Charles Howard "Dick" Ellis (1895–1975), was an Australian-born British intelligence officer who is alleged to have also been a
double agent
In the field of counterintelligence, a double agent is an employee of a secret intelligence service for one country, whose primary purpose is to spy on a target organization of another country, but who is now spying on their own country's organ ...
for
Germany
Germany, officially the Federal Republic of Germany (FRG),, is a country in Central Europe. It is the most populous member state of the European Union. Germany lies between the Baltic and North Sea to the north and the Alps to the sou ...
and the
Soviet Union
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
.
According to
Nigel West
Rupert William Simon Allason (born 8 November 1951) is a British former Conservative Party politician and professional author. He was the Member of Parliament (MP) for Torbay in Devon, from 1987 to 1997. He writes books and articles on the sub ...
the
SIS believed that Ellis had been a spy for the Abwehr.
[Nigel West, ''ELLIS, DICK'', ''Dictionary of British Intelligence''.] Ellis was accused by
Chapman Pincher
Henry Chapman Pincher (29 March 1914 – 5 August 2014) was an English journalist, historian and novelist whose writing mainly focused on espionage and related matters, after some early books on scientific subjects.
Early life
Pincher was born ...
of being a traitor. During the 1980s, Prime Minister
Margaret Thatcher
Margaret Hilda Thatcher, Baroness Thatcher (; 13 October 19258 April 2013) was Prime Minister of the United Kingdom from 1979 to 1990 and Leader of the Conservative Party from 1975 to 1990. She was the first female British prime ...
's refusal to confirm or deny Pincher's allegation caused distress to the Ellis family.
Ellis was born in Sydney, to parents who had emigrated from
Devon
Devon ( , historically known as Devonshire , ) is a ceremonial and non-metropolitan county in South West England. The most populous settlement in Devon is the city of Plymouth, followed by Devon's county town, the city of Exeter. Devon is ...
, and spent his early life in
Melbourne
Melbourne ( ; Boonwurrung/ Woiwurrung: ''Narrm'' or ''Naarm'') is the capital and most populous city of the Australian state of Victoria, and the second-most populous city in both Australia and Oceania. Its name generally refers to a me ...
and
Tasmania
)
, nickname =
, image_map = Tasmania in Australia.svg
, map_caption = Location of Tasmania in AustraliaCoordinates:
, subdivision_type = Country
, subdi ...
. In 1914, he travelled to England, intending to study at
Oxford University
Oxford () is a city in England. It is the county town and only city of Oxfordshire. In 2020, its population was estimated at 151,584. It is north-west of London, south-east of Birmingham and north-east of Bristol. The city is home to the ...
.
Military service
Following the outbreak of the
First World War
World War I (28 July 1914 11 November 1918), often abbreviated as WWI, was one of the deadliest global conflicts in history. Belligerents included much of Europe, the Russian Empire, the United States, and the Ottoman Empire, with fig ...
(1914–18), Dick Ellis enlisted as a Private in the
Territorial Force
The Territorial Force was a part-time volunteer component of the British Army, created in 1908 to augment British land forces without resorting to conscription. The new organisation consolidated the 19th-century Volunteer Force and yeomanry i ...
, and became part of the 100th Provisional Battalion, which later was renamed the
29th (CITY OF LONDON) Battalion. He saw action on the
Western Front and was wounded three times, before being commissioned as an officer in September 1917.
[Cain, Frank,]
Ellis, Charles Howard (Dick) (1895–1975)
, '' Australian Dictionary of Biography'', National Centre of Biography, Australian National University, accessed 4 April 2012. In 1918, he transferred to the
Intelligence Corps and there served for several months, before the
Armistice
An armistice is a formal agreement of warring parties to stop fighting. It is not necessarily the end of a war, as it may constitute only a cessation of hostilities while an attempt is made to negotiate a lasting peace. It is derived from the ...
of 11 November 1918. In 1919, Ellis then was sent to
Transcaspia
The Transcaspian Oblast (russian: Закаспійская область), or just simply Transcaspia (russian: Закаспія), was the section of Russian Empire and early RSFSR, Soviet Russia to the east of the Caspian Sea during the second ...
, as part of the
Malleson mission
The Malleson mission was a military action by a small autonomous force of British troops, led by General Wilfrid Malleson, operating against Bolshevik forces over large distances in Transcaspia (modern Turkmenistan) between 1918 and 1919.
Backg ...
against the
Bolshevik
The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
s in Turkmenistan; and he participated in the
Afghan War of 1919; that same year, Ellis was awarded the
OBE
The Most Excellent Order of the British Empire is a British order of chivalry, rewarding contributions to the arts and sciences, work with charitable and welfare organisations,
and public service outside the civil service. It was established o ...
(military) for being a good soldier.
[Mr C. H. Ellis (Obituaries) ''The Times'' 16 July 1975.]
Intelligence career
After leaving the army, Ellis resumed his studies, learning Russian at
St Edmund Hall, Oxford
St Edmund Hall (sometimes known as The Hall or informally as Teddy Hall) is a constituent college of the University of Oxford. The college claims to be "the oldest surviving academic society to house and educate undergraduates in any universit ...
and the
Sorbonne.
He joined the
Secret Intelligence Service
The Secret Intelligence Service (SIS), commonly known as MI6 ( Military Intelligence, Section 6), is the foreign intelligence service of the United Kingdom, tasked mainly with the covert overseas collection and analysis of human intellige ...
in Paris in 1923.
[ Ellis held diplomatic and consular posts in Turkey and the Balkans. In December 1923, Ellis became British vice-consul in Berlin] and later worked in Vienna and Geneva as foreign correspondent for the '' Morning Post''. While in Geneva, Ellis wrote a major book on the League of Nations. Although for long attributed to British-Finnish League official Konni Zilliacus
Konni Zilliacus (13 September 1894 – 6 July 1967) was the Member of Parliament for Gateshead from 1945 until 1950, and for Manchester Gorton from 1955 until his death. He was a left-wing Labour Party politician.
Zilliacus spoke nine la ...
, it has been proven that Ellis was the real author. In 1938 he was brought back to England to supervise the German embassy's telephone lines. Ribbentrop's staff soon developed an uncharacteristic discretion during telephone conversations. Ellis was subsequently sent to Liverpool to establish a mail censorship centre.
In summer 1940 he became deputy-head of British Security Co-ordination
British Security Co-ordination (BSC) was a covert organisation set up in New York City by the British Secret Intelligence Service (MI6) in May 1940 upon the authorisation of the Prime Minister, Winston Churchill.
Its purpose was to investigate ...
in New York. Here, in the period before Pearl Harbor
Pearl Harbor is an American lagoon harbor on the island of Oahu, Hawaii, west of Honolulu. It was often visited by the Naval fleet of the United States, before it was acquired from the Hawaiian Kingdom by the U.S. with the signing of the ...
, Ellis briefed J Edgar Hoover in counter-espionage
Counterintelligence is an activity aimed at protecting an agency's intelligence program from an opposition's intelligence service. It includes gathering information and conducting activities to prevent espionage, sabotage, assassinations or ...
techniques. He provided the blueprint from which William J. Donovan
William Joseph "Wild Bill" Donovan (January 1, 1883 – February 8, 1959) was an American soldier, lawyer, intelligence officer and diplomat, best known for serving as the head of the Office of Strategic Services (OSS), the precursor to the Bu ...
was able to set up the Office of Strategic Services
The Office of Strategic Services (OSS) was the intelligence agency of the United States during World War II. The OSS was formed as an agency of the Joint Chiefs of Staff (JCS) to coordinate espionage activities behind enemy lines for all bran ...
and consequently was awarded the American Legion of Merit
The Legion of Merit (LOM) is a military award of the United States Armed Forces that is given for exceptionally meritorious conduct in the performance of outstanding services and achievements. The decoration is issued to members of the eight u ...
.["Mr C. H. Ellis", H. M. H., ''The Times'', 21 July 1975]
At the end of the War he was appointed a CBE for his work.
In 1945, the SIS learned from captured German spy controller Walter Schellenberg that a man named Ellis had betrayed the organisation. However, it failed to act[ and Pincher believes that Ellis was subsequently blackmailed into spying for the Soviets.][Chapman Pincher, Letters:"Security risks", ''The Times'', 6 May 1981]
Ellis was subsequently sent to Singapore on the staff of the United Kingdom Commissioner-General for South-East Asia. He was 'controller Western Hemisphere' and 'controller Far East' during the early 1950s. Ellis also helped set up the Australian Secret (Intelligence) Service
Australian(s) may refer to:
Australia
* Australia, a country
* Australians, citizens of the Commonwealth of Australia
** European Australians
** Anglo-Celtic Australians, Australians descended principally from British colonists
** Aboriginal ...
. He retired in 1953 and was awarded the CMG
CMG may refer to:
Companies
* Capitol Music Group, a music label
* China Media Group, the predominant state radio and television broadcaster in the PRC
* China Media Group Co., Ltd., publicly listed Chinese holding company in the media sector
* ...
.
A lengthy investigation into the allegations against Ellis was code-named "Emerton". A former in-house CIA historian, Thomas F. Troy, stated that James Angleton had warned him in 1963 that Ellis was under investigation as a suspected Soviet agent. Pincher alleged that in 1965 Ellis was challenged and admitted to spying for Germany. ''The Independent
''The Independent'' is a British online newspaper. It was established in 1986 as a national morning printed paper. Nicknamed the ''Indy'', it began as a broadsheet and changed to tabloid format in 2003. The last printed edition was publishe ...
s James Dalrymple said that Ellis 'sold "vast quantities of information" about the British secret service to the Germans', aiding the production of the Gestapo handbook for the Invasion of Britain.
Malleson mission
In retirement C. H. Ellis wrote a book about the Malleson mission: ''The Transcaspian Episode''. Among the incidents addressed in the book was the execution of 26 Commissars – including Stepan Shahumyan
Stepan Georgevich Shaumian (; , ''Step’an Ge'vorgi Shahumyan''; 1 October 1878 – 20 September 1918) was a Bolshevik revolutionary and politician active throughout the Caucasus. Arzumanyan, M. Շահումյան, Ստեփան Գևորգի. ...
– of a Soviet client
Client(s) or The Client may refer to:
* Client (business)
* Client (computing), hardware or software that accesses a remote service on another computer
* Customer or client, a recipient of goods or services in return for monetary or other valuabl ...
, the Centrocaspian Dictatorship
The Centro-Caspian Dictatorship, also known as the Central-Caspian Dictatorship (russian: Диктатура Центрокаспия, ''Diktatura Tsentrokaspiya'') (Azerbaijani: Sentrokaspi Diktaturası), was a short-lived anti-Soviet administr ...
, in September 1918. The commissars had earlier fled the Mussavatist Azerbaijan advanced guard in the September Days
The September Days ( hy, 1918 թ. Բաքվի հայերի կոտորած, translit=Bakvi hayeri kotorats, translation=1918 massacre of Baku Armenians) refers to a period during the Russian Civil War in September 1918 when Armenian inhabitants ...
of 1918 just before the Turks occupied Baku. They planned to sail to Astrakhan
Astrakhan ( rus, Астрахань, p=ˈastrəxənʲ) is the largest city and administrative centre of Astrakhan Oblast in Southern Russia. The city lies on two banks of the Volga, in the upper part of the Volga Delta, on eleven islands of ...
, the only Caspian Caspian can refer to:
*The Caspian Sea
*The Caspian Depression, surrounding the northern part of the Caspian Sea
*The Caspians, the ancient people living near the Caspian Sea
* Caspian languages, collection of languages and dialects of Caspian p ...
port still in Bolshevik hands but were instead dumped at the port of Krasnovodsk where they were summarily executed by the local Menshevik garrison. Ellis fundamentally disagreed with claims by the Socialist Revolutionary
The Socialist Revolutionary Party, or the Party of Socialist-Revolutionaries (the SRs, , or Esers, russian: эсеры, translit=esery, label=none; russian: Партия социалистов-революционеров, ), was a major politi ...
journalist Vadim Chaikin that British officers were responsible for the deaths of the Commisars, pointing out that it had been a triumph for Soviet propaganda. In a letter to ''The Times
''The Times'' is a British daily national newspaper based in London. It began in 1785 under the title ''The Daily Universal Register'', adopting its current name on 1 January 1788. ''The Times'' and its sister paper '' The Sunday Times'' ...
'' in 1961, Ellis placed the blame with the "Menshevik
The Mensheviks (russian: меньшевики́, from меньшинство 'minority') were one of the three dominant factions in the Russian socialist movement, the others being the Bolsheviks and Socialist Revolutionaries.
The factions eme ...
-Socialist Revolutionary" Transcaspian Government
The Transcaspian Government (1918 - July 1919) was a "Menshevik- Socialist Revolutionary" coalition set up by the Railway workers of the Trans-Caspian Railway in 1918. It was based at Ashgabat, Transcaspian Oblast.
Origin
Autonomous sentiments ...
, which had jurisdiction over the prisoners. According to Ellis the claim of British involvement arose only after the Socialist Revolutionaries found the need to ingratiate themselves with the stronger Bolsheviks
The Bolsheviks (russian: Большевики́, from большинство́ ''bol'shinstvó'', 'majority'),; derived from ''bol'shinstvó'' (большинство́), "majority", literally meaning "one of the majority". also known in English ...
.
Biography
Ellis is the subject of British-Australian author Jesse Fink
Jesse Fink (born 1973) is a British-Australian author of six books including twin biographies of the hard-rock band AC/DC (''The Youngs: The Brothers Who Built AC/DC'' and ''Bon: The Last Highway''), the cocaine-trafficking story ''Pure Narco'' ...
's biography ''The Eagle in the Mirror''.
Footnotes
References
*Ellis, C. H,
The British Intervention in Transcaspia 1918–1919
University of California Press
The University of California Press, otherwise known as UC Press, is a publishing house associated with the University of California that engages in academic publishing. It was founded in 1893 to publish scholarly and scientific works by facult ...
, 1963
*James Cotton, ‘”The Standard Work in English on the League” and Its Authorship: Charles Howard Ellis, an Unlikely Australian Internationalist’, History of European Ideas, 42:8, 1089-1104, 2016 DOI: 10.1080/01916599.2016.1182568
{{DEFAULTSORT:Ellis, Dick
1895 births
1975 deaths
People from Sydney
Allied intervention in the Russian Civil War
Alumni of St Edmund Hall, Oxford
Officers of the Order of the British Empire
Commanders of the Order of the British Empire
Recipients of the Legion of Merit
Companions of the Order of St Michael and St George
British diplomats
Secret Intelligence Service personnel
World War II spies for Germany
Australian emigrants to England
Australian expatriates in England