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The House of Doukas ( pl. Doukai; , pl. , feminine form Doukaina; ), Latinized as Ducas, was a
Byzantine Greek Medieval Greek (also known as Middle Greek, Byzantine Greek, or Romaic; Greek: ) is the stage of the Greek language between the end of classical antiquity in the 5th–6th centuries and the end of the Middle Ages, conventionally dated to the F ...
noble family, whose branches provided several notable generals and rulers to the
Byzantine Empire The Byzantine Empire, also known as the Eastern Roman Empire, was the continuation of the Roman Empire centred on Constantinople during late antiquity and the Middle Ages. Having survived History of the Roman Empire, the events that caused the ...
in the 9th–11th centuries. A maternally-descended line, the Komnenodoukai, founded the
Despotate of Epirus The Despotate of Epirus () was one of the Greek Rump state, successor states of the Byzantine Empire established in the aftermath of the Fourth Crusade in 1204 by a branch of the Angelos dynasty. It claimed to be the legitimate successor of the ...
in the 13th century, with another branch ruling over
Thessaly Thessaly ( ; ; ancient Aeolic Greek#Thessalian, Thessalian: , ) is a traditional geographic regions of Greece, geographic and modern administrative regions of Greece, administrative region of Greece, comprising most of the ancient Thessaly, a ...
. The continuity of descent amongst the various branches of the original, middle Byzantine family is not clear, and historians generally recognize several distinct groups of Doukai based on their occurrence in the contemporary sources. Polemis, who compiled the only overview work on the bearers of the Doukas name, in view of this lack of genealogical continuity "it would be a mistake to view the groups of people designated by the ''
cognomen A ''cognomen'' (; : ''cognomina''; from ''co-'' "together with" and ''(g)nomen'' "name") was the third name of a citizen of ancient Rome, under Roman naming conventions. Initially, it was a nickname, but lost that purpose when it became hereditar ...
'' of Doukas as forming one large family".


History


Origins

Nothing is known for certain about the family's origin. Later tradition, mentioned by the historian Nikephoros Bryennios, held that they descended from a paternal cousin of the Roman emperor
Constantine I Constantine I (27 February 27222 May 337), also known as Constantine the Great, was a Roman emperor from AD 306 to 337 and the first Roman emperor to convert to Christianity. He played a Constantine the Great and Christianity, pivotal ro ...
who had migrated to
Constantinople Constantinople (#Names of Constantinople, see other names) was a historical city located on the Bosporus that served as the capital of the Roman Empire, Roman, Byzantine Empire, Byzantine, Latin Empire, Latin, and Ottoman Empire, Ottoman empire ...
in the 4th century and allegedly became the city's governor with the title of '' doux''. This tradition is, however, evidently an invention meant to glorify the family, at the time the Empire's ruling dynasty, by 11th-century court chroniclers.. In fact, it is more likely that the surname derives from the relatively common military rank of ''doux''. Some authors have raised the possibility of an Armenian descent, but all evidence suggests that the Doukai were native-born
Greeks Greeks or Hellenes (; , ) are an ethnic group and nation native to Greece, Greek Cypriots, Cyprus, Greeks in Albania, southern Albania, Greeks in Turkey#History, Anatolia, parts of Greeks in Italy, Italy and Egyptian Greeks, Egypt, and to a l ...
, probably from
Paphlagonia Paphlagonia (; , modern translit. ''Paflagonía''; ) was an ancient region on the Black Sea coast of north-central Anatolia, situated between Bithynia to the west and Pontus (region), Pontus to the east, and separated from Phrygia (later, Galatia ...
in north-central
Anatolia Anatolia (), also known as Asia Minor, is a peninsula in West Asia that makes up the majority of the land area of Turkey. It is the westernmost protrusion of Asia and is geographically bounded by the Mediterranean Sea to the south, the Aegean ...
, where their estates were located.


Doukai of the early 10th century

The first representative of the family appears in the mid-9th century, during the regency of Empress Theodora (r. 842–855), when he was sent to forcibly convert the Paulicians to Orthodoxy. He is only known as "the son of Doux", although Skylitzes interpolates the name of Andronikos, probably in confusion with Andronikos Doukas (see next). This name is also used by some modern sources--''e.g.'', in the ''Prosopographie der mittelbyzantinischen Zeit''
Andronikos #433
. The first branch of the family to achieve prominence was in the early 10th century (they are usually referred to with the archaic form ''Doux'' rather than ''Doukas'' in the sources), with Andronikos Doukas and his son Constantine Doukas. Both were senior generals during the reign of Emperor Leo VI the Wise (r. 886–912). In circa 904, Andronikos engaged in an unsuccessful rebellion and was forced to flee to
Baghdad Baghdad ( or ; , ) is the capital and List of largest cities of Iraq, largest city of Iraq, located along the Tigris in the central part of the country. With a population exceeding 7 million, it ranks among the List of largest cities in the A ...
where he was killed circa 910. Constantine managed to escape and was restored to high office, becoming Domestic of the Schools. He was killed, however, along with his son Gregory and nephew Michael, in an unsuccessful coup in June 913.. These deaths, along with the
castration Castration is any action, surgery, surgical, chemical substance, chemical, or otherwise, by which a male loses use of the testicles: the male gonad. Surgical castration is bilateral orchiectomy (excision of both testicles), while chemical cas ...
and
exile Exile or banishment is primarily penal expulsion from one's native country, and secondarily expatriation or prolonged absence from one's homeland under either the compulsion of circumstance or the rigors of some high purpose. Usually persons ...
of Constantine's younger son Stephen and the death of a Nicholas Doukas (of uncertain relation to the others) at the Battle of Katasyrtai in 917, mark the end of the first group of Doukai recorded in Byzantine sources. It is likely, as the 12th-century historian Zonaras records, that the Doukai line died out, and that the later bearers of the name were descendants through the female line only.


Lydoi-Doukai under Basil II

Towards the end of the 10th century, there appeared a second family, sometimes known as ''Lydoi'' ("the
Lydia Lydia (; ) was an Iron Age Monarchy, kingdom situated in western Anatolia, in modern-day Turkey. Later, it became an important province of the Achaemenid Empire and then the Roman Empire. Its capital was Sardis. At some point before 800 BC, ...
ns", likely indicating their origin). Its members were Andronikos Doux Lydos and his sons, Christopher and Bardas, the latter known by the sobriquet ''Mongos'' ("hoarse"). It is unclear whether the ''doux'' in Andronikos's name is a surname or a military rank; some scholars consider them as belonging to the Doukas clan, although the exact relation, if any, with the earlier Doukai is impossible to ascertain. The family was involved in the 976–979 rebellion of Bardas Skleros against Emperor Basil II (r. 976–1025), but the sons were later pardoned and resumed their careers. Bardas the ''Mongos'' is attested as late as 1017, when he led a military expedition against the Khazars..


Doukas imperial dynasty

The third group of the family, the Doukai of the 11th century, was the more numerous and distinguished one, providing several generals and governors, and founding the Doukid dynasty which ruled Byzantium from 1059 to 1081. These Doukai seem to have come from
Paphlagonia Paphlagonia (; , modern translit. ''Paflagonía''; ) was an ancient region on the Black Sea coast of north-central Anatolia, situated between Bithynia to the west and Pontus (region), Pontus to the east, and separated from Phrygia (later, Galatia ...
, and were exceedingly wealthy, possessing extensive estates in
Anatolia Anatolia (), also known as Asia Minor, is a peninsula in West Asia that makes up the majority of the land area of Turkey. It is the westernmost protrusion of Asia and is geographically bounded by the Mediterranean Sea to the south, the Aegean ...
. Again, the relationship of this group with the Doukai of the 9th and 10th centuries is unclear; the contemporary writers Michael Psellos and Nicholas Kallikles affirm such a relationship, but Zonaras openly questioned it.. The most famous members of this group were the dynasty's founder, Emperor Constantine X Doukas (r. 1059–1067), his brother John Doukas, ''
katepano The ''katepánō'' (, ) was a senior Byzantine military rank and office. The word was Latinized as ''capetanus/catepan'', and its meaning seems to have merged with that of the Italian "capitaneus" (which derives from the Latin word "caput", mean ...
'' and later '' Caesar'', Constantine's son
Michael VII Doukas Michael VII Doukas or Ducas (), nicknamed Parapinakes (, , a reference to the devaluation of the Byzantine currency under his rule), was the senior Byzantine emperor from 1071 to 1078. He was known as incompetent as an emperor and reliant on ...
(r. 1071–1078), Michael's younger brothers, Konstantios and Andronikos Doukas, Michael's son and co-emperor Constantine Doukas and John's son, the general Andronikos Doukas. During this period, the family intermarried with other aristocratic clans: before becoming emperor, Constantine X had married into the powerful Dalassenoi family, and took as a second wife Eudokia Makrembolitissa, niece of the Patriarch Michael Keroularios. Further dynastic matches were made with the clans of the Anatolian military aristocracy, including the Palaiologoi and the Pegonitai.. The most important connection, however, was to the Komnenoi: in 1077, Alexios Komnenos, then a general and later emperor (r. 1081–1118), married Irene Doukaina, the great-niece of Constantine X; thereafter, the family name Komnenodoukas was often used. This marriage alliance was crucial for Alexios's own rise to the purple: his marriage to a Doukaina made him senior to his elder brother Isaac, and it was Doukai financial and political support that largely facilitated the successful and bloodless coup that brought him to the throne..


Under the Komnenoi

Their association with the Komnenoi helped ensure the continued prominence and prestige of the Doukas name at the apex of the Byzantine aristocracy into the Komnenian period, and the presence of the family's members amongst the higher officials of the Byzantine state. During the reign of Alexios I, the Doukai continued to play an important role: Constantine Doukas was recognized as heir-apparent and affianced to Anna Komnene (although he lost his title when the future John II Komnenos was born); and Irene Doukaina's brothers, the '' protostrator'' Michael Doukas and the '' megas doux'' John Doukas were among the most prominent military leaders of the late 11th century. During the 12th century, the prestige of the Doukas name meant that it was often taken as a second surname by members of other families, even if remotely (and usually
matrilineal Matrilineality, at times called matriliny, is the tracing of kinship through the female line. It may also correlate with a social system in which people identify with their matriline, their mother's lineage, and which can involve the inheritan ...
ly) linked to the actual Doukai, who became relatively obscure after the turn of the century. It is hence impossible to clearly distinguish the numerous holders of the name or to discern their exact relationship with the 11th-century Doukid dynasty. The actual bloodline of Constantine X died out probably before 1100, and the last known descendants of his brother, the ''Caesar'' John, lived in the first half of the 12th century. The majority of the 12th-century bearers of the name were therefore most likely members of other families, linked through marriage with the Doukai, who chose to emphasize this relationship due to the prestige the name conferred..


Later branches

In this way, mingled with other noble families or adopted ''de novo'' even by humble families unrelated to the original lineage, the Doukas name survived into the last centuries of the Byzantine Empire. A prominent example of the Late Byzantine period were the Komnenodoukai of the
Despotate of Epirus The Despotate of Epirus () was one of the Greek Rump state, successor states of the Byzantine Empire established in the aftermath of the Fourth Crusade in 1204 by a branch of the Angelos dynasty. It claimed to be the legitimate successor of the ...
in northwestern Greece, founded by Michael I Komnenos Doukas and other descendants of John Doukas, a grandson of Alexios I Komnenos and Irene Doukaina. From them the surname "Doukas" was used by the Greek, and later Serbian, rulers of Epirus and
Thessaly Thessaly ( ; ; ancient Aeolic Greek#Thessalian, Thessalian: , ) is a traditional geographic regions of Greece, geographic and modern administrative regions of Greece, administrative region of Greece, comprising most of the ancient Thessaly, a ...
until the 15th century. Other examples include John III Doukas Vatatzes, Nicaean emperor (r. 1221–1254) and his relatives, the late Byzantine historian Doukas, and the '' megas papias'' Demetrios Doukas Kabasilas in the mid-14th century. The name spread far and wide across the Greek-speaking world as well as in
Albania Albania ( ; or ), officially the Republic of Albania (), is a country in Southeast Europe. It is located in the Balkans, on the Adriatic Sea, Adriatic and Ionian Seas within the Mediterranean Sea, and shares land borders with Montenegro to ...
, and remains fairly common to this day. Among the more notable bearers of the Doukas name in the post-Byzantine period were the 16th-century Cretan scholar Demetrius Ducas, the 17th-century rulers of
Moldavia Moldavia (, or ; in Romanian Cyrillic alphabet, Romanian Cyrillic: or ) is a historical region and former principality in Eastern Europe, corresponding to the territory between the Eastern Carpathians and the Dniester River. An initially in ...
George Ducas and Constantine Ducas (their descent is variously given as Greek, Vlach or Albanian) or the 19th-century scholar and educationalist Neophytos Doukas. Several variations also developed, such as Doukakes (Δουκάκης) (cf. former
Massachusetts Massachusetts ( ; ), officially the Commonwealth of Massachusetts, is a U.S. state, state in the New England region of the Northeastern United States. It borders the Atlantic Ocean and the Gulf of Maine to its east, Connecticut and Rhode ...
state governor Michael Dukakis), Doukopoulos (Δουκόπουλος), Doukatos (Δουκάτος), Makrodoukas or Makrydoukas (Μακροδούκας/Μακρυδούκας), etc. Other variants like Doukaites (Δουκαΐτης) or Doukides (Δουκίδης) seem to derive not from the surname, but from a locality and a first name "Doukas" respectively..


Family tree of the House of Doukas


See also

* History of the Byzantine Empire * Byzantine Empire under the Doukas dynasty


References


Sources

* * * *


External links

{{Royal houses of Greece