In
cultural anthropology
Cultural anthropology is a branch of anthropology focused on the study of cultural variation among humans. It is in contrast to social anthropology, which perceives cultural variation as a subset of a posited anthropological constant. The portma ...
and
cultural geography, cultural diffusion, as conceptualized by
Leo Frobenius in his 1897/98 publication ''Der westafrikanische
Kulturkreis'', is the spread of
cultural
Culture () is an umbrella term which encompasses the social behavior, institutions, and Social norm, norms found in human Society, societies, as well as the knowledge, beliefs, arts, laws, Social norm, customs, capabilities, and habits of the ...
items—such as
ideas,
styles,
religions,
technologies,
languages
Language is a structured system of communication. The structure of a language is its grammar and the free components are its vocabulary. Languages are the primary means by which humans communicate, and may be conveyed through a variety of met ...
—between individuals, whether within a single culture or from one culture to another. It is distinct from the
diffusion of innovations within a specific culture. Examples of diffusion include the spread of the
war chariot
A chariot is a type of cart driven by a charioteer, usually using horses to provide rapid motive power. The oldest known chariots have been found in burials of the Sintashta culture in modern-day Chelyabinsk Oblast, Russia, dated to c. 2000  ...
and
iron smelting in ancient times, and the use of
automobiles and Western
business suits in the 20th century.
Types
Five major types of cultural diffusion have been defined:
* Expansion diffusion: an innovation or idea that develops in a source area and remains strong there, while also spreading outward to other areas. This can include hierarchical, stimulus, and contagious diffusion.
* Relocation diffusion: an idea or innovation that migrates into new areas, leaving behind its origin or source of the cultural trait.
* Hierarchical diffusion: an idea or innovation that spreads by moving from larger to smaller places, often with little regard to the distance between places, and often influenced by social elites.
* Contagious diffusion: an idea or innovation that spreads based on person-to-person contact within a given population with no regard for hierarchies. HIV/AIDS first spread to urban neighborhoods (Hierarchical diffusion) and then spread outwards (contagious diffusion)
* Stimulus diffusion: an idea or innovation that spreads based on its attachment to another concept. Occurs when a certain idea is rejected but the underlying concept is adopted. Early Siberian people domesticated reindeer only after exposure to the domesticated cattle raised by cultures to their south. They had no use for cattle but the idea of domesticated herds appealed to them, and they began domesticating reindeer, an animal they had long hunted.
Mechanisms
Inter-cultural diffusion can happen in many ways.
Migrating populations will carry their culture with them. Ideas can be carried by trans-cultural visitors, such as merchants,
explorers, soldiers, diplomats, slaves, and hired artisans. Technology diffusion has often occurred by one society luring skilled scientists or workers by payments or another inducement. Trans-cultural marriages between two neighboring or interspersed cultures have also contributed. Among literate societies, diffusion can occur through letters, books, and, in modern times, through electronic media.
There are three categories of diffusion mechanisms:
*Direct diffusion occurs when two cultures are very close to each other, resulting in intermarriage, trade, and even warfare. An example of direct diffusion is between the
United States and
Canada, where the people living on the border of these two countries engage in hockey, which started in Canada, and baseball, which is popular in American culture.
*Forced diffusion occurs when one culture subjugates (conquers or enslaves) another culture and forces its own customs on the conquered people. An example would be the forced
Christianization of the
indigenous peoples of the Americas by the Spanish, French, English, and Portuguese, or the forced
Islamization of West African peoples by the
Fula or of the
Nuristanis by the Afghans.
*Indirect diffusion happens when traits are passed from one culture through a middleman to another culture, without the first and final cultures being in direct contact. An example could be the presence of
Mexican food in Canada since a large territory (the United States) lies between.
Direct diffusion was common in ancient times when small groups of humans lived in adjoining settlements. Indirect diffusion is common in today's world because of the
mass media and the invention of the
Internet. Also of interest is the work of
American historian and critic
Daniel J. Boorstin in his book ''
The Discoverers'', in which he provides a historical perspective on the role of
explorers in the
diffusion of innovations between
civilizations.
Theories
The many models that have been proposed for inter-cultural diffusion are:
*
Migrationism, the spread of cultural ideas by either gradual or sudden population movements
*
Culture circles diffusionism (''Kulturkreise'')—the theory that cultures originated from a small number of cultures
* "''Kulturkugel''" (a German compound meaning "culture bullet",
coined by
J. P. Mallory
James Patrick Mallory (born October 25, 1945) is an American archaeologist and Indo-Europeanist. Mallory is an emeritus professor at Queen's University, Belfast; a member of the Royal Irish Academy, and the former editor of the ''Journal of Ind ...
), a mechanism suggested by Mallory to model the scale of
invasion vs. gradual migration vs. diffusion. According to this model, local continuity of material culture and social organization is stronger than linguistic continuity, so that cultural contact or limited migration regularly leads to linguistic changes without affecting material culture or social organization.
*
Hyperdiffusionism—the theory that all cultures originated from one culture
A concept that has often been mentioned in this regard, which may be framed in the evolutionary diffusionism model, is that of "an idea whose time has come" — whereby a new cultural item appears almost simultaneously and independently in several widely separated places, after certain prerequisite items have diffused across the respective communities. This concept was invoked with regard to the independent development of
calculus by
Newton
Newton most commonly refers to:
* Isaac Newton (1642–1726/1727), English scientist
* Newton (unit), SI unit of force named after Isaac Newton
Newton may also refer to:
Arts and entertainment
* ''Newton'' (film), a 2017 Indian film
* Newton ( ...
and
Leibnitz, and the inventions of the
airplane and of the
electronic computer.
Hyperdiffusionism
Hyperdiffusionists deny that
parallel evolution or independent invention took place to any great extent throughout history; they claim that all major inventions and all cultures can be traced back to a single culture.
Early theories of hyperdiffusionism can be traced to ideas about
South America being the origin of mankind.
Antonio de León Pinelo
Antonio de León Pinelo (1589–1660) was a Spanish-colonial historian.
Pinelo was born in Tucumán Province, Cordova de Tucuman to a converso family, and educated in the College of the Jesuits of Lima. He travelled to Spain in 1612 and became a ...
, a Spaniard who settled in
Bolivia
, image_flag = Bandera de Bolivia (Estado).svg
, flag_alt = Horizontal tricolor (red, yellow, and green from top to bottom) with the coat of arms of Bolivia in the center
, flag_alt2 = 7 × 7 square p ...
, claimed in his book ''Paraíso en el Nuevo Mundo'' that the
Garden of Eden
In Abrahamic religions, the Garden of Eden ( he, גַּן־עֵדֶן, ) or Garden of God (, and גַן־אֱלֹהִים ''gan-Elohim''), also called the Terrestrial Paradise, is the Bible, biblical paradise described in Book of Genesis, Genes ...
and the creation of man had occurred in present-day Bolivia and that the rest of the world was populated by
migrations from there. Similar ideas were also held by Emeterio Villamil de Rada; in his book ''La Lengua de Adán'' he attempted to prove that
Aymara was the original language of mankind and that humanity had originated in
Sorata in the Bolivian
Andes. The first scientific defence of humanity originating in South America came from the Argentine
paleontologist Florentino Ameghino in 1880, who published his research in ''La antigüedad del hombre en el Plata''.
The work of
Grafton Elliot Smith fomented a revival of hyperdiffusionism in 1911; he asserted that
copper–producing knowledge spread from
Egypt to the rest of the world along with
megalithic
A megalith is a large stone that has been used to construct a prehistoric structure or monument, either alone or together with other stones. There are over 35,000 in Europe alone, located widely from Sweden to the Mediterranean sea.
The ...
culture. Smith claimed that all major inventions had been made by the ancient
Egyptians
Egyptians ( arz, المَصرِيُون, translit=al-Maṣriyyūn, ; arz, المَصرِيِين, translit=al-Maṣriyyīn, ; cop, ⲣⲉⲙⲛ̀ⲭⲏⲙⲓ, remenkhēmi) are an ethnic group native to the Nile, Nile Valley in Egypt. Egyptian ...
and were carried to the rest of the world by migrants and voyagers. His views became known as "Egyptocentric-Hyperdiffusionism".
William James Perry William Perry may refer to:
Business
* William Perry (Queensland businessman) (1835–1891), businessman and politician in Queensland, Australia
* William H. Perry (businessman) (1832–1906), American businessman and entrepreneur
Politics and ...
elaborated on Smith's hypothesis by using
ethnographic data. Another hyperdiffusionist was
Lord Raglan; in his book ''How Came Civilization'' (1939) he wrote that instead of Egypt all culture and civilization had come from
Mesopotamia. Hyperdiffusionism after this did not entirely disappear, but it was generally abandoned by mainstream academia.
Medieval Europe
Diffusion theory has been advanced as an explanation for the "
European miracle", the adoption of technological innovation in
medieval Europe which by the 19th century culminated in European technological achievement surpassing
the Islamic world
The terms Muslim world and Islamic world commonly refer to the Islamic community, which is also known as the Ummah. This consists of all those who adhere to the religious beliefs and laws of Islam or to societies in which Islam is practiced. In ...
and
China
China, officially the People's Republic of China (PRC), is a country in East Asia. It is the world's most populous country, with a population exceeding 1.4 billion, slightly ahead of India. China spans the equivalent of five time zones and ...
.
Such technological import to medieval Europe include
gunpowder,
clock mechanisms,
shipbuilding,
paper and the
windmill, however, in each of these cases Europeans not only adopted the technologies, but improved the manufacturing scale, inherent technology, and applications to a point clearly surpassing the evolution of the original invention in its country of origin.
There are also some historians who have questioned whether Europe really owes the development of such inventions as gunpowder, the compass, the windmill or printing to the Chinese or other cultures.
However historian Peter Frankopan argues that influences, particularly trade, through the Middle East and Central Asia to China through the silk roads have been overlooked in traditional histories of the "rise of the West". He argues that the Renaissance was funded with trade with the east (due to the demise of Byzantium at the hands of Venice and the 4th Crusade), and that the trade allowed ideas and technology to be shared with Europe. But the constant warfare and rivalry in Europe meant there was extreme evolutionary pressure for developing these ideas for military and economic advantage, and a desperate need to use them in expansion.
Disputes
While the concept of diffusion is well accepted in general, conjectures about the existence or the extent of diffusion in some specific contexts have been hotly disputed. An example of such disputes is the proposal by
Thor Heyerdahl that similarities between the culture of
Polynesia and the pre-Columbian civilizations of the
Andes are due to diffusion from the latter to the former—
a theory that currently has few supporters among professional anthropologists.
Heyerdahl's theory of Polynesian origins has not gained acceptance among
anthropologists.
Contributors
Major contributors to inter-cultural diffusion research and theory include:
*
Franz Boas
Franz Uri Boas (July 9, 1858 – December 21, 1942) was a German-American anthropologist and a pioneer of modern anthropology who has been called the "Father of American Anthropology". His work is associated with the movements known as historical ...
*
Anne Walbank Buckland
Anne Walbank Buckland, M.A.I. (1832–1899) was a British anthropologist, ethnologist, and travel writer. She presented new ideas on mythology, symbolism and custom.
Early life
Buckland's father, William Buckland, was a civil engineer and surveyo ...
*
James Burnett, Lord Monboddo
*
Leo Frobenius
*
Cyrus H. Gordon
Cyrus Herzl Gordon (June 29, 1908 – March 30, 2001) was an American scholar of Near Eastern cultures and ancient languages.
Biography
Gordon was born in Philadelphia, Pennsylvania, the son of Lithuanian emigrant and physician Benjamin Gordon. ...
*
Fritz Graebner
Robert Fritz Graebner (4 March 1877, Berlin – 13 July 1934, Berlin) was a German geographer and ethnologist best known for his development of the theory of ''Kulturkreis'', or culture circle. He was the first theoretician of the ''Vienna School o ...
*
A. C. Haddon
Alfred Cort Haddon, Sc.D., FRS, FRGS FRAI (24 May 1855 – 20 April 1940, Cambridge) was an influential British anthropologist and ethnologist.
Initially a biologist, who achieved his most notable fieldwork, with W.H.R. Rivers, C.G. Seligma ...
*
Alice Beck Kehoe
*
David H. Kelley
David Humiston Kelley (April 1, 1924 in Albany, New York – May 19, 2011) was an American archaeologist and epigrapher. He was associated with the University of Nebraska-Lincoln, and later with the University of Calgary. He is most noted for his ...
*
A. L. Kroeber
Alfred Louis Kroeber (June 11, 1876 – October 5, 1960) was an American cultural anthropologist. He received his PhD under Franz Boas at Columbia University in 1901, the first doctorate in anthropology awarded by Columbia. He was also the first ...
*
W. J. Perry
*
Friedrich Ratzel
*
W. H. R. Rivers
William Halse Rivers Rivers FRS FRAI ( – ) was an English anthropologist, neurologist, ethnologist and psychiatrist known for treatment of First World War officers suffering shell shock, so they could be returned to combat. Rivers' most f ...
*
Everett Rogers
*
Wilhelm Schmidt
*
Grafton Elliot Smith
*
E. B. Tylor
Sir Edward Burnett Tylor (2 October 18322 January 1917) was an English anthropologist, and professor of anthropology.
Tylor's ideas typify 19th-century unilineal evolution, cultural evolutionism. In his works ''Primitive Culture'' (1871) an ...
*
Clark Wissler
*
Thomas Friedman
*
Vinay Joseph
See also
*
Cultural appropriation
Cultural appropriation is the inappropriate or unacknowledged adoption of an element or elements of one culture or identity by members of another culture or identity. This can be controversial when members of a dominant culture appropriate from ...
*
Demic diffusion
*
Diffusion of innovations
*
Meme
A meme ( ) is an idea, behavior, or style that spreads by means of imitation from person to person within a culture and often carries symbolic meaning representing a particular phenomenon or theme. A meme acts as a unit for carrying cultural i ...
*
Pre-Columbian trans-oceanic contact
Notes
References
*Frobenius, Leo. ''Der westafrikanische Kulturkreis. Petermanns Mitteilungen 43/44'', 1897/98
*Kroeber, Alfred L. (1940). "Stimulus diffusion." ''American Anthropologist'' 42(1), Jan.–Mar., pp. 1–20
*Rogers, Everett (1962) ''Diffusion of innovations''. New York: Free Press of Glencoe, Macmillan Company
*
Sorenson, John L. & Carl L. Johannessen (2006) "Biological Evidence for Pre-Columbian Transoceanic Voyages." In: ''Contact and Exchange in the Ancient World''. Ed. Victor H. Mair.
University of Hawaii Press, pp. 238–297. ;
External links
"Diffusionism and Acculturation"by Gail King and Meghan Wright, ''Anthropological Theories'', M.D. Murphy (ed.), Department of Anthropology, College of Arts and Sciences, The University of Alabama.
{{DEFAULTSORT:Trans-Cultural Diffusion
Anthropology
Cultural history
Human migration
Hyperdiffusionism
Majority–minority relations
Pre-Columbian trans-oceanic contact
Cultural exchange