''Hanousek v. United States'', 176 F.3d 1116 (9th Cir. 1999),
was a decision by the
United States Court of Appeals for the Ninth Circuit
The United States Court of Appeals for the Ninth Circuit (in case citations, 9th Cir.) is the U.S. federal court of appeals that has appellate jurisdiction over the U.S. district courts in the following federal judicial districts:
* District ...
, which held that ordinary
negligence
Negligence (Lat. ''negligentia'') is a failure to exercise appropriate and/or ethical ruled care expected to be exercised amongst specified circumstances. The area of tort law known as ''negligence'' involves harm caused by failing to act as a ...
was the legal standard for
criminal negligence
In criminal law, criminal negligence is a surrogate state of mind required to constitute a ''conventional'' (as opposed to ''strictly liable'') offense. It is not, strictly speaking, a (Law Latin for "guilty mind") because it refers to an ob ...
under the
Clean Water Act
The Clean Water Act (CWA) is the primary federal law in the United States governing water pollution. Its objective is to restore and maintain the chemical, physical, and biological integrity of the nation's waters; recognizing the responsibiliti ...
.
In 1994, during rock removal operations, a backhoe operator accidentally struck a petroleum pipeline near the railroad tracks. The operator’s mistake caused the pipeline to rupture and spill between of
heating oil
Heating oil is any petroleum product or other oil used for heating; a fuel oil. Most commonly, it refers to low viscosity grades of fuel oil used for furnaces or boilers use for home heating and in other buildings. Home heating oil is often a ...
into the
Skagway River
The Skagway River is a river in British Columbia, Canada and the state of Alaska, United States, flowing southwest across the international boundary at just southeast of the White Pass. Flowing slightly northwest after crossing the boundary, it ...
. Despite not being present at the scene during operations
White Pass and Yukon Route Roadmaster
Edward Hanousek, Jr. and President Paul Taylor were both held responsible for the spill and convicted.
The
Supreme Court of the United States
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
denied review of the Ninth Circuit's decision, provoking a dissent from two justices.
Background of the case
Hanousek was employed by the Pacific & Arctic Railway and Navigation Company as roadmaster of the White Pass and Yukon Railroad, which runs between Skagway, Alaska, and Whitehorse, Yukon Territory, Canada. As roadmaster, Hanousek was responsible under his contract "for every detail of the safe and efficient maintenance and construction of track, structures, and marine facilities of the entire railroad…and
as to
As, AS, A. S., A/S or similar may refer to:
Art, entertainment, and media
* A. S. Byatt (born 1936), English critic, novelist, poet and short story writer
* "As" (song), by Stevie Wonder
* , a Spanish sports newspaper
* , an academic male voice ...
assume similar duties with special projects."
One of the special projects under Hanousek's supervision was a rock-quarrying project at a site alongside the railroad referred to as "6-mile," located on an embankment above the Skagway River. The project was designed to realign a sharp curve in the railroad and to obtain armor rock for a ship dock in Skagway. The project involved blasting rock out-croppings alongside the railroad, working the fractured rock toward railroad cars, and loading the rock onto railroad cars with a backhoe. Pacific & Arctic hired Hunz & Hunz, a contracting company, to provide the equipment and labor for the project.
At 6-mile, a high-pressure petroleum products pipeline owned by Pacific & Arctic's sister company, Pacific & Arctic Pipeline, Inc., runs parallel to the railroad at or above ground level, within a few feet of the tracks. To protect the pipeline during the project, a work platform of sand and gravel was constructed, a platform on which the backhoe operated to load rocks over the pipeline and into railroad cars. The location of the work platform changed as the location of the work progressed along the railroad tracks. In addition, when work initially began in April, 1994, Hunz & Hunz covered an approximately section of the pipeline with railroad ties, sand, and ballast material to protect the pipeline, as was customary.
After Hanousek took over responsibility for the project in May, 1994, no further sections of the pipeline along the worksite were protected, with the exception of the movable backhoe work platform. On the evening of October 1, 1994, Shane Thoe, a Hunz & Hunz backhoe operator, used the backhoe on the work platform to load a train with rocks. After the train departed, Thoe noticed that some fallen rocks had caught the plow of the train as it departed and were located just off the tracks in the vicinity of the unprotected pipeline. At this location, the site had been graded to finish grade and the pipeline was covered with just a few inches of soil. Thoe moved the backhoe off the work platform and drove it down alongside the tracks between from the work platform. While using the back-hoe bucket to sweep the rocks from the tracks, Thoe struck the pipeline causing a rupture. The pipeline was carrying heating oil, and an estimated of oil were discharged over the course of many days into the adjacent Skagway River.
Prosecution and Court of Appeals decision
Following a United States Coast Guard investigation, Hanousek was charged with one count of negligently discharging a harmful quantity of oil into a navigable water of the United States, in violation of the
Clean Water Act
The Clean Water Act (CWA) is the primary federal law in the United States governing water pollution. Its objective is to restore and maintain the chemical, physical, and biological integrity of the nation's waters; recognizing the responsibiliti ...
. Hanousek and Pacific & Arctic President Paul Taylor were also charged with providing false information to the officials who investigated the accident.
Hanousek was convicted of negligently discharging a harmful quantity of oil into a navigable water, but was acquitted on providing false information. The district court imposed a sentence of six months of imprisonment, six months in a halfway house and six months of supervised release, as well as a fine of $5,000.
In a three judge unanimous opinion written by Judge David R. Thompson the U.S. 9th Circuit Court of Appeals upheld Hanousek's conviction.
Subsequent proceedings
The
Supreme Court of the United States
The Supreme Court of the United States (SCOTUS) is the highest court in the federal judiciary of the United States. It has ultimate appellate jurisdiction over all U.S. federal court cases, and over state court cases that involve a point o ...
denied Hanousek's petition for a writ of ''
certiorari
In law, ''certiorari'' is a court process to seek judicial review of a decision of a lower court or government agency. ''Certiorari'' comes from the name of an English prerogative writ, issued by a superior court to direct that the record of ...
''. Justice
Clarence Thomas
Clarence Thomas (born June 23, 1948) is an American jurist who serves as an associate justice of the Supreme Court of the United States. He was nominated by President George H. W. Bush to succeed Thurgood Marshall and has served since 199 ...
, joined by Justice
Sandra Day O'Connor
Sandra Day O'Connor (born March 26, 1930) is an American retired attorney and politician who served as the first female associate justice of the Supreme Court of the United States from 1981 to 2006. She was both the first woman nominated and th ...
, dissented from the Court's order.
References
External links
{{US Environmental law
1994 in Alaska
1999 in the environment
1999 in United States case law
Municipality of Skagway Borough, Alaska
United States Court of Appeals for the Ninth Circuit cases
United States environmental case law
Refined oil product pipelines in the United States
Negligence case law
Heating oil