(; published in two volumes, the first in 1835
[ via Gallica; via Gallica] and the second in 1840)
[ via Gallica; via Gallica] is a classic French work by
Alexis de Tocqueville
Alexis Charles Henri Clérel, comte de Tocqueville (29 July 180516 April 1859), was a French Aristocracy (class), aristocrat, diplomat, political philosopher, and historian. He is best known for his works ''Democracy in America'' (appearing in t ...
. In the book, Tocqueville examines the democratic revolution that he believed had been occurring over the previous several hundred years.
In 1831, Tocqueville and
Gustave de Beaumont were sent by the
French government
The Government of France (, ), officially the Government of the French Republic (, ), exercises Executive (government), executive power in France. It is composed of the Prime Minister of France, prime minister, who is the head of government, ...
to study the
American prison system. In his later letters, Tocqueville indicates that he and Beaumont used their official business as a pretext to study
American society
The society of the United States is based on Western culture, and has been developing since long before the United States became a country with its own unique social and cultural characteristics such as American English, dialect, Music of the ...
instead. They arrived in
New York City
New York, often called New York City (NYC), is the most populous city in the United States, located at the southern tip of New York State on one of the world's largest natural harbors. The city comprises five boroughs, each coextensive w ...
in May of that year and spent nine months traveling the United States, studying the prisons and collecting information on American society, including its
religious
Religion is a range of social- cultural systems, including designated behaviors and practices, morals, beliefs, worldviews, texts, sanctified places, prophecies, ethics, or organizations, that generally relate humanity to supernatural ...
,
political
Politics () is the set of activities that are associated with decision-making, making decisions in social group, groups, or other forms of power (social and political), power relations among individuals, such as the distribution of Social sta ...
, and
economic
An economy is an area of the Production (economics), production, Distribution (economics), distribution and trade, as well as Consumption (economics), consumption of Goods (economics), goods and Service (economics), services. In general, it is ...
character. The two also briefly visited Canada, spending a few days in the summer of 1831 in what was then
Lower Canada
The Province of Lower Canada () was a British colonization of the Americas, British colony on the lower Saint Lawrence River and the shores of the Gulf of Saint Lawrence established in 1791 and abolished in 1841. It covered the southern portion o ...
(modern-day
Quebec
Quebec is Canada's List of Canadian provinces and territories by area, largest province by area. Located in Central Canada, the province shares borders with the provinces of Ontario to the west, Newfoundland and Labrador to the northeast, ...
) and
Upper Canada
The Province of Upper Canada () was a Province, part of The Canadas, British Canada established in 1791 by the Kingdom of Great Britain, to govern the central third of the lands in British North America, formerly part of the Province of Queb ...
(modern-day
Ontario
Ontario is the southernmost Provinces and territories of Canada, province of Canada. Located in Central Canada, Ontario is the Population of Canada by province and territory, country's most populous province. As of the 2021 Canadian census, it ...
).
Tocqueville and Beaumont returned to France in February 1832 and submitted their report, (''On the Penitentiary System in the United States and its Application in France''), the next year. Tocqueville eventually extrapolated this work into the book ''Democracy in America'', which was first published in Paris in two volumes. In the work, Tocqueville holds a critical lens to early 19th Century socioeconomic affairs in the United States. He notes the influence of American government and religious history on its entrepreneurial and relatively egalitarian culture. However, Tocqueville criticizes the moral, spiritual, artistic, and interpersonal costs of a society where social mobility and restlessness are organizing expectations.
Ultimately, since its publication, the work has had a dramatic impact on American (as well as broader Western) thought and education; especially in history, political science, and the social sciences.
Purpose
Tocqueville begins his
book
A book is a structured presentation of recorded information, primarily verbal and graphical, through a medium. Originally physical, electronic books and audiobooks are now existent. Physical books are objects that contain printed material, ...
by describing the change in
social conditions taking place. He observed that over the previous seven hundred years the social and economic conditions of men had become more equal. The
aristocracy
Aristocracy (; ) is a form of government that places power in the hands of a small, privileged ruling class, the aristocracy (class), aristocrats.
Across Europe, the aristocracy exercised immense Economy, economic, Politics, political, and soc ...
,
Tocqueville believed, was gradually disappearing as the modern world experienced the beneficial effects of equality. Tocqueville traced the development of equality to a number of factors, such as granting all men permission to enter the
clergy
Clergy are formal leaders within established religions. Their roles and functions vary in different religious traditions, but usually involve presiding over specific rituals and teaching their religion's doctrines and practices. Some of the ter ...
, widespread economic opportunity resulting from the growth of trade and
commerce
Commerce is the organized Complex system, system of activities, functions, procedures and institutions that directly or indirectly contribute to the smooth, unhindered large-scale exchange (distribution through Financial transaction, transactiona ...
, the royal sale of titles of nobility as a monarchical fundraising
tool
A tool is an Physical object, object that can extend an individual's ability to modify features of the surrounding environment or help them accomplish a particular task. Although many Tool use by animals, animals use simple tools, only human bei ...
, and the abolition of
primogeniture
Primogeniture () is the right, by law or custom, of the firstborn Legitimacy (family law), legitimate child to inheritance, inherit all or most of their parent's estate (law), estate in preference to shared inheritance among all or some childre ...
.
Tocqueville described this revolution as a "providential fact"
of an "irresistible revolution," leading some to criticize the
determinism
Determinism is the Metaphysics, metaphysical view that all events within the universe (or multiverse) can occur only in one possible way. Deterministic theories throughout the history of philosophy have developed from diverse and sometimes ov ...
found in the book. However, based on Tocqueville's correspondences with friends and colleagues, Marvin Zetterbaum, Professor Emeritus at
University of California Davis, concludes that the Frenchman never accepted democracy as determined or inevitable. He did, however, consider equality more just and therefore found himself among its partisans. Given the
social state
A welfare state is a form of government in which the state (or a well-established network of social institutions) protects and promotes the economic and social well-being of its citizens, based upon the principles of equal opportunity, equitab ...
that was emerging,
Tocqueville believed that a "new
political science
Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
" would be needed, in order to:
struct democracy, if possible to reanimate its beliefs, to purify its motives, to regulate its movements, to substitute little by little the science of affairs for its inexperience, and knowledge of its true instincts for its blind instincts; to adapt its government to time and place; to modify it according to circumstances and men: such is the first duty imposed on those who direct society in our day.
The remainder of the book can be interpreted as an attempt to accomplish this goal, thereby giving advice to those people who would experience this change in social states. Tocqueville's message is somewhat beyond the American democracy itself, which was rather an illustration to his philosophical claim that democracy is an effect of industrialization. This explains why Tocqueville does not unambiguously define democracy and even ignores the intents of the Founding Fathers of the United States regarding the American political system:
Main themes
Puritan founding
Tocqueville begins his study of the U.S. by explaining the contribution of the
Puritans
The Puritans were English Protestants in the 16th and 17th centuries who sought to rid the Church of England of what they considered to be Roman Catholic practices, maintaining that the Church of England had not been fully reformed and should b ...
. According to him, the Puritans established the U.S. democratic social state of equality. They arrived equals in education and were all middle class. In addition, Tocqueville observes that they contributed a synthesis of religion and political liberty in America that was uncommon in Europe, particularly in France. He calls the Puritan Founding the "seed" of his entire work.
Federal constitution
Tocqueville believed that the Puritans established the principle of sovereignty of the people in the
Fundamental Orders of Connecticut
The Fundamental Orders were adopted by the Connecticut Colony council on . The fundamental orders describe the government set up by the Connecticut River New England town, towns, setting its structure and powers and was a driven attempt for the ...
. The
American Revolution
The American Revolution (1765–1783) was a colonial rebellion and war of independence in which the Thirteen Colonies broke from British America, British rule to form the United States of America. The revolution culminated in the American ...
then popularized this principle, followed by the
Constitutional Convention of 1787, which developed institutions to manage popular will. While Tocqueville speaks highly of the
U.S. Constitution, he believes that the mores, or "habits of mind" of the American people play a more prominent role in the protection of freedom. These include:
* Township democracy
* Mores, laws, and circumstances
*
Tyranny of the majority
Tyranny of the majority refers to a situation in majority rule where the preferences and interests of the majority dominate the political landscape, potentially sidelining or repressing minority groups and using majority rule to take non-democrat ...
* Religion and beliefs
* The family
*
Individualism
Individualism is the moral stance, political philosophy, ideology, and social outlook that emphasizes the intrinsic worth of the individual. Individualists promote realizing one's goals and desires, valuing independence and self-reliance, and a ...
* Associations
* Self-interest rightly understood
*
Materialism
Materialism is a form of monism, philosophical monism according to which matter is the fundamental Substance theory, substance in nature, and all things, including mind, mental states and consciousness, are results of material interactions. Acco ...
Situation of women
Tocqueville was one of the first social critics to examine the situation of U.S. women and to identify the concept of
separate spheres.
[ Full text availabl]
online
/ref> The section ''Influence of Democracy on Manners Properly So Called'' of the second volume is devoted to his observations of women's status in U.S. society. He writes: "In no country has such constant care been taken as in America to trace two clearly distinct lines of action for the two sexes and to make them keep pace one with the other, but in two pathways that are always different."
He argues that the collapse of aristocracy
Aristocracy (; ) is a form of government that places power in the hands of a small, privileged ruling class, the aristocracy (class), aristocrats.
Across Europe, the aristocracy exercised immense Economy, economic, Politics, political, and soc ...
lessened the patriarchal
Patriarchy is a social system in which positions of authority are primarily held by men. The term ''patriarchy'' is used both in anthropology to describe a family or clan controlled by the father or eldest male or group of males, and in fem ...
rule in the family where fathers would control daughters' marriages, meaning that women had the option of remaining unmarried and retaining a higher degree of independence. Married women, by contrast, lost all independence "in the bonds of matrimony" as "in America paternal discipline y the woman's fatheris very relaxed and the conjugal tie very strict." Yet despite this lack of independence, he believed America would "raise woman and make her more and more the equal of man" and praised America for having more legal protections for women than in France. Tocqueville believed women would be contributors to America's prosperity and strength despite the limitations of the time, stating:
As for myself, I do not hesitate to avow that although the women of the United States are confined within the narrow circle of domestic life, and their situation is in some respects one of extreme dependence, I have nowhere seen women occupying a loftier position; and if I were asked, ... to what the singular prosperity and growing strength of that people ought mainly to be attributed, I should reply,—to the superiority of their women.
Summary
The primary focus of ''Democracy in America'' is an analysis of why republican representative democracy
Representative democracy, also known as indirect democracy or electoral democracy, is a type of democracy where elected delegates represent a group of people, in contrast to direct democracy. Nearly all modern Western-style democracies func ...
has succeeded in the United States while failing in so many other places. Tocqueville seeks to apply the functional aspects of democracy in the United States to what he sees as the failings of democracy in his native France.
Tocqueville speculates on the future of democracy in the United States, discussing possible threats ''to'' democracy and possible dangers ''of'' democracy. These include his belief that democracy has a tendency to degenerate into " soft despotism" as well as the risk of developing a tyranny of the majority
Tyranny of the majority refers to a situation in majority rule where the preferences and interests of the majority dominate the political landscape, potentially sidelining or repressing minority groups and using majority rule to take non-democrat ...
. He observes that the strong role religion played in the United States was due to its separation from the government, a separation all parties found agreeable. He contrasts this to France, where there was what he perceived to be an unhealthy antagonism between democrats and the religious, which he relates to the connection between church and state.
Insightful analysis of political society was supplemented in the second volume by description of civil society
Civil society can be understood as the "third sector" of society, distinct from government and business, and including the family and the private sphere.[Hegel
Georg Wilhelm Friedrich Hegel (27 August 1770 – 14 November 1831) was a 19th-century German idealism, German idealist. His influence extends across a wide range of topics from metaphysical issues in epistemology and ontology, to political phi ...]
. Tocqueville observed that social mechanisms have paradoxes, as in what later became known as the Tocqueville effect: "social frustration increases as social conditions improve". He wrote that this growing hatred of social privilege, as social conditions improve, leads to the state concentrating more power to itself. Tocqueville's views on the United States took a darker turn after 1840, however, as made evident in Craiutu and Jennings' ''Tocqueville on America after 1840: Letters and Other Writings''.
Impact
''Democracy in America'' was published in two volumes, the first in 1835 and the other in 1840. It was immediately popular in both Europe and the United States, while also having a profound impact on the French population. By the twentieth century, it had become a classic work of political science
Political science is the scientific study of politics. It is a social science dealing with systems of governance and Power (social and political), power, and the analysis of political activities, political philosophy, political thought, polit ...
, social science
Social science (often rendered in the plural as the social sciences) is one of the branches of science, devoted to the study of societies and the relationships among members within those societies. The term was formerly used to refer to the ...
, and history
History is the systematic study of the past, focusing primarily on the Human history, human past. As an academic discipline, it analyses and interprets evidence to construct narratives about what happened and explain why it happened. Some t ...
. It is a commonly assigned reading for undergraduate
Undergraduate education is education conducted after secondary education and before postgraduate education, usually in a college or university. It typically includes all postsecondary programs up to the level of a bachelor's degree. For example, ...
s of American universities majoring in the political or social sciences, and part of the introductory political theory syllabus at Cambridge, Oxford, Princeton and other institutions. In the introduction to his translation of the book, Harvard Professor Harvey C. Mansfield calls it "at once the best book ever written on democracy and the best book ever written on America."
Tocqueville's work is often acclaimed for making a number of astute predictions. He anticipates the potential acrimony over the abolition
Abolition refers to the act of putting an end to something by law, and may refer to:
*Abolitionism, abolition of slavery
*Capital punishment#Abolition of capital punishment, Abolition of the death penalty, also called capital punishment
*Abolitio ...
of slavery
Slavery is the ownership of a person as property, especially in regards to their labour. Slavery typically involves compulsory work, with the slave's location of work and residence dictated by the party that holds them in bondage. Enslavemen ...
that would tear apart the United States and lead to the American Civil War
The American Civil War (April 12, 1861May 26, 1865; also known by Names of the American Civil War, other names) was a civil war in the United States between the Union (American Civil War), Union ("the North") and the Confederate States of A ...
, as well as the eventual superpower
Superpower describes a sovereign state or supranational union that holds a dominant position characterized by the ability to Sphere of influence, exert influence and Power projection, project power on a global scale. This is done through the comb ...
rivalry between the United States and the Soviet Union, which exploded after World War II
World War II or the Second World War (1 September 1939 – 2 September 1945) was a World war, global conflict between two coalitions: the Allies of World War II, Allies and the Axis powers. World War II by country, Nearly all of the wo ...
and spawned the Cold War
The Cold War was a period of global Geopolitics, geopolitical rivalry between the United States (US) and the Soviet Union (USSR) and their respective allies, the capitalist Western Bloc and communist Eastern Bloc, which lasted from 1947 unt ...
.
Noting the rise of the industrial sector in the American economy, Tocqueville argued that an industrial aristocracy would rise from the ownership of labor. He warned that 'friends of democracy must keep an anxious eye peeled in this direction at all times', observing that the route of industry was the gate by which a newfound wealthy class might potentially dominate, although he himself believed that an industrial aristocracy would differ from the formal aristocracy of the past.
In spending several chapters lamenting the state of the arts in America, he fails to envision the literary renaissance that would shortly arrive in the form of such major writers as Edgar Allan Poe
Edgar Allan Poe (; January 19, 1809 – October 7, 1849) was an American writer, poet, editor, and literary critic who is best known for his poetry and short stories, particularly his tales involving mystery and the macabre. He is widely re ...
, Henry David Thoreau
Henry David Thoreau (born David Henry Thoreau; July 12, 1817May 6, 1862) was an American naturalist, essayist, poet, and philosopher. A leading Transcendentalism, transcendentalist, he is best known for his book ''Walden'', a reflection upon sim ...
, Ralph Waldo Emerson
Ralph Waldo Emerson (May 25, 1803April 27, 1882), who went by his middle name Waldo, was an American essayist, lecturer, philosopher, minister, abolitionism, abolitionist, and poet who led the Transcendentalism, Transcendentalist movement of th ...
, Herman Melville
Herman Melville (Name change, born Melvill; August 1, 1819 – September 28, 1891) was an American novelist, short story writer, and poet of the American Renaissance (literature), American Renaissance period. Among his best-known works ar ...
, Nathaniel Hawthorne
Nathaniel Hawthorne (né Hathorne; July 4, 1804 – May 19, 1864) was an American novelist and short story writer. His works often focus on history, morality, and religion.
He was born in 1804 in Salem, Massachusetts, from a family long associat ...
, and Walt Whitman
Walter Whitman Jr. (; May 31, 1819 – March 26, 1892) was an American poet, essayist, and journalist; he also wrote two novels. He is considered one of the most influential poets in American literature and world literature. Whitman incor ...
. Equally, in dismissing the country's interest in science as limited to pedestrian applications for streamlining the production of material goods, he failed to imagine America's burgeoning appetite for pure scientific research and discovery.
According to Tocqueville, democracy had some unfavorable consequences: the tyranny of the majority over thought, a preoccupation with material goods, and isolated individuals. ''Democracy in America'' was interpreted differently across national contexts. In France and the United States, Tocqueville's work was seen as liberal, whereas both progressives and conservatives in the British Isles interpreted his work as supporting their own positions.
Tocqueville's book can be compared with '' Letters on the English'' (1733) by Voltaire
François-Marie Arouet (; 21 November 169430 May 1778), known by his ''Pen name, nom de plume'' Voltaire (, ; ), was a French Age of Enlightenment, Enlightenment writer, philosopher (''philosophe''), satirist, and historian. Famous for his wit ...
in how it flatteringly explains a nation to itself from the perspective of an outsider. Voltaire based his book on his experiences living in Great Britain as his compatriot Tocqueville did a century later in America, and according to the National Constitution Center, "Voltaire's passages on the spirit of commerce, religious diversity, religious freedom, and the English form of government also greatly influenced American thinking".
Translations
* Henry Reeve, translated 1835. This translation was completed by Reeve and later revised by Francis Bowen. In 1945, it was reissued in a modern edition by Alfred A. Knopf edited and with an extensive historical essay by Phillips Bradley.
* George Lawrence, translated in 1966 with an introduction by J. P. Mayer
* Harvey C. Mansfield and Delba Winthrop, translated circa 2000
* Gerald Bevan, translated circa 2003
* Arthur Goldhammer
Arthur Goldhammer (born November 17, 1946) is an American academic and translator.
Early life
Goldhammer studied mathematics at MIT, gaining his PhD in 1973.
Career
Since 1977 he has worked as a translator. He is based at the Center for Euro ...
, translated circa 2004
* James T. Schleifer, edited by Eduardo Nolla and published by Liberty Fund in March 2010. Bilingual edition based on the authoritative edition of the original French-language text.
See also
* '' The Alexis de Tocqueville Tour: Exploring Democracy in America''
* Economic sociology
Economic sociology is the study of the social cause and effect of various economic phenomena. The field can be broadly divided into a classical period and a contemporary one, known as "new economic sociology".
The classical period was concerned ...
* Democracy in the Americas
Notes
See, Ronald T. Libby, The Death of Democracy in America: Inventing Political Crimes, (Twelve tables Publishers, 2024).
Bibliography
* Manent, Pierre. ''Tocqueville and the Nature of Democracy'' (1996)
* Morton, F. L. "Sexual Equality and the Family in Tocqueville's Democracy in America," ''Canadian Journal of Political Science'' (1984) 17#2 pp. 309–32
in JSTOR
* Schleifer, James T. ''The Chicago Companion to Tocqueville's Democracy in America'' (U of Chicago Press, 2012)
* Schneck, Stephen. "New Readings of Tocqueville's America: Lessons for Democracy," ''Polity'' (1992) 25#2 pp. 283–29
in JSTOR
* Welch, Cheryl B. ed. ''Cambridge Companion to Tocqueville'' (2006
excerpt and text search
* Zetterbaum, Marvin. ''Tocqueville and the Problem of Democracy'' (1967)
Translations
* Tocqueville, Alexis de, ''Democracy in America'', Henry Reeve, tr., revised edition (2 vols., Cambridge, 1862)
* Tocqueville, ''Democracy in America'' (Arthur Goldhammer, trans.; Olivier Zunz, ed.)
The Library of America
2004)
* Tocqueville, ''Democracy in America'' (George Lawrence, trans.; J. P. Mayer, ed.; New York: Perennial Classics, 2000)
* Tocqueville, ''Democracy in America'' (Harvey Mansfield and Delba Winthrop, trans., ed.; Chicago: University of Chicago Press, 2000)
French studies
* Jean-Louis Benoît, ''Tocqueville Moraliste'', Paris, Honoré Champion, 2004.
* Arnaud Coutant, ''Tocqueville et la Constitution démocratique'', Paris, Mare et Martin, 2008.
* A. Coutant, ''Une Critique républicaine de la démocratie libérale'', Paris, Mare et Martin, 2007.
* Laurence Guellec, ''Tocqueville : l'apprentissage de la liberté'', Michalon, 1996.
* Lucien Jaume, ''Tocqueville, les sources aristocratiques de la liberté'', Bayard, 2008.
* Eric Keslassy, ''le libéralisme de Tocqueville à l’épreuve du paupérisme'', L'Harmattan
Éditions L'Harmattan, usually known simply as L'Harmattan (), is one of the largest French book publishers. It specialises in non-fiction books with a particular focus on Sub-Saharan Africa. It is named after the Harmattan, a trade wind in W ...
, 2000
* F. Melonio, ''Tocqueville et les Français'', 1993.
External links
1831 Notes of Alexis de Tocqueville in Lower Canada
(''Note:'' this is public domain)
*
*
*
''Booknotes'', February 26, 1995
– Interview with Alan Ryan on the writing of the introduction to the 1994 edition of ''Democracy in America''. (Page includes transcript)
''Booknotes'', December 17, 2000
– Interview with Harvey Mansfield
Harvey Claflin Mansfield Jr. (born March 21, 1932) is an American political philosopher. He was the William R. Kenan Jr. Professor of Government at Harvard University, where he taught from 1962 until his retirement in 2023. He has held Guggenhei ...
on the 2000 University of Chicago Press
The University of Chicago Press is the university press of the University of Chicago, a Private university, private research university in Chicago, Illinois. It is the largest and one of the oldest university presses in the United States. It pu ...
edition of ''Democracy in America'', which he and his wife, Delba Winthrop, translated and edited. (Page includes transcript)
Audiolivre : ''De la démocratie en Amérique''. Première partie. (7h 31min) (en français)
Alexis de Tocqueville: Tyranny of the Majority EDSITEment from the National Endowment for the Humanities
Yale Tocqueville Manuscripts
General Collection, Beinecke Rare Book and Manuscript Library, Yale University.
See Ronald T. Libby, "The Death of Democracy in America: Inventing Political Crimes. Twelve Tables Publishers, 2024.
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