) was a S ...
discovered
a version of the Higgs mechanism by analyzing the theory of quantum electrodynamics with a massive photon. Effectively,
Stueckelberg's model is a limit of the regular Mexican hat Abelian Higgs model, where the vacuum expectation value goes to infinity and the charge of the Higgs field goes to zero in such a way that their product stays fixed. The mass of the Higgs boson is proportional to , so the Higgs boson becomes infinitely massive and decouples, so is not present in the discussion. The vector meson mass, however, is equal to the product , and stays finite.
The interpretation is that when a U(1) gauge field does not require quantized charges, it is possible to keep only the angular part of the Higgs oscillations, and discard the radial part. The angular part of the Higgs field has the following gauge transformation law:
:
The gauge covariant derivative for the angle (which is actually gauge invariant) is:
:
In order to keep fluctuations finite and nonzero in this limit, should be rescaled by , so that its
kinetic term
In quantum field theory, a kinetic term is any term in the Lagrangian that is bilinear in the fields and has at least one derivative. Fields with kinetic terms are dynamical and together with mass terms define a free field theory. Their form i ...
in the action stays normalized. The action for the theta field is read off from the Mexican hat action by substituting
.
: