''Democracy and Totalitarianism'' (1968) is a book by French philosopher and political scientist
Raymond Aron
Raymond Claude Ferdinand Aron (; 14 March 1905 – 17 October 1983) was a French philosopher, sociologist, political scientist, historian and journalist, one of France's most prominent thinkers of the 20th century.
Aron is best known for his 19 ...
. It compares the political systems of the
Soviet Union and the democratic countries of the West.
Soviet history

The basis of the book was a series of lectures Aron gave in 1957 and 1958 at
Sorbonne University. It is republished in
France regularly and has been translated into many languages, including Russian (1993).
Party history

Aron divided the history of the Soviet Communist Party into five stages:
* Before November 1917:
Vladimir Lenin wanted to create a party of professional revolutionaries, with strict discipline. According to Lenin, such a party could organize the successful capture of power and could incite the people to revolt, instead of conducting insignificant talks about
socialism in
parliament. Elections of deputies on congresses of the
Soviet Communist Party were held honestly at first, but Lenin later manipulated them and could usually impose his will.
* 1917–1923: discussions took place between party factions. Lenin appeared in the minority quite often, but colleagues trusted him blindly. The secretariat of the party's
Central Committee
Central committee is the common designation of a standing administrative body of Communist party, communist parties, analogous to a board of directors, of both ruling and nonruling parties of former and existing socialist states. In such party org ...
gained power. The party officialdom began to gain power.
* 1923–1930:
Joseph Stalin won a victory over other colleagues of Lenin, by gaining the support of the party officialdom. Aron explains Stalin's victory over
Leon Trotsky in this way, lamenting that Trotsky was much more talented than Stalin. Aron writes: "Trotsky could speak on anything, but the majority of delegates of congresses voted for the point of view of Stalin because the delegates received posts through the secretariat of the Central Committee of the Soviet Communist Party and delegates of congresses were personally obliged to these by Stalin". Stalin allied with
Grigory Zinovyev
Grigory Yevseyevich Zinoviev, . Transliterated ''Grigorii Evseevich Zinov'ev'' according to the Library of Congress system. (born Hirsch Apfelbaum, – 25 August 1936), known also under the name Ovsei-Gershon Aronovich Radomyslsky (russian: Ов ...
and
Lev Kamenev
Lev Borisovich Kamenev. (''né'' Rozenfeld; – 25 August 1936) was a Bolshevik revolutionary and a prominent Soviet politician.
Born in Moscow to parents who were both involved in revolutionary politics, Kamenev attended Imperial Moscow Uni ...
against Trotsky in the beginning and then with
Nicolai Bukharin
Nikolai Ivanovich Bukharin (russian: Никола́й Ива́нович Буха́рин) ( – 15 March 1938) was a Bolshevik revolutionary, Soviet politician, Marxist philosopher and economist and prolific author on revolutionary theory.
...
against Zinovyev and Kamenev. These victories by Stalin played out at party congresses where Stalin consistently won voting majorities.
* 1930–1953: Stalin took near-absolute power. While he continued to confer with others, he generally imposed his will on decisions. Stalin inspired fear in these colleagues since 1934. Party factions were liquidated ruthlessly; all opponents to Stalin were executed.
* After 1953: rivalry between Stalin's successors –
Nikita Khrushchev,
Lavrentiy Beria and
Georgy Malenkov who, according to Lenin's recommendation, tried not to cross the "bloody line" and avoid self-destruction. The exception was made for Beria only – he was executed because colleagues considered him as the supplicant to the tyrant.
Soviet constitution—fiction and reality
The democratically elected
Constituent Assembly was dissolved by the
Bolsheviks after its first meeting because a considerable majority of its members were hostile to the Bolsheviks. Merchants, priests and landowners were deprived of electoral rights under the constitution of
Russian Soviet Federative Socialist Republic of 1918. According to Aron, this
Soviet Constitution had no value because the real power belonged to the Communist Party.
Aron claimed that no distinctions were made between cities and villages under the Constitution of 1936. This was unnecessary because there were ample opportunities to juggle the results of elections. According to official figures 99.9% of voters voted for the Communists. The Communists considered a refusal to vote to be a protest against the government.
Meetings of the
Supreme Soviet of Russia turned into performances for the expression of approval for actions of the government.
Citizens had defined
civil rights under the Soviet Constitution of 1936, but these rights could be ignored "according to interests of workers". This clause permitted arbitrary action by the authorities. The Constitution of the Soviet Union was a show for the benefit of the West, according to Aron.
Aron notes that the Bolsheviks justified themselves with the idea of a temporary dictatorship. It is possible to say of the affairs of Bolsheviks: "People make the history, but people don't understand history which they make". It couldn't have been otherwise as free discussions were forbidden in the Soviet period,
censorship was established and the authorities ruthlessly destroyed all critics of the Party's plans. Aron concluded that the plans and the results of the Communists' activities did not match.
Ideology and terror
According to Bolshevist theory, the
October Revolution became a symbol of a victory of the world
proletariat
The proletariat (; ) is the social class of wage-earners, those members of a society whose only possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian. Marxist philo ...
. According to Aron, the October Revolution was actually an example of the important role of small political groups in human history. Aron points to imaginary elections and hypocritical welcome exclamations at congresses and demonstrations as symbols of the power of the Soviet ruling clique.
Aron notes that Lenin did not rely on "an objective course of history" to guide his actions and often violated both Marx's theory and his own former statements. Noting the role of state terror in the
USSR, Aron noted that both
Oliver Cromwell and
Maximilien de Robespierre used terror. As an example of state terror Aron that more than half of the delegates to the
XVII congress of Soviet Communist Party (1934) were declared "enemies of the people" in years of "big terror". Almost all party veterans were discharged during the mass "cleanings" of 1936-1938. The majority of these veterans were executed or sent to the
Gulag. They admitted their own "guilt" during the "
Moscow trials
The Moscow trials were a series of show trials held by the Soviet Union between 1936 and 1938 at the instigation of Joseph Stalin. They were nominally directed against "Trotskyists" and members of "Right Opposition" of the Communist Party of th ...
", often after torture.
Aron quoted
Montesquieu's words about
despotism
Despotism ( el, Δεσποτισμός, ''despotismós'') is a form of government in which a single entity rules with absolute power. Normally, that entity is an individual, the despot; but (as in an autocracy) societies which limit respect and ...
: " The fear seizes all people in society imperceptibly, except one tyrant". In this regard Aron quotes Khrushchev writing that at a meeting with Stalin, Khrushchev knew never whether Stalin wanted to consult him or arrest him. Aron concluded that the fear was part of the Communist experiment.
Aron identified three types of terror in the USSR:
* Punishment for "counterrevolutionary activity" or for "social and dangerous acts".
Sentencing
In law, a sentence is the punishment for a crime ordered by a trial court after conviction in a criminal procedure, normally at the conclusion of a trial. A sentence may consist of imprisonment, a fine, or other sanctions. Sentences for mult ...
did not require the presence of the defendant and appeal was not possible.
* The accused had no right to appeal. Execution followed within a day sentencing.
* Some "convicts" were deported, e.g. from the
Caucasus, the
Volga region,
Crimea,
Ukraine,
Belarus, or the
Baltics to
Ural (region),
Siberia and
Central Asia.
Totalitarianism
Aron named five main signs of
totalitarianism:
*
One-party has a monopoly on political activity only.
* A state ideology upheld by the ruling party that is given status as the only authority.
* State information monopoly that controls
mass media for distribution of official truth.
* State controlled economy with major economic entities under the control of the state.
* Ideological terror that turns economic or professional actions into crimes. Violators are exposed to prosecution and to ideological persecution. Aron drew parallels between Soviet communism,
Nazism and
Italian Fascism. Aron considers all three
political regime
In politics, a regime (also "régime") is the form of government or the set of rules, cultural or social norms, etc. that regulate the operation of a government or institution and its interactions with society. According to Yale professor Juan J ...
s to be totalitarian.
Dictatorship of the proletariat
Aron claimed that according to
Marx, power belongs to the
proletariat
The proletariat (; ) is the social class of wage-earners, those members of a society whose only possession of significant economic value is their labour power (their capacity to work). A member of such a class is a proletarian. Marxist philo ...
under
socialism. The proletariat were a minority of the population in
Russia before the 1917
October Revolution. Aron concluded that "the power belongs to the proletariat" was thus
demagogy, because it excluded the majority. In practice, according to Aron, the power belonged to the ruling group of Party
apparatchik
__NOTOC__
An apparatchik (; russian: аппара́тчик ) was a full-time, professional functionary of the Communist Party of the Soviet Union or the Soviet government ''apparat'' ( аппарат, apparatus), someone who held any position ...
s in the USSR.
Social democrats (so-called "
Menshevik
The Mensheviks (russian: меньшевики́, from меньшинство 'minority') were one of the three dominant factions in the Russian socialist movement, the others being the Bolsheviks and Socialist Revolutionaries.
The factions eme ...
s") warned in 1917 that the socialist revolution would doom workers to despotism for half a century. The leader of the
Second International Karl Kautsky stated, after the October Revolution: "The October Revolution is not
dictatorship of the proletariat and the October Revolution is the dictatorship of Communist party over the proletariat". Trotsky justified power capture in 1917, but criticized soviet bureaucracy. However, as Aron specifies, the bureaucracy is necessary for management of a
planned economy
A planned economy is a type of economic system where investment, production and the allocation of capital goods takes place according to economy-wide economic plans and production plans. A planned economy may use centralized, decentralized, part ...
: the number of officials surpassed the number of industrial workers more than twice by August, 1920: 4 million officials against 1.7 million industrial workers.
The Soviet
bureaucracy
The term bureaucracy () refers to a body of non-elected governing officials as well as to an administrative policy-making group. Historically, a bureaucracy was a government administration managed by departments staffed with non-elected offi ...
wanted to see Stalin as its leader instead of Trotsky with his theory of "
permanent revolution
Permanent revolution is the strategy of a revolutionary class pursuing its own interests independently and without compromise or alliance with opposing sections of society. As a term within Marxist theory, it was first coined by Karl Marx and ...
"; another revolution was not necessary for bureaucracy. Trotsky began to doubt the truth of
Marxism at the end of his life.
Comparisons with the Soviet Union
Nazi Germany
German national socialism and Soviet Communism are two versions of totalitarianism. According to Aron one similarity of
Nazism and the Soviet system is the use of terror. The purposes and justification of terror varied.
Aron enumerated and compared other similarities of Nazism and the Soviet system:
* one-party system
* official ideology
* ubiquitous police
*
tyranny
Russian Empire
* Existence of bureaucratic
hierarchy
A hierarchy (from Greek: , from , 'president of sacred rites') is an arrangement of items (objects, names, values, categories, etc.) that are represented as being "above", "below", or "at the same level as" one another. Hierarchy is an important ...
.
* State ideology (
Orthodoxy
Orthodoxy (from Greek: ) is adherence to correct or accepted creeds, especially in religion.
Orthodoxy within Christianity refers to acceptance of the doctrines defined by various creeds and ecumenical councils in Antiquity, but different Churc ...
or
communism).
* The guarded relation to the West that was shown in dispute between Westerners and
Slavophiles in the
Russian Empire.
* Soviet regime as an Asiatic mode of production
Aron refers to
Karl August Wittfogel's work ''
Oriental Despotism: A Comparative Study of Total Power''. Marx enumerated various modes of production in ''A Contribution to the Critique of Political Economy''. Marx named an
Asian mode of production (Russian) unlike ancient, feudal and
capitalist mode of production.
Features of an Asian way of production:
* The bureaucracy manages work collectively.
* Agriculture requires irrigation systems that the bureaucracy can organize construction and repair of irrigation systems. The bureaucracy organized industrialization in USSR.
* Cancellation of
market competition and
private property
Private property is a legal designation for the ownership of property by non-governmental legal entities. Private property is distinguishable from public property and personal property, which is owned by a state entity, and from collective or ...
.
* Absence of
social class
A social class is a grouping of people into a set of Dominance hierarchy, hierarchical social categories, the most common being the Upper class, upper, Middle class, middle and Working class, lower classes. Membership in a social class can for ...
es.
* Absolute power of the ruler. Chinese wanted the English ambassador to bow before the Chinese emperor, but the English ambassador refused.
Marxism is the theory of East despotism. The Russian Empire was half Asian until 1917. The Asian mode of production was established in
Ancient Egypt and
Ancient China
The earliest known written records of the history of China date from as early as 1250 BC, from the Shang dynasty (c. 1600–1046 BC), during the reign of king Wu Ding. Ancient historical texts such as the '' Book of Documents'' (early chapte ...
. Aron concluded that the Asian way of production was constructed in the USSR.
See also
Sources
*
*
* {{Citation , author1=Karl Marx , title=A contribution to the critique of political economy , date=1970 , publisher=New York International Publishers , isbn=978-0-7178-0042-1
Anti-communism
Books about the West
Democracy
Totalitarianism